Shrum v. Cooke ( 2023 )


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  • Appellate Case: 21-3150     Document: 010110818915      Date Filed: 02/28/2023      Page: 1
    FILED
    United States Court of Appeals
    PUBLISH                             Tenth Circuit
    UNITED STATES COURT OF APPEALS                   February 28, 2023
    Christopher M. Wolpert
    FOR THE TENTH CIRCUIT                       Clerk of Court
    _________________________________
    WALT JASPER SAMUEL SHRUM,
    Plaintiff - Appellant,
    v.                                                          No. 21-3150
    DUSTIN COOKE, Investigator, Kingman
    County, Kansas Sheriff’s Office in his
    official and individual capacities; TRAVIS
    SOWERS, Sergeant, City of Kingman,
    Kansas Police Department in his official
    and individual capacities; KINGMAN
    COUNTY, KANSAS; CITY OF
    KINGMAN KANSAS; RANDY L. HILL,
    Sheriff, Kingman County, Kansas in his
    official and individual capacities; DAVID
    LUX, Chief, City of Kingman, Kansas
    Police Department in his official and
    individual capacities,
    Defendants - Appellees.
    _________________________________
    Appeal from the United States District Court
    for the District of Kansas
    (D.C. No. 6:20-CV-01314-JWB-GEB)
    _________________________________
    Brian F. McCallister, The McCallister Law Firm, P.C., Kansas City, Missouri, for
    Plaintiff-Appellant.
    Lyndon W. Vix (Brooks Severson with him on the brief), Fleeson, Gooing, Coulson &
    Kitch, L.L.C., Wichita, Kansas, for Defendant-Appellees Travis Sowers, David Lux and
    City of Kingsman, Kansas.
    Appellate Case: 21-3150     Document: 010110818915          Date Filed: 02/28/2023      Page: 2
    Allen G. Glendenning, Watkins Calcara, CHTD, Great Bend, Kansas, for Defendants-
    Appellees Dustin Cooke, Randy Hill and Kingman County.
    _________________________________
    Before TYMKOVICH, PHILLIPS, and McHUGH, Circuit Judges.
    _________________________________
    TYMKOVICH, Circuit Judge.
    _________________________________
    While investigating the overdose death of Walter Shrum’s wife, law enforcement
    officers searched Mr. Shrum’s home and discovered drugs, firearms, and ammunition.
    He was charged with various crimes in federal court. Before trial he argued the officers
    had illegally searched his home, and that the evidence discovered could not be used
    against him at trial. The district court disagreed, and Mr. Shrum entered a conditional
    plea of guilty, reserving the right to appeal the suppression order. On appeal, we
    concluded the search violated the Constitution, and any resulting evidence should have
    been excluded.
    Without this evidence, the government dismissed its prosecution. Shrum then
    sued various state and federal law enforcement officials for civil rights violations arising
    from the illegal search and subsequent prosecution. The district court dismissed the
    action as time-barred and insufficiently pled.
    We agree. First, the district court did not plainly err by dismissing Shrum’s
    § 1983 search, seizure, and false arrest claims as time barred. Shrum fails to prove he is
    entitled to equitable tolling under Kansas or federal law. Second, reviewing de novo, we
    agree with him that the district court erred in concluding that his malicious prosecution
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    claim failed because he did not demonstrate the prosecution terminated in a way that
    demonstrated his innocence. But while that was true at the time the court reviewed the
    complaint, an intervening change in Supreme Court case law altered Tenth Circuit
    precedent to allow malicious prosecution claims to proceed when the government
    dismisses charges as it did here. Nevertheless, because Shrum’s complaint inadequately
    alleges all of the requirements for a malicious prosecution claim against the City and
    County defendants, we affirm the dismissal of that claim.
    I. Background
    A brief review of Shrum’s initial encounter with the police and subsequent history
    and timeline will clarify the issues.
    A. Underlying Search, Seizure, and Arrest
    Walter Shrum’s wife suffered a medical emergency around 5 a.m. in March 2015
    in Kingman, Kansas. He suspected that she overdosed on prescription drugs. Shrum
    called 911, an ambulance took her to the hospital, and she was pronounced dead within
    an hour.
    Meanwhile, a police sergeant from the City of Kingman, Travis Sowers, arrived at
    Shrum’s house, secured the premises, and apprised a county investigator, Dustin Cooke,
    of his actions. As a result, officers prohibited Shrum from entering his house for about
    twelve hours.
    The Kingman County Sheriff’s Office promptly began a criminal death
    investigation. Cooke arrived at the hospital to interview Shrum.
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    Cooke later asked Shrum to execute a “consent to search” form. This form would
    enable Cooke to retrieve Shrum’s wife’s prescription drugs. Shrum complied because he
    thought he had no other choice.
    Cooke, with Sergeant Sowers and the Kingman Chief of Police, David Lux,
    present, entered Shrum’s house and took pictures of the area where he found the
    medications. One photo captured ammunition in Shrum’s closet. Another officer
    reminded Cooke of Shrum’s felon status. Cooke contacted a federal officer who
    confirmed that Shrum was prohibited from possessing ammunition under federal law. A
    team of county, city, and federal actors (including Cooke and Sowers) executed a search
    warrant for Shrum’s house. They discovered firearms, ammunition, and
    methamphetamine.
    Shrum was arrested and spent about five days in custody.
    B. Shrum’s Criminal Prosecution
    A few weeks later, a federal grand jury indicted Shrum on various counts of being
    a felon in possession. Shrum moved to suppress the evidence supporting the search
    warrant and his arrest, arguing that officers obtained the evidence during an unreasonable
    search of his house. The court denied his motion.
    As a result, Shrum conditionally pled guilty to one count of possession of a
    firearm by a convicted felon. He reserved his right to appeal the suppression ruling. On
    appeal, we ruled that the extended seizure of Shrum’s home was unconstitutional because
    the officers lacked probable cause to seize the home in the first instance and no exigent
    circumstances justified the response. United States v. Shrum, 
    908 F.3d 1219
    , 1231–32
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    (10th Cir. 2018). We therefore reversed the district court’s suppression ruling. After the
    adverse ruling, the government voluntarily dismissed the charges against Shrum.
    C. Procedural History
    Shrum sued the state and federal officers and various municipal employers for
    violations of his constitutional rights under 
    42 U.S.C. § 1983
     and for intentional and
    negligent infliction of emotional distress under state law.
    The defendants moved to dismiss the claims, arguing they were time barred,
    insufficiently alleged, and jurisdictionally barred.
    The district court determined the statute of limitations barred the § 1983 claims for
    unlawful search, seizure, and arrest. As to the malicious prosecution claim, the court
    dismissed it after concluding the criminal prosecution did not terminate in favor of the
    plaintiff, as then required by Tenth Circuit precedent. The court would also have found
    the complaint deficient to state a malicious prosecution claim.
    Shrum appeals only the dismissal of his § 1983 claims, and only as to the state
    defendants.
    II. Analysis
    Shrum contends the district court erred by failing to extend the statute of
    limitations to his search and seizure claims, arguing Kansas law allows for equitable
    tolling during the time he faced criminal charges. He also argues the district court
    misapplied the “favorable termination” prong in dismissing his malicious prosecution
    claim.
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    A. Statute of Limitations
    Shrum first argues the district court erred by declining to provide equitable tolling
    for his § 1983 search, seizure, and arrest claims. He did not make this argument below,
    so we review for plain error.
    When a party fails to raise an issue before the district court, “we usually hold it
    forfeited.” Richison v. Ernest Group, Inc., 
    634 F.3d 1123
    , 1127 (10th Cir. 2011). “[W]e
    will reverse a district court’s judgment on the basis of a forfeited theory” only when the
    litigant “establish[es] the presence of (1) error, (2) that is plain, which (3) affects
    substantial rights, and which (4) seriously affects the fairness, integrity, or public
    reputation of judicial proceedings.” 
    Id. at 1128
    . “In civil cases, this burden is
    extraordinary . . . and nearly insurmountable.” Somerlott v. Cherokee Nation Distrib.,
    Inc., 
    686 F.3d 1144
    , 1151 (10th Cir. 2012) (internal quotation marks omitted).
    Shrum failed to raise the equitable tolling argument below that he presents on
    appeal. To be sure, he raised an argument for equitable tolling before the district court.
    But that argument turned on general claims about the burdens of concurrent litigation he
    faced, a criminal proceeding in federal court and a simultaneous § 1983 civil action based
    on similar facts.
    In his briefs on appeal, Shrum shifted to a new theory based on equitable tolling.
    He grounded that theory in the principle that the government should not force an
    individual to give up one right to vindicate another. His argument is that to litigate his
    civil rights suit he would have to admit and use facts that could have then been used
    against him in the criminal proceeding. But the district court did not have the opportunity
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    to consider this theory, and “[c]hanging to a new theory on appeal that falls under the
    same general category as an argument presented at trial . . . is not adequate to preserve
    issues for appeal.” Okland Oil Co. v. Conoco Inc., 
    144 F.3d 1308
    , 1314 n.4 (10th Cir.
    1998) (internal quotation marks omitted).
    Because Shrum forfeited his equitable tolling theory below, we review the district
    court’s judgment for plain error.1 Plain error requires a party to establish not just that the
    district court made an obvious error, but that that error affected his “substantial rights”
    and “seriously affect[ed] the fairness, integrity, or public reputation of judicial
    proceedings.” Richison, 
    634 F.3d at 1128
    .
    First, we find no plain error. In a § 1983 action, we look to state law for tolling
    rules. Under Kansas law, one party’s bad faith attempts to delay another party’s suit
    triggers equitable tolling. Fairness requires that the law not reward bad faith attempts at
    preventing another party from complying with the statute of limitations. Friends Univ. v.
    W.R. Grace & Co., 
    608 P.2d 936
    , 941 (Kan. 1980). Shrum points to Kansas cases that
    suggest a plaintiff might obtain equitable tolling when he has pursued his rights
    “diligently” but “some extraordinary circumstance stood in the way and prevented timely
    filing.” McClain v. Roberts, 
    304 P.3d 364
    , 
    2013 WL 3970215
    , at *3 (Kan. Ct. App.
    1
    Ordinarily, “[w]e review the district court’s refusal to apply equitable tolling for an
    abuse of discretion.” Garrett v. Fleming, 
    362 F.3d 692
    , 695 (10th Cir. 2004). But
    because Shrum did not raise his current theory below, we find plain error appropriate.
    Regardless, we would not find the district court abused its discretion in denying equitable
    tolling for the same reasons we offer here.
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    2013) (unpublished table decision); Harris v. Neill, 
    216 P.3d 191
    , 
    2009 WL 3082642
    , at
    *6 (Kan. Ct. App. 2009) (unpublished table decision).
    Shrum argues that requiring him to file his § 1983 suit during the pendency of his
    criminal trial would violate his constitutional rights, and that the spectre of that
    constitutes an “extraordinary circumstance” preventing timely filing. But we are aware
    of no case that supports this risk as extraordinary or even unusual. In fact, the Supreme
    Court does not characterize concurrent litigation as “unusual,” holding that “the risk of
    concurrent litigation . . . [is] an entirely common state of affairs,” and observing that it
    has never “been the law that a criminal defendant, or a potential criminal defendant, is
    absolved from all other responsibilities that the law would otherwise place upon him[.]”
    Wallace v. Kato, 
    549 U.S. 384
    , 396 (2007). We therefore find that Kansas law does not
    provide for equitable tolling.
    Next, even if Kansas law is unavailing, Shrum contends that tolling should apply
    as a matter of federal constitutional law. He argues the district court should have
    extended equitable tolling to avoid what he calls an unconstitutional Hobson’s choice.
    Namely, had he tried to timely vindicate his § 1983 claims, he would have needed to
    offer incriminating evidence in the civil case. The government could then have used that
    evidence against him in his pending criminal trial. Shrum styles this dilemma as
    requiring him to choose between vindicating his Fourth Amendment rights and
    maintaining his Fifth Amendment right against self-incrimination. The district court, he
    contends, should have extended equitable tolling to vindicate his rights.
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    For his argument, Shrum relies on Simmons v. United States, 
    390 U.S. 377
     (1968).
    In that case, the petitioner sought the exclusion of evidence at his criminal trial. But
    under contemporary law, he had to prove ownership of the evidence before contesting its
    use. And by providing proof, the petitioner provided incriminating testimony that the
    government then swiftly entered against him. The Court found it “intolerable that one
    constitutional right should have to be surrendered in order to assert another.” 
    Id. at 394
    .
    The Simmons principle has not had a long shelf-life. Shortly after that case, the
    Supreme Court explained that “to the extent that [Simmons’s] rationale was based on a
    ‘tension’ between constitutional rights and the policies behind them, the validity of that
    reasoning must now be regarded as open to question, and it certainly cannot be given [a]
    broad thrust. . . .” McGautha v. California, 
    402 U.S. 183
    , 212–13 (1971). According to
    the Court, “[t]he criminal process, like the rest of the legal system, is replete with
    situations requiring the making of difficult judgments as to which course to follow . . .
    Although a defendant may have a right, even of constitutional dimensions, to follow
    whichever course he chooses, the Constitution does not by that token always forbid
    requiring him to choose.” 
    Id. at 213
     (internal quotation marks omitted).
    Lower courts similarly construe Simmons narrowly. See, e.g., United States v.
    Ashimi, 
    932 F.2d 643
    , 647–48 (7th Cir. 1991) (“Simmons does not apply, however, when
    a defendant is made to choose between a constitutional benefit and a statutory benefit.”);
    see also United States v. Wilks, 
    629 F.2d 669
    , 672 (10th Cir. 1980) (“The necessity of
    choosing between holding the government to the exact time limits of the Speedy Trial
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    Act and requesting time to prepare a defense does not, on the facts of this case, create the
    sort of trade-off of constitutional rights denounced by Simmons. . . .”).
    We do not think Simmons applies. Because the Supreme Court declined to give
    Simmons “broad thrust” and questioned the vitality of its underlying theory, we cannot
    endorse a claim that contends there is an unconstitutional “trade-off” between a statutory
    right—the § 1983 causes of action—and a constitutional right. McGautha, 
    402 U.S. at 213
    . 2
    In summary, the district court did not plainly err by declining to extend equitable
    tolling. We affirm the court’s dismissal of Shrum’s search, seizure, and false arrest
    claims.
    B. Malicious Prosecution
    Shrum next argues that the district court erred by dismissing his malicious
    prosecution claim for failure to plead “favorable termination,” one of the five elements of
    a malicious prosecution claim. In light of intervening Supreme Court precedent, the
    district court misapplied this element. But because the district court’s decision can be
    2
    We are not persuaded that a trade-off even existed. The Supreme Court observed in
    different circumstances, “[i]f a plaintiff files a false-arrest claim before he has been
    convicted (or files any other claim related to rulings that will likely be made in a pending
    or anticipated criminal trial), it is within the power of the district court, and in accord
    with common practice, to stay the civil action until the criminal case or the likelihood of
    a criminal case is ended.” Wallace, 
    549 U.S. at
    393–94. Surely a similar path would
    have been available to Shrum had he decided to take it.
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    supported for the alternative reason that Shrum failed to plead his complaint with the
    requisite specificity, we affirm the court’s judgment.3
    A § 1983 malicious prosecution claim includes five elements, with this argument
    turning on the second element: (1) the defendant caused the plaintiff’s continued
    confinement or prosecution; (2) the original action terminated in favor of the plaintiff; (3)
    no probable cause supported the arrest, confinement, or prosecution; (4) the defendant
    acted maliciously; and (5) the plaintiff sustained damages. Wilkins v DeReyes, 
    528 F.3d 790
    , 799 (10th Cir. 2008).
    Under our precedent, a prosecutor’s dismissal, without more, did not constitute
    favorable termination. Wilkins, 
    528 F.3d at
    802–03. Instead, we required that the
    prosecution was terminated for reasons tending to indicate the accused’s innocence. 
    Id.
    An example of this is when a prosecutor enters a nolle prosqui (a voluntary dismissal of
    3
    While our affirmance turns on Shrum’s failure to plead his malicious prosecution claim
    with the specificity required by our precedents, we also note his failure to plead the
    “probable cause” prong. A key element of the § 1983 malicious prosecution claim
    requires “no probable cause supported the original arrest, continued confinement, or
    prosecution.” Margheim v. Buljko, 
    855 F.3d 1077
    , 1085 (10th Cir. 2017). Shrum makes
    only one allegation concerning the baselessness of the prosecution. He claims that
    “Defendants instigated and continued the unlawful prosecution of Plaintiff Shrum without
    probable cause and acting out of malice.” App. 30 (emphasis added). But “[t]hreadbare
    recitals of the elements of a cause of action, supported by mere conclusory statements, do
    not suffice” to satisfy our pleading standards. Ashcroft v. Iqbal, 
    556 U.S. 662
    , 678
    (2009). On appeal, Shrum suggests the prosecution lacked probable cause because it was
    based on illegally obtained evidence. See Aplt. Br. at 34. While the argument enjoys
    intuitive appeal, we do not think the omission of evidence under the exclusionary rule
    necessarily retroactively vitiates probable cause in malicious prosecution claims. See
    Restivo v. Hessemann, 
    846 F.3d 547
    , 569–71 (2d Cir. 2017); see also Shaw v. Schulte, 
    36 F.4th 1006
    , 1017–18 (10th Cir. 2022).
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    criminal charges) after deciding he cannot prove guilt beyond a reasonable doubt. But if
    an official concludes a prosecution out of mercy for the accused, for instance, the
    termination did not indicate the accused’s innocence. The district court correctly found
    under our existing precedent that Shrum’s prosecution did not terminate in a manner that
    indicated his innocence.
    After the judgment below the Supreme Court clarified the meaning of “favorable
    termination.” The Court found that a criminal prosecution terminates favorably, for the
    purposes of a § 1983 malicious prosecution claim, when the prosecution ends without a
    conviction. Thompson v. Clark, 
    142 S. Ct. 1332
    , 1335 (2022). The Court explained that
    “[t]o determine the elements of a constitutional claim under § 1983,” we should “first
    look to the elements of the most analogous tort as of 1871 when § 1983 was enacted, so
    long as doing so is consistent with the values and purposes of the constitutional right at
    issue.” Id. at 1337 (internal quotation marks omitted). And looking to American
    malicious prosecution tort law, most American courts held that “the favorable termination
    element of a malicious prosecution claim was satisfied so long as the prosecution ended
    without a conviction”—no affirmative indication of innocence required. Id. at 1338.
    As a result, our precedents applying the favorable termination element are no
    longer good law. The district court therefore erred in granting dismissal on this ground.
    C. Deficient Pleading
    We nonetheless affirm the district court for the alternative reason raised below.
    Shrum has failed to adequately plead with specificity all of the other required elements
    for malicious prosecution against the state officials. We apply a three-part test in
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    considering our discretion to affirm on an alternative ground. First, we consider whether
    the litigants fully briefed and argued the issue here and below. Second, we consider
    whether the parties had a fair opportunity to develop the factual record. And third, we
    consider whether our decision would involve only questions of law. Elkins v. Comfort,
    
    392 F.3d 1159
    , 1162 (10th Cir. 2004).
    All of those requirements are met here. First, the City of Kingman defendants
    raised the specificity argument below. App. 42. The district court noted that the
    “undifferentiated and non-specific allegations” in the malicious prosecution claim likely
    rendered the claim deficient. App. 216. On appeal, the city defendants re-asserted this
    argument. City Br. at 19–24. And Shrum addressed those arguments in his reply brief.
    Reply Br. at 18–22. Second, the factual record is not at issue because the alternative
    ground concerns only pleading defects. And third, the alternative ground concerns only a
    question of law.
    “To survive a motion to dismiss, a complaint must contain sufficient factual
    matter, accepted as true, to state a claim to relief that is plausible on its face. A claim has
    facial plausibility when the plaintiff pleads factual content that allows the court to draw
    the reasonable inference that the defendant is liable for the misconduct alleged.” Iqbal,
    
    556 U.S. at 678
     (internal citations and quotation marks omitted).
    While the federal pleading standard does not vary across subject matters, the
    degree of specificity required for factual allegations depends on context. In § 1983 cases,
    for example, defendants typically sue various government entities alongside various
    individual actors. In those cases, “it is particularly important in such circumstances that
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    the complaint make clear exactly who is alleged to have done what to whom.” Robbins v.
    Oklahoma, 
    519 F.3d 1242
    , 1250 (10th Cir. 2008).
    We have repeatedly emphasized the importance of connecting defendants to
    misconduct in pleadings: “To recover damages from each of [multiple] Defendants
    under § 1983, [Plaintiff] had to show that such Defendant personally participated in the
    alleged constitutional violation.” Vasquez v. Davis, 
    882 F. 3d 1270
    , 1275 (10th Cir.
    2018).
    Specificity is particularly important in a complaint alleging malicious prosecution.
    A complaint could draw many actors into a malicious prosecution claim, but while “a
    wrongful arrest could be the first step towards a malicious prosecution[,]” “the chain of
    causation is broken by an indictment, absent an allegation of pressure or influence
    exerted by the police officers, or knowing misstatements made by the officers to the
    prosecutor.” Reed v. City of Chicago, 
    77 F.3d 1049
    , 1053 (7th Cir. 1996); Taylor v.
    Meacham, 
    82 F.3d 1556
    , 1564 (10th Cir. 1996) (adopting the Seventh Circuit’s logic).
    Shrum’s complaint casts a wide net over undifferentiated defendants and therefore
    falls short of our pleading standards. Consider first the City of Kingman defendants,
    Sergeant Sowers and Chief Lux. Shrum points us to the “Common to All Counts”
    allegations section in particular. He emphasizes that “Sowers’s name is referred to in the
    Complaint 19 separate times and Lux’s name is referred to in the Complaint 15 separate
    times.” Reply Br. at 21. True enough. But that does not tell us if the complaint makes
    out “who is alleged to have done what to whom.” Robbins, 
    519 F.3d at 1250
    .
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    Shrum highlights a few allegations that he thinks satisfies our pleading
    requirements. He points to his allegation that “Sowers, Chief Lux and Cooke knew that
    Walt’s house was seized without a warrant and without probable cause. . . .” App. 17.
    He directs us to the assertion that “[w]hen he secured Plaintiff’s home, Sowers excluded
    Plaintiff Shrum from his home and (a) did not have a warrant . . . (b) did not have
    probable cause to secure Plaintiff’s home; [and] (c) did not have probable cause to
    request a warrant be issued for the search. . . .” App. 18. And then he highlights the
    claim that “Cooke and Chief Lux acquiesced in Sowers’s seizure of Plaintiff Shrum’s
    home.” App. 18.
    The above allegations do not even concern the elements of the malicious
    prosecution claim. While the malicious prosecution claim does require a showing that
    the government acted without probable cause, Shrum’s allegations go to probable cause
    for the search. They do not concern probable cause for the “arrest, continued
    confinement, or prosecution.” Wilkins, 
    528 F.3d at 799
    . And even if the allegations did
    go to the prosecution’s probable cause, Shrum offers no complementary allegations that
    indicate what role, if any, Sowers and Lux played in the prosecution. See Meacham, 
    82 F.3d at 1564
    . In fact, criminal charges were not brought until several weeks after the
    search and arrest, and nothing in the complaint alleges what role these state defendants
    had in pressuring federal prosecutors to bring charges. The complaint may have put
    Sowers and Lux on notice that they had been accused of malicious prosecution, but it
    falls short of properly alleging each officer’s role in a way that allows us reasonably to
    infer liability.
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    Consider next the Kingman County defendant, Dustin Cooke.4 Cooke features
    prominently throughout the “Common to All Counts” section. It alleges Cooke
    questioned Shrum, App. 19, prodded Shrum into signing a consent-to-search form under
    “false pretenses,” App. 21, illegally searched Shrum’s home, App. 23, and then secured a
    search warrant based on evidence from the illegal search. App. 25.
    What the complaint does not do is allege Cooke’s role in the malicious
    prosecution. To be sure, the complaint alleges that Cooke, like Sowers and Lux, lacked
    probable cause to search his home. But those allegations are insufficient for the same
    reasons listed above. And as to Cooke’s role in the prosecution, we are told nothing
    more.
    The “Common to All Counts” section offers only one remaining allegation
    pertaining to the prosecution:
    Armed with the fruits of the unlawful seizure and subsequent
    tainted search of Walt’s home and having denied Walt access
    to his home, Walt was unlawfully indicted based upon the
    tainted evidence, prosecuted and found guilty of significant
    federal crimes for which he should never have been
    prosecuted and spent a significant time in prison as a result of
    the unlawful prosecution.
    App. 25–26. The allegation does not identify an offending actor, much less a nameless
    group of state defendants.
    Having failed to piece together a cognizable malicious prosecution claim from the
    “Common to All Counts” section, we turn to “Count I” of the complaint, where Shrum
    4
    While Randy Hill, the Sheriff of Kingman County, is listed as an appellee, Shrum
    conceded below all of his claims against Hill.
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    explicitly housed the claim. The section almost exclusively uses the collective term
    “Defendants.” When Shrum does identify specific defendants, the allegations do not
    address any malicious prosecution elements.
    Only two allegations come close to invoking the elements of a malicious
    prosecution claim. First, Shrum alleges “[t]he actions of the Defendants mentioned under
    this Count resulted in multiple violations of Plaintiff’s rights . . . and subsequently
    resulted in the unlawful prosecution . . . of Plaintiff Shrum in the federal prison system.”
    App. 30. Second, Shrum claims “[b]y all of the above, Defendants instigated and
    continued the unlawful prosecution of Plaintiff Shrum without probable cause and acting
    out of malice.” 
    Id.
     But neither allegation connects the “unlawful prosecution” with any
    particular actor—and Shrum levels the claim against six individuals. See VanZandt v.
    Okla. Dep’t of Hum. Servs., 
    276 F. App’x 843
    , 849 (10th Cir. 2008) (finding that
    plaintiffs failed to plead a § 1983 action by “fail[ing] to individualize each Defendant’s
    alleged misconduct from the Defendants as a collective group.”).
    In short, Shrum’s complaint does not tell us who instigated the prosecution or who
    continued the prosecution. It does not connect the defendants to their allegedly unlawful
    conduct, and therefore fails to provide fair notice for the basis of the claims against each
    defendant. See Robbins, 
    519 F.3d at
    1250 (citing “fair notice” as a reason for requiring
    allegations specific to each defendant). The district court’s dismissal of the malicious
    prosecution claim was appropriate on this alternative ground.
    17
    Appellate Case: 21-3150    Document: 010110818915         Date Filed: 02/28/2023     Page: 18
    III. Conclusion
    For the foregoing reasons, we affirm the district court’s dismissal of Shrum’s
    § 1983 claims.
    18