United States v. Bailey ( 2000 )

F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
MAR 27 2000
TENTH CIRCUIT
PATRICK FISHER
Clerk
UNITED STATES OF AMERICA,
Plaintiff-Appellee, No. 99-6250
v. W. Dist. Okla.
BILL DAYMOND BAILEY, (D.C. Nos. 98-CV-1683-T;
CR-97-54-T)
Defendant-Appellant.
ORDER AND JUDGMENT *
Before BALDOCK, HENRY, and LUCERO, Circuit Judges. **
I. Background
Bill Daymond Bailey pleaded guilty to possessing counterfeit Federal
Reserve notes, in violation of 18 U.S.C. § 474, and possessing cocaine with intent
to distribute, in violation of 21 U.S.C. § 841(a)(1). See Rec. vol. II, doc. 122, at
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
**
After examining the briefs and appellate record, this panel has
determined unanimously that oral argument would not materially assist the
determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G).
The case is, therefore, ordered submitted without oral argument.
1 (Dist. Ct. Order filed Oct. 20, 1997). The district court sentenced Mr. Bailey,
as a “career offender” pursuant to USSG §4B1.1, to 240 months’ imprisonment.
See id. at 5. On appeal, we affirmed. See United States v. Bailey, No. 97-6357,
1998 WL 339660 (10th Cir. June 23, 1998).
Mr. Bailey filed a motion for post-conviction relief on December 10, 1998,
in accordance with 28 U.S.C. § 2255. See Rec. vol. II, doc. 137 (Motion to
Vacate, Set Aside, or Correct Sentence). Mr. Bailey claimed that the district
court improperly considered his Minnesota state burglary conviction a predicate
offense for application of the career offender status sentencing guidelines. See
id. at 6. He also claimed his counsel was ineffective in failing to pursue the
issue. See id. at 8. The district court denied his motion on the merits on March
23, 1999. See id., doc. 144. Based on the government’s submission of
documentation establishing that the conviction was for burglary of a dwelling, the
district court determined career offender sentencing was warranted. See id.The order denying Mr. Bailey’s § 2255 motion was entered on the docket
on April 1, 1999. See Rec. vol. II, doc. 146, at 24 (Dist. Ct. Docket Sheet). The
notice of appeal was docketed as filed on June 16, 1999. See id. However, Mr.
Bailey’s notice of appeal is dated May 27, 1999, and the certificate of service
indicates that it was mailed on that date. See id. The district court did not act on
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the issue of a certificate of appealability, so for our purposes, the certificate of
appealability is deemed denied.
Mr. Bailey now applies for a certificate of appealability and appeals the
denial of his § 2255 motion. He claims he received ineffective assistance of
counsel, particularly in regard to the use of his Minnesota state burglary
conviction as a predicate offense for the career offender sentence enhancement.
The government argues Mr. Bailey’s appeal is untimely and, therefore, must be
dismissed for lack of jurisdiction. Because jurisdiction is a threshold matter, we
address it first.
II. Discussion
A. Jurisdiction
Notices of appeal in civil cases involving the United States must be filed
within sixty days from the entry of judgment or order. See Fed. R. App. P.
4(a)(1)(B). The judgment or order is entered for purposes of Fed. R. App. P.
4(a)(1)(B) when it is entered on the civil docket in compliance with Rules 58 and
79(a) of the Federal Rules of Civil Procedure. See Fed. R. App. P. 4(a)(7);
Jenkins v. Burtzloff, 69 F.3d 460, 461-62 (10th Cir. 1995).
In the present case, the order being appealed was entered on the docket on
April 1, 1999. Sixty days from April 1, 1999 is May 31, 1999, a legal holiday.
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Accordingly, the notice of appeal was due on June 1, 1999. See Fed. R. App. P.
26(a) (including last day of period of time for computing deadline unless it is a
Saturday, Sunday, or legal holiday). The envelope in which the notice was filed
indicates that it was mailed on June 15, 1999. However, this is not conclusive.
See United States v. Gray, 182 F.3d 762, 766 (10th Cir. 1999) (discussing the
same information on an envelope from the same institution and concluding “it
does not necessarily indicate the date on which legal mail is presented to prison
authorities, which is the pertinent information with respect to the mailbox rule,
because the only date recorded [on the envelope] is the date of mailing”).
“If an inmate confined in an institution files a notice of appeal in either a
civil or a criminal case, the notice is timely if it is deposited in the institution’s
internal mail system on or before the last day for filing.” Fed. R. App. P. 4(c)(1);
see also Houston v. Lack, 487 U.S. 266, 270-71 (1988) (holding that under Fed.
R. App. P 4(a)(1), pro se prisoners’ notices of appeal are “filed” at the moment of
delivery to prison authorities for delivery to the district court). Mr. Bailey’s
notice of appeal is dated May 27, 1999, and the certificate of service indicates
that it was mailed on that date. Although the government correctly notes that the
certificate of service does not meet the technical requirements of Rule 4(c), 1 this
1
“Timely filing may be shown by a declaration in compliance with 28
U.S.C. § 1746 or by a notarized statement, either of which must set forth the date
(continued...)
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deficiency is not fatal. See United States v. Tannehill, No. 97-2186, 1997 WL
741163 at *1 n.2 (10th Cir. Nov. 28, 1997); see also Denver & Rio Grande
W.R.R. Co. v. Union Pac. R.R. Co., 119 F.3d 847, 848-49 (10th Cir. 1997)
(“[C]ase law interpreting [procedural] rules is founded upon a policy which
favors deciding cases on the merits as opposed to dismissing them because of
minor technical defects.”). We apply the inmate mailbox rule and hold that the
notice of appeal was timely filed. Thus, we exercise jurisdiction.
B. Certificate of Appealability
“Unless a circuit justice or judge issues a certificate of appealability, an
appeal may not be taken . . . from . . . the final order in a proceeding under
section 2255.” 28 U.S.C. § 2253(c)(1)(B). A certificate of appealability shall not
be issued, unless “the applicant has made a substantial showing of the denial of a
constitutional right.” Id. § 2253(c)(2). Mr. Bailey claims that he was deprived of
1
(...continued)
of deposit and state that first-class postage has been prepaid.” Fed. R. App. P.
4(c)(1). Mr. Bailey’s certificate of service states: “I hereby certify that a true
and correct copy of this foregoing instrument has been mailed postage prepaid on
this 27th day of May, 1999, to the United States Attorney’s Office, 210 West Park
Avenue, Suite 400, Oklahoma City, Oklahoma 73102.” Rec. vol. II, doc. 145, at
2. Although signed and dated, it fails to meet the technical requirements of 28
U.S.C. § 1746, because it excludes the phrase “under penalty of perjury.” While
it is preferred that inmates follow the language of the statute, failure to include
the phrase “under penalty of perjury” does not protect the prisoner from
prosecution for perjury in the event of a falsehood.
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due process as a result of ineffectiveness of counsel. For the reasons stated
below, we hold that Mr. Bailey has failed to meet his burden.
In Strickland v. Washington, 466 U.S. 668 (1984), the Supreme Court
established a two-prong test to evaluate ineffective assistance of counsel claims.
In order to prevail on an ineffective assistance of counsel claim, petitioner must
demonstrate: “(1) that his counsel’s performance fell below an objective standard
of reasonableness and (2) that the deficient performance was prejudicial to his
defense.” Hickman v. Spears, 160 F.3d 1269, 1273 (10th Cir.1998) (citing
Strickland, 466 U.S. at 694).
Mr. Bailey alleges that he received ineffective assistance of counsel in two
ways. First, he claims his counsel failed to object or offer counter-evidence to the
use of one of his three Minnesota state burglary convictions as a predicate offense
for the career offender guidelines. Second, Mr. Bailey claims that his counsel
improperly advised him to plead guilty, failing to consider or advise him
regarding his career offender status.
Like the district court, we find that the government properly demonstrated
the applicability of the career offender provisions. See USSG §4B1.1. The
government demonstrated that in 1985, Mr. Bailey pled guilty to and was
convicted of two counts of burglary in the first degree in violation of Minn. Stat.
§ 609.582(1)(c), see Rec. vol. I, doc. 108, Exs. 5, 6, and one count of burglary in
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the first degree in violation of Minn. Stat. § 609.582(1)(b), see Rec. vol. I, doc.
108, Ex. 4. At the time of Mr. Bailey’s conviction, the Minnesota statute defined
first degree burglary consistently with the generic definition established in Taylor
v. United States, 495 U.S. 575 (1990). See Minn. Stat. §§ 609.582(1)(c) & (b
(1984 & Supp. 1985). Thus, the district court properly considered these “crimes
of violence” under USSG §4B1.2(a)(2).
As the district court noted, because “the government met its burden of
establishing the predicate offenses, defense counsel cannot be faulted for failing
to challenge the defendant’s classification as a career offender.” Rec. vol. II, doc
144, at 2 n.4. Consequently, we deny the application for a certificate of
appealability as to this issue.
Mr. Bailey next claims that had his counsel informed him that the career
offender guidelines applied to him, he never would have pled guilty before the
district court. He alleges this advice resulted in ineffective assistance of counsel.
Even assuming the performance fell below an objective standard of
reasonableness, when Mr. Bailey’s counsel advised him to plead guilty to two of
the thirteen counts with which he was charged, Mr. Bailey offers no showing of
prejudice. We construe Mr. Bailey’s pro se petition liberally, see Haines v.
Kerner, 404 U.S. 519, 520-21 (1972); Hall v. Bellmon, 935 F.2d 1106, 1110 (10th
Cir. 1991), yet we find no claim that the advice “deprive[d] the defendant of any
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substantive or procedural right to which the law entitles him.” Lockart v.
Fretwell, 506 U.S. 364, 372 (1993). He fails to show that had he not pled guilty,
he would have received a significantly shorter sentence than the one imposed by
the district court or would have been acquitted. Because he offers no evidence in
support of the second prong of the Strickland test, we deny the application for a
certificate of appealability as to this issue, as well.
III. Conclusion
Because Mr. Bailey fails to make “a substantial showing of the denial of a
constitutional right,” 28 U.S.C. § 2253(c)(2), we DENY the application for a
certificate of appealability. Accordingly, we DISMISS his appeal.
Entered for the Court,
Robert H. Henry
Circuit Judge
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