Lawrence v. Oliver , 602 F. App'x 684 ( 2015 )

FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
TENTH CIRCUIT February 3, 2015
Elisabeth A. Shumaker
Clerk of Court
TROY LAWRENCE, SR.,
Petitioner - Appellant,
v. No. 14-1353
(D.C. No. 1:14-CV-01648-LTB)
JOHN C. OLIVER, (D. Colo.)
Respondent - Appellee.
ORDER AND JUDGMENT*
Before HARTZ, McKAY, and MATHESON, Circuit Judges.
Troy Lawrence, Sr., a federal inmate appearing pro se,1 appeals the district court’s
denial of his habeas petition under 28 U.S.C. § 2241 and his motion to alter or amend the
*After examining Mr. Lawrence’s brief and the appellate record, this panel has
determined unanimously that oral argument would not materially assist the determination
of this appeal. See Fed. R. App. P. 34(a)(2) and 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument. This order and judgment is not
binding precedent, except under the doctrines of law of the case, res judicata, and
collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed.
R. App. P. 32.1 and 10th Cir. R. 32.1.
1
Because Mr. Lawrence is proceeding pro se, we construe his filings liberally.
See Erickson v. Pardus, 551 U.S. 89, 94 (2007) (per curiam); Garza v. Davis, 596 F.3d
1198, 1201 n.2 (10th Cir. 2010).
judgment under Federal Rule of Civil Procedure 59(e).2 Mr. Lawrence seeks to proceed
in forma pauperis (“ifp”).
Exercising jurisdiction under 28 U.S.C. § 1291, we affirm the district court and
dismiss Mr. Lawrence’s petition. Because Mr. Lawrence’s petition should be dismissed
on jurisdictional grounds and the district court dismissed it with prejudice, we remand to
the district court to enter dismissal without prejudice. We grant Mr. Lawrence’s motion
to proceed ifp.
I. BACKGROUND
Mr. Lawrence is serving a life sentence without the possibility of parole at the
United States Penitentiary Administrative Maximum Prison (“ADMAX”) in Florence,
2
Mr. Oliver claims we lack jurisdiction to review the district court’s denial of Mr.
Lawrence’s Rule 59(e) motion because (1) Mr. Lawrence’s notice of appeal was filed
before he filed his Rule 59(e) motion, and (2) Mr. Lawrence did not file a second notice
of appeal after the district court denied the motion on September 23, 2014. Aplee. Br. at
2, 6. But on November 7, 2014, within 60 days of the district court’s order denying his
Rule 59(e) motion, Mr. Lawrence filed his opening brief in this appeal and specifically
challenged the denial of his Rule 59(e) motion. See Fed. R. App. P. 4(a)(1)(B)(iii)
(providing a 60-day time period for filing a notice of appeal if the United States, a United
States agency, or a United States officer or employee is a party to the lawsuit); Aplt. Br.
at 2-4. Mr. Lawrence’s opening brief can be considered the “functional equivalent” of a
notice of appeal from the order denying his Rule 59(e) motion because it provides the
notice required by Federal Rule of Appellate Procedure 3(c)(1). See Smith v. Barry, 502
U.S. 244, 248-49 (1992) (“If a document filed within the time specified by Rule 4 gives
the notice required by Rule 3, it is effective as a notice of appeal.”). Under Rule 3(c)(1),
a notice of appeal must “specify the party or parties taking the appeal . . . ; designate the
judgment, order, or part thereof being appealed; and . . . name the court to which the
appeal is taken.” Fed. R. App. P. 3(c)(1). Mr. Lawrence’s brief meets all of these
requirements. We therefore have jurisdiction to review the Rule 59(e) motion.
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Colorado. Mr. Lawrence was previously incarcerated at the United States Penitentiary in
Pollock, Louisiana (“USP-Pollock”).
On March 25, 2013, guards found a cellphone in Mr. Lawrence’s locker at USP-
Pollock. After a disciplinary hearing on May 1, 2013, which Mr. Lawrence did not
attend, the disciplinary hearing officer (“DHO”) found Mr. Lawrence committed the
prohibited act of “Possession, Manufacture, Introduction, or Loss of a Hazardous Tool.”
ROA, Vol. I at 18. Mr. Lawrence’s sanction was 30 days of disciplinary segregation and
loss of 180 days of email and telephone privileges.
On June 26, 2013, the Bureau of Prisons (“BOP”) held a hearing on whether Mr.
Lawrence should be transferred to the Special Management Unit (“SMU”). Mr.
Lawrence appeared by videoconference. The hearing administrator found Mr. Lawrence
qualified for placement in the SMU because his possession of a cellphone “threatened the
security and safety of staff and inmates at USP Pollock.” Id. at 22. Mr. Lawrence was
transferred to the SMU.
Based on these disciplinary actions, Mr. Lawrence filed a habeas petition under
§ 2241 in the Western District of Louisiana. The Western District of Louisiana
transferred the petition to the District of Colorado because Mr. Lawrence was
incarcerated at ADMAX when he filed his petition. See Bradshaw v. Story, 86 F.3d 164,
166 (10th Cir. 1996) (“A petition under 28 U.S.C. § 2241 . . . must be filed in the district
where the prisoner is confined.”).
In his petition, Mr. Lawrence claimed the disciplinary measures taken against him,
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including placement in the SMU, violated his due process rights because he was denied
the opportunity to attend the initial disciplinary hearing. He requested the court to order
the BOP to expunge his record of the incident report and return him to the general
population.
The district court denied Mr. Lawrence’s petition, concluding Mr. Lawrence’s
claims are not cognizable in a § 2241 petition because the punishment imposed did “not
inevitably affect the duration of [Mr. Lawrence’s] sentence.” Id. at 102. Rather, the
court concluded Mr. Lawrence’s petition merely challenged his conditions of
confinement and therefore should be brought in a civil rights action.3 The court
dismissed his case with prejudice.
Mr. Lawrence timely filed a motion for reconsideration under Federal Rule of
Civil Procedure 59(e), arguing the district court “overlooked important aspects” of his
claim and failed to construe his petition liberally. ROA, Vol. II at 124. Specifically, he
argued the court denied him the opportunity before the district court to show his
placement in the SMU is an “atypical and significant hardship,” the DHO abused his
3
The court also concluded, even if it construed Mr. Lawrence’s petition as a civil
rights action challenging his conditions of confinement, Mr. Lawrence’s loss of
privileges, placement in disciplinary segregation, and placement in the SMU did not
implicate a valid liberty interest. ROA, Vol. I at 103-04. Because we hold a federal
court lacks jurisdiction to consider Mr. Lawrence’s § 2241 petition, we do not address the
merits of his civil rights action.
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discretion in not sanctioning him with loss of good conduct time,4 and the disciplinary
actions affected his sentence because they preclude his eligibility for the Presidential
Clemency Program. ROA, Vol. II at 124-30. He further argued, because of the
disciplinary actions against him, he will be subject to a harsher punishment if he commits
another violation. The district court denied the motion, concluding Mr. Lawrence’s
arguments either were adequately addressed in the court’s order denying his habeas
petition, were legally frivolous or too speculative, or were new arguments inappropriately
raised in a motion for reconsideration.
Mr. Lawrence now appeals the district court’s denial of his habeas petition and
Rule 59(e) motion. He contends the district court erred in concluding he was challenging
only the conditions of his confinement and not the duration of his sentence. He argues
the court did not give him an adequate opportunity to show cause why the court has
jurisdiction. Specifically, he asserts the disciplinary actions prevent him from obtaining a
shorter sentence through the Presidential Clemency Program and cause collateral
consequences, such as harsher punishments for future disciplinary violations. He urges
this court to vacate the judgment and remand to the district court.
II. DISCUSSION
When a district court has denied a habeas petition under 28 U.S.C. § 2241, we
4
On appeal, Mr. Lawrence does not assert the DHO abused its discretion in failing
to sanction him with loss of good time credit. This argument is therefore forfeited and
will not be considered. See Bronson v. Swensen, 500 F.3d 1099, 1104 (10th Cir. 2007).
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review the court’s legal conclusions de novo and its factual findings for clear error.
Standifer v. Ledezma, 653 F.3d 1276, 1278 (10th Cir. 2011).
A § 2241 petition “attacks the execution of a sentence rather than its validity.”
Brace v. United States, 634 F.3d 1167, 1169 (10th Cir. 2011) (quotations omitted). A
proper § 2241 petition concerns “‘the fact or duration of a prisoner’s confinement and
seeks the remedy of immediate release or a shortened period of confinement. In contrast,
a civil rights action . . . attacks the conditions of the prisoner’s confinement and requests
monetary compensation for such conditions.’” McIntosh v. U.S. Parole Comm’n, 115
F.3d 809, 812 (10th Cir. 1997) (omission in original) (quoting Rhodes v. Hannigan, 12
F.3d 989, 991 (10th Cir. 1993)). “‘It is well-settled law that prisoners who wish to
challenge only the conditions of their confinement . . . must do so through civil rights
lawsuits . . . not through federal habeas proceedings.’” Palma-Salazar v. Davis, 677 F.3d
1031, 1035 (10th Cir. 2012) (omissions in original) (quoting Standifer, 653 F.3d at 1280).
Thus, to state a claim under § 2241, a petitioner must challenge the fact or duration—and
not the conditions—of confinement.
The district court correctly determined Mr. Lawrence challenged his prison
conditions. Mr. Lawrence’s petition addresses his placement in the SMU and loss of
phone and email privileges. He does not allege he should be immediately released or that
any prison official has impermissibly increased the duration of his sentence. His petition
seeks only the expungement of the incident from his record and a return to general
population. Even under a liberal construction of Mr. Lawrence’s claims, he has failed to
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allege a valid basis for a § 2241 petition. We therefore agree with the district court that
Mr. Lawrence’s recourse should be a civil rights suit.5
The district court also did not abuse its discretion in denying Mr. Lawrence’s Rule
59(e) motion. See Ysais v. Richardson, 603 F.3d 1175, 1180 (10th Cir. 2010) (“We
review a district court’s denial of a Fed. R. Civ. P. 59(e) motion for reconsideration under
an abuse of discretion standard.”). “A Rule 59(e) motion . . . should be granted only to
correct manifest errors of law or to present newly discovered evidence.” Phelps v.
Hamilton, 122 F.3d 1309, 1324 (10th Cir. 1997) (quotations omitted). The district court
correctly determined Mr. Lawrence’s arguments in his Rule 59(e) motion were either
adequately addressed in its order denying his petition or were new arguments improperly
raised for the first time in a Rule 59(e) motion.
Even if we could address Mr. Lawrence’s new arguments, they fail to support a
§ 2241 petition. First, Mr. Lawrence’s argument that the disciplinary actions affect his
ability to apply for clemency is far too speculative for habeas relief. Clemency is
discretionary, and Mr. Lawrence does not assert he should receive such relief. Second,
Mr. Lawrence does not explain how the potential for future punishment will affect the
fact or duration of his sentence as opposed to his conditions of confinement.
5
Prisoners may sue federal officers in their individual capacity for damages
related to a constitutional violation. See Bivens v. Six Unknown Named Agents of the
Fed. Bureau of Narcotics, 403 U.S. 338, 395-97 (1971). Prisoners may also seek
injunctive relief against federal officials in their official capacity. See Ex Parte Young,
209 U.S. 123, 151-56 (1908); Simmat v. U.S. Bureau of Prisons, 413 F.3d 1225, 1231-33
(10th Cir. 2005).
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The district court correctly denied Mr. Lawrence’s petition and dismissed for lack
of jurisdiction. The district court dismissed the petition with prejudice, but dismissals
based on lack of jurisdiction should be entered without prejudice. See Brereton v.
Bountiful City Corp., 434 F.3d 1213, 1218 (10th Cir. 2006) (“[O]ur prior, long-standing
line of cases require[s] that a dismissal for lack of jurisdiction be without prejudice.”).
Accordingly, we remand to the district court to amend the judgment and enter dismissal
without prejudice. We grant Mr. Lawrence’s request to proceed ifp.
III. CONCLUSION
We affirm the district court’s dismissal of Mr. Lawrence’s petition for lack of
jurisdiction. We remand to the district court to enter a judgment of dismissal without
prejudice. Mr. Lawrence’s request to proceed ifp is granted.
ENTERED FOR THE COURT
Scott M. Matheson, Jr.
Circuit Judge
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