Kitchen v. Herbert ( 2014 )

FILED
United States Court of Appeals
PUBLISH Tenth Circuit
UNITED STATES COURT OF APPEALS June 25, 2014
Elisabeth A. Shumaker
TENTH CIRCUIT Clerk of Court
DEREK KITCHEN; MOUDI SBEITY;
KAREN ARCHER; KATE CALL;
LAURIE WOOD; KODY PARTRIDGE,
individually,
Plaintiffs - Appellees,
No. 13-4178
v.
GARY R. HERBERT, in his official
capacity as Governor of Utah; SEAN
REYES, in his official capacity as
Attorney General of Utah,
Defendants - Appellants,
and
SHERRIE SWENSEN, in her official
capacity as Clerk of Salt Lake County,
Defendant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF UTAH
(D.C. No. 2:13-CV-00217-RJS)
Gene C. Schaerr, Special Assistant Attorney General, Salt Lake City, Utah (Brian L.
Tarbet, Chief Deputy Attorney General, Parker Douglas, Chief of Staff and General
Counsel, Stanford E. Purser, and Philip S. Lott, Assistant Utah Attorneys General, Salt
Lake City, Utah, and John J. Bursch, Warner Norcross & Judd LLP, Grand Rapids,
Michigan, and Monte N. Stewart, Boise, Idaho, with him on the briefs), for Defendants–
Appellants.
Peggy A. Tomsic, Magleby & Greenwood PC, Salt Lake City, Utah (James E. Magleby
and Jennifer Fraser Parrish, Magleby & Greenwood PC, Salt Lake City, Utah, and
Kathryn D. Kendell, Shannon P. Minter, David C. Codell, National Center for Lesbian
Rights, San Francisco, California, with her on the brief), for Plaintiffs–Appellees.*
Before KELLY, LUCERO, and HOLMES, Circuit Judges.
LUCERO, Circuit Judge.
Our commitment as Americans to the principles of liberty, due process of law, and
equal protection of the laws is made live by our adherence to the Constitution of the
United States of America. Historical challenges to these principles ultimately culminated
in the adoption of the Fourteenth Amendment nearly one-and-a-half centuries ago. This
Amendment extends the guarantees of due process and equal protection to every person
in every State of the Union. Those very principles are at issue yet again in this marriage
equality appeal brought to us by the Governor and Attorney General of the State of Utah
from an adverse ruling of the district court.
We are told that because they felt threatened by state-court opinions allowing
same-sex marriage, Utah legislators and—by legislature-initiated action—the citizens of
the State of Utah amended their statutes and state constitution in 2004 to ensure that the
State “will not recognize, enforce, or give legal effect to any law” that provides
“substantially equivalent” benefits to a marriage between two persons of the same sex as
are allowed for two persons of the opposite sex. Utah Code § 30-1-4.1. These laws were
*
The names of all amicus curiae parties are contained in Appendix A to this
Opinion.
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also intended to assure non-recognition irrespective of how such a domestic union might
be denominated, or where it may have been performed. Id. Plaintiffs challenged the
constitutionality of these laws and the district court agreed with their position. Under 28
U.S.C. § 1291, we entertain the appeal of that ruling.
Our Circuit has not previously considered the validity of same-sex marriage bans.
When the seed of that question was initially presented to the United States Supreme
Court in 1972, the Court did not consider the matter of such substantial moment as to
present a justiciable federal question. Baker v. Nelson, 409 U.S. 810 (1972) (per curiam).
Since that date, the seed has grown, however. Last year the Court entertained the federal
aspect of the issue in striking down § 3 of the Defense of Marriage Act (“DOMA”),
United States v. Windsor, 133 S. Ct. 2675 (2013), yet left open the question presented to
us now in full bloom: May a State of the Union constitutionally deny a citizen the benefit
or protection of the laws of the State based solely upon the sex of the person that citizen
chooses to marry?
Having heard and carefully considered the argument of the litigants, we conclude
that, consistent with the United States Constitution, the State of Utah may not do so. We
hold that the Fourteenth Amendment protects the fundamental right to marry, establish a
family, raise children, and enjoy the full protection of a state’s marital laws. A state may
not deny the issuance of a marriage license to two persons, or refuse to recognize their
marriage, based solely upon the sex of the persons in the marriage union. For the reasons
stated in this opinion, we affirm.
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I
Utah residents Derek Kitchen and Moudi Sbeity have been in a loving, committed
relationship for several years. The couple lives together in Salt Lake City, where they
jointly own and operate a business. Kitchen declares that Sbeity “is the man with whom I
have fallen in love, the man I want to marry, and the man with whom I want to spend the
rest of my life.” In March 2013, Kitchen and Sbeity applied for a marriage license from
the Salt Lake County Clerk’s office, but were denied because they are both men. Being
excluded from the institution of marriage has caused Kitchen and Sbeity to undertake a
burdensome process of drawing up wills and other legal documents to enable them to
make important decisions for each other. Even with these protections, however, the
couple cannot access various benefits of marriage, including the ability to file joint state
tax returns and hold marital property. Sbeity also states that the legal documents the
couple have obtained “do not and cannot provide the dignity, respect, and esteem” of
marriage. The inability to “dignify [his] relationship” through marriage, Kitchen
explains, communicates to him that his relationship with Sbeity is unworthy of “respect,
equal treatment, and social recognition.”
Laurie Wood and Kody Partridge are also Utah residents who wish to “confirm
[their] life commitment and love” through marriage. They applied for a marriage license
from the Salt Lake County Clerk’s office in March 2013, but were denied because they
are both women. This denial made Wood “feel like a second class citizen.” The couple’s
inability to marry carries financial consequences. Because Partridge will be unable to
obtain benefits under Wood’s pension, the couple has procured additional life insurance
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policies. Partridge states that she and Wood face “risks and stigmas that none of [her]
heterosexual married friends and family ever have to face.” She points to the example of
her parents, who were married for fifty-five years, observing that her father never had to
worry about his ability to be present or make medical decisions when his wife became
terminally ill. Wood hopes that marriage to Partridge will allow “both society and our
families [to] recognize the life commitment and love we feel for each other.”
Karen Archer and Kate Call are also Utah residents in a loving, committed
relationship. Archer, who suffers from chronic health problems, fears that the legal
documents the couple has prepared will be subject to challenge if she passes away. Her
past experience surviving other partners informs this fear. Although the documents she
prepared in a prior relationship served their purpose when her former partner passed,
Archer was ineligible to receive her partner’s military pension benefits. Seeking the
security enjoyed by other married couples, Archer and Call travelled to Iowa in July
2011, where they were wed. Because they could not be married in their home state,
financial constraints dictated a modest wedding unattended by family and friends.
“Despite the inconvenience and sad pragmatism of our Iowa marriage,” Call explains,
“we needed whatever protections and security we could get for our relationship” because
of Archer’s failing health. However, Utah does not recognize Archer and Call’s
marriage.
In March 2013, Kitchen, Sbeity, Wood, Partridge, Archer, and Call filed suit
against the Governor and Attorney General of Utah and the Clerk of Salt Lake County
(all in their official capacities). Plaintiffs challenged three provisions of Utah law
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relating to same-sex marriage. Utah Code § 30-1-2(5) includes among the marriages that
are “prohibited and declared void” those “between persons of the same sex.” Id. In
2004, the Utah Legislature passed § 30-1-4.1, which provides:
(1)(a) It is the policy of this state to recognize as marriage only the legal
union of a man and a woman as provided in this chapter.
(b) Except for the relationship of marriage between a man and a woman
recognized pursuant to this chapter, this state will not recognize, enforce, or
give legal effect to any law creating any legal status, rights, benefits, or
duties that are substantially equivalent to those provided under Utah law to
a man and a woman because they are married.
(2) Nothing in Subsection (1) impairs any contract or other rights, benefits,
or duties that are enforceable independently of this section.
Id. The Legislature also referred a proposed constitutional amendment, known as
Amendment 3, to Utah’s voters. It states:
(1) Marriage consists only of the legal union between a man and a woman.
(2) No other domestic union, however denominated, may be recognized as
a marriage or given the same or substantially equivalent legal effect.
Utah Const. art. I, § 29; see Laws 2004, H.J.R. 25 § 1.
The State’s official voter pamphlet described rulings by courts in other states
striking down statutory prohibitions on same-sex marriage as inconsistent with state
constitutional provisions. In the “arguments for” section, written by a state representative
and a state senator, the proponents argued that the Amendment was necessary to protect
against a similar state-court ruling. They posited that the proposed amendment would not
“promote intolerance, hatred, or bigotry” but would instead “preserve[ an] historic
understanding of marriage” rooted in “government’s strong interest in maintaining public
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morality, the justified preference for heterosexual marriage with its capacity to perpetuate
the human race and the importance of raising children in that preferred relationship.”
Opponents of the amendment argued that it “singles out one specific group—people who
are our relatives, neighbors, and co-workers—to deny them hundreds of rights and
protections that other Utahns enjoy.” Amendment 3 passed with approximately 66% of
the vote and became § 29 of Article I of the Utah Constitution. This opinion will refer to
both of the foregoing statutes, along with the constitutional amendment, collectively as
“Amendment 3.”
Plaintiffs allege that Amendment 3 violates their right to due process under the
Fourteenth Amendment by depriving them of the fundamental liberty to marry the person
of their choice and to have such a marriage recognized. They also claim that Amendment
3 violates the Equal Protection Clause of the Fourteenth Amendment. Plaintiffs asserted
their claims under 42 U.S.C. § 1983, seeking both a declaratory judgment that
Amendment 3 is unconstitutional and an injunction prohibiting its enforcement.
On cross motions for summary judgment, the district court ruled in favor of the
plaintiffs. It concluded that “[a]ll citizens, regardless of their sexual identity, have a
fundamental right to liberty, and this right protects an individual’s ability to marry and
the intimate choices a person makes about marriage and family.” Kitchen v. Herbert, 961
F. Supp. 2d 1181, 1204 (D. Utah 2013). The court further held that Amendment 3 denied
plaintiffs equal protection because it classified based on sex and sexual orientation
without a rational basis. Id. at 1206-07, 1210-15. It declared Amendment 3
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unconstitutional and permanently enjoined enforcement of the challenged provisions. Id.
at 1216.
Utah’s Governor and Attorney General filed a timely notice of appeal and moved
to stay the district court’s decision. Both the district court and this court denied a stay.
The Supreme Court, however, granted a stay of the district court’s injunction pending
final disposition of the appeal by this court.
II
We first consider the issue of standing, although it was not raised by the parties.
See Dias v. City & Cnty. of Denver, 567 F.3d 1169, 1176 (10th Cir. 2009) (“[S]tanding is
a component of this court’s jurisdiction, and we are obliged to consider it sua sponte to
ensure the existence of an Article III case or controversy.”). To possess Article III
standing, a plaintiff must “establish (1) that he or she has suffered an injury in fact;
(2) that the injury is fairly traceable to the challenged action of the defendant; and[] (3)
that it is likely that the injury will be redressed by a favorable decision.” Awad v. Ziriax,
670 F.3d 1111, 1120 (10th Cir. 2012) (quotations omitted).
Plaintiffs suing public officials can satisfy the causation and redressability
requirements of standing by demonstrating “a meaningful nexus” between the defendant
and the asserted injury. Bronson v. Swensen, 500 F.3d 1099, 1111-12 (10th Cir. 2007).
“[T]he causation element of standing requires the named defendants to possess authority
to enforce the complained-of provision,” id. at 1110, and “[t]he redressability prong is not
met when a plaintiff seeks relief against a defendant with no power to enforce a
challenged statute,” id. at 1111. “Whether the Defendants have enforcement authority is
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related to whether, under Ex parte Young, they are proper state officials for suit.”
Cressman v. Thompson, 719 F.3d 1139, 1146 n.8 (10th Cir. 2013) (citation omitted).
Under Ex parte Young, a state defendant sued in his official capacity must “have some
connection with the enforcement” of a challenged provision. 209 U.S. 123, 157 (1908).
“An officer need not have a special connection to the allegedly unconstitutional statute;
rather, he need only have a particular duty to enforce the statute in question and a
demonstrated willingness to exercise that duty.” Chamber of Commerce of the U.S. v.
Edmondson, 594 F.3d 742, 760 (10th Cir. 2010) (quotation omitted); see also Finstuen v.
Crutcher, 496 F.3d 1139, 1151 (10th Cir. 2007) (“So long as there is [some] connection
[with enforcement of the act], it is not necessary that the officer’s enforcement duties be
noted in the act.” (quotation omitted)).
We have no doubt that at least four of the plaintiffs possessed standing to sue the
Salt Lake County Clerk based on their inability to obtain marriage licenses from the
Clerk’s office. Plaintiffs have identified several harms that flow from this denial,
including financial injury. See Nova Health Sys. v. Gandy, 416 F.3d 1149, 1155 (10th
Cir. 2005) (economic loss may constitute injury-in-fact). Because county clerks are
responsible under Utah law for issuing marriage licenses and recording marriage
certificates, Utah Code §§ 30-1-7(1) & 30-1-12(1), these plaintiffs’ injuries were caused
by the Clerk’s office and would be cured by an injunction prohibiting the enforcement of
Amendment 3. Accordingly, the Salt Lake County Clerk possessed the requisite nexus to
plaintiffs’ injuries.
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The Salt Lake County Clerk, however, has not appealed from the district court’s
order. We must therefore consider whether the Governor and Attorney General are
proper appellants absent the County Clerk. See Hollingsworth v. Perry, 133 S. Ct. 2652,
2661 (2013) (“[S]tanding must be met by persons seeking appellate review, just as it
must be met by persons appearing in courts of first instance.” (quotation omitted)). In
Bishop v. Oklahoma ex rel. Edmondson, 333 F. App’x 361 (10th Cir. 2009)
(unpublished), we held that Oklahoma’s Governor and Attorney General were not proper
defendants in a challenge to that state’s prohibition on same-sex marriage. Id. at 365.
Because of the legal and factual differences between that case and this one, we reach the
opposite conclusion as to Utah’s Governor and Attorney General.
Our holding in Bishop turned on the conclusion that marriage licensing and
recognition in Oklahoma were “within the administration of the judiciary.” Id. The
district court clerk charged with various duties related to marriage “‘is judicial personnel
and is an arm of the court . . . subject to the control of the Supreme Court and the
supervisory control that it has passed down to the Administrative District Judge in the
clerk’s administrative district.’” Id. (quoting Speight v. Presley, 203 P.3d 173, 177
(Okla. 2008) (additional internal quotation omitted)). Accordingly, we concluded that
“the executive branch of Oklahoma’s government has no authority to issue a marriage
license or record a marriage.” Id.
In Utah, marriage licenses are issued not by court clerks but by county clerks. See
Utah Code §§ 17-20-4 (listing duties of county clerks) & 17-53-101 (providing for
election of county clerks). The Governor and Attorney General have explicitly taken the
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position in this litigation that they “have ample authority to ensure that” the Salt Lake
County Clerk “return[s] to her former practice of limiting marriage licenses to man-
woman couples in compliance with Utah law.” This assertion is supported by the Utah
Code. The Governor is statutorily charged with “supervis[ing] the official conduct of all
executive and ministerial officers”1 and “see[ing] that all offices are filled and the duties
thereof performed.” § 67-1-1(1) & (2). In addition, he “may require the attorney general
to aid any county attorney or district attorney in the discharge of his duties.” § 67-1-1(7).
Utah law allows an action for the removal of a county officer for “malfeasance in office”
to be brought by a “county attorney, or district attorney for the county in which the
officer was elected or appointed, or by the attorney general.” §§ 77-6-1 & -2.
The Attorney General is required to “exercise supervisory powers over the district
and county attorneys of the state in all matters pertaining to the duties of their offices”
and “when required by the public service or directed by the governor, assist any county,
district, or city attorney in the discharge of his duties.” § 67-5-1(6) & (8). A clerk who
“knowingly issues a license for any prohibited marriage is guilty of a class A
misdemeanor.” § 30-1-16. Such charges would be filed by a county or district attorney
under the supervision of the Attorney General. See § 17-18a-201 (district and county
attorneys act as public prosecutors). And the Governor could order the Attorney General
to assist in such prosecution. § 67-1-1(7).
1
In her answer, the Salt Lake County Clerk stated that her duties are “purely
ministerial,” and that the “State of Utah controls the content of the form application to be
completed by those seeking marriage licenses in the State of Utah.”
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The Governor and Attorney General have also demonstrated a “willingness to
exercise” their duty to ensure clerks and other state officials enforce Amendment 3.
Chamber of Commerce, 594 F.3d at 760 (quotation omitted). The record shows that the
Governor coordinated state agencies’ response to the district court’s order, informing his
cabinet:
For those agencies that now face conflicting laws either in statute or
administrative rule, you should consult with the Assistant Attorney
Generals assigned to your agency on the best course to resolve those
conflicts. You should also advise your analyst in [the Governor’s Office of
Management and Budget] of the plans for addressing the conflicting laws.
Where no conflicting laws exist you should conduct business in
compliance with the federal judge’s ruling until such time that the current
district court decision is addressed by the 10th Circuit Court.
Thus, state agencies with responsibility for the recognition of out-of-state
marriages are being directed by the Governor in consultation with the Attorney General.
These officials’ authority over such agencies is confirmed by Utah law. For example,
Plaintiffs Archer and Call, who were married in Iowa, specifically seek to file joint Utah
tax returns. Although the Utah State Tax Commission is charged in the first instance
with the duty “to administer and supervise the tax laws of the state,” Utah Code § 59-1-
210(5), the Attorney General in his constitutional role as “the legal adviser of the State
officers,” Utah Const. art. VII, § 16, is required by statute to offer his “opinion in writing
. . . to any state officer, board, or commission,” Utah Code § 67-5-1(7). The Attorney
General considers his opinions to the Utah State Tax Commission, even informal ones, to
be “authoritative for the purposes” of the Commission “with respect to the specific
questions presented.” Applicability of Sales & Use Tax to Transfer of Motor Vehicle
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from a Partner to a P’ship, Op. Utah Att’y Gen. 86-13 (1987), 1987 Utah AG LEXIS 15,
at *22. The Attorney General is empowered to direct the Tax Commission to recognize
Archer and Call’s Iowa wedding, and the Commission would be legally obligated to
follow that instruction and accept a joint tax return. Accordingly, Archer and Call had
standing to sue the Attorney General for the injuries caused by Amendment 3’s non-
recognition provisions. See generally Coll v. First Am. Title Ins. Co., 642 F.3d 876, 892
(10th Cir. 2011) (“Plaintiffs must have standing to seek each form of relief in each
claim.” (quotation omitted)).
The same is true with respect to the Governor. Utah’s “executive power” is
“vested in the Governor.” Utah Const. art. VII, § 5. In the exercise of that power, the
Governor appoints the state’s tax commissioners and has the power to initiate
proceedings to remove them from office. Utah Code § 59-1-201. Shortly after the
Governor sent the above-quoted message to state agencies, the Tax Commission issued a
Tax Notice stating that “[s]ame-sex couples who are eligible to file a joint federal income
tax return and who elect to file jointly, may also file a joint 2013 Utah Individual Income
Tax return.” Utah State Tax Commission, Individual Income Tax Returns for Same-Sex
Couples for Tax Year 2013 (Jan. 15, 2014) (available at http://tax.utah.gov/notice/2014-
01-15.pdf). The Tax Notice refers to the district court’s injunction, noting that a stay of
that order had not been granted as of December 31, 2013. Id. Thus, one of the injuries
explicitly cited by plaintiffs Archer and Call has been at least temporarily redressed by
the district court’s decision and actions taken in response to it by the Governor after
consultation with the Attorney General.
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We conclude that the Governor’s and the Attorney General’s actual exercise of
supervisory power and their authority to compel compliance from county clerks and other
officials provide the requisite nexus between them and Amendment 3. Although “it does
not suffice if the injury complained of is the result of the independent action of some
third party not before the court, that does not exclude injury produced by determinative or
coercive effect upon the action of someone else.” Bennett v. Spear, 520 U.S. 154, 169
(1997) (quotation, alteration, and emphasis omitted). And a state official is a proper
defendant if he is “responsible for general supervision of the administration by the local
. . . officials” of a challenged provision. Papasan v. Allain, 478 U.S. 265, 282 n.14
(1986) (quotation omitted). This is so even if the state officials are “not specifically
empowered to ensure compliance with the statute at issue,” if they “clearly have assisted
or currently assist in giving effect to the law.” Prairie Band Potawatomi Nation v.
Wagnon, 476 F.3d 818, 828 (10th Cir. 2007) (footnote omitted).
Having concluded that the Governor and Attorney General were properly made
defendants below, we hold that they have standing to appeal the district court’s decision
without participation of the Salt Lake County Clerk. See Finstuen, 496 F.3d at 1151
(“Nothing in Ex Parte Young requires that any appeal of a lower court’s judgment
involve all named state defendants.”). As unsuccessful parties below, both appellants
were “injured by the judgment sought to be reviewed.” Parr v. United States, 351 U.S.
513, 516 (1956); see also Concorde Res., Inc. v. Woosley (In re Woosley), 855 F.2d 687,
688 (10th Cir. 1988) (“Ordinarily, only a litigant who is a party below and who is
aggrieved by the judgment or order may appeal.” (quotation and emphasis omitted)).
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Both the Governor and the Attorney General are subject to the district court’s injunction
prohibiting them from enforcing Amendment 3. See Kitchen, 961 F. Supp. 2d at 1216;
cf. Hollingsworth, 133 S. Ct. at 2662 (concluding appellants lacked standing to appeal
because “the District Court had not ordered [the intervenors] to do or refrain from doing
anything”). We thus conclude that standing issues do not prevent us from considering
this appeal.
III
In 1972, the Supreme Court summarily “dismissed for want of substantial federal
question” an appeal from the Minnesota Supreme Court upholding a ban on same-sex
marriage. Baker, 409 U.S. 810. The state court considered “whether a marriage of two
persons of the same sex is authorized by state statutes and, if not, whether state
authorization is constitutionally compelled.” Baker v. Nelson, 191 N.W.2d 185, 185
(Minn. 1971). It concluded that the statute used the term “marriage” as “one of common
usage, meaning the state of union between persons of the opposite sex.” Id. at 185-86.
The state court further reasoned that “[t]he institution of marriage as a union of man and
woman, uniquely involving the procreation and rearing of children within a family, is as
old as the book of Genesis” and that “[t]he due process clause of the Fourteenth
Amendment is not a charter for restructuring [the institution of marriage] by judicial
legislation.” Id. at 186. As to the Equal Protection Clause, the court ruled that “[t]here is
no irrational or invidious discrimination” because “in commonsense and in a
constitutional sense, there is a clear distinction between a marital restriction based merely
upon race and one based upon the fundamental difference in sex.” Id. at 187.
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The Supreme Court has held that “summary dismissals are, of course, to be taken
as rulings on the merits, in the sense that they rejected the specific challenges presented
in the statement of jurisdiction and left undisturbed the judgment appealed from.”
Washington v. Confederated Bands & Tribes of Yakima Indian Nation, 439 U.S. 463,
477 n.20 (1979) (quotation and citation omitted). Summary dismissals
do not, however, have the same precedential value here as does an opinion
of this Court after briefing and oral argument on the merits. A summary
dismissal of an appeal represents no more than a view that the judgment
appealed from was correct as to those federal questions raised and
necessary to the decision. It does not, as we have continued to stress,
necessarily reflect our agreement with the opinion of the court whose
judgment is appealed.
Id. (citations omitted); see Neely v. Newton, 149 F.3d 1074, 1079 (10th Cir. 1998) (“The
Supreme Court has cautioned that for purposes of determining the binding effect of a
summary action, the action should not be interpreted as adopting the rationale of the
lower court, but rather as affirming only the judgment of that court.”). “Summary
affirmances and dismissals for want of a substantial federal question without doubt reject
the specific challenges presented in the statement of jurisdiction.” Mandel v. Bradley,
432 U.S. 173, 176 (1977). And “[t]hey do prevent lower courts from coming to opposite
conclusions on the precise issues presented and necessarily decided by those actions.” Id.
“[I]f the Court has branded a question as unsubstantial, it remains so except when
doctrinal developments indicate otherwise.” Hicks v. Miranda, 422 U.S. 332, 344 (1975)
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(quotation omitted).2 The district court concluded that “doctrinal developments” had
superseded Baker. Kitchen, 961 F. Supp. 2d at 1194-95. We agree.
Two landmark decisions by the Supreme Court have undermined the notion that
the question presented in Baker is insubstantial. Baker was decided before the Supreme
Court held that “intimate conduct with another person . . . can be but one element in a
personal bond that is more enduring. The liberty protected by the Constitution allows
homosexual persons the right to make this choice.” Lawrence v. Texas, 539 U.S. 558,
567 (2003). The decision in Baker also pre-dates the Court’s opinion in Windsor.
Several courts held prior to Windsor that Baker controlled the same-sex marriage
question. See, e.g., Massachusetts v. U.S. Dep’t of Health & Human Servs., 682 F.3d 1,
8 (1st Cir. 2012) (“Baker does not resolve our own case but it does limit the arguments to
ones that do not presume or rest on a constitutional right to same-sex marriage.”);
Donaldson v. State, 292 P.3d 364, 371 n.5 (Mont. 2012) (“The U.S. Supreme Court’s
action in Baker has been described as binding precedent.” (citations omitted)). However,
since Windsor was decided, nearly every federal court to have considered the issue—
including the district court below—has ruled that Baker does not control. See Wolf v.
2
Utah argues that “doctrinal developments” are insufficient to undermine a
summary disposition, asserting that the Court overruled Hicks in Rodriguez de Quijas v.
Shearson/Am. Express, Inc., 490 U.S. 477 (1989), in stating that “[i]f a precedent of this
Court has direct application in a case, yet appears to rest on reasons rejected in some
other line of decisions, the Court of Appeals should follow the case which directly
controls, leaving to this Court the prerogative of overruling its own decisions.” Id. at
484; see also Conover v. Aetna U.S. Healthcare, Inc., 320 F.3d 1076, 1078 n.2 (10th Cir.
2003) (“[T]he Supreme Court instructed us to avoid concluding its more recent cases
have, by implication, overruled an earlier precedent.” (quotation omitted)). But both of
these cases dealt with opinions on the merits. We do not read them as overruling the
doctrinal developments rule as to summary dispositions.
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Walker, No. 14-cv-64-bbc, 2014 U.S. Dist. LEXIS 77125, at *10-18 (W.D. Wis. June 6,
2014); Whitewood v. Wolf, No. 1:13-cv-1861, 2014 U.S. Dist. LEXIS 68771, at *14-18
(M.D. Pa. May 20, 2014); Geiger v. Kitzhaber, Nos. 6:13-cv-01834-MC & 6:13-cv-
02256-MC, 2014 U.S. Dist. LEXIS 68171, at *7 n.1 (D. Or. May 19, 2014); Latta v.
Otter, No. 1:13-cv-00482-CWD, 2014 U.S. Dist. LEXIS 66417, at *28 (D. Idaho May 13,
2014); DeBoer v. Snyder, No. 12-CV-10285, 2014 U.S. Dist. LEXIS 37274, at *46 n.6
(E.D. Mich. Mar. 21, 2014); De Leon v. Perry, No. SA-13-CA-00982-OLG, 2014 U.S.
Dist. LEXIS 26236, at *28-29 (W.D. Tex. Feb. 26, 2014); Bostic v. Rainey, 970 F. Supp.
2d 456, 470 (E.D. Va. 2014); McGee v. Cole, No. 3:13-24068, 2014 U.S. Dist. LEXIS
10864, at *32 (S.D.W. Va. Jan. 29, 2014); Bishop v. United States ex rel. Holder, 962 F.
Supp. 2d 1252, 1277 (N.D. Okla. 2014); Kitchen, 961 F. Supp. 2d at 1195. But see
Merritt v. Att’y Gen., No. 13-215-BAJ-SCR, 2013 U.S. Dist. LEXIS 163235, at *2 (M.D.
La. Oct. 2, 2013), magistrate judge report adopted by 2013 U.S. Dist. LEXIS 162583
(M.D. La. Nov. 13, 2013) (citing Baker as controlling in dismissing pro se complaint, but
not considering whether doctrinal developments had undermined Baker).
We acknowledge that the question presented in Windsor is not identical to the
question before us. DOMA interfered with New York’s decision “that same-sex couples
should have the right to marry and so live with pride in themselves and their union and in
a status of equality with all other married persons,” a decision designed to “correct what
its citizens and elected representatives perceived to be an injustice that they had not
earlier known or understood.” Windsor, 133 S. Ct. at 2689. The “State used its historic
and essential authority to define the marital relation in this way,” and “its role and its
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power in making the decision enhanced the recognition, dignity, and protection of the
class in their own community.” Id. at 2692. Because DOMA used this “state-defined
class for the opposite purpose—to impose restrictions and disabilities,” the Court framed
the dispositive question as “whether the resulting injury and indignity is a deprivation of
an essential part of the liberty protected by the Fifth Amendment.” Id. Although it is
true that Windsor resolved tension between a state law permitting same-sex marriage and
a federal non-recognition provision, the Court’s description of the issue indicates that its
holding was not solely based on the scope of federal versus state powers.
Appellants stress the presence of these federalism concerns in Windsor, which, as
the Chief Justice noted in dissent, “come into play on the other side of the board in . . .
cases about the constitutionality of state” bans on same-sex marriage. Id. at 2697
(Roberts, C.J., dissenting). The Windsor majority stated repeatedly that the regulation of
marriage has traditionally been a state function. See id. at 2691 (“State laws defining and
regulating marriage, of course, must respect the constitutional rights of persons, but,
subject to those guarantees, regulation of domestic relations is an area that has long been
regarded as a virtually exclusive province of the States.” (quotation and citation
omitted)); id. (“The states, at the time of the adoption of the Constitution, possessed full
power over the subject of marriage and divorce . . . .” (quotation and alterations
omitted)); id. (“Consistent with this allocation of authority, the Federal Government,
through our history, has deferred to state-law policy decisions with respect to domestic
relations.”). Appellants urge us to conclude that the “principles of federalism that
-19-
Windsor would later reaffirm” require us to adhere to the Court’s summary affirmance in
Baker.
However, the Windsor Court also explained that the federal government “in
enacting discrete statutes, can make determinations that bear on marital rights and
privileges.” Id. at 2690. For example, Congress can preempt state marriage laws dealing
with insurance proceeds in a federal program, reject sham marriages for immigration
purposes even if the marriage is valid under state law, and recognize common-law
marriage for the purpose of establishing income-based Social Security benefit eligibility
regardless of state law. Id. The Windsor Court concluded it was “unnecessary to decide
whether” DOMA “is a violation of the Constitution because it disrupts the federal
balance.” Id. at 2692.
Rather than relying on federalism principles, the Court framed the question
presented as whether the “injury and indignity” caused by DOMA “is a deprivation of an
essential part of the liberty protected by the Fifth Amendment.” Id. And the Court
answered that question in the affirmative:
The liberty protected by the Fifth Amendment’s Due Process Clause
contains within it the prohibition against denying to any person the equal
protection of the laws. While the Fifth Amendment itself withdraws from
Government the power to degrade or demean in the way this law does, the
equal protection guarantee of the Fourteenth Amendment makes that Fifth
Amendment right all the more specific and all the better understood and
preserved.
Id. at 2695 (citations omitted).
“The history of DOMA’s enactment and its own text,” the Court concluded,
“demonstrate that interference with the equal dignity of same-sex marriages, a dignity
-20-
conferred by the States in the exercise of their sovereign power, was more than an
incidental effect of the federal statute. It was its essence.” Id. at 2693. DOMA
“impose[d] a disadvantage, a separate status, and so a stigma upon all who enter into
same-sex marriages . . . .” Id. The statute “undermine[d] both the public and private
significance of state-sanctioned same-sex marriages” by telling “those couples, and all
the world, that their otherwise valid marriages are unworthy of federal recognition.” Id.
at 2694. And it “humiliate[d] tens of thousands of children now being raised by same-sex
couples” by making “it even more difficult for the children to understand the integrity
and closeness of their own family and its concord with other families in their community
and in their daily lives.” Id. Because DOMA’s “differentiation demeans [same-sex]
couple[s], whose moral and sexual choices the Constitution protects, see Lawrence, 539
U.S. 558, and whose relationship[s] the State has sought to dignify,” the Court held that
the statute violated the Fifth Amendment. Windsor, 133 S. Ct. at 2694-95.
The Windsor majority expressly cabined its holding to state-recognized marriages,
id. at 2696, and is thus not directly controlling. But the similarity between the claims at
issue in Windsor and those asserted by the plaintiffs in this case cannot be ignored. This
is particularly true with respect to plaintiffs Archer and Call, who seek recognition by
Utah of a marriage that is valid in the state where it was performed. More generally, all
six plaintiffs seek equal dignity for their marital aspirations. All claim that the state’s
differential treatment of them as compared to opposite-sex couples demeans and
undermines their relationships and their personal autonomy. Although reasonable judges
may disagree on the merits of the same-sex marriage question, we think it is clear that
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doctrinal developments foreclose the conclusion that the issue is, as Baker determined,
wholly insubstantial.3
IV
We turn now to the merits of the issue before us. We must first decide whether the
liberty interest protected in this case includes the right to marry, and whether that right is
limited, as appellants contend, to those who would wed a person of the opposite sex.
The district court granted summary judgment in favor of the plaintiffs. We review
a grant of summary judgment de novo. Hobbs ex rel. Hobbs v. Zenderman, 579 F.3d
1171, 1179 (10th Cir. 2009). A party is entitled to summary judgment only if, viewing
the evidence in the light most favorable to the non-moving party, the movant is entitled to
judgment as a matter of law. Id.; see Fed. R. Civ. P. 56(a).
“We review the decision to grant a permanent injunction for abuse of discretion.”
FTC v. Accusearch Inc., 570 F.3d 1187, 1201 (10th Cir. 2009). To obtain a permanent
injunction, a plaintiff must show: “(1) actual success on the merits; (2) irreparable harm
unless the injunction is issued; (3) the threatened injury outweighs the harm that the
injunction may cause the opposing party; and (4) the injunction, if issued, will not
3
Some have suggested that Baker implicates a court’s subject matter jurisdiction.
See, e.g., Bostic, 970 F. Supp. 2d at 469 (“Defendants here contend that because the
Supreme Court found a substantial federal question lacking in Baker, this Court is
precluded from exercising jurisdiction.”). Given our conclusion that subsequent doctrinal
developments have rendered Baker no longer binding, such an assertion necessarily fails.
We further note that because plaintiffs have filed plausible federal constitutional claims
pursuant to 42 U.S.C. § 1983, which specifically allows such claims to be filed in federal
court, they have presented a federal question sufficient to confer subject matter
jurisdiction. See Grable & Sons Metal Prods., Inc. v. Darue Eng’g & Mfg., 545 U.S. 308,
312 (2005) (28 U.S.C. § 1331 “is invoked by and large by plaintiffs pleading a cause of
action created by federal law (e.g., claims under 42 U.S.C. § 1983)”).
-22-
adversely affect the public interest.” Sw. Stainless, LP v. Sappington, 582 F.3d 1176,
1191 (10th Cir. 2009). Because appellants have challenged only the merits aspect of the
district court’s decision, we do not consider the remaining factors. See Bronson, 500
F.3d at 1104 (“[T]he omission of an issue in an opening brief generally forfeits appellate
consideration of that issue.”).
A
“[A]ll fundamental rights comprised within the term liberty are protected by the
Federal Constitution from invasion by the States.” Planned Parenthood v. Casey, 505
U.S. 833, 846-47 (1992) (quotation omitted). The doctrine of substantive due process
extends protections to fundamental rights “in addition to the specific freedoms protected
by the Bill of Rights.” Washington v. Glucksberg, 521 U.S. 702, 720 (1997); see also
Casey, 505 U.S. at 848 (“Neither the Bill of Rights nor the specific practices of States at
the time of the adoption of the Fourteenth Amendment marks the outer limits of the
substantive sphere of liberty which the Fourteenth Amendment protects.”). To qualify as
“fundamental,” a right must be “objectively, deeply rooted in this Nation’s history and
tradition . . . and implicit in the concept of ordered liberty, such that neither liberty nor
justice would exist if [it] were sacrificed.” Glucksberg, 521 U.S. at 720-21 (quotations
omitted).
1
There can be little doubt that the right to marry is a fundamental liberty. The
marital relationship is
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older than the Bill of Rights—older than our political parties, older than our
school system. Marriage is a coming together for better or for worse,
hopefully enduring, and intimate to the degree of being sacred. It is an
association that promotes a way of life, not causes; a harmony in living, not
political faiths; a bilateral loyalty, not commercial or social projects.
Griswold v. Connecticut, 381 U.S. 479, 486 (1965). The Court has long recognized that
marriage is “the most important relation in life.” Maynard v. Hill, 125 U.S. 190, 205
(1888). “Without doubt,” the liberty protected by the Fourteenth Amendment includes
the freedom “to marry, establish a home[,] and bring up children.” Meyer v. Nebraska,
262 U.S. 390, 399 (1923); see also Loving v. Virginia, 388 U.S. 1, 12 (1967) (“The
freedom to marry has long been recognized as one of the vital personal rights essential to
the orderly pursuit of happiness by free men.”).
Appellants contend that these precedents and others establish only that opposite-
sex marriage is a fundamental right. They highlight the Court’s admonition to undertake
a “careful description of the asserted fundamental liberty interest.” Glucksberg, 521 U.S.
at 721 (quotation omitted). “This approach tends to rein in the subjective elements that
are necessarily present in due-process judicial review.” Id.; see also Collins v. City of
Harker Heights, 503 U.S. 115, 125 (1992) (courts must exercise “utmost care” and be
“reluctant to expand the concept of substantive due process because guideposts for
responsible decisionmaking in this unchartered area are scarce and open-ended”). A right
to same-sex marriage cannot be deeply rooted in our tradition, appellants argue, because
“until recent years, many citizens had not even considered the possibility that two persons
of the same sex might aspire to occupy the same status and dignity as that of a man and
woman in lawful marriage.” Windsor, 133 S. Ct. at 2689; see also id. at 2715 (Alito, J.,
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dissenting) (“In this country, no State permitted same-sex marriage until the
Massachusetts Supreme Judicial Court held in 2003 that limiting marriage to opposite-
sex couples violated the State Constitution.”).
But “the right to marry is of fundamental importance for all individuals.”
Zablocki v. Redhail, 434 U.S. 374, 384 (1978). In numerous cases, the Court has
discussed the right to marry at a broader level of generality than would be consistent with
appellants’ argument. The Loving Court concluded that a state statute voiding marriages
between white and non-white participants violated the Due Process Clause. 388 U.S. at 4
n.3, 12.
Marriage is one of the basic civil rights of man, fundamental to our very
existence and survival. To deny this fundamental freedom on so
unsupportable a basis as the racial classifications embodied in these
statutes, classifications so directly subversive of the principle of equality at
the heart of the Fourteenth Amendment, is surely to deprive all the State’s
citizens of liberty without due process of law. The Fourteenth Amendment
requires that the freedom of choice to marry not be restricted by invidious
racial discriminations. Under our Constitution, the freedom to marry or not
marry, a person of another race resides with the individual and cannot be
infringed by the State.
Id. at 12 (quotation and citation omitted).
As the Court later explained, “[m]arriage is mentioned nowhere in the Bill of
Rights and interracial marriage was illegal in most States in the 19th century, but the
Court was no doubt correct in finding it to be an aspect of liberty protected against state
interference by the substantive component of the Due Process Clause in Loving v.
Virginia.” Casey, 505 U.S. at 847-48 (citation omitted); see also Lawrence, 539 U.S. at
577-78 (“[N]either history nor tradition could save a law prohibiting miscegenation from
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constitutional attack.” (quotation omitted)). Thus the question as stated in Loving, and as
characterized in subsequent opinions, was not whether there is a deeply rooted tradition
of interracial marriage, or whether interracial marriage is implicit in the concept of
ordered liberty; the right at issue was “the freedom of choice to marry.” Loving, 388
U.S. at 12.
Similarly, Zablocki considered an equal protection challenge to a state law barring
individuals in arrearage of child support obligations from marrying. Because “the right to
marry is of fundamental importance” and “the classification at issue . . . significantly
interfere[d] with the exercise of that right,” the Court determined that “critical
examination of the state interests advanced in support of the classification [wa]s
required.” Zablocki, 434 U.S. at 383 (quotation omitted). It cautioned that not “every
state regulation which relates in any way to the incidents of or prerequisites for marriage
must be subjected to rigorous scrutiny. To the contrary, reasonable regulations that do
not significantly interfere with decisions to enter into the marital relationship may
legitimately be imposed.” Id. at 386. But the statute at issue was impermissible because
it constituted a “serious intrusion into [the] freedom of choice in an area in which we
have held such freedom to be fundamental” and could not “be upheld unless it [wa]s
supported by sufficiently important state interests and [wa]s closely tailored to effectuate
only those interests.” Id. at 387, 388. The right at issue was characterized as the right to
marry, not as the right of child-support debtors to marry.
2
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It is true that both Loving and Zablocki involved opposite-sex couples. Such
pairings, appellants remind us, may be naturally procreative—a potentially meaningful
consideration given that the Court has previously discussed marriage and procreation
together. See Skinner v. Oklahoma ex rel. Williamson, 316 U.S. 535, 541 (1942)
(“Marriage and procreation are fundamental to the very existence and survival of the
race.”); Carey v. Population Servs. Int’l, 431 U.S. 678, 684-85 (1977) (“[I]t it is clear that
among the decisions that an individual may make without unjustified government
interference are personal decisions relating to marriage, procreation, contraception,
family relationships, and child rearing and education. The decision whether or not to
beget or bear a child is at the very heart of this cluster of constitutionally protected
choices.” (quotation omitted)).
But the Court has also described the fundamental right to marry as separate from
the right to procreate, including in Glucksberg itself, the case upon which appellants’
fundamental-right argument turns. See Glucksberg, 521 U.S. at 720 (describing Loving
as a right-to-marry case and Skinner as a right-to-procreate case); accord M.L.B. v.
S.L.J., 519 U.S. 102, 116 (1996) (same). Appellants’ contention that the right to
marriage is fundamental because of its procreative potential is also undercut by Turner v.
Safley, 482 U.S. 78 (1987).
In Turner, the Court invalidated a prison rule barring inmates from marrying
unless a prison superintendent found compelling reasons for the marriage. Id. at 81-82.
“[G]enerally only a pregnancy or the birth of an illegitimate child would be considered a
compelling reason.” Id. at 82. Thus, the challenged rule operated to bar inmates who had
-27-
not procreated from marrying. The Court began its analysis of the marriage restriction by
dismissing the argument that “the rule does not deprive prisoners of a constitutionally
protected right” even though “the decision to marry is a fundamental right” because “a
different rule should obtain in a prison forum.” Id. at 94-95 (quotation and ellipses
omitted). Despite the “substantial restrictions [imposed] as a result of incarceration,” the
Court concluded, inmates could not be denied the fundamental right of marriage simply
because of their imprisonment. Id. at 95. The right at issue was never framed as “inmate
marriage”; the Court simply asked whether the fact of incarceration made it impossible
for inmates to benefit from the “important attributes of marriage.” Id.; see Latta, 2014
U.S. Dist. LEXIS 66417, at *37 (“Loving was no more about the ‘right to interracial
marriage’ than Turner was about the ‘prisoner’s right to marry’ or Zablocki was about the
‘dead-beat dad’s right to marry.’ Even in cases with such vastly different facts, the
Supreme Court has consistently upheld the right to marry, as opposed to a sub-right tied
to the facts of the case.”); Obergefell v. Wymyslo, 962 F. Supp. 2d 968, 982 n.10 (S.D.
Ohio 2013) (“In individual cases regarding parties to potential marriages with a wide
variety of characteristics, the Supreme Court consistently describes a general
‘fundamental right to marry’ rather than ‘the right to interracial marriage,’ ‘the right to
inmate marriage,’ or ‘the right of people owing child support to marry.’”).
The Turner Court’s description of the “important attributes of marriage [that]
remain . . . after taking into account the limitations imposed by prison life,” 482 U.S. at
95, is relevant to the case at bar:
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First, inmate marriages, like others, are expressions of emotional support
and public commitment. These elements are an important and significant
aspect of the marital relationship. In addition, many religions recognize
marriage as having spiritual significance; for some inmates and their
spouses, therefore, the commitment of marriage may be an exercise of
religious faith as well as an expression of personal dedication. Third, most
inmates eventually will be released by parole or commutation, and therefore
most inmate marriages are formed in the expectation that they ultimately
will be fully consummated. Finally, marital status often is a pre-condition
to the receipt of government benefits (e.g., Social Security benefits),
property rights (e.g., tenancy by the entirety, inheritance rights), and other,
less tangible benefits (e.g., legitimation of children born out of wedlock).
These incidents of marriage, like the religious and personal aspects of the
marriage commitment, are unaffected by the fact of confinement or the
pursuit of legitimate corrections goals.
Id. at 95-96. The Court ruled that “these remaining elements are sufficient to form a
constitutionally protected marital relationship in the prison context” even under the
“reasonable relationship test” applicable to prison regulations. Id. at 96-97.4
4
The Court distinguished its prior summary affirmance of Johnson v. Rockefeller,
365 F. Supp. 377 (S.D.N.Y. 1973), which upheld a prohibition on marriage for inmates
serving a life sentence. Turner, 482 U.S. at 96; see Butler v. Wilson, 415 U.S. 953
(1974) (per curiam) (summary affirmance). Appellants argue that this distinction shows
that only those individuals who can procreate have a fundamental right to marry, but the
Turner Court did not rely on procreation in distinguishing the summary affirmance in
Butler, holding instead that “importantly, denial of the right was part of the punishment
for crime” and citing a concurrence for the proposition that the “asserted governmental
interest of punishing crime [was] sufficiently important to justify deprivation of [the]
right.” 482 U.S. at 96. We acknowledge that the three-judge panel in Johnson did
mention the impossibility of a life-incarcerated prisoner participating in the “begetting
and raising of children,” which is described (along with “cohabitation” and “sexual
intercourse”) as among “the aspects of marriage which make it one of the basic civil
rights of man.” 365 F. Supp. at 380. But “[b]ecause a summary affirmance is an
affirmance of the judgment only, the rationale of the affirmance may not be gleaned
solely from the opinion below.” Turner, 482 U.S. at 96 (quotation omitted). We thus
cannot read the summary affirmance in Butler as standing for the proposition that
procreation is an essential aspect of the marriage relationship.
-29-
As the Turner opinion highlights, the importance of marriage is based in great
measure on “personal aspects” including the “expression[] of emotional support and
public commitment.” Id. at 95-96. This conclusion is consistent with the Court’s other
pronouncements on the freedom to marry, which focus on the freedom to choose one’s
spouse. See Cleveland Bd. of Educ. v. LaFleur, 414 U.S. 632, 639-40 (1974) (“This
Court has long recognized that freedom of personal choice in matters of marriage and
family life is one of the liberties protected by the Due Process Clause of the Fourteenth
Amendment.”); see also Hodgson v. Minnesota, 497 U.S. 417, 435 (1990) (plurality
opinion)5 (“[T]he regulation of constitutionally protected decisions, such as where a
person shall reside or whom he or she shall marry, must be predicated on legitimate state
concerns other than disagreement with the choice the individual has made.”); Roberts v.
U.S. Jaycees, 468 U.S. 609, 620 (1984) (“[T]he Constitution undoubtedly imposes
constraints on the State’s power to control the selection of one’s spouse . . . .”); Carey,
431 U.S. at 684-85 (“[A]mong the decisions that an individual may make without
unjustified government interference are personal decisions relating to marriage . . . .”
(quotation omitted)). The Turner Court also highlighted the role of marriage in allowing
its participants to gain access to legal and financial benefits they would otherwise be
denied. 482 U.S. at 96.
We must reject appellants’ efforts to downplay the importance of the personal
elements inherent in the institution of marriage, which they contend are “not the principal
5
Hodgson was a splintered decision. Justice Stevens delivered the opinion of the
Court as to certain portions of his writing, but the quotation that follows is from a section
joined only by Justice Brennan.
-30-
interests the State pursues by regulating marriage.” Rather than being “[m]utually
exclusive” of the procreative potential of marriage, these freedoms—to choose one’s
spouse, to decide whether to conceive or adopt a child, to publicly proclaim an enduring
commitment to remain together through thick and thin—reinforce the childrearing family
structure. Further, such freedoms support the dignity of each person, a factor emphasized
by the Windsor Court. See 133 S. Ct. at 2692 (“The State’s decision to give this class of
persons the right to marry conferred upon them a dignity and status of immense
import.”); id. (New York’s “decision enhanced the recognition, dignity, and protection of
the class”); id. (“By its recognition of the validity of same-sex marriages performed in
other jurisdictions and then by authorizing same-sex unions and same-sex marriages,
New York sought to give further protection and dignity to that bond.”); id. (plaintiff’s
relationship was “deemed by the State worthy of dignity in the community equal with all
other marriages”).
Of course, the Windsor decision dealt with federal recognition of marriages
performed under state law. But with respect to plaintiffs Archer and Call, who were
married in Iowa and whose marriage Utah will not recognize under Amendment 3, the
analogy to Windsor is particularly apt. Amendment 3’s non-recognition provision, like
DOMA,
contrives to deprive some couples married under the laws of [another]
State, but not other couples, of both rights and responsibilities. . . . By this
dynamic [Amendment 3] undermines both the public and private
significance of state-sanctioned same-sex marriages; for it tells those
couples, and all the world, that their otherwise valid marriages are
unworthy of [Utah’s] recognition. . . . The differentiation demeans the
couple, whose moral and sexual choices the Constitution protects.
-31-
Id. at 2694.
In light of Windsor, we agree with the multiple district courts that have held that
the fundamental right to marry necessarily includes the right to remain married. See
Latta, 2014 U.S. Dist. LEXIS 66417, at *40 (“Idaho’s Marriage Laws render the Plaintiff
couples legal strangers, stripping them of the choice to marry or remain married in the
state they call home. Therefore, Idaho’s Marriage Laws impermissibly infringe on
Plaintiffs’ fundamental right to marry.”); Henry v. Himes, No. 1:14-cv-129, 2014 U.S.
Dist. LEXIS 51211, at *22 (S.D. Ohio Apr. 14, 2014) (“There are a number of
fundamental rights and/or liberty interests protected by the Due Process clause that are
implicated by the marriage recognition ban, including the right to marry, the right to
remain married, and the right to parental autonomy.” (footnote omitted)); De Leon, 2014
U.S. Dist. LEXIS 26236, at *66 (“[B]y declaring existing, lawful same-sex marriages
void and denying married couples the rights, responsibilities, and benefits of marriage,
Texas denies same-sex couples who have been married in other states their due
process.”); Obergefell, 962 F. Supp. 2d at 978 (“The right to remain married is . . .
properly recognized as one that is a fundamental liberty interest appropriately protected
by the Due Process Clause of the United States Constitution.”).6
6
Appellants contend that § 2 of DOMA forecloses any challenge to the non-
recognition provisions of Amendment 3. However, they raise this issue only in a
footnote and in conclusory fashion. See In re C.W. Mining Co., 740 F.3d 548, 564 (10th
Cir. 2014) (“[A]rguments raised in a perfunctory manner, such as in a footnote, are
waived.” (quotation and emphasis omitted)). Because we conclude that marriage is a
fundamental right and the state’s arguments for restricting it to opposite-sex couples fail
strict scrutiny, appellants’ arguments regarding § 2 of DOMA also fail on the merits.
-32-
And although we acknowledge that state recognition serves to “enhance[]” the
interests at stake, Windsor, 133 S. Ct. at 2692, surely a great deal of the dignity of same-
sex relationships inheres in the loving bonds between those who seek to marry and the
personal autonomy of making such choices. As the Court held in Lawrence, several
years before discussing the state recognition issues present in Windsor,
adults may choose to enter upon [an intimate] relationship in the confines
of their homes and their own private lives and still retain their dignity as
free persons. When sexuality finds overt expression in intimate conduct
with another person, the conduct can be but one element in a personal bond
that is more enduring. The liberty protected by the Constitution allows
homosexual persons the right to make this choice.
539 U.S. at 567.
Appellants’ assertion that the right to marry is fundamental because it is linked to
procreation is further undermined by the fact that individuals have a fundamental right to
choose against reproduction. “If the right of privacy means anything, it is the right of the
individual, married or single, to be free from unwarranted governmental intrusion into
matters so fundamentally affecting a person as the decision whether to bear or beget a
child.” Eisenstadt v. Baird, 405 U.S. 438, 453 (1972) (emphasis omitted); see also
Griswold, 381 U.S. at 485-86 (recognizing right of married individuals to use
contraception).
The Court has repeatedly referenced the raising of children—rather than just their
creation—as a key factor in the inviolability of marital and familial choices. See, e.g.,
Congress cannot authorize a state to violate the Fourteenth Amendment. See Graham v.
Richardson, 403 U.S. 365, 382 (1971) (“Congress does not have the power to authorize
the individual States to violate the Equal Protection Clause.”).
-33-
Carey, 431 U.S. at 685 (“child rearing and education” decisions protected from
“unjustified government interference” (quotation omitted)); Moore v. City of East
Cleveland, 431 U.S. 494, 505 (1977) (plurality opinion) (“[d]ecisions concerning child
rearing” have been “recognized as entitled to constitutional protection”); Pierce v. Soc’y
of Sisters, 268 U.S. 510, 534-35 (1925) (discussing “the liberty of parents and guardians
to direct the upbringing and education of children under their control”); Meyer, 262 U.S.
at 399 (liberty protected by the Due Process Clause includes right “to marry, establish a
home[,] and bring up children”). Although cohabitating same-sex couples are prohibited
from jointly adopting children under Utah law as a result of the same-sex marriage ban,
Utah Code § 78B-6-117(3), the record shows that nearly 3,000 Utah children are being
raised by same-sex couples. Thus childrearing, a liberty closely related to the right to
marry, is one exercised by same-sex and opposite-sex couples alike, as well as by single
individuals.7
Children of same-sex couples may lack a biological connection to at least one
parent, but “biological relationships are not [the] exclusive determina[nt] of the existence
of a family.” Smith v. Org. of Foster Families for Equal. & Reform, 431 U.S. 816, 843
(1977). “[T]he importance of the familial relationship, to the individuals involved and to
the society, stems from the emotional attachments that derive from the intimacy of daily
association, and from the role it plays in promoting a way of life through the instruction
7
Utah also permits adoption by unmarried, non-cohabitating individuals if “it is in
the best interests of the child to place the child with a single person.” Utah Code
§ 78B-6-117(4)(e). But any person who is cohabitating “in a relationship that is not a
legally valid and binding marriage under the laws of this state,” § 78B-6-117(3), may not
adopt a child, with no explicit exception for the child’s best interest.
-34-
of children.” Id. at 844 (quotation omitted); see also Utah Code § 78B-6-139 (granting
adoptive parents all rights and duties of biological parents). As the Court in Windsor
held, restrictions on same-sex marriage “humiliate[] tens of thousands of children now
being raised by same-sex couples” and “make[] it even more difficult for the children to
understand the integrity and closeness of their own family and its concord with other
families in their community and in their daily lives.” 133 S. Ct. at 2694. Such statutes
“bring[] financial harm to children of same-sex couples . . . raise[] the cost of health care
for families by taxing health benefits provided by employers to their workers’ same-sex
spouses” and “den[y] or reduce[] benefits allowed to families upon the loss of a spouse
and parent, benefits that are an integral part of family security.” Id. at 2695. These laws
deny to the children of same-sex couples the recognition essential to stability,
predictability, and dignity. Read literally, they prohibit the grant or recognition of any
rights to such a family and discourage those children from being recognized as members
of a family by their peers.
Appellants urge us to conclude that a court cannot determine whether there is a
right to marriage without first defining the institution. They also say that the term
“marriage” by its nature excludes same-sex couples. Glucksberg requires us to develop a
“careful description of the asserted fundamental liberty interest,” relying on “[o]ur
Nation’s history, legal traditions, and practices [to] provide the crucial guideposts for
responsible decisionmaking.” 521 U.S. at 721 (quotation omitted). But we cannot
conclude that the fundamental liberty interest in this case is limited to the right to marry a
person of the opposite sex. As we have discussed, the Supreme Court has traditionally
-35-
described the right to marry in broad terms independent of the persons exercising it. The
Court’s other substantive due process cases similarly eschew a discussion of the right-
holder in defining the scope of the right. In Glucksberg, for example, the Court framed
the question presented as “whether the ‘liberty’ specially protected in the Due Process
Clause includes a right to commit suicide which itself includes a right to assistance in
doing so.” 521 U.S. at 723 (footnote omitted). The Court’s formulation implicitly
rejected respondents’ framing of the claimed liberty as exercised by a specific class of
persons: “Whether the Fourteenth Amendment’s guarantee of liberty protects the
decision of a mentally competent, terminally ill adult to bring about impending death in a
certain, humane, and dignified manner.” Br. of Resp’t at i, Glucksberg, 521 U.S. 702
(No. 96-110) (emphasis added).
Prior to the Windsor decision, several courts concluded that the well-established
right to marry eo ipso cannot be exercised by those who would choose a spouse of the
same sex. See, e.g., Jackson v. Abercrombie, 884 F. Supp. 2d 1065, 1094-98 (D. Haw.
2012) (“[T]he right at issue here is an asserted new right to same-sex marriage.”);
Andersen v. King Cnty., 138 P.3d 963, 979 (Wash. 2006) (en banc) (“Plaintiffs have not
established that at this time the fundamental right to marry includes the right to marry a
person of the same sex.”); Hernandez v. Robles, 855 N.E.2d 1, 10 (N.Y. 2006) (“[B]y
defining marriage as it has, the New York Legislature has not restricted the exercise of a
fundamental right.”). We nonetheless agree with plaintiffs that in describing the liberty
interest at stake, it is impermissible to focus on the identity or class-membership of the
individual exercising the right. See De Leon, 2014 U.S. Dist. LEXIS 26236, at *58-59 (a
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state “cannot define marriage in a way that denies its citizens the freedom of personal
choice in deciding whom to marry, nor may it deny the same status and dignity to each
citizen’s decision” (quotations omitted)). “Simply put, fundamental rights are
fundamental rights. They are not defined in terms of who is entitled to exercise them.”
Hernandez, 855 N.E.2d at 24 (Kaye, C.J., dissenting); see also Goodridge v. Dep’t of
Pub. Health, 798 N.E.2d 941, 972-73 (Mass. 2003) (Greaney, J., concurring) (“To define
the institution of marriage by the characteristics of those to whom it always has been
accessible, in order to justify the exclusion of those to whom it never has been accessible,
is conclusory and bypasses the core question . . . .”). Plaintiffs seek to enter into legally
recognized marriages, with all the concomitant rights and responsibilities enshrined in
Utah law. They desire not to redefine the institution but to participate in it.
Appellants’ assertion that plaintiffs are excluded from the institution of marriage
by definition is wholly circular. Nothing logically or physically precludes same-sex
couples from marrying, as is amply demonstrated by the fact that many states now permit
such marriages. See Bostic, 970 F. Supp. 2d at 473 (“Gay and lesbian individuals share
the same capacity as heterosexual individuals to form, preserve and celebrate loving,
intimate and lasting relationships.”). Appellants’ reliance on the modifier “definitional”
does not serve a meaningful function in this context. To claim that marriage, by
definition, excludes certain couples is simply to insist that those couples may not marry
because they have historically been denied the right to do so. One might just as easily
have argued that interracial couples are by definition excluded from the institution of
marriage. But “neither history nor tradition could save a law prohibiting miscegenation
-37-
from constitutional attack.” Lawrence, 539 U.S. at 577-78 (quotation omitted); see also
Williams v. Illinois, 399 U.S. 235, 239 (1970) (“[N]either the antiquity of a practice nor
the fact of steadfast legislative and judicial adherence to it through the centuries insulates
it from constitutional attack . . . .”); In re Marriage Cases, 183 P.3d 384, 451 (Cal. 2008)
(“[E]ven the most familiar and generally accepted of social practices and traditions often
mask an unfairness and inequality that frequently is not recognized or appreciated by
those not directly harmed by those practices or traditions.”), superseded by constitutional
amendment as stated in Strauss v. Horton, 207 P.3d 48, 59 (Cal. 2009).
Our conclusion that we are not required to defer to Utah’s characterization of its
ban on same-sex marriage as a “definition” is reinforced by the Court’s opinion in
Windsor. Section 3 of DOMA, which the Court invalidated, “amend[ed] the Dictionary
Act . . . of the United States Code to provide a federal definition of ‘marriage’ and
‘spouse.’” Windsor, 133 S. Ct. at 2683. In relevant part, the statute read: “‘[T]he word
‘marriage’ means only a legal union between one man and one woman as husband and
wife, and the word ‘spouse’ refers only to a person of the opposite sex who is a husband
or a wife.’” Id. (quoting 1 U.S.C. § 7). Appellants repeatedly assert that Amendment 3
simply defines marriage, at one point contrasting “the traditional definition of marriage”
with “the anti-miscegenation laws invalidated in Loving.” They contend that “Utah’s
marriage laws merely define marriage within its borders.” The Court’s holding in
Windsor demonstrates that a provision labeled a “definition” is not immune from
constitutional scrutiny. We see no reason to allow Utah’s invocation of its power to
“define the marital relation,” Windsor, 133 S. Ct. at 2692, to become “a talisman, by
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whose magic power the whole fabric which the law had erected . . . is at once dissolved,”
Bank of the U.S. v. Dandridge, 25 U.S. (12 Wheat.) 64, 113 (1827) (Marshall, C.J.,
dissenting).
Whether a state has good reason to exclude individuals from the marital
relationship based on a specific characteristic certainly comes into play in determining if
the classification survives the appropriate level of scrutiny. Even when a fundamental
right is impinged, “[s]trict scrutiny is not ‘strict in theory, but fatal in fact.’” Grutter v.
Bollinger, 539 U.S. 306, 326 (2003) (quoting Adarand Constructors, Inc. v. Peña, 515
U.S. 200, 237 (1995)). But the challenged classification cannot itself define the scope of
the right at issue. The judiciary’s “obligation is to define the liberty of all.” Casey, 505
U.S. at 850. Although courts may be tempted “to suppose that the Due Process Clause
protects only those practices, defined at the most specific level, that were protected
against government interference by other rules of law when the Fourteenth Amendment
was ratified . . . . such a view would be inconsistent with our law.” Id. at 847 (citation
omitted). “A prime part of the history of our Constitution . . . is the story of the extension
of constitutional rights and protections to people once ignored or excluded.” United
States v. Virginia, 518 U.S. 515, 557 (1996).
3
The Supreme Court’s sexual orientation jurisprudence further precludes us from
defining the fundamental right at issue in the manner sought by the appellants. In
Lawrence, the Court struck down as violative of due process a statute that prohibited
sexual conduct between individuals of the same sex. The Court reversed Bowers v.
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Hardwick, 478 U.S. 186 (1986), which in upholding a similar statute had framed the
question as “whether the Federal Constitution confers a fundamental right upon
homosexuals to engage in sodomy and hence invalidates the laws of the many States that
still make such conduct illegal and have done so for a very long time.” Id. at 190. The
Lawrence Court held that this framing “fail[ed] to appreciate the extent of the liberty at
stake” and “misapprehended the claim of liberty there presented to it.” 539 U.S. at 567.
The Court acknowledged that “for centuries there have been powerful voices to
condemn homosexual conduct as immoral,” but held that its obligation was “to define the
liberty of all, not to mandate our own moral code.” Id. at 571 (quotation omitted).
“[B]efore 1961 all 50 States had outlawed sodomy,” yet “[h]istory and tradition are the
starting point but not in all cases the ending point of the substantive due process inquiry.”
Id. at 572 (quotation omitted). The Court firmly rejected Bowers’ characterization of the
liberty at issue: “To say that the issue in Bowers was simply the right to engage in
certain sexual conduct demeans the claim the individual put forward, just as it would
demean a married couple were it to be said marriage is simply about the right to have
sexual intercourse.” Id. at 567.
The Court’s rejection of the manner in which Bowers described the liberty interest
involved is applicable to the framing of the issue before us. There was clearly no history
of a protected right to “homosexual sodomy,” just as there is no lengthy tradition of
same-sex marriage. But the Lawrence opinion indicates that the approach urged by
appellants is too narrow. Just as it was improper to ask whether there is a right to engage
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in homosexual sex, we do not ask whether there is a right to participate in same-sex
marriage.8
We must also note that Lawrence itself alluded to marriage, stating that “our laws
and tradition afford constitutional protection to personal decisions relating to marriage,
procreation, contraception, family relationships, child rearing, and education.” 539 U.S.
at 574. The Court quoted Casey’s holding that matters “involving the most intimate and
personal choices a person may make in a lifetime, choices central to personal dignity and
autonomy, are central to the liberty protected by the Fourteenth Amendment” and ruled
that “[p]ersons in a homosexual relationship may seek autonomy for these purposes, just
as heterosexual persons do.” Lawrence, 539 U.S. at 574 (quotation omitted).
The drafters of the Fifth and Fourteenth Amendments “knew times can blind us to
certain truths and later generations can see that laws once thought necessary and proper in
fact serve only to oppress. As the Constitution endures, persons in every generation can
invoke its principles in their own search for greater freedom.” Id. at 579. A generation
ago, recognition of the fundamental right to marry as applying to persons of the same sex
might have been unimaginable. A generation ago, the declaration by gay and lesbian
couples of what may have been in their hearts would have had to remain unspoken. Not
until contemporary times have laws stigmatizing or even criminalizing gay men and
women been felled, allowing their relationships to surface to an open society. As the
8
In Seegmiller v. Laverkin City, 528 F.3d 762 (10th Cir. 2008), we concluded that
Lawrence did not announce a fundamental right “to engage in private sexual conduct.”
Id. at 771. As explained above, however, Lawrence did expressly reject Bowers’ narrow,
class-based framing of the liberty interest at issue.
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district court eloquently explained, “it is not the Constitution that has changed, but the
knowledge of what it means to be gay or lesbian.” Kitchen, 961 F. Supp. 2d at 1203.
Consistent with our constitutional tradition of recognizing the liberty of those previously
excluded, we conclude that plaintiffs possess a fundamental right to marry and to have
their marriages recognized.
B
The Due Process Clause “forbids the government to infringe certain fundamental
liberty interests at all, no matter what process is provided, unless the infringement is
narrowly tailored to serve a compelling state interest.” Reno v. Flores, 507 U.S. 292, 302
(1993) (quotation and emphasis omitted). By the same token, if a classification
“impinge[s] upon the exercise of a fundamental right,” the Equal Protection Clause
requires “the State to demonstrate that its classification has been precisely tailored to
serve a compelling governmental interest.” Plyler v. Doe, 457 U.S. 202, 216-17
(quotation omitted). Having persuaded us that the right to marry is a fundamental liberty,
plaintiffs will prevail on their due process and equal protection claims unless appellants
can show that Amendment 3 survives strict scrutiny.
A provision subject to strict scrutiny “cannot rest upon a generalized assertion as
to the classification’s relevance to its goals.” Richmond v. J.A. Croson Co., 488 U.S.
469, 500 (1989). “The purpose of the narrow tailoring requirement is to ensure that the
means chosen fit the compelling goal so closely that there is little or no possibility that
the motive for the classification was illegitimate.” Grutter, 539 U.S. at 333 (quotation
-42-
omitted). Only “the most exact connection between justification and classification”
survives. Gratz v. Bollinger, 539 U.S. 244, 270 (2003) (quotation omitted).
Appellants advance four justifications for Amendment 3. They contend it furthers
the state’s interests in: (1) “fostering a child-centric marriage culture that encourages
parents to subordinate their own interests to the needs of their children”; (2) “children
being raised by their biological mothers and fathers—or at least by a married mother and
father—in a stable home”; (3) “ensuring adequate reproduction”; and
(4) “accommodating religious freedom and reducing the potential for civic strife.”
1
We will assume that the first three rationales asserted by appellants are
compelling. These justifications falter, however, on the means prong of the strict scrutiny
test. Each rests on a link between marriage and procreation. Appellants contend that
Utah has “steadfastly sought to reserve unique social recognition for man-woman
marriage so as to guide as many procreative couples as possible into the optimal,
conjugal childrearing model”; that “children suffer when procreation and childrearing
occur outside stable man-woman marriages”; and that “[b]y providing special privileges
and status to couples that are uniquely capable of producing offspring without biological
assistance from third parties, the State sends a clear if subtle message to all of its citizens
that natural reproduction is healthy, desirable and highly valued.” (Emphasis omitted.)
The common thread running through each of appellants’ first three arguments is the claim
that allowing same-sex couples to marry “would break the critical conceptual link
between marriage and procreation.”
-43-
The challenged restrictions on the right to marry and on recognition of otherwise
valid marriages, however, do not differentiate between procreative and non-procreative
couples. Instead, Utah citizens may choose a spouse of the opposite sex regardless of the
pairing’s procreative capacity. The elderly, those medically unable to conceive, and
those who exercise their fundamental right not to have biological children are free to
marry and have their out-of-state marriages recognized in Utah, apparently without
breaking the “conceptual link between marriage and procreation.” The only explicit
reference to reproduction in Utah’s marriage law is a provision that allows first cousins to
marry if “both parties are 65 years of age or older; or . . . if both parties are 55 years of
age or older, upon a finding by the district court . . . that either party is unable to
reproduce.” Utah Code § 30-1-1(2). This statute thus extends marriage rights to certain
couples based on a showing of inability to reproduce.9
Such a mismatch between the class identified by a challenged law and the
characteristic allegedly relevant to the state’s interest is precisely the type of imprecision
prohibited by heightened scrutiny. See Shaw v. Hunt, 517 U.S. 899, 908 (1996) (“The
means chosen to accomplish the State’s asserted purpose must be specifically and
narrowly framed to accomplish that purpose.” (quotation and alteration omitted)). Utah’s
ban on polygamy, for example, is justified by arguments against polygamy. See Utah
Const. art. III (“[P]olygamous or plural marriages are forever prohibited.”); see also
Potter v. Murray City, 760 F.2d 1065, 1070 (10th Cir. 1985) (concluding that “the State is
9
We do not express any view on the constitutionality of this provision. Instead,
we note the inconsistency between the message sent by this statute and the message
appellants claim the same-sex marriage ban conveys.
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justified, by a compelling interest, in upholding and enforcing its ban on plural marriage”
based on its “commitment to a system of domestic relations based exclusively upon the
practice of monogamy” which is “inextricably woven into the fabric of our society” and
“the bedrock upon which our culture is built” (quotation omitted)). Similarly, barring
minors from marriage may be justified based on arguments specific to minors as a class.
See Utah Code § 30-1-9 (minors may not marry absent parental consent); see also
Ginsberg v. New York, 390 U.S. 629, 638 (1968) (“[E]ven where there is an invasion of
protected freedoms the power of the state to control the conduct of children reaches
beyond the scope of its authority over adults.” (quotation omitted)); Lee v. Gaufin, 867
P.2d 572, 578 (Utah 1993) (“[Minors’] legal incapacity is based on fundamental
differences between adults and minors with respect to their physical, intellectual,
psychological, and judgmental maturity.”). But appellants fail to advance any argument
against same-sex marriage that is based specifically on its alleged intrinsic ills.
Instead of explaining why same-sex marriage qua same-sex marriage is
undesirable, each of the appellants’ justifications rests fundamentally on a sleight of hand
in which same-sex marriage is used as a proxy for a different characteristic shared by
both same-sex and some opposite-sex couples. Same-sex marriage must be banned,
appellants argue, because same-sex couples are not naturally procreative. But the state
permits many other types of non-procreative couples to wed. See Lawrence, 539 U.S. at
605 (Scalia, J., dissenting) (“[W]hat justification could there possibly be for denying the
benefits of marriage to homosexual couples . . . ? Surely not the encouragement of
procreation, since the sterile and the elderly are allowed to marry.”). Same-sex marriage
-45-
cannot be allowed, appellants assert, because it is better for children to be raised by
biological parents. Yet adoptive parents, who have the full panoply of rights and duties
of biological parents, are free to marry. See Utah Code § 78B-6-139 (adoptive parents
have same rights and duties). As are opposite-sex couples who choose assisted
reproduction. See §§ 78B-15-701 to 707 (providing rules for parental rights in cases of
assisted reproduction); §§ 78B-15-801 to 809 (providing rules governing gestational
agreements).
Several recent district court decisions have rejected nearly identical state attempts
to justify same-sex marriage bans based on procreative concerns. See Geiger, 2014 U.S.
Dist. LEXIS 68171, at *43 (“Procreative potential is not a marriage prerequisite.”); Latta,
2014 U.S. Dist. LEXIS 66417, at *68 (“Idaho does not condition marriage licenses or
marital benefits on heterosexual couples’ ability or desire to have children. No
heterosexual couple would be denied the right to marry for failure to demonstrate the
intent to procreate.”); DeBoer, 2014 U.S. Dist. LEXIS 37274, at *37 (“The prerequisites
for obtaining a marriage license under Michigan law do not include the ability to have
children . . . .”); De Leon, 2014 U.S. Dist. LEXIS 26236, at *44 (“This procreation
rationale threatens the legitimacy of marriages involving post-menopausal women,
infertile individuals, and individuals who choose to refrain from procreating.”); Bostic,
970 F. Supp. 2d. at 478-79 (“The ‘for-the-children’ rationale also fails because it would
threaten the legitimacy of marriages involving post-menopausal women, infertile
individuals, and individuals who choose to refrain from procreating.”).
-46-
The Supreme Court has similarly eschewed such means-ends mismatches. For
example, in Bernal v. Fainter, 467 U.S. 216 (1984), the Court concluded that a Texas
statute prohibiting resident aliens from becoming notaries failed strict scrutiny. Id. at
227-28. The state argued that the provision was justified by the state’s interest in
licensing notaries familiar with state law. Id. at 227. But the Court rejected the state’s
attempt to justify a classification based on alienage with an explanation based on
knowledge:
[I]f the State’s concern with ensuring a notary’s familiarity with state law
were truly compelling, one would expect the State to give some sort of test
actually measuring a person’s familiarity with the law. The State, however,
administers no such test. To become a notary public in Texas, one is
merely required to fill out an application that lists one’s name and address
and that answers four questions pertaining to one’s age, citizenship,
residency, and criminal record . . . .
Id. (footnote and quotation omitted). Just as a state cannot justify an alienage
classification by reference to a separate characteristic such as familiarity with state law,
appellants cannot assert procreative potential as a basis to deny marriage rights to same-
sex couples. Under strict scrutiny, the state must justify the specific means it has chosen
rather than relying on some other characteristic that correlates loosely with the actual
restriction at issue.
Utah law sanctions many marriages that share the characteristic—inability to
procreate—ostensibly targeted by Amendment 3. The absence of narrow tailoring is
often revealed by such under-inclusiveness. In Zablocki, the state attempted to defend its
prohibition on marriage by child-support debtors on the ground that the statute
“prevent[ed] the applicants from incurring new support obligations.” 434 U.S. at 390.
-47-
“But the challenged provisions,” the Court explained, “are grossly underinclusive with
respect to this purpose, since they do not limit in any way new financial commitments by
the applicant other than those arising out of the contemplated marriage.” Id. Similarly,
in Eisenstadt, the Court rejected the argument that unmarried individuals might be
prohibited from using contraceptives based on the view that contraception is immoral.
See 405 U.S. at 452-54. The Court held that “the State could not, consistently with the
Equal Protection Clause, outlaw distribution to unmarried but not to married persons. In
each case the evil, as perceived by the State, would be identical, and the underinclusion
would be invidious.” Id. at 454; see also Jimenez v. Weinberger, 417 U.S. 628, 637
(1974) (provision of Social Security Act allowing certain illegitimate children benefits
under limited circumstances held impermissibly “underinclusive in that it conclusively
excludes some illegitimates in appellants’ subclass who are, in fact, dependent upon their
disabled parent” (quotation omitted)).
A state may not impinge upon the exercise of a fundamental right as to some, but
not all, of the individuals who share a characteristic urged to be relevant.
The framers of the Constitution knew, and we should not forget today, that
there is no more effective practical guaranty against arbitrary and
unreasonable government than to require that the principles of law which
officials would impose upon a minority must be imposed generally.
Conversely, nothing opens the door to arbitrary action so effectively as to
allow those officials to pick and choose only a few to whom they will apply
legislation and thus to escape the political retribution that might be visited
upon them if larger numbers were affected.
Eisenstadt, 405 U.S. at 454 (quoting Ry. Express Agency v. New York, 336 U.S. 106,
112-13 (1949) (Jackson, J., concurring)).
-48-
A hypothetical state law restricting the institution of marriage to only those who
are able and willing to procreate would plainly raise its own constitutional concerns. See
id. at 453 (“If the right of privacy means anything, it is the right of the individual, married
or single, to be free from unwarranted governmental intrusion into matters so
fundamentally affecting a person as the decision whether to bear or beget a child.”
(emphasis omitted)). That question is not before us, and we do not address it. We merely
observe that a state may not satisfy the narrow tailoring requirement by pointing to a trait
shared by those on both sides of a challenged classification.
Appellants suggest that banning all non-procreative individuals from marrying
would be impracticable. But “the fact that the implementation of a program capable of
providing individualized consideration might present administrative challenges does not
render constitutional an otherwise problematic system.” Gratz, 539 U.S. at 275
(quotation omitted). And the appellants provide no explanation for Utah Code § 30-1-
1(2), which specifically allows a subset of non-procreative couples to marry. Such a law
is irreconcilable with appellants’ arguments regarding Utah’s interest in marriage and
procreation.
Among the myriad types of non-procreative couples, only those Utahns who seek
to marry a partner of the same sex are categorically excluded from the institution of
marriage. Only same-sex couples, appellants claim, need to be excluded to further the
state’s interest in communicating the link between unassisted biological procreation and
marriage. As between non-procreative opposite-sex couples and same-sex couples, we
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can discern no meaningful distinction with respect to appellants’ interest in fostering
biological reproduction within marriages.
The Equal Protection Clause “is essentially a direction that all persons similarly
situated should be treated alike.” City of Cleburne v. Cleburne Living Ctr., 473 U.S. 432,
439 (1985). Extending the benefits and protections of a civil society to some but not all
similarly situated families violates this critical guarantee.
2
Appellants argue that procreative couples must be channeled into committed
relationships in order to promote the State’s interests in childbearing and optimal
childrearing. This argument fails because the prohibition on same-sex marriage has an
insufficient causal connection to the State’s articulated goals.
It is urged upon us that permitting same-sex couples to marry would have far-
reaching and drastic consequences for Utah’s opposite-sex couples. Appellants contend
that the recognition of same-sex marriage would result in a parade of horribles, causing:
“parents to raise their existing biological children without the other biological parent”
(emphasis omitted); “couples conceiving children without the stability that marriage
would otherwise bring”; “a substantial decline in the public’s interest in marriage”;
“adults to [forgo] or severely limit the number of their children based on concerns for
their own convenience”; and “a busy or irresponsible parent to believe it’s appropriate to
sacrifice his child’s welfare to his own needs for independence, free time, etc.”
In some instances, courts “must accord substantial deference to the predictive
judgments” of legislative authorities. Turner Broad. Sys., Inc. v. FCC, 520 U.S. 180, 195
-50-
(1997) (“Turner II”) (quotation omitted).10 “Sound policymaking often requires
legislators to forecast future events and to anticipate the likely impact of these events
based on deductions and inferences for which complete empirical support may be
unavailable.” Turner I, 512 U.S. at 622. But even under more relaxed forms of scrutiny,
a challenged classification “must find some footing in the realities of the subject
addressed by the legislation” based on a “reasonably conceivable state of facts.” Heller
v. Doe ex rel. Doe, 509 U.S. 312, 320, 321 (1993) (quotation omitted).11
We emphatically agree with the numerous cases decided since Windsor that it is
wholly illogical to believe that state recognition of the love and commitment between
same-sex couples will alter the most intimate and personal decisions of opposite-sex
couples. As the district court held, “[t]here is no reason to believe that Amendment 3 has
any effect on the choices of couples to have or raise children, whether they are opposite-
sex couples or same-sex couples.” Kitchen, 961 F. Supp. 2d at 1212. This was the first
of several federal court decisions reaching the same conclusion. See Geiger, 2014 U.S.
10
It appears that the only cases in which the Supreme Court has deferred to the
predictions of legislators in evaluating the constitutionality of their enactments have
involved, at most, intermediate scrutiny. See City of Erie v. Pap’s A.M., 529 U.S. 277,
289 (2000) (plurality opinion) (applying the “less stringent standard . . . for evaluating
restrictions on symbolic speech” (quotation omitted)); Turner II, 520 U.S. at 213; Turner
Broad. Sys., Inc. v. FCC, 512 U.S. 622, 662 (1994) (“Turner I”) (plurality opinion).
These cases also consider circumstances in which lawmaking authorities made factual
findings regarding the feared risks before they promulgated the challenged laws, see Erie,
529 U.S. at 297; Turner II, 520 U.S. at 191-225. Appellants have not directed us to any
such findings.
11
Because we conclude that marriage is a fundamental right, we do not consider
whether Amendment 3 passes muster under rational basis review. Similarly, we do not
address whether Amendment 3 might be subject to heightened scrutiny on any alternative
basis.
-51-
Dist. LEXIS 68171, at *43 (“[A]ny governmental interest in responsible procreation is
not advanced by denying marriage to gay a[nd] lesbian couples. There is no logical
nexus between the interest and the exclusion.”); DeBoer, 2014 U.S. Dist. LEXIS 37274,
at *40 (“Nor does prohibiting same-sex marriage increase the number of heterosexual
marriages or the number of children raised by heterosexual parents.”); De Leon, 2014
U.S. Dist. LEXIS 26236, at *42-43 (“Defendants have failed to establish how
recognizing a same-sex marriage can influence, if at all, whether heterosexual couples
will marry, or how other individuals will raise their families.”); Bostic, 970 F. Supp. 2d at
478 (“[R]ecognizing a gay individual’s fundamental right to marry can in no way
influence whether other individuals will marry, or how other individuals will raise
families.”); Bishop, 962 F. Supp. 2d at 1291 (“Marriage is incentivized for naturally
procreative couples to precisely the same extent regardless of whether same-sex couples
(or other non-procreative couples) are included.”).
Appellants liken the recognition of same-sex marriage to another change in
marriage law, arguing that there is “a compelling parallel between the unintended
consequences of no-fault divorce, which harmed children by weakening marriage and
fatherhood, and the harms that will likely result” from permitting same-sex couples to
marry. We cannot accept appellants’ claim that allowing same-sex couples to marry is
analogous to a law that permits married couples to divorce. The former causes an
increase in the number of married individuals, whereas the latter decreases the number of
marriages in a state. See Wolf, 2014 U.S. Dist. LEXIS 77125, at *117 (“[T]he no-fault
divorce rules that defendants cite actually undermine their argument by showing that [the
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state] already supports an ‘adult-centric’ notion of marriage to some extent by allowing
easy divorce even when the couple has children.” (emphasis omitted)).
Setting aside the implausibility of the comparison, we observe that Utah has
adopted precisely the no-fault divorce regime that appellants decry in their briefing. See
Thronson v. Thronson, 810 P.2d 428, 431 n.3 (Utah Ct. App. 1991) (“Utah added
‘irreconcilable differences’ to its list of nine fault-based grounds [for divorce] in 1987.”);
Haumont v. Haumont, 793 P.2d 421, 427 (Utah Ct. App. 1990) (irreconcilable
differences subsection “is intended to be a no-fault provision”); see also Utah Code § 30-
3-1(3)(h) (current location of irreconcilable differences provision). Utah’s adoption of
one provision that it considers problematic with respect to the communicative function of
marriage (no-fault divorce), but not another (same-sex marriage), undermines its claim
that Amendment 3 is narrowly tailored to its desired ends. Through its no-fault divorce
statute, Utah allows a spouse—the bedrock component of the marital unit—to leave his
family whenever he wants and for whatever reason moves him. It is difficult to imagine
how the State’s refusal to recognize same-sex marriage undercuts in any meaningful way
a state message of support for marital constancy given its adoption of a divorce policy
that conveys a message of indifference to marital longevity.
A state’s interest in developing and sustaining committed relationships between
childbearing couples is simply not connected to its recognition of same-sex marriages.
Regardless of whether some individuals are denied the right to choose their spouse, the
same set of duties, responsibilities, and benefits set forth under Utah law apply to those
naturally procreative pairings touted by appellants. We cannot imagine a scenario under
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which recognizing same-sex marriages would affect the decision of a member of an
opposite-sex couple to have a child, to marry or stay married to a partner, or to make
personal sacrifices for a child. We agree with the district court that such decisions,
among “the most intimate and personal . . . a person may make in a lifetime, choices
central to personal dignity and autonomy,” Casey, 505 U.S. at 851, are unrelated to the
government’s treatment of same-sex marriage. See Kitchen, 961 F. Supp. 2d at 1212. To
the extent that they are related, the relation exists because the State of Utah has chosen to
burden the ability of one class of citizens to make such intimate and personal choices.
See Utah Code § 78B-6-117(3) (prohibiting adoption by “a person who is cohabitating in
a relationship that is not a legally valid and binding marriage under the laws of the state”
and thus forcing same-sex couples to choose between adoption and marriage).
3
Appellants also argue that Utah’s ban on same-sex marriage is justified by
gendered parenting preferences. They contend that even for families that are not
biologically connected, the state has an interest in limiting marriage to opposite-sex
couples because “men and women parent children differently.”
But a prohibition on same-sex marriage is not narrowly tailored toward the goal of
encouraging gendered parenting styles. The state does not restrict the right to marry or its
recognition of marriage based on compliance with any set of parenting roles, or even
parenting quality. See Latta, 2014 U.S. Dist. LEXIS 66417, at *68 (“Idaho does not
withhold marriage licenses from heterosexual couples who might be, or are, non-optimal
parents.”); DeBoer, 2014 U.S. Dist. LEXIS 37274, at *37 (“The prerequisites for
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obtaining a marriage license under Michigan law do not include . . . a requirement to
raise [children] in any particular family structure, or the prospect of achieving certain
‘outcomes’ for children.”); Bishop, 962 F. Supp. 2d at 1295 (“With respect to marriage
licenses, the State has already opened the courthouse doors to opposite-sex couples
without any moral, procreative, parenting, or fidelity requirements.”). Instead, every
same-sex couple, regardless of parenting style, is barred from marriage and every
opposite-sex couple, irrespective of parenting style, is permitted to marry.
The state’s child custody regime also belies adherence to a rigidly gendered view
of parents’ abilities. See § 30-3-10(1)(a) (“In determining any form of custody, including
a change in custody, the court shall consider the best interests of the child without
preference for either the mother or father solely because of the biological sex of the
parent . . . .”). As with appellants’ asserted procreation rationale, we are offered no
coherent explanation for the state’s decision to impose disabilities upon only one sub-
class of those sharing a claimed deficiency.
The Supreme Court has previously rejected state attempts to classify parents with
such a broad brush. In Stanley v. Illinois, 405 U.S. 645 (1972), the Court considered the
validity of a state law that made children of unwed parents wards of the state upon death
of the mother. Id. at 646. The state defended this provision by asserting that “unmarried
fathers can reasonably be presumed to be unqualified to raise their children.” Id. at 653.
“But all unmarried fathers are not in this category; some are wholly suited to have
custody of their children.” Id. at 654. Just as the state law at issue in Stanley “needlessly
risk[ed] running roughshod over the important interests of both parent and child,” id. at
-55-
657, Amendment 3 cannot be justified by the impermissibly overbroad assumption that
any opposite-sex couple is preferable to any same-sex couple. Cf. Skinner, 316 U.S. at
545 (“A law which condemns, without hearing, all the individuals of a class to so harsh a
measure as the present because some or even many merit condemnation, is lacking in the
first principles of due process.”).
Appellants have retreated from any categorical conclusions regarding the quality
of same-sex parenting. Although they presented to the district court voluminous
scholarship addressing various parenting issues, they now take the position that the social
science is unsettled. See Rule 28(j) Letter at 2, No. 13-4178 (10th Cir., filed Apr. 9,
2014) (acknowledging that appellants’ main scientific authority on this issue “cannot be
viewed as conclusively establishing that raising a child in a same-sex household produces
outcomes that are inferior to those produced by man-woman parenting arrangements”).
At oral argument, counsel for appellants stated that “the bottom line” regarding the
consequences of same-sex parenting “is that the science is inconclusive.”
Although we assume that the State’s asserted interest in biological parenting is
compelling, this assumption does not require us to accept appellants’ related arguments
on faith. We cannot embrace the contention that children raised by opposite-sex parents
fare better than children raised by same-sex parents—to the extent appellants continue to
press it—in light of their representations to this court. Appellants’ only reasoning in this
regard is that there might be advantages in one parenting arrangement that are lacking in
the other. On strict scrutiny, an argument based only on pure speculation and conjecture
cannot carry the day. See Wisconsin v. Yoder, 406 U.S. 205, 224 (1972) (striking down
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state action on strict scrutiny where the argument for the interest was “highly
speculative” and had “no specific evidence” to support it). Appellants’ tepid defense of
their parenting theory further highlights the looseness of the fit between the State’s
chosen means and appellants’ asserted end.
Against the State’s claim of uncertainty we must weigh the harm Amendment 3
currently works against the children of same-sex couples. See Obergefell, 962 F. Supp.
2d at 995 (same-sex marriage bans “harm[] the children of same-sex couples who are
denied the protection and stability of having parents who are legally married”). If
appellants cannot tell us with any degree of confidence that they believe opposite-sex
parenting produces better outcomes on the whole—and they evidently cannot—they fail
to justify this palpable harm that the Supreme Court has unequivocally condemned. The
Windsor majority, stressing the same detrimental impacts of DOMA, explained that the
refusal to recognize same-sex marriages brings “financial harm to children of same-sex
couples” and makes “it even more difficult for the children [of same-sex couples] to
understand the integrity and closeness of their own family and its concord with other
families in their community and in their daily lives.” 133 S. Ct. at 2694, 2695.
Windsor thus indicates that same-sex marriage restrictions communicate to
children the message that same-sex parents are less deserving of family recognition than
other parents. See id. at 2696 (“DOMA instructs all federal officials, and indeed all
persons with whom same-sex couples interact, including their own children, that their
marriage is less worthy than the marriages of others.”). Appellants rely heavily on their
predictions that Amendment 3 will encourage adults to make various decisions that
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benefit society. But regardless of the signals the law sends to adults, Amendment 3, like
DOMA, conveys a harmful message to the children of same-sex couples. These
collateral consequences further suggest that the fit between the means and the end is
insufficient to survive strict scrutiny. See Latta, 2014 U.S. Dist. LEXIS 66417, at *74
(same-sex marriage bans are “dramatically underinclusive” because they deny “resources
to children whose parents happen to be homosexual”); De Leon, 2014 U.S. Dist. LEXIS
26236, at *42 (“[F]ar from encouraging a stable environment for childrearing, [same sex
marriage bans] den[y] children of same-sex parents the protections and stability they
would enjoy if their parents could marry.”); Bostic, 970 F. Supp. 2d at 478 (“[N]eedlessly
stigmatizing and humiliating children who are being raised by the loving couples targeted
by Virginia’s Marriage Laws betrays [the state’s interest in child welfare].”).12
4
12
We also note, with respect to the first three rationales asserted by appellants,
that the same arguments were submitted to the Court in Windsor and rejected. The initial
brief filed by the Bipartisan Legal Advisory Group (“BLAG”) in that case argued that
DOMA was justified based on the “link between procreation and marriage.” Initial Br.
for BLAG at 44, Windsor, 133 S. Ct. 2675 (No. 12-307). BLAG also argued that
refusing to recognize same-sex marriage “offers special encouragement and support for
relationships that can result in mothers and fathers jointly raising their biological
children” and that “biological differentiation in the roles of mothers and fathers makes it
rational to encourage situations in which children have one of each.” Id. at 48.
Justice Alito’s dissent in Windsor relied on these arguments. 133 S. Ct. at 2718
(Alito, J., dissenting) (asserting that states are free to support the “‘traditional’ or
‘conjugal’ view” of “marriage as an intrinsically opposite-sex institution . . . created for
the purpose of channeling heterosexual intercourse into a structure that supports child
rearing”). The majority did not mention these justifications, but concluded that “DOMA
is unconstitutional as a deprivation of the liberty of the person protected by the Fifth
Amendment of the Constitution.” Id. at 2695.
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Appellants’ fourth and final justification for Amendment 3, “accommodating
religious freedom and reducing the potential for civic strife,” fails for reasons
independent of the foregoing. Appellants contend that a prohibition on same-sex
marriage “is essential to preserving social harmony in the State” and that allowing same-
sex couples to marry “would create the potential for religion-related strife.”
Even assuming that appellants are correct in predicting that some substantial
degree of discord will follow state recognition of same-sex marriage, the Supreme Court
has repeatedly held that public opposition cannot provide cover for a violation of
fundamental rights. See, e.g., Palmer v. Thompson, 403 U.S. 217, 226 (1971) (“Citizens
may not be compelled to forgo their constitutional rights because officials fear public
hostility . . . .”). In Watson v. City of Memphis, 373 U.S. 526 (1963), for example, the
Court rejected a city’s claim that “community confusion and turmoil” permitted it to
delay desegregation of its public parks. Id. at 535. And in Cleburne, the Court held that
negative attitudes toward the class at issue (intellectually impaired individuals) “are not
permissible bases for treating a home for the mentally retarded differently.” 473 U.S. at
448. “It is plain that the electorate as a whole, whether by referendum or otherwise,
could not order city action violative of the Equal Protection Clause, and the city may not
avoid the strictures of that Clause by deferring to the wishes or objections of some
fraction of the body politic.” Id. (quotation omitted).
Appellants acknowledge that a state may not “invoke concerns about religious
freedom or religion-related social strife as a basis for denying rights otherwise guaranteed
by the Constitution.” But they argue that the social and religious strife argument
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qualifies as legitimate because a fundamental right is not at issue in this case. Because
we have rejected appellants’ contention on this point, their fourth justification necessarily
fails.
We also emphasize, as did the district court, that today’s decision relates solely to
civil marriage. See Kitchen, 961 F. Supp. 2d at 1214 (“[T]he court notes that its decision
does not mandate any change for religious institutions, which may continue to express
their own moral viewpoints and define their own traditions about marriage.”). Plaintiffs
must be accorded the same legal status presently granted to married couples, but religious
institutions remain as free as they always have been to practice their sacraments and
traditions as they see fit. We respect the views advanced by members of various religious
communities and their discussions of the theological history of marriage. And we
continue to recognize the right of the various religions to define marriage according to
their moral, historical, and ethical precepts. Our opinion does not intrude into that
domain or the exercise of religious principles in this arena. The right of an officiant to
perform or decline to perform a religious ceremony is unaffected by today’s ruling. See
Griego v. Oliver, 316 P.3d 865, 871 (N.M. 2013) (“Our holding [that same-sex marriage
is required by the state constitution] will not interfere with the religious freedom of
religious organizations or clergy because (1) no religious organization will have to
change its policies to accommodate same-gender couples, and (2) no religious clergy will
be required to solemnize a marriage in contravention of his or her religious beliefs.”);
Kerrigan v. Comm’r of Pub. Health, 957 A.2d 407, 475 (Conn. 2008) (“Religious
freedom will not be jeopardized by the marriage of same sex couples because religious
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organizations that oppose same sex marriage as irreconcilable with their beliefs will not
be required to perform same sex marriages or otherwise to condone same sex marriage or
relations.”); In re Marriage Cases, 183 P.3d at 451-52 (“[A]ffording same-sex couples the
opportunity to obtain the designation of marriage will not impinge upon the religious
freedom of any religious organization, official, or any other person; no religion will be
required to change its religious policies or practices with regard to same-sex couples, and
no religious officiant will be required to solemnize a marriage in contravention of his or
her religious beliefs.”).13
C
Appellants raise a number of prudential concerns in addition to the four legal
justifications discussed above. They stress the value of democratic decision-making and
the benefits of federalism in allowing states to serve as laboratories for the rules
concerning marriage. As a matter of policy, it might well be preferable to allow the
national debate on same-sex marriage to play out through legislative and democratic
channels. Some will no doubt view today’s decision as “robbing the winners of an honest
victory, and the losers of the peace that comes from a fair defeat.” Windsor, 133 S. Ct. at
2711 (Scalia, J., dissenting).
But the judiciary is not empowered to pick and choose the timing of its decisions.
“It is a judge’s duty to decide all cases within his jurisdiction that are brought before him,
including controversial cases that arouse the most intense feelings in the litigants.”
13
Although appellants suggest that religious institutions might be subject to
hypothetical lawsuits under various scenarios, such lawsuits would be a function of anti-
discrimination law, not legal recognition of same-sex marriage.
-61-
Pierson v. Ray, 386 U.S. 547, 554 (1967). Plaintiffs in this case have convinced us that
Amendment 3 violates their fundamental right to marry and to have their marriages
recognized. We may not deny them relief based on a mere preference that their
arguments be settled elsewhere. Nor may we defer to majority will in dealing with
matters so central to personal autonomy. The protection and exercise of fundamental
rights are not matters for opinion polls or the ballot box. “One’s right to life, liberty, and
property, to free speech, a free press, freedom of worship and assembly, and other
fundamental rights may not be submitted to vote; they depend on the outcome of no
elections.” W. Va. State Bd. of Educ. v. Barnette, 319 U.S. 624, 638 (1943).
Similarly, the experimental value of federalism cannot overcome plaintiffs’ rights
to due process and equal protection. Despite Windsor’s emphasis on state authority over
marriage, the Court repeatedly tempered its pronouncements with the caveat that “[s]tate
laws defining and regulating marriage, of course, must respect the constitutional rights of
persons.” 133 S. Ct. at 2691; see also id. at 2692 (“[T]he incidents, benefits, and
obligations of marriage are uniform for all married couples within each State, though they
may vary, subject to constitutional guarantees, from one State to the next.”); id. (“The
States’ interest in defining and regulating the marital relation, subject to constitutional
guarantees, stems from the understanding that marriage is more than a routine
classification for purposes of certain statutory benefits.”). Our federalist structure is
designed to “secure[] to citizens the liberties that derive from the diffusion of sovereign
power” rather than to limit fundamental freedoms. New York v. United States, 505 U.S.
144, 181 (1992) (quotation omitted).
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Appellants also suggest that today’s ruling will place courts on a slippery slope
towards recognizing other forms of currently prohibited marriages. Although we have no
occasion to weigh in on the validity of laws not challenged in this case, same-sex
marriage prohibitions differ in at least one key respect from the types of marriages the
appellants identify: Unlike polygamous or incestuous marriages, the Supreme Court has
explicitly extended constitutional protection to intimate same-sex relationships, see
Lawrence, 539 U.S. at 567, and to the public manifestations of those relationships,
Windsor, 133 S. Ct. at 2695. Our holding that plaintiffs seek to exercise a fundamental
right turns in large measure on this jurisprudential foundation that does not exist as to the
hypothetical challenges identified by appellants.
Another slippery-slope argument brought forward by appellants is that federal
constitutional protection for same-sex marriage might lead to the “wholesale
‘privatization’” of marriage through the “enactment of a civil-union regime for all
couples, with religious and other organizations being free to offer the title of ‘marriage’
as they see fit.” But they provide no authority for the proposition that an unconstitutional
restriction on access to an institution can be saved by the possibility that its privileges—
or the name attached to them—could be withdrawn from everyone. If a state were
entitled to defend the deprivation of fundamental rights in this way, it might always make
the same threat.
Lastly, appellants express concern that a ruling in plaintiffs’ favor will
unnecessarily brand those who oppose same-sex marriage as intolerant. We in no way
endorse such a view and actively discourage any such reading of today’s opinion.
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Although a majority’s “traditional[] view[ of] a particular practice as immoral is not a
sufficient reason for upholding a law prohibiting the practice,” Lawrence, 539 U.S. at
577 (quoting Bowers, 478 U.S. at 216 (Stevens, J., dissenting)), for many individuals,
religious precepts concerning intimate choices constitute “profound and deep convictions
accepted as ethical and moral principles to which they aspire and which thus determine
the course of their lives,” id. at 571. Courts do not sit in judgment of the hearts and
minds of the citizenry. Our conclusion that plaintiffs possess a fundamental right to
marry and to have their marriages recognized in no way impugns the integrity or the
good-faith beliefs of those who supported Amendment 3. See Wolf, 2014 U.S. Dist.
LEXIS 77125, at *4-5 (“In reaching [the] decision [that a same-sex marriage ban is
unconstitutional, there is no need] to disparage the legislators and citizens who voted in
good conscience for the marriage amendment.”).
V
In summary, we hold that under the Due Process and Equal Protection Clauses of
the United States Constitution, those who wish to marry a person of the same sex are
entitled to exercise the same fundamental right as is recognized for persons who wish to
marry a person of the opposite sex, and that Amendment 3 and similar statutory
enactments do not withstand constitutional scrutiny. We AFFIRM the judgment of the
district court.
In consideration of the Supreme Court’s decision to stay the district court’s
injunction pending the appeal to our circuit, we conclude it is appropriate to STAY our
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mandate pending the disposition of any subsequently filed petition for writ of certiorari.14
See Fed. R. App. P. 41(d)(2) (allowing circuit courts to stay their mandates pending the
completion of certiorari proceedings); Massachusetts v. U.S. Dep’t of Health & Human
Servs., 682 F.3d at 17 (declaring DOMA § 3 unconstitutional and staying the mandate in
the same opinion); Natural Res. Def. Council, Inc. v. Winter, 518 F.3d 704, 705 (9th Cir.
2008) (issuing a stay sua sponte); see also Latta v. Otter, No. 14-35420, Order, at 2 (9th
Cir. May 20, 2014) (unpublished) (relying on the Supreme Court’s Kitchen order to stay
a district court injunction against a same-sex marriage ban); DeBoer v. Snyder, No. 14-
1341, Order, at 1 (6th Cir. Mar. 25, 2014) (unpublished) (same).15
It is so ordered.
14
If no petition for certiorari is filed, we would lift the stay and issue our mandate
when the deadline for filing the petition lapses. See Perry v. Brown, 681 F.3d 1065,
1066-67 (9th Cir. 2012) (per curiam). If a petition for certiorari is filed and denied, we
would lift the stay and issue the mandate. See Stafford v. Ward, 60 F.3d 668, 671 (10th
Cir. 1995). And if a petition for certiorari is filed and granted, the stay will remain in
effect until the Supreme Court resolves the dispute. See id. at 670.
15
The Supreme Court recently denied without explanation a motion to stay a
district court’s order enjoining the enforcement of a state’s same-sex marriage ban. See
Nat’l Org. for Marriage v. Geiger, No. 13A1173, 2014 U.S. LEXIS 3990 (June 4, 2014).
We note that in that case the named defendants declined to defend the challenged laws
before the district court. Geiger, 2014 U.S. Dist. LEXIS 68171, at *10. A third party,
whose motion to intervene in the district court had been denied, sought a stay from the
Supreme Court. As a result, the Court may have denied a stay in Geiger for lack of a
proper party requesting one. Thus, Geiger does not clearly indicate that the Court no
longer wishes to preserve the status quo regarding same-sex marriage in Utah.
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No. 13-4178, Kitchen, et al. v. Herbert, et al.
KELLY, Circuit Judge, concurring in part and dissenting in part.
I concur with the court’s result that Plaintiffs have standing to challenge the
provisions at issue,1 that the Salt Lake County Clerk, Governor, and Attorney General
were proper Defendants, and that the appeal may proceed despite the absence of the Salt
Lake County Clerk. I disagree with this court’s conclusions that (1) Baker v. Nelson, 409
U.S. 810 (1972), need not be followed and that (2) the liberty guaranteed by the
Fourteenth Amendment includes a fundamental right which requires Utah to extend
marriage to same-gender couples and recognize same-gender marriages from other states.
Because I conclude that there is no such fundamental right, it is unnecessary to consider
whether Utah’s justifications for retaining its repeatedly-enacted concept of marriage pass
heightened scrutiny. In my view, the provisions should be analyzed under traditional
equal protection analysis and upheld as rationally related to (1) responsible procreation,
(2) effective parenting, and (3) the desire to proceed cautiously in this evolving area.
“Same-sex marriage presents a highly emotional and important question of public
policy—but not a difficult question of constitutional law,” at least when it comes to the
States’ right to enact laws preserving or altering the traditional composition of marriage.
See United States v. Windsor, 133 S. Ct. 2675, 2714 (2013) (Alito, J., dissenting). The
Constitution is silent on the regulation of marriage; accordingly, that power is reserved to
the States, albeit consistent with federal constitutional guarantees. See Windsor, 133 S.
1
Utah Const. art. I, § 29 and Utah Code §§ 30-1-2(5) (enacted in 1977), 30-1-4.1.
Ct. at 2691-92. And while the Court has recognized a fundamental right to marriage,
every decision vindicating that right has involved two persons of the opposite gender.
Indeed, the Court has been less than solicitious of plural marriages or polygamy.
If the States are the laboratories of democracy, requiring every state to recognize
same-gender unions—contrary to the views of its electorate and representatives—turns
the notion of a limited national government on its head. See Bond v. United States, 131
S. Ct. 2355, 2364 (2011) (explaining that federalism allows for state responses instead of
relying upon the eventuality of a federal policy). Marriage is an important social
institution commonly understood to protect this and future generations. That states
sincerely differ about the best way to do this (including whether to extend marriage to
same-gender couples) is inevitable. See id.; Utah Code. §§ 30-1-1, -2. And given the
recent advent of same-gender marriage, Windsor, 133 S. Ct. at 2689, it is hardly
remarkable that a state might codify what was once implicit. For the following reasons, I
respectfully dissent.
A. Baker v. Nelson
The starting point for a claim that same-gender marriage is required by the
Constitution must be the Constitution. Because the Constitution does not speak to the
issue of same-gender marriage—or marriage at all—the next step is to review the
Supreme Court’s decisions on the issue. And on the question presented here, the
Supreme Court has already spoken. In Baker v. Nelson, the Court dismissed an appeal
2
asking whether the Constitution forces a state to recognize same-gender marriage “for
want of a substantial federal question.” 409 U.S. 810 (1972). That dismissal should
foreclose the Plaintiffs’ claims, at least in this court.
The petitioners in Baker argued that Minnesota’s marriage scheme violated due
process and equal protection. Jurisdictional Statement, No. 71-1027, at 3-19 (Oct. Term
1972). The Minnesota Supreme Court unambiguously rejected the notion that same-
gender marriage was a fundamental right, interpreting Loving v. Virginia as resting upon
the Constitution’s prohibition of race discrimination. Baker v. Nelson, 191 N.W.2d 185,
187 (Minn. 1971). Absent irrational or invidious discrimination, a “theoretically
imperfect” marriage classification does not offend equal protection or due process under
the Fourteenth Amendment. Id. The import of Baker to this case is clear: neither due
process nor equal protection bar states from defining marriage as between one man and
one woman, or require states to extend marriage to same-gender couples.
A summary dismissal is a merits determination and a lower federal court should
not come to an opposite conclusion on the issues presented. Mandel v. Bradley, 432 U.S.
173, 176 (1977) (per curiam). The district court relied upon a statement in Hicks v.
Miranda that a question remains unsubstantial unless “doctrinal developments” may
suggest otherwise. 422 U.S. 332, 344 (1975). On this point, Miranda held that a
summary dismissal could not be disregarded. Id. at 344-45. Were there any doubt, the
“doctrinal developments” exception was followed by a statement that summary decisions
are binding on lower courts until the Court notifies otherwise. Id.
3
The rule is clear: if a Supreme Court case is directly on point, a lower federal court
should rely on it so the Supreme Court may exercise “the prerogative of overruling its
own decisions.” Rodriguez de Quijas v. Shearson/Am. Express, Inc., 490 U.S. 477, 484
(1989). The Supreme Court is certainly free to re-examine its precedents, but it
discourages lower courts from concluding it has overruled earlier precedent by
implication. Agostini v. Felton, 521 U.S. 203, 237 (1997) (reaffirming Rodriguez de
Quijas). The majority construes the unequivocal statement in Rodriguez de Quijas (and
presumably Agostini) as inapplicable because it appeared in a merits disposition and
accordingly did not “overrule” the “doctrinal developments rule” as to summary
dispositions. But that is just another way of stating that a summary disposition is not a
merits disposition, which is patently incorrect. Though the Supreme Court may not
accord Baker the same deference as an opinion after briefing and argument, it is
nonetheless precedential for this court. Caban v. Mohammed, 441 U.S. 380, 390 n.9
(1979). Summary dismissals are merits rulings as to those questions raised in the
jurisdictional statement. Washington v. Confederated Bands & Tribes of the Yakima
Indian Nation, 439 U.S. 463, 476 n.20 (1979).
Plaintiffs argue that Baker did not address the precise issues here because “[t]he
judgment affirmed in Baker addressed whether same-sex couples were denied equal
protection and due process by Minnesota’s marriage statute—a measure that did not
indicate on its face whether same-sex couples could marry and that had not been enacted
for the express purpose of excluding same-sex couples from marriage.” Aplee. Br. 23.
4
They further argue that Utah’s non-recognition of Plaintiffs Archer and Call’s Iowa
marriage distinguishes this case from Baker. Neither reason is persuasive. The fact
remains that the Minnesota Supreme Court interpreted the state statute (at the time) to not
require same-gender marriage and decided largely the same federal constitutional
questions presented here. To the extent there is no right to same-gender marriage
emanating from the Fourteenth Amendment, a state should not be compelled to recognize
it. See Utah Code § 30-1-4(1) (declining to recognize foreign same-gender marriages).
Regardless, subsequent doctrinal developments have not undermined the Court’s
traditional deference to the States in the field of domestic relations. To be sure, the
district court concluded otherwise based upon the following Supreme Court
developments: (1) gender becoming a quasi-suspect class, Craig v. Boren, 429 U.S. 190
(1976); Frontiero v. Richardson, 411 U.S. 677 (1973), (2) invalidation of a state law
repealing and barring sexual-orientation protection, Romer v. Evans, 517 U.S. 620
(1996), (3) invalidation of a statute that proscribed same-gender sexual relations insofar
as private conduct among consenting adults, Lawrence v. Texas, 539 U.S. 558 (2003), (4)
declaring the Defense of Marriage Act’s (“DOMA”) definition of “marriage” and
“spouse” to exclude same-gender marriages as violative of Fifth Amendment due process
and equal protection principles, United States v. Windsor, 133 S. Ct. 2675 (2013).
Kitchen v. Herbert, 961 F. Supp. 2d 1181, 1194-95 (D. Utah 2013). This court relies on
Lawrence and Windsor as justification for not deferring to Baker. As discussed below,
none of these developments can override our obligation to follow (rather than lead) on the
5
issue of whether a state is required to extend marriage to same-gender couples. At best,
the developments relied upon are ambiguous and certainly do not compel the conclusion
that the Supreme Court will interpret the Fourteenth Amendment to require every state to
extend marriage to same-gender couples, regardless of contrary state law. See
Massachusetts. v. U.S. Dep’t of Health & Human Servs., 682 F.3d 1, 8 (1st Cir. 2012)
(rejecting the idea that Romer or Lawrence require states to permit same-gender marriage
and that the Supreme Court has repudiated Baker).
Because I have not persuaded the panel, I proceed to analyze the remaining issues.
B. Equal Protection–Gender Discrimination
Plaintiffs argue that defining marriage to exclude same-gender unions is based
upon gender stereotyping where “the law presumed women to be legally, socially, and
financially dependent upon men.” Aplee. Br. at 55-63. But this case involves no
disparate treatment based upon gender that might invite intermediate scrutiny. See Craig,
429 U.S. at 197 (such scrutiny requires that the law be substantially related to furthering
important governmental interests). Utah’s constitutional and statutory provisions, Utah
Const. art. I, § 29 and Utah Code §§ 30-1-2(5), 30-1-4.1, enacted in 1977 and 2004,
simply define marriage as the legal union of a man and a woman and do not recognize
any other domestic union, i.e., same-gender marriage. They apply to same-gender male
couples and same-gender female couples alike.
Disparate treatment of men and women as a class is an essential element of an
6
equal protection, gender discrimination claim. See United States v. Virginia, 518 U.S.
515, 519-20 (1996) (women excluded from attending VMI); Miss. Univ for Women v.
Hogan, 458 U.S. 718, 719-23 (1982) (men excluded from attending nursing school);
Craig, 429 U.S. at 191-92 (women allowed to buy beer at younger age than men);
Frontiero, 411 U.S. at 678-79 (women seeking military benefits required to demonstrate
the spouse’s economic dependency, but not requiring the same of men); Reed v. Reed,
404 U.S. 72-73 (1971) (automatic preference for men over women for estate
administration). Plaintiffs cannot show that either gender as a class is disadvantaged by
the Utah provisions defining marriage.
C. Equal Protection–Sexual Orientation
Plaintiffs argue that defining marriage to exclude same-gender unions is a form of
sexual orientation discrimination triggering heightened scrutiny. Aplee. Br. at 48-55.
The Supreme Court has yet to decide the level of scrutiny attendant to classifications
based upon sexual orientation, see Windsor, 133 S. Ct. at 2683-84, but this court has
rejected heightened scrutiny, see Price-Cornelison v. Brooks, 524 F.3d 1103, 1113 n.9
(10th Cir. 2008); Walmer v. U.S. Dep’t of Defense, 52 F.3d 851, 854 (10th Cir. 1995);
Jantz v. Muci, 976 F.2d 623, 630 (10th Cir. 1992). Although Plaintiffs argue that our
precedent does not justify such a position, one panel of this court may not overrule
another absent superseding en banc review or a Supreme Court decision invalidating our
precedent. Rezaq v. Nalley, 677 F.3d 1001, 1012 n.5 (10th Cir. 2012). Neither has
7
occurred here.
D. Due Process–Fundamental Right
The Plaintiffs contend that they are not relying upon a fundamental right to same-
gender marriage, but instead a fundamental right to marriage simpliciter. Aplee. Br. at
16, 33-39. They contend that freedom to marry is self-defining and without reference to
those who assert it or have been excluded from it. Id. at 34. Of course, the difficulty with
this is that marriage does not exist in a vacuum; it is a public institution, and states have
the right to regulate it. That right necessarily encompasses the right to limit marriage and
decline to recognize marriages which would be prohibited; were the rule as the Plaintiffs
contend, that marriage is a freestanding right, Utah’s prohibition on bigamy would be an
invalid restriction, see Utah Const. art. III; see also Utah Code §§ 30-1-2(1) (bigamy), 30-
1-4(1) (non-recognition of such marriages solemnized elsewhere), 76-7-101
(criminalizing bigamy), 76-7-101.5 (criminalizing child bigamy). That proposition has
been soundly rejected. Reynolds, 98 U.S. at 166-67; Bronson v. Swensen, 500 F.3d 1099,
1105-1106 (10th Cir. 2007); see also Paris Adult Theatre I v. Slaton, 413 U.S. 49, 68 n.15
(1973). Likewise, were marriage a freestanding right without reference to the parties,
Utah would be hard-pressed to prohibit marriages for minors under 15 and impose
conditions for other minors. Utah Code §§ 30-1-2(3), 30-1-9.
As noted, the Court has recognized a fundamental right to marriage protected by
substantive due process. Turner, 482 U.S. at 94; Zablocki, 434 U.S. at 384-86; Loving,
8
388 U.S. at 12. As such, restrictions on the right are subject to strict scrutiny: they must
be narrowly tailored to further compelling state interests. Zablocki, 434 U.S. at 388;
Loving, 388 U.S. at 11-12. But it is a stretch to cast those cases in support of a
fundamental right to same-gender marriage.
Here’s why. First, same-gender marriage is a very recent phenomenon; for
centuries “marriage” has been universally understood to require two persons of opposite
gender. Windsor, 133 S. Ct. at 2689. Indeed, this case is better understood as an effort to
extend marriage to persons of the same gender by redefining marriage. Second, nothing
suggests that the term “marriage” as used in those cases had any meaning other than what
was commonly understood for centuries. Courts do not decide what is not before them.
That the Court did not refer to a “right to interracial marriage,” or a “right to inmate
marriage” cannot obscure what was decided; the Supreme Court announced a right with
objective meaning and contours. Third, given the ephemeral nature of substantive due
process, recognition of fundamental rights requires a right deeply rooted in United States
history and tradition, and a careful and precise definition of the right at issue.
Washington v. Glucksberg, 521 U.S. 702, 720-21 (1997). Thus, contrary to Plaintiffs’
contention, Aplee. Br. at 34 n.5, it is entirely appropriate for the State to characterize the
right sought as one of “same-gender marriage” and focus attention on its recent
development. Perhaps someday same-gender marriage will become part of this country’s
history and tradition, but that is not a choice this court should make.
Much of this court’s opinion is dedicated to finding otherwise by separating
9
marriage from procreation and expounding on how other substantive due process and
privacy concepts, including personal autonomy, dignity, family relationships,
reproductive rights, and the like, are the antecedents and complements of same-gender
marriage. But we should be reluctant to announce a fundamental right by implication.
Not only is that beyond our power, it is completely arbitrary and impractical; as in this
case, a state should be allowed to adopt change if desired and implement it. As these
proceedings demonstrate, the State has a much better handle on what statutory and
administrative provisions are involved, and what is necessary to implement change, than
we do.
Nothing in the Court’s trilogy of cases, Romer, Lawrence, or Windsor, points to a
different result. Though the cases may afford constitutional protection for certain “moral
and sexual choices” of same gender couples, Windsor, 133 S. Ct. at 2694, they simply
have not created a fundamental right to same-gender marriage, let alone heightened
scrutiny for any provision which may be implicated. Romer is an equal protection case
invalidating a Colorado constitutional provision which effected a “[s]weeping and
comprehensive change” in the law by permanently withdrawing and barring anti-
discrimination protections against this particular group. 517 U.S. at 627; see Price-
Cornelison, 524 F.3d at 1113 n.9 (noting that Romer used a rational basis test). Lawrence
also is an equal protection case that invalidated a Texas statute proscribing only same-
gender sexual contact, no matter whether private and consensual, because the provision
furthered no legitimate state interest. 539 U.S. at 578; id. at 581-83 (O’Connor, J.,
10
concurring); Seegmiller v. LaVerkin City, 528 F.3d 762, 771 (10th Cir. 2008) (noting that
Lawrence did not announce a fundamental right to private, consensual sexual activity as it
was decided on rational basis review).
Plaintiffs suggest that Lawrence should frame the inquiry as a right to marry
rather than a right to same-gender marriage. To be sure, the Court recognized that
criminalizing private, consensual conduct for one group interfered with personal
autonomy, but the Court expressly disclaimed entering the same-gender union fray. See
Lawrence, 539 U.S. at 578; id. at 585 (O’Connor, J., concurring) (noting that “preserving
the traditional institution of marriage” would be a legitimate state interest beyond moral
disapproval). Moreover, as discussed above, numerous restrictions are already imposed
on marriage. It cannot be evaluated devoid of context.
While Windsor is the only Supreme Court case concerning same-gender marriage,
it simply did not decide the issue of state prohibitions on same-gender marriages; instead,
it concentrated on same-gender marriages already authorized by state law. Windsor, 133
S. Ct. at 2696. It certainly did not require every state to extend marriage to same-gender
couples, regardless of the contrary views of the electorate and their representatives. After
Windsor, a state remains free (consistent with federal law and comity) to not recognize
such marriages. 28 U.S.C. § 1738C. Windsor protected valid same-gender, state law
marriages based on federalism concerns, as well as Fifth Amendment due process and
implied equal protection concerns. Id. at 2695. As in Lawrence, the Court employed an
equal protection construct in determining that “no legitimate purpose” could justify
11
DOMA’s unequal treatment of same-gender marriages already authorized by state law.
Id. at 2693, 2696. Given an unusual federal intrusion into state authority, the Court
analyzed the nature, purpose, and effect of the federal law, alert for discrimination of
“unusual character.” Id. at 2693.
Windsor did not create a fundamental right to same-gender marriage. To the
contrary, Windsor recognized the authority of the States to redefine marriage and stressed
the need for popular consensus in making such change. Id. at 2692. Consistent with
federalism, state policies concerning domestic relations and marriage will vary. Id. at
2691. Traditionally, the federal government has deferred to those policies, including the
definition of marriage. Id. at 2691, 2693. Courts should follow suit.
Plaintiffs argue that Windsor dictates the outcome here because we need only look
to the purpose and effect of the Utah constitutional amendment defining marriage and not
recognizing any other union. But this case does not involve interference with traditional
state prerogatives so it is questionable whether such a directive from Windsor applies. If
it does, Plaintiffs draw only one conclusion: the provision is designed to impose
inequality on same-gender couples and their children. Aplt. Br. at 39-48. But DOMA is
an outlier. It was unique in not deferring to the States’ power to define marriage and
instead interfering with the legal effect (or “equal dignity”) of those marriages. In this
case, Utah seeks to preserve the status quo and the right of the people to decide this issue.
Not surprisingly, the district court resisted a finding of animus. Kitchen, 961 F.
Supp. 2d at 1209. That was undoubtedly correct. The Plaintiffs’ one-sided formulation
12
ignores the obvious and real concern that this issue generates both on the merits and
procedurally. Nearly everyone is or has been affected from birth by the presence or
absence of marriage. In any event, this record hardly reflects “a bare . . . desire to harm a
politically unpopular group.” U.S. Dep’t of Agric. v. Moreno, 413 U.S. 528, 534-35
(1973). In addition to statements for and against, the Utah legislature’s impartial analysis
discussed federal constitutional implications. Aplt. App. at 34-48. The power of judicial
review is strong medicine, and we should be reluctant to invalidate state constitutional or
legislative enactments based upon motive. Rather, it is only an evident and “inevitable
unconstitutional effect” that warrants such treatment. United States v. O’Brien, 391 U.S.
367, 385 (1968).
E. Equal Protection–Rational Basis
Plaintiffs contend and the district court so found that the provisions cannot be
sustained under rational basis review. Kitchen, 961 F. Supp. 2d at 1210-15. The State
offered several rationales including (1) encouraging responsible procreation given the
unique ability of opposite-gender couples to conceive, (2) effective parenting to benefit
the offspring, and (3) proceeding with caution insofar as altering and expanding the
definition of marriage. The district court rejected these rationales based on a lack of
evidence and/or a lack of a rational connection between excluding same-gender couples
13
from marriage and the asserted justification.2
Equal protection “is essentially a direction that all persons similarly situated
should be treated alike.” City of Cleburne v. Cleburne Living Ctr., Inc., 473 U.S. 432,
439 (1985). Given the provisions in this case, we should look at the definition of
marriage and the exclusion of same-gender couples and inquire whether “the
classification . . . is rationally related to a legitimate state interest.” Id. at 440.
To the extent the district court thought that the State had any obligation to produce
2
On appeal, the State offers a different formulation: (1) “fostering a child-centric
marriage culture that encourages parents to subordinate their own interests to the needs of
their children,” (2) children being raised by their biological mothers and fathers—or at
least by a married mother and father—in a stable home, (3) “ensuring adequate
reproduction by parents willing and able to provide a high-quality home environment for
their children,” and (4) accommodating religious freedom and reducing the potential for
civic strife.” Aplt. Br. at iii. Notwithstanding its endorsement of many similar (though
more general) values in the substantive due process discussion, this court is only willing
to assume (apparently without deciding) that the first three are compelling.
Be that as it may, Plaintiffs correctly point out that the fourth argument was not
raised in the district court. Aplee. Br. at 81 n.26. The State responds that the district
court “discussed and rejected this argument in its decision,” but the court merely made an
offhand comment that religious freedom would be furthered by allowing churches to
perform same-gender weddings (if they so choose). Aplee. Reply Br. at 41 n.19 (citing
Kitchen, 961 F. Supp. 2d at 1214). The State also argues that rational basis review is not
confined to “‘explanations of the statute’s rationality that may be offered by the litigants
or other courts.’” Id. (quoting Kadrmas v. Dickinson Pub. Schs., 487 U.S. 450, 463
(1988)). That may be, but the State as a litigant is offering an explanation that was not
preserved. Finally, the State argues that appellate courts may address a waived issue in
the public interest or to avoid manifest injustice. Id. We normally conduct appellate
review based upon arguments raised in the district court. For those that were not, absent a
full plain error argument in the opening brief, we consider such arguments waived. See
Richison v. Ernest Grp., Inc., 634 F.3d 1123, 1131 (10th Cir. 2011) (“[T]he failure to
argue for plain error and its application on appeal[ ]surely marks the end of the road for
an argument for reversal not first presented to the district court.”).
14
evidence, surely it was incorrect. Vance v. Bradley, 440 U.S. 93, 110-11 (1979). Though
the State is not precluded from relying upon evidence, rational basis analysis is a legal
inquiry. See Id. at 111-112; see also United States R.R. Ret. Bd. v. Fritz, 449 U.S. 166,
175-77, 179 (1980). The district court seems to have misunderstood the essence of
rational basis review: extreme deference, the hallmark of judicial restraint. United States
v. Alvarez, 132 S. Ct. 2537, 2552 (2012) (Breyer, J., concurring); Fed. Commc’n
Comm’n v. Beach Commc’ns, 508 U.S. 307, 314 (1993). The State could rely upon any
plausible reason and contend that the classification might arguably advance that reason.
Armour v. City of Indianapolis, 132 S. Ct. 2073, 2080-81 (2012). Plaintiffs had the
burden of refuting all plausible reasons for the challenged amendment and statutes. See
Vance, 440 U.S. at 111.
Whether a reason actually motivated the electorate or the legislature is irrelevant;
neither is required to state its reason for a choice. See Fritz, 449 U.S. at 179. Legislative
choices involve line-drawing, and the fact that such line-drawing may result in some
inequity is not determinative. See Heller v. Doe, 509 U.S. 312, 321 (1993). Accordingly,
an enactment may be over-inclusive and/or under-inclusive yet still have a rational basis.
The fact that the classification could be improved or is ill-advised is not enough to
invalidate it; the political process is responsible for remedying perceived problems. City
of Cleburne, 473 U.S. at 440 (“The Constitution presumes that even improvident
decisions will eventually be rectified by the democratic processes.”).
Judged against these standards, Utah should prevail on a rational basis analysis.
15
Plaintiffs have not overcome their “heavy burden” of demonstrating that the provisions
are “arbitrary and irrational,” that no electorate or legislature could reasonably believe the
underlying legislative facts to be true. See Kadrmas v. Dickinson Pub. Schs., 487 U.S.
450, 463, 465 (1988). It is biologically undeniable that opposite-gender marriage has a
procreative potential that same-gender marriage lacks. The inherent differences between
the biological sexes are permissible legislative considerations, and indeed distinguish
gender from those classifications that warrant strict scrutiny. See United States v.
Virginia, 518 U.S. 515, 533 (1996). In Nguyen v. I.N.S., for example, the Court upheld a
legislative scheme imposing more onerous burdens on unwed fathers than unwed mothers
to prove the citizenship of their foreign-born children because of the opportunity for
mothers to develop a relationship with their child at childbirth. 533 U.S. 53, 56-59 (2001).
The Court recognized important government interests in ensuring both a biological
relationship between the citizen and the child and an opportunity to develop a meaningful
parent-child relationship. Id. at 62-65. The Court stressed the government’s critically
important “interest in ensuring some opportunity for a tie between citizen father and
foreign born child” as a proxy for the opportunity for connection childbirth affords the
mother. Id. at 66. Nguyen suggests that when it comes to procreation, gender can be
considered and that biological relationships are significant interests.
Nor is the State precluded from considering procreation in regulating marriage.
Merely because the Court has discussed marriage as a fundamental right apart from
procreation or other rights including contraception, child rearing, and education does not
16
suggest that the link between marriage and procreation may not be considered when the
State regulates marriage. The Court’s listing of various rights from time to time is
intended to be illustrative of cases upholding a right of privacy, ensuring that certain
personal decisions might be made “without unjustified government interference.” Carey
v. Population Servs. Int’l, 431 U.S. 678, 684-85 (1977). Indeed, it is difficult to separate
marriage from procreation considering the State’s interest in regulating both. Even in
Turner, where the Court discussed marriage as a fundamental right for inmates based
upon other advantages of marriage, the Court explained that “most inmate marriages are
formed in the expectation that they will ultimately be fully consummated” and mentioned
the advantage of “legitimation of children born out of wedlock.” 482 U.S. at 96. It goes
without saying that there are procreative and personal dimensions of marriage, but a state
may place greater emphasis on one or the other as it regulates marriage without violating
the Fourteenth Amendment.3
It is also undeniable that the State has an important interest in ensuring the well-
being of resulting offspring, be they planned or unplanned. To that end, the State can
offer marriage and its benefits to encourage unmarried parents to marry and married
parents to remain so. Thus, the State could seek to limit the marriage benefit to opposite-
3
These permissible considerations easily distinguish this case from Loving v.
Virginia, upon which Plaintiffs rely. As opposed to the Court-approved interests
furthered by the regulations here, the miscegenation law invalidated in Loving was based
“upon distinctions drawn according to race,” and the law furthered only the patently
impermissible pursuit of invidious discrimination (maintaining White Supremacy). 388
U.S. at 11-12. The Court has always considered racial classifications as different than
those based upon gender, or any other consideration.
17
gender couples completely apart from history and tradition. Far more opposite-gender
couples will produce and care for children than same-gender couples and perpetuation of
the species depends upon procreation. Consistent with the greatest good for the greatest
number, the State could rationally and sincerely believe that children are best raised by
two parents of opposite gender (including their biological parents) and that the present
arrangement provides the best incentive for that outcome. Accordingly, the State could
seek to preserve the clarity of what marriage represents and not extend it.
Of course, other states may disagree. And it is always possible to argue that there
are exceptions. But on this issue we should defer. To be sure, the constant refrain in
these cases has been that the States’ justifications are not advanced by excluding same-
gender couples from marriage. But that is a matter of opinion; any “improvement” on the
classification should be left to the state political process.
At the very least, same-gender marriage is a new social phenomenon with
unknown outcomes and the State could choose to exercise caution. Utah’s justifications
for not extending marriage to include same-gender couples are not irrefutable. But they
don’t need to be; they need only be based upon “any reasonably conceivable state of
facts.” Beach Commc’ns, 508 U.S. at 313. In conducting this analysis, we must defer to
the predictive judgments of the electorate and the legislature and those judgments need
not be based upon complete, empirical evidence. See Turner Broadcasting System, Inc.
v. Fed. Commc’n Comm’n, 512 U.S. 622, 665-66 (1994).
No matter how many times we are reminded that (1) procreative ability and
18
effective parenting are not prerequisites to opposite-gender marriage (exclusion of same-
gender couples is under-inclusive), (2) it is doubtful that the behavior of opposite-gender
couples is affected by same-gender marriage (lack of evidence), (3) the evidence is
equivocal concerning the effects of gender diversity on parenting (lack of evidence) and
(4) the present scheme disadvantages the children of same-gender couples (exclusion is
over-inclusive),4 the State’s classification does not need to be perfect. It can be under-
inclusive and over-inclusive and need only arguably serve the justifications urged by the
State. It arguably does.
That the Constitution does not compel the State to recognize same-gender
marriages within its own borders demonstrates a fortiori that it need not recognize those
solemnized without. Unlike the federal government in Windsor, a state has the “historic
and essential authority to define the marital relation” as applied to its residents and
citizens. Windsor, 133 S. Ct. at 2691-92. To that end, Utah has the authority to decline
to recognize valid marriages from other states that are inconsistent with its public policy
choices. See In re Vetas’ Estate, 170 P.2d 183, 187 (Utah 1946) (declining to recognize
4
The Court’s conclusion that children raised by same-gender couples are
somehow stigmatized, see Windsor, 133 S. Ct. at 2694, seems overwrought when one
considers that 40.7% of children are now born out of wedlock. See Center for Disease
Control and Prevention, FastStats Homepage, available at
http://www.cdc.gov/nchs/fastats/unmarried-childbearing.htm (last visited June 24, 2014).
Of course, there are numerous alternative family arrangements that exist to care for these
children. We should be hesitant to suggest stigma where substantial numbers of children
are raised in such environments. Moreover, it is pure speculation that every two-parent
household, regardless of gender, desires marriage. See Schuette v. Coalition to Defend
Affirmative Action, 134 S. Ct. 1623, 1634 (2014) (plurality opinion) (cautioning against
assuming that members of the same group think alike and share the same views).
19
foreign common law marriage when such marriages were not recognized by Utah)
(superseded by statute as stated in Whyte v. Blair, 885 P.2d 791, 793 (Utah 1994)). To
conclude otherwise would nationalize the regulation of marriage, thereby forcing each
state “to substitute the statutes of other states for its own statutes dealing with a subject
matter concerning which it is competent to legislate.” Baker by Thomas v. Gen. Motors
Corp., 522 U.S. 222, 232 (1998). Such a result runs in direct contravention of the law of
comity between states and its uncontroversial corollary that marriage laws necessarily
vary from state to state. Windsor, 133 S. Ct. at 2691.
The State has satisfied its burden on rational basis review. One only need consider
the reams of sociological evidence urged by the parties and the scores of amicus briefs on
either side to know that the State’s position is (at the very least) arguable. It most
certainly is not arbitrary, irrational, or based upon legislative facts that no electorate or
legislature could conceivably believe. Though the Plaintiffs would weigh the interests of
the State differently and discount the procreation, child-rearing, and caution rationales,
that prerogative belongs to the electorate and their representatives. Or as the Court
recently stated:
The respondents in this case insist that a difficult question of public policy
must be taken from the reach of the voters, and thus removed from the
realm of public discussion, dialogue, and debate in an election campaign.
Quite in addition to the serious First Amendment implications of that
position with respect to any particular election, it is inconsistent with the
underlying premises of a responsible, functioning democracy.
Schuette v. Coalition to Defend Affirmative Action, 134 S. Ct. 1623, 1637 (2014)
20
(plurality opinion). We should resist the temptation to become philosopher-kings,
imposing our views under the guise of constitutional interpretation of the Fourteenth
Amendment.
21
APPENDIX A
27 SCHOLARS OF FEDERALISM AND JUDICIAL RESTRAINT
Attorneys on the Brief: Anthony T. Caso, John C. Eastman, D. John Sauer
46 EMPLOYERS AND ORGANIZATIONS REPRESENTING EMPLOYERS
Attorneys on the Brief: Meghan Bailey, Susan Baker Manning, John V.
McDermott, Lauren Schmidt, Margaret Sheer, Michael Louis Whitlock
93 INDIVIDUAL FAITH LEADERS IN OKLAHOMA AND UTAH
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
9TO5, NATIONAL ASSOCIATION OF WORKING WOMEN
Attorneys on the Brief: Joshua A. Block, Leah Farrell, Brady R. Henderson,
Ryan D. Kiesel, John M. Mejia
ACLU OF OKLAHOMA
Attorneys on the Brief: Joshua A. Block, Leah Farrell, Brady R. Henderson,
Ryan D. Kiesel, John M. Mejia
ACLU OF UTAH
Attorneys on the Brief: Joshua A. Block, Leah Farrell, Brady R. Henderson,
Ryan D. Kiesel, John M. Mejia
AFFIRMATION
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
ALL SOULS UNITARIAN CHURCH OF TULSA
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
ALLEN, DOUGLAS W.
Attorneys on the Brief: David C. Walker
ALLIANCE FOR A BETTER UTAH
Attorneys on the Brief: Courtney Bowman, Sarah Kroll-Rosenbaum, Shawn
Scott Ledingham
ALVARÉ, HELEN M.
Attorneys on the Brief: Richard D. White
AMBROSE, DOUGLAS
Attorneys on the Brief: Frank D. Mylar
APPENDIX A
AMERICAN CIVIL LIBERTIES UNION
Attorneys on the Brief: Joshua A. Block, Leah Farrell, Brady R. Henderson,
Ryan D. Kiesel, John M. Mejia
AMERICAN LEADERSHIP FUND
Attorneys on the Brief: Frank D. Mylar
AMERICAN MILITARY PARTNER ASSOCIATION
Attorneys on the Brief: Abbe David Lowell, Christopher Dowden Man
AMERICAN PSYCHOLOGICAL ASSOCIATION
Attorneys on the Brief: Nathalie F.P. Gilfoyle, Paul March Smith
AMERICAN SOCIOLOGICAL ASSOCIATION
Attorneys on the Brief: Carmine D. Boccuzzi, Jr., Mark A. Lightner,
Andrew P. Meiser, Andra Troy
AMERICANS UNITED FOR SEPARATION OF CHURCH AND STATE
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
ANDERSON, JANNA
Attorneys on the Brief: Dani Hartvigsen
ANDERSON, RYAN
Attorneys on the Brief: Michael Francis Smith
ANTI-DEFAMATION LEAGUE
Attorneys on the Brief: Michelle Deutchman, Steven M. Freeman, Seth M.
Marnin, Rocky Chiu-feng Tsai
API EQUALITY-LA
Attorneys on the Brief: Joshua A. Block, Leah Farrell, Brady R. Henderson,
Ryan D. Kiesel, John M. Mejia
ASIAN AMERICANS ADVANCING JUSTICE, ASIAN AMERICANS
ADVANCING JUSTICE-ASIAN LAW CAUCUS
Attorneys on the Brief: Joshua A. Block, Leah Farrell, Brady R. Henderson,
Ryan D. Kiesel, John M. Mejia
ASIAN AMERICANS ADVANCING JUSTICE-CHICAGO
Attorneys on the Brief: Joshua A. Block, Leah Farrell, Brady R. Henderson,
Ryan D. Kiesel, John M. Mejia
-2-
APPENDIX A
AUSTIN LGBT BAR ASSOCIATION
Attorneys on the Brief: Nicole Susan Phillis, Jerome Cary Roth
BAR ASSOCIATION OF SAN FRANCISCO
Attorneys on the Brief: Nicole Susan Phillis, Jerome Cary Roth
BARDAGLIO, PETER
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
BASCH, NORMA
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
BAY AREA LAWYERS FOR INDIVIDUAL FREEDOM
Attorneys on the Brief: Nicole Susan Phillis, Jerome Cary Roth
BECKET FUND FOR RELIGIOUS LIBERTY
Attorneys on the Brief: Eric C. Rassbach, Asma Uddin
BELTRAN, LYNN
Attorneys on the Brief: Jacob Harris Hupart, Jaren Janghorbani, Roberta A.
Kaplan, Joshua Kaye, Alan B. Morrison
BELZ, HERMAN
Attorneys on the Brief: Frank D. Mylar
BEND THE ARC: A JEWISH PARTNERSHIP FOR JUSTICE
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
BENNE, ROBERT D.
Attorneys on the Brief: Frank D. Mylar
BOYLE, DAVID
Attorneys on the Brief: David Boyle
CALIFORNIA
Attorneys on the Brief: Kamala D. Harris, Peter Sacks
CARBADO, DEVON
Attorneys on the Brief: Marcia D. Greenberger, Cortelyou Kenney, Emily
Martin
-3-
APPENDIX A
CARLSON, ALLAN C.
Attorneys on the Brief: Frank D. Mylar
CARROLL, JASON S.
Attorneys on the Brief: Lynn Dennis Wardle
CATHEDRAL OF HOPE OF OKLAHOMA CITY
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
CATO INSTITUTE
Attorneys on the Brief: Ilya Shapiro, Elizabeth B. Wydra
CENTER FOR CONSTITUTIONAL JURISPRUDENCE
Attorneys on the Brief: Anthony T. Caso, John C. Eastman, D. John Sauer
CENTRAL CONFERENCE OF AMERICAN RABBIS
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
CHILDREN'S CENTER OF SALT LAKE CITY
Attorneys on the Brief: Christy L. Anderson, Sarah Elizabeth April,
Kathryn R. DeBord, Stephen D. Gurr
CHRISTENSEN, LAVAR
Attorneys on the Brief: Robert Theron Smith
CHURCH OF THE OPEN ARMS OF OKLAHOMA CITY
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
CHURCH OF THE RESTORATION OF TULSA
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
CIMARRON ALLIANCE
Attorneys on the Brief: Joshua A. Block, Leah Farrell, Brady R. Henderson,
Ryan D. Kiesel, John M. Mejia
COLAGE
Attorneys on the Brief: Christy L. Anderson, Sarah Elizabeth April,
Kathryn R. DeBord, Stephen D. Gurr
-4-
APPENDIX A
COLORADO GAY LESBIAN BISEXUAL TRANSGENDER (GLBT) BAR
ASSOCIATION
Attorneys on the Brief: Nicole Susan Phillis, Jerome Cary Roth
COLORADO WOMEN'S BAR ASSOCIATION
Attorneys on the Brief: Marcia D. Greenberger, Cortelyou Kenney, Emily
Martin
CONCERNED WOMEN FOR AMERICA
Attorneys on the Brief: Steven W. Fitschen
CONGREGATION KOLAMI OF SALT LAKE CITY
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
CONKLE, DANIEL O.
Attorneys on the Brief: Brett Gilbert Scharffs
CONNECTICUT
Attorneys on the Brief: George Jepsen, Peter Sacks
CONSTITUTIONAL ACCOUNTABILITY CENTER
Attorneys on the Brief: Ilya Shapiro, Elizabeth B. Wydra
CONSTITUTIONAL LAW SCHOLARS
Attorneys on the Brief: Lori Ann Alvino McGill, Geoffrey R. Stone
COONTZ, STEPHANIE
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
COTT, NANCY
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
COVENANT NETWORK OF PRESBYTERIANS
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
COX, DUANE MORLEY
Attorneys on the Brief: Duane Morley Cox
-5-
APPENDIX A
CURTIS, G.M.
Attorneys on the Brief: Frank D. Mylar
DELAWARE
Attorneys on the Brief: Joseph R. Biden III, Peter Sacks
DISTRICT OF COLUMBIA
Attorneys on the Brief: Irvin B. Nathan, Peter Sacks
DITZ, TOBY L.
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
DOLOVICH, SHARON
Attorneys on the Brief: Marcia D. Greenberger, Cortelyou Kenney, Emily
Martin
DUBLER, ARIELA R.
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
EAGLE FORUM EDUCATION & LEGAL DEFENSE FUND
Attorneys on the Brief: Lawrence John Joseph
EDWARDS, LAURA F.
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
EGGEBEEN, DAVID J.
Attorneys on the Brief: David C. Walker
EIGHTY ONE UTAH STATE LEGISLATORS
Attorneys on the Brief: Robert Theron Smith
EMERSON, MICHAEL O.
Attorneys on the Brief: Frank D. Mylar
EPISCOPAL DIOCESE OF UTAH
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
-6-
APPENDIX A
EPWORTH UNITED METHODIST CHURCH OF OKLAHOMA CITY
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
EQUAL RIGHTS ADVOCATES
Attorneys on the Brief: Marcia D. Greenberger, Cortelyou Kenney, Emily
Martin
EQUALITY UTAH
Attorneys on the Brief: Troy L. Booher, Clifford J. Rosky, Noella A.
Sudbury, Michael D. Zimmerman
FAMILY EQUALITY COUNCIL
Attorneys on the Brief: Christy L. Anderson, Sarah Elizabeth April,
Kathryn R. DeBord, Stephen D. Gurr
FAMILY LAW AND CONFLICT OF LAWS PROFESSORS
Attorneys on the Brief: Marjory A. Gentry, Joanna L. Grossman, John S.
Throckmorton
FAMILY LAW PROFESSORS
Attorneys on the Brief: Rita F. Lin, Laura W. Weissbein
FAMILY RESEARCH COUNCIL
Attorneys on the Brief: Paul Benjamin Linton
FELLOWSHIP CONGREGATIONAL UNITED CHURCH OF CHRIST OF TULSA
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
FIRST UNITARIAN CHURCH OF OKLAHOMA CITY
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
FLUKE, CHARLES
Attorneys on the Brief: Jacob Harris Hupart, Jaren Janghorbani, Roberta A.
Kaplan, Joshua Kaye, Alan B. Morrison
FREEDOM TO MARRY
Attorneys on the Brief: Nicole Susan Phillis, Jerome Cary Roth
-7-
APPENDIX A
FRIENDS FOR LESBIAN, GAY, BISEXUAL, TRANSGENDER, AND QUEER
CONCERNS
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
GAY & LESBIAN ADVOCATES & DEFENDERS
Attorneys on the Brief: Felicia H. Ellsworth, Mark C. Fleming, Leah M.
Litman, Dina Bernick Mishra, Kenneth Lee Salazar, Alan E. Schoenfeld,
Paul Reinherz Wolfson
GEORGE, ROBERT P.
Attorneys on the Brief: Michael Francis Smith
GEORGE, TIMOTHY
Attorneys on the Brief: Frank D. Mylar
GIRGIS, SHERIF
Attorneys on the Brief: Michael Francis Smith
GLMA: HEALTH PROFESSIONALS ADVANCING LGBT EQUALITY
Attorneys on the Brief: Nicholas M. O'Donnell
GROSSBERG, MICHAEL
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
HADASSAH, THE WOMEN'S ZIONIST ORGANIZATION OF AMERICA, INC.
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
HARTOG, HENDRIK
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
HAWKINS, ALAN J.
Attorneys on the Brief: David C. Walker
HAYASHI, SCOTT
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
-8-
APPENDIX A
HERMAN, ELLEN
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
HINDU AMERICAN FOUNDATION
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
HISPANIC NATIONAL BAR ASSOCIATION
Attorneys on the Brief: Joshua A. Block, Leah Farrell, Brady R. Henderson,
Ryan D. Kiesel, John M. Mejia
HISTORIANS OF ANTIGAY DISCRIMINATION
Attorneys on the Brief: Katie D. Fairchild, Madeline H. Gitomer, Jessica
Black Livingston, Katherine A. Nelson, Aaron M. Paul, Erica Knievel
Songer, Catherine E. Stetson
HODES, MARTHA
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
HOWARD UNIVERSITY SCHOOL OF LAW CIVIL RIGHTS CLINIC
Attorneys on the Brief: David Scott Flugman
HUMAN RIGHTS CAMPAIGN
Attorneys on the Brief: , Joshua A. Block, Leah Farrell, Brady R.
Henderson, Ryan D. Kiesel, John Mejia
HUNTER, NAN D.
Attorneys on the Brief: Marcia D. Greenberger, Cortelyou Kenney, Emily
Martin
ILLINOIS
Attorneys on the Brief: Lisa Madigan, Peter Sacks
INSTITUTE FOR MARRIAGE AND PUBLIC POLICY
Attorneys on the Brief: Jennifer L. Bursch
INTERFAITH ALLIANCE FOUNDATION
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
-9-
APPENDIX A
INTERFAITH ALLIANCE OF COLORADO
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
IOWA
Attorneys on the Brief: Tom Miller, Peter Sacks
JAMES, HAROLD
Attorneys on the Brief: Frank D. Mylar
JAPANESE AMERICAN CITIZENS LEAGUE
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
JEWISH SOCIAL POLICY ACTION NETWORK
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
JOHNSON, BYRON R.
Attorneys on the Brief: David C. Walker
JUSTICE, STEVEN
Attorneys on the Brief: Frank D. Mylar
KERBER, LINDA K.
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
KESHET
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
KESSLER-HARRIS, ALICE
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
KOONS, ROBERT C.
Attorneys on the Brief: Frank D. Mylar
KURTZ, STANLEY
Attorneys on the Brief: Frank D. Mylar
- 10 -
APPENDIX A
LAMBDA LEGAL DEFENSE AND EDUCATION FUND, INC.
Attorneys on the Brief: Jennifer C. Pizer, Susan Sommer, Camilla Taylor,
Kenneth D. Upton
LEADERSHIP CONFERENCE ON CIVIL AND HUMAN RIGHTS
Attorneys on the Brief: , Joshua A. Block, Leah Farrell, Brady R.
Henderson, Ryan D. Kiesel, John Mejia
LEGAL MOMENTUM
Attorneys on the Brief: Marcia D. Greenberger, Cortelyou Kenney, Emily
Martin
LEGAL VOICE
Attorneys on the Brief: Marcia D. Greenberger, Cortelyou Kenney, Emily
Martin
LGBT & ALLIED LAWYERS OF UTAH BAR ASSOCIATION
Attorneys on the Brief: Nicole Susan Phillis, Jerome Cary Roth
LIBERTY COUNSEL, INC.
Attorneys on the Brief: Anita Staver, Mathew D. Staver
LITTLETON, CHRISTINE A.
Attorneys on the Brief: Marcia D. Greenberger, Cortelyou Kenney, Emily
Martin
LOPEZ, ROBERT OSCAR
Attorneys on the Brief: Dani Hartvigsen
LOVE HONOR CHERISH
Attorneys on the Brief: Nicole Susan Phillis, Jerome Cary Roth
LUTHERAN CHURCH-MISSOURI SYNOD
Attorneys on the Brief: Alexander Dushku, Richard Shawn Gunnarson,
Anthony R. Picarello, Justin W. Starr
MAINE
Attorneys on the Brief: Janet T. Mills, Peter Sacks
MAINWARING, DOUG
Attorneys on the Brief: Dani Hartvigsen
- 11 -
APPENDIX A
MARRIAGE EQUALITY USA
Attorneys on the Brief: Nicole Susan Phillis, Jerome Cary Roth
MARYLAND
Attorneys on the Brief: Douglas F. Gansler, Peter Sacks
MASSACHUSETTS
Attorneys on the Brief: Martha Coakley, Michelle L. Leung, Jonathan B.
Miller, Genevieve C. Nadeau, Peter Sacks
MAY, ELAINE TYLER
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
MAYERI, SERENA
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
MAYFLOWER CONGREGATIONAL UNITED CHURCH OF CHRIST OF
OKLAHOMA CITY
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
MCDERMOTT, GERALD R.
Attorneys on the Brief: Frank D. Mylar
MCHUGH, PAUL
Attorneys on the Brief: Gerard Vincent Bradley, Kevin Trent Snider
MCIFF, KAY
Attorneys on the Brief: Robert Theron Smith
METHODIST FEDERATION FOR SOCIAL ACTION
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
METROPOLITAN COMMUNITY CHURCHES
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
MINNESOTA LAVENDER BAR ASSOCIATION
Attorneys on the Brief: Nicole Susan Phillis, Jerome Cary Roth
- 12 -
APPENDIX A
MINTZ, STEVE
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
MOORE, RUSSELL
Attorneys on the Brief: Frank D. Mylar
MORE LIGHT PRESBYTERIANS
Attorneys on the Brief: Samual P Bickett, Kurt M. Denk, Rebecca Harlow,
Idin Kashefipour, Jason M. Moff, Norman C. Simon, Jeffrey S. Trachtman,
Rocky Chiu-feng Tsai
MORMONS FOR EQUALITY
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
MT. TABOR LUTHERAN CHURCH OF SALT LAKE CITY
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
NAACP SALT LAKE BRANCH & NAACP TRI STATE CONFERENCE OF
IDAHO, NEVADA AND UTAH
Attorneys on the Brief: Joshua A. Block, Leah Farrell, Brady R. Henderson,
Ryan D. Kiesel, John M. Mejia
NATIONAL ACTION NETWORK
Attorneys on the Brief: , Joshua A. Block, Leah Farrell, Brady R.
Henderson, Ryan D. Kiesel, John Mejia
NATIONAL ASIAN PACIFIC AMERICA BAR ASSOCIATION
Attorneys on the Brief: Nicole Susan Phillis, Jerome Cary Roth
NATIONAL ASSOCIATION FOR RESEARCH AND THERAPY OF
HOMOSEXUALITY
Attorneys on the Brief: Stephen M. Crampton, Mary Elizabeth McAlister
NATIONAL ASSOCIATION OF EVANGELICALS
Attorneys on the Brief: Alexander Dushku, Richard Shawn Gunnarson,
Anthony R. Picarello, Justin W. Starr
NATIONAL ASSOCIATION OF WOMEN LAWYERS
Attorneys on the Brief: Marcia D. Greenberger, Cortelyou Kenney, Emily
Martin
- 13 -
APPENDIX A
NATIONAL COUNCIL OF JEWISH WOMEN
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
NATIONAL COUNCIL OF LA RAZA
Attorneys on the Brief: , Joshua A. Block, Leah Farrell, Brady R.
Henderson, Ryan D. Kiesel, John Mejia
NATIONAL GAY AND LESBIAN TASK FORCE
Attorneys on the Brief: , Joshua A. Block, Leah Farrell, Brady R.
Henderson, Ryan D. Kiesel, John Mejia
NATIONAL ORGANIZATION FOR WOMEN FOUNDATION
Attorneys on the Brief: , Joshua A. Block, Leah Farrell, Brady R.
Henderson, Ryan D. Kiesel, John Mejia
NATIONAL PARTNERSHIP FOR WOMEN AND FAMILIES
Attorneys on the Brief: Marcia D. Greenberger, Cortelyou Kenney, Emily
Martin
NATIONAL WOMEN'S LAW CENTER
Attorneys on the Brief: Marcia D. Greenberger, Cortelyou Kenney, Emily
Martin
NEHIRIM
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
NELSON, MERRILL
Attorneys on the Brief: Robert Theron Smith
NERO, NICHOLAS
Attorneys on the Brief: Jacob Harris Hupart, Jaren Janghorbani, Roberta A.
Kaplan, Joshua Kaye, Alan B. Morrison
NEW HAMPSHIRE
Attorneys on the Brief: Joseph A. Foster, Peter Sacks
NEW MEXICO
Attorneys on the Brief: Gary K. King, Peter Sacks
NEW MEXICO LESBIAN AND GAY LAWYERS ASSOCIATION
Attorneys on the Brief: Nicole Susan Phillis, Jerome Cary Roth
- 14 -
APPENDIX A
NEW YORK
Attorneys on the Brief: Peter Sacks, Eric T. Schneiderman
NEWMAN, ALANA
Attorneys on the Brief: Dani Hartvigsen
O'GRADY, CLAUDIA
Attorneys on the Brief: Jacob Harris Hupart, Jaren Janghorbani, Roberta A.
Kaplan, Joshua Kaye, Alan B. Morrison
OKLAHOMA CITY UNIVERSITY SCHOOL OF LAW OUTLAWS
Attorneys on the Brief: Nicole Susan Phillis, Jerome Cary Roth
OKLAHOMANS FOR EQUALITY
Attorneys on the Brief: , Joshua A. Block, Leah Farrell, Brady R.
Henderson, Ryan D. Kiesel, John Mejia
OREGON
Attorneys on the Brief: Ellen F. Rosenblum, Peter Sacks
OUTSERVE-SLDN
Attorneys on the Brief: Abbe David Lowell, Christopher Dowden Man
PAKALUK, CATHERINE R.
Attorneys on the Brief: David C. Walker
PAQUETTE, ROBERT
Attorneys on the Brief: Frank D. Mylar
PARENTS AND FRIENDS OF EX-GAYS & GAYS
Attorneys on the Brief: Arthur Andrew Schulcz, Jr.
PARENTS, FAMILIES AND FRIENDS OF LESBIANS AND GAYS, INC.
Attorneys on the Brief: Andrew John Davis, Jiyun Cameron Lee
PEOPLE FOR THE AMERICAN WAY FOUNDATION
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
PERRY, MICHAEL J.
Attorneys on the Brief: Brett Gilbert Scharffs
- 15 -
APPENDIX A
PLECK, ELIZABETH
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
POLIKOFF, NANCY
Attorneys on the Brief: Marcia D. Greenberger, Cortelyou Kenney, Emily
Martin
PRESBYTERIAN WELCOME
Attorneys on the Brief: Samual P Bickett, Kurt M. Denk, Rebecca Harlow,
Idin Kashefipour, Jason M. Moff, Norman C. Simon, Jeffrey S. Trachtman,
Rocky Chiu-feng Tsai
PRICE, JOSEPH
Attorneys on the Brief: David C. Walker
PUBLIC ADVOCATES, INC.
Attorneys on the Brief: , Joshua A. Block, Leah Farrell, Brady R.
Henderson, Ryan D. Kiesel, John Mejia
QLAW - THE GLBT BAR ASSOCIATION OF WASHINGTON
Attorneys on the Brief: Nicole Susan Phillis, Jerome Cary Roth
RAHE, PAUL A.
Attorneys on the Brief: Frank D. Mylar
RECONCILING MINISTRIES NETWORK
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
RECONCILINGWORKS: LUTHERANS FOR FULL PARTICIPATION
Attorneys on the Brief: Samual P Bickett, Kurt M. Denk, Rebecca Harlow,
Idin Kashefipour, Jason M. Moff, Norman C. Simon, Jeffrey S. Trachtman,
Rocky Chiu-feng Tsai
RECONSTRUCTIONIST RABBINICAL ASSOCIATION
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
RECONSTRUCTIONIST RABBINICAL COLLEGE
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
- 16 -
APPENDIX A
REGNERUS, MARK D.
Attorneys on the Brief: David C. Walker
RELIGIOUS INSTITUTE, INC.
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
REYNOLDS, MICHAEL A.
Attorneys on the Brief: Frank D. Mylar
RHODE ISLAND
Attorneys on the Brief: Peter F. Kilmartin, Peter Sacks
ROVIG, STANFORD
Attorneys on the Brief: Jacob Harris Hupart, Jaren Janghorbani, Roberta A.
Kaplan, Joshua Kaye, Alan B. Morrison
SCHARFFS, BRETT GILBERT
Attorneys on the Brief: Brett Gilbert Scharffs
SCHULTZ, VICKI
Attorneys on the Brief: Marcia D. Greenberger, Cortelyou Kenney, Emily
Martin
SEARS, BRAD
Attorneys on the Brief: Marcia D. Greenberger, Cortelyou Kenney, Emily
Martin
SHAMMAS, CAROLE
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
SHANLEY, MARY
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
SHIFFRIN, SEANA
Attorneys on the Brief: Marcia D. Greenberger, Cortelyou Kenney, Emily
Martin
SIKH AMERICAN LEGAL DEFENSE AND EDUCATION FUND
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
- 17 -
APPENDIX A
SNOW, LOWRY
Attorneys on the Brief: Robert Theron Smith
SOCIETY FOR HUMANISTIC JUDAISM
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
SOUTH ASIAN AMERICANS LEADING TOGETHER
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
SOUTHWEST WOMEN'S LAW CENTER
Attorneys on the Brief: Marcia D. Greenberger, Cortelyou Kenney, Emily
Martin
ST. STEPHEN'S UNITED METHODIST CHURCH OF NORMAN, OKLAHOMA
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
STANLEY, AMY DRU
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
STATE OF ALABAMA
Attorneys on the Brief: Thomas Molnar Fisher, Luther Strange
STATE OF ALASKA
Attorneys on the Brief: Thomas Molnar Fisher, Michael C. Geraghty
STATE OF ARIZONA
Attorneys on the Brief: Thomas Molnar Fisher, Thomas C. Horne
STATE OF COLORADO
Attorneys on the Brief: Thomas Molnar Fisher, John Suthers
STATE OF IDAHO
Attorneys on the Brief: Thomas Molnar Fisher, Lawrence G. Wasden
STATE OF INDIANA
Attorneys on the Brief: Thomas Molnar Fisher, Gregory F. Zoeller
STATE OF KANSAS
Attorneys on the Brief: Jeffrey A. Chanay, Bryan Charles Clark
- 18 -
APPENDIX A
STATE OF MICHIGAN
Attorneys on the Brief: Aaron Lindstrom, Bernard Eric Restuccia, Bill
Schuette
STATE OF MONTANA
Attorneys on the Brief: Thomas Molnar Fisher, Timothy C. Fox
STATE OF NEBRASKA
Attorneys on the Brief: Jon Bruning, Thomas Molnar Fisher
STATE OF OKLAHOMA
Attorneys on the Brief: Thomas Molnar Fisher, E. Scott Pruitt
STATE OF SOUTH CAROLINA
Attorneys on the Brief: Thomas Molnar Fisher, Alan Wilson
STONEWALL BAR ASSOCIATION OF GEORGIA, INC.
Attorneys on the Brief: Nicole Susan Phillis, Jerome Cary Roth
STONEWALL BAR ASSOCIATION OF MICHIGAN
Attorneys on the Brief: Nicole Susan Phillis, Jerome Cary Roth
STONEWALL LAW ASSOCIATION OF GREATER HOUSTON
Attorneys on the Brief: Nicole Susan Phillis, Jerome Cary Roth
STRAUB, D'ARCY WINSTON
Attorneys on the Brief: D'Arcy Winston Straub
THE CENTER FOR URBAN RENEWAL AND EDUCATION
Attorneys on the Brief: Stephen Kent Ehat
THE CHURCH OF JESUS CHRIST OF LATTER-DAY SAINTS
Attorneys on the Brief: Alexander Dushku, Richard Shawn Gunnarson,
Anthony R. Picarello, Justin W. Starr
THE COALITION OF AFRICAN-AMERICAN PASTORS USA
Attorneys on the Brief: Stephen Kent Ehat
THE EQUALITY NETWORK
Attorneys on the Brief: , Joshua A. Block, Leah Farrell, Brady R.
Henderson, Ryan D. Kiesel, John Mejia
- 19 -
APPENDIX A
THE ETHICS & RELIGIOUS LIBERTY COMMISSION OF THE SOUTHERN
BAPTIST CONVENTION
Attorneys on the Brief: Alexander Dushku, Richard Shawn Gunnarson,
Anthony R. Picarello, Justin W. Starr
THE FREDERICK DOUGLASS FOUNDATION, INC.
Attorneys on the Brief: Stephen Kent Ehat
THE OUTLAWS
Attorneys on the Brief: Nicole Susan Phillis, Jerome Cary Roth
THE SUTHERLAND INSTITUTE
Attorneys on the Brief: William C. Duncan
THE UTAH PSYCHOLOGICAL ASSOCIATION
Attorneys on the Brief: Nathalie F.P. Gilfoyle, Paul March Smith
THE WOMEN'S ZIONIST ORGANIZATION OF AMERICA
Attorneys on the Brief: Samuel P. Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
TRINITY CHRISTIAN CHURCH OF EDMOND, OKLAHOMA
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
T'RUAH: THE RABBINIC CALL FOR HUMAN RIGHTS
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
UNION FOR REFORM JUDAISM
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
UNITARIAN UNIVERSALIST ASSOCIATION
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
UNITED CHURCH OF CHRIST
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
- 20 -
APPENDIX A
UNITED CHURCH OF NORMAN, OKLAHOMA
Attorneys on the Brief: Kurt M. Denk, Jason M. Moff, Norman C. Simon,
Jeffrey S. Trachtman
UNITED STATES CONFERENCE OF CATHOLIC BISHOPS
Attorneys on the Brief: Alexander Dushku, Richard Shawn Gunnarson,
Anthony R. Picarello, Justin W. Starr
UNIVERSITY OF OKLAHOMA COLLEGE OF LAW LEGAL GROUP FOR
BUILDING TOLERANCE AND ACCEPTANCE
Attorneys on the Brief: Nicole Susan Phillis, Jerome Cary Roth
UPHAM, DAVID R.
Attorneys on the Brief: David Robert Upham
UTAH COUNTIES
Attorneys on the Brief: Jared W. Eldredge, Lynn Dennis Wardle
UTAH PRIDE CENTER
Attorneys on the Brief: Troy L. Booher, Clifford J. Rosky, Noella A.
Sudbury, Michael D. Zimmerman
VERMONT
Attorneys on the Brief: Peter Sacks, William H. Sorrell
VOICES FOR UTAH CHILDREN
Attorneys on the Brief: Christy L. Anderson, Sarah Elizabeth April,
Kathryn R. DeBord, Stephen D. Gurr
WASHINGTON
Attorneys on the Brief: Robert W. Ferguson, Peter Sacks
WELKE, BARBARA
Attorneys on the Brief: Orly Degani, Daniel McNeel Lane, Matthew E.
Pepping
WESTERN REPUBLICANS
Attorneys on the Brief: Stacy A. Carpenter, Bennett L. Cohen, Jon R.
Dedon, Sean Robert Gallagher
WILKEN, ROBERT LOUIS
Attorneys on the Brief: Frank D. Mylar
- 21 -
APPENDIX A
WINKLER, ADAM
Attorneys on the Brief: Marcia D. Greenberger, Cortelyou Kenney, Emily
Martin
WOLFE, CHRISTOPHER
Attorneys on the Brief: Frank D. Mylar
WOMEN OF REFORM JUDAISM
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
WOMEN'S LAW PROJECT
Attorneys on the Brief: Marcia D. Greenberger, Cortelyou Kenney, Emily
Martin
WOMEN'S LEAGUE FOR CONSERVATIVE JUDAISM
Attorneys on the Brief: Samual P Bickett, Rebecca Harlow, Idin
Kashefipour, Rocky Chiu-feng Tsai
WOOD, PETER W.
Attorneys on the Brief: Frank D. Mylar
WORTHAM, DOUGLAS
Attorneys on the Brief: Jacob Harris Hupart, Jaren Janghorbani, Roberta A.
Kaplan, Joshua Kaye, Alan B. Morrison
- 22 -