United States v. Benton , 876 F.3d 1260 ( 2017 )

FILED
United States Court of Appeals
PUBLISH Tenth Circuit
UNITED STATES COURT OF APPEALS December 8, 2017
Elisabeth A. Shumaker
FOR THE TENTH CIRCUIT Clerk of Court
_________________________________
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 16-3332
WAYNE C. BENTON,
Defendant - Appellant.
_________________________________
Appeal from the United States District Court
for the District of Kansas
(D.C. No. 2:15-CR-20075-CM-1)
_________________________________
Kirk Redmond, Assistant Federal Public Defender (Melody Brannon, Federal Public
Defender, with him on the briefs), Office of the Federal Public Defender for the District
of Kansas, Topeka, Kansas, appearing for Appellant.
James A. Brown, Assistant United States Attorney (Thomas E. Beall, United States
Attorney, with him on the brief), Office of the United States Attorney for the District of
Kansas, Topeka, Kansas, appearing for Appellee.
_________________________________
Before BRISCOE, EBEL, and MATHESON, Circuit Judges.
_________________________________
BRISCOE, Circuit Judge.
_________________________________
This is a direct criminal appeal in which Defendant-Appellant Wayne C.
Benton challenges his sentence. Benton pled guilty to one count of being a felon in
possession of a firearm, in violation of 18 U.S.C. §§ 922(g)(1) and 924(a)(2). The
Presentence Investigation Report (PSR) concluded that Benton’s prior conviction for
aggravated assault with a deadly weapon, in violation of Kan. Stat. Ann. § 21-
3410(a) (2006), was a crime of violence as defined in United States Sentencing
Guidelines (U.S.S.G.) § 4B1.2(a). Benton objected to this classification, which, if
applied, would result in a six-level enhancement. The district court overruled his
objection and sentenced him under U.S.S.G. § 2K2.1(a)(4), which incorporates
§ 4B1.2(a). Benton now appeals. Exercising jurisdiction pursuant to 18 U.S.C.
§ 3742 and 28 U.S.C. § 1291, we affirm.
I
On December 15, 2015, Benton pled guilty to one count of being a felon in
possession of a firearm, in violation of 18 U.S.C. §§ 922(g)(1) and 924(a)(2). The
PSR concluded that Benton’s 2006 Kansas conviction for aggravated assault with a
deadly weapon was a crime of violence under § 4B1.2(a)(1) and that, as a
consequence, Benton had a prior offense which satisfied § 2K2.1(a)(4). Based on
this and the other findings in the PSR, Benton’s total offense level was 23 and his
criminal history category was VI, corresponding to a Guidelines range of 92 to 115
months.
In rejecting Benton’s objections to the PSR’s classification of his Kansas
conviction for aggravated assault with a deadly weapon as a crime of violence, the
district court held that his Kansas conviction “necessarily require[d]” physical force,
and was therefore a crime of violence as defined by § 4B1.2(a)(1). Vol. II at 24. The
district court sentenced Benton to 115 months in prison and three years of supervised
2
release. Benton argues his aggravated assault with a deadly weapon conviction does
not qualify as a crime of violence under § 4B1.2(a)(1), and that he should have had a
base offense of 14 and a corresponding Guidelines range of 51 to 63 months.
II
Whether a prior conviction qualifies as a “crime of violence” under the
Sentencing Guidelines is a question of statutory interpretation that we review de
novo. United States v. Maldonado-Palma, 839 F.3d 1244, 1246 (10th Cir. 2016). “In
interpreting a guideline, we look at the language in the guideline itself, as well as the
interpretative and explanatory commentary to the guideline provided by the
Sentencing Commission.” Id. (quoting United States v. Reyes-Alfonso, 653 F.3d
1137, 1141 (10th Cir. 2011)).
U.S.S.G. § 2K2.1(a) sets the base offense level for unlawful possession of
firearms at 20 if “the defendant committed any part of the instant offense subsequent
to sustaining one felony conviction of either a crime of violence or a controlled
substance offense.” § 2K2.1(a)(4)(A). Application Note 1 of the Commentary to
§ 2K2.1 states that: “‘Crime of violence’ has the meaning given that term in
§ 4B1.2(a) and Application Note 1 of the Commentary to § 4B1.2.”
Turning to that guideline provision, U.S.S.G. § 4B1.2(a)(1) defines “crime of
violence” as “any offense under federal or state law, punishable by imprisonment for
a term exceeding one year, that . . . has as an element the use, attempted use, or
threatened use of physical force against the person of another.” Benton contends his
3
Kansas conviction for aggravated assault with a deadly weapon does not satisfy the
elements clause.
At the time of Benton’s conviction, the Kansas aggravated assault statute
provided that:
Aggravated assault is an assault, as defined in K.S.A. 21-
3408 and amendments thereto, committed:
(a) With a deadly weapon;
(b) while disguised in any manner designed to
conceal identity; or
(c) with intent to commit any felony.
Kan. Stat. Ann. § 21-3410 (2006). The assault statute referenced in § 21-3410
defined assault as “intentionally placing another person in reasonable apprehension
of immediate bodily harm.” Kan. Stat. Ann. § 21-3408 (2006).
Benton and the government agree that § 21-3410 is divisible, and that—using
the modified categorical approach—Benton was convicted under § 21-3410(a) for
aggravated assault with a deadly weapon. Aplt. Br. at 12; Aple. Br. at 12. Thus,
Benton was convicted of (1) intentionally (2) placing another person in reasonable
apprehension of immediate bodily harm (3) with a deadly weapon.
Benton advances two arguments in support of his contention that his
conviction for aggravated assault with a deadly weapon under Kan. Stat. Ann. § 21-
3410(a) was not a crime of violence. First, he argues that threatening bodily harm
under § 21-3410 is not the same as threatening the use of force under the Sentencing
Guidelines. Second, he argues that even if § 21-3410 requires force, the force it
4
requires does not rise to the level of violent physical force necessary for a crime of
violence under the Sentencing Guidelines. We are not persuaded by either argument.
Benton’s first argument—that threatening bodily harm is not the same as
threatening physical force—is foreclosed by the Supreme Court’s decisions in Curtis
Johnson v. United States, 559 U.S. 133, 140 (2010) and United States v. Castleman,
572 U.S. ___, 134 S. Ct. 1405 (2014), and this court’s recent decision in United
States v. Ontiveros, ___ F.3d ___, No. 16-1362, 2017 WL 5147257, at *4 (10th Cir.
Nov. 7, 2017). In Castleman, the Court held that “[i]t is impossible to cause bodily
injury[1] without applying force in the common-law sense,” and that “‘physical force’
is simply ‘force exerted by and through concrete bodies,’ as opposed to ‘intellectual
force or emotional force.’” Castleman, 134 S. Ct. at 1414–15 (quoting Curtis
Johnson, 559 U.S. at 138). Specifically, the Court said physical force can be applied
indirectly, for instance, by administering poison, by infecting with a disease, or by
laser beam. Id. And as this court recently held, “Castleman’s logic applies to
‘physical force’ in the context of violent felonies.” Ontiveros, 2017 WL 5147257, at
*4. In so holding, we rejected the logic and rationale of United States v. Perez-
Vargas, 414 F.3d 1282 (10th Cir. 2005) and United States v. Rodriguez-Enriquez,
1
Black’s Law Dictionary defines “injury” as “any harm or damage,” but notes
“[s]ome authorities distinguish harm from injury.” Injury, Black’s Law Dictionary
(10th ed. 2014). Kansas does not make such a distinction, though. In examining a
separate Kansas statute, the Kansas Supreme Court concluded that “bodily injury”
and “bodily harm” “appear to be synonymous” and declined to “attach any
significance to the use of ‘injury’ rather than ‘harm.’” Paida v. Leach, 917 P.2d
1342, 1348 (Kan. 1996). As we are bound by a state’s interpretation of its own law,
Curtis Johnson, 559 U.S. at 141, we will not make any distinction between injury and
harm here.
5
518 F.3d 1191 (10th Cir. 2008), noting that these cases “relied on reasoning that is no
longer viable in light of Castleman.” Ontiveros, 2017 WL 5147257, at *3. There is
therefore no basis for a distinction between threatening bodily harm and threatening
physical force.
Second, Benton’s argument that Kansas’s aggravated assault with a deadly
weapon statute does not require the use of violent physical force is inconsistent with
Kansas’s definition of a deadly weapon. To come within the definition of a crime of
violence under U.S.S.G. § 4B1.2, a crime must involve violent physical force, which
means “force capable of causing physical pain or injury to another person.” Curtis
Johnson, 559 U.S. at 140 (interpreting identical language in 18 U.S.C.
§ 924(e)(2)(B)’s definition of “violent felony”).
Benton argues that aggravated assault with a deadly weapon cannot be a crime
of violence because, in some cases, a perpetrator may commit the crime with a
harmless object. Yet, under Kansas law, the actual ability to effectuate harm is
irrelevant because assault “requires only an apparent ability, not a present ability, to
do bodily harm.” State v. Deutscher, 589 P.2d 620, 624–25 (Kan. 1979). So the term
deadly weapon, as used in § 21-3410(a), is not “limited to those weapons having a
present ability to do bodily harm.” Id. at 625. Instead, a weapon that is used “in
such a manner as to communicate to the person threatened an apparent ability
to . . . do bodily harm is a deadly weapon within the meaning expressed by the
legislature in the assault statutes, K.S.A. 21-3408, 21-3410, and 21-3411.” Id.
6
Since a deadly weapon is “an instrument which, from the manner in which it is
used, is calculated or likely to produce death or serious bodily injury,” State v.
Bowers, 721 P.2d 268, 272 (Kan. 1986)2 (quoting State v. Hanks, 694 P.2d 407, 417
(Kan. 1985)), if a victim had a reasonable apprehension that the perpetrator
threatened to harm him with such an object, then the perpetrator committed
aggravated assault with a deadly weapon. Because a threat of “death or serious
bodily injury,” id., is at least “force capable of causing physical pain or injury to
another person,” Curtis Johnson, 559 U.S. at 140, the force required to convict under
§ 21-3410(a) is violent physical force.
This is not the first time we have been asked to decide whether a state’s assault
with a deadly weapon statute satisfies § 4B1.2(a)(1). The analysis set forth above is
consistent with our opinion in United States v. Taylor, 843 F.3d 1215 (10th Cir. 2016), in
which we addressed Oklahoma’s assault and battery with a dangerous weapon statute.
In Taylor, we held that “regardless of the type of ‘dangerous weapon’ that is employed
by a particular defendant, the use of a ‘dangerous weapon’ during an assault or battery
always ‘constitutes a sufficient threat of force to satisfy the elements clause’
of § 4B1.2(a)(1).” Id. at 1224–25 (quoting United States v. Mitchell, 653 F. App’x 639,
645 (10th Cir. 2016)).
The same reasoning applies here. Therefore, if a person violated § 21-3410(a)
by committing aggravated assault with a deadly weapon, he necessarily threatened
2
Bowers dealt with the Kansas aggravated battery statute. The analysis does
not appear to differ when Kansas courts examine aggravated assault with a deadly
weapon. See State v. Graham, 6 P.3d 928, 931–32 (Kan. Ct. App. 2000).
7
violent physical force. As that is the crime Benton committed, his 2006 aggravated
assault with a deadly weapon conviction qualifies as a predicate offense under
§ 4B1.2(a)(1).
III
We AFFIRM the district court.
8