Lay v. Trammell , 622 F. App'x 772 ( 2015 )

FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT November 30, 2015
_________________________________
Elisabeth A. Shumaker
Clerk of Court
WADE GREELY LAY,
Petitioner - Appellant,
v. No. 15-5067
(D.C. No. 4:15-CV-00353-TCK-PJC)
MAURICE WARRIOR,* Warden, OSP; (N.D. Okla.)
OKLAHOMA STATE PENITENTIARY,
Respondents - Appellees.
_________________________________
ORDER AND JUDGMENT†
_________________________________
Before HOLMES, MATHESON, and PHILLIPS, Circuit Judges.
_________________________________
State prisoner Wade Lay appeals from the denial of his motions for the
appointment of counsel and in forma pauperis (“ifp”) status. Exercising our
jurisdiction under 28 U.S.C. § 1291, we affirm.
* Under Fed. R. App. P. 43(c)(2), Deputy Maurice Warrior is substituted for
Anita Trammell as Interim Warden of the Oklahoma State Penitentiary, effective
October 28, 2015.
†
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination of this
appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and collateral
estoppel. It may be cited, however, for its persuasive value consistent with
Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
I. BACKGROUND
A. Mr. Lay’s 2005 Conviction and 2009 Habeas Petition
In 2005, an Oklahoma jury convicted Mr. Lay of first degree murder and
attempted robbery with a firearm. Lay v. Trammell, No. 08-CV-617-TCK-PJC, 2015
WL 5838853, at *1-2 (N.D. Okla. Oct. 7, 2015). Mr. Lay had waived his right to
counsel and proceeded pro se at trial. Id. at *2. He was sentenced to death for the
murder conviction and 25 years in prison for the conviction of attempted robbery with
a firearm. Id.
In 2008, Mr. Lay initiated habeas proceedings in the Northern District of
Oklahoma by filing a pro se motion for the appointment of counsel to assist in filing a
petition under 28 U.S.C. § 2254. The court granted his motion under 18 U.S.C.
§ 3599, which provides for appointment of counsel to indigent petitioners seeking
federal habeas relief from a capital sentence. 18 U.S.C. § 3599(a)(2). The district
court’s order appointed the Federal Public Defender’s Office to represent Mr. Lay.
In 2009, Mr. Lay’s attorneys filed a habeas corpus petition under 28 U.S.C.
§ 2254, contending, in relevant part, that Mr. Lay’s convictions were invalid because
he was mentally incompetent to stand trial or to waive counsel. The district court
denied Mr. Lay’s petition in October 2015 and granted a certificate of appealability as
to certain issues raised in the petition. Lay, 2015 WL 5838853, at *56-57. Mr. Lay’s
attorneys subsequently filed an appeal.
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B. Mr. Lay’s 2015 Motions
In June 2015, while his habeas petition was pending, Mr. Lay, acting pro se,
initiated a separate action in the Eastern District of Oklahoma. He filed motions (1) for the
appointment of counsel and (2) to proceed ifp. The first motion alleged that his attorneys
had fraudulently asserted he was mentally ill in the 2009 petition. It explained that Mr.
Lay therefore sought the appointment of counsel to assist him in filing an accurate petition,
which would assert additional grounds for relief absent from the earlier petition.
The district court transferred this case under 28 U.S.C. § 2241(d) to the Northern
District of Oklahoma, where Mr. Lay had been convicted.1 The case was eventually
assigned to the same judge who was presiding over Mr. Lay’s 2009 habeas petition, but the
two cases were not consolidated.
The district court denied both of Mr. Lay’s 2015 motions, finding no factual or legal
basis for Mr. Lay’s assertion that the 2009 petition was fraudulent. It then terminated the
case.
II. DISCUSSION
Under 18 U.S.C. § 3599(a)(2), an indigent petitioner seeking federal habeas relief
from a capital sentence is entitled to the appointment of counsel. A petitioner may move to
1
Under 28 U.S.C. § 2241(d), a state prisoner may file a habeas petition “in the
district court for the district wherein such person is in custody or in the district court
for the district within which the State court was held which convicted and sentenced
him and each of such district courts shall have concurrent jurisdiction to entertain the
application.” A court “in the exercise of its discretion and in furtherance of justice
may transfer the application to the other district court for hearing and determination.”
Id.
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replace appointed counsel, see 18 U.S.C. § 3599(e), and a court may grant such a motion
when substitution is in the “interests of justice.” Martel v. Clair, 132 S. Ct. 1276, 1281
(2012). We construe Mr. Lay’s 2015 motion for the appointment of counsel as a motion to
replace the attorneys who represent him in his habeas proceedings that were filed in 2009.
“Because a trial court’s decision on substitution is so fact-specific, it deserves
deference; a reviewing court may overturn it only for an abuse of discretion.” Id. at 1287.
We also review the district court’s denial of ifp status for an abuse of discretion. Lister v.
Dep’t of Treasury, 408 F.3d 1309, 1312-13 (10th Cir. 2005).
We affirm the district court’s decisions denying both motions. Mr. Lay’s motion for
the appointment of counsel asserted that his attorneys fraudulently alleged he was mentally
ill in the 2009 petition. But as the district court concluded, Mr. Lay failed to provide any
factual or legal basis for this allegation. Accordingly, the district court did not abuse its
discretion in determining that the substitution of counsel was not in the interests of justice
or that a grant of ifp status was unwarranted. For these reasons, we affirm.
ENTERED FOR THE COURT
Scott M. Matheson, Jr.
Circuit Judge
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