Schaeffer v. Clinton , 240 F.3d 878 ( 2001 )


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  •                             UNITED STATES COURT OF APPEALS
    TENTH CIRCUIT
    Byron White United States Courthouse
    1823 Stout Street
    Denver, Colorado 80257
    (303) 844-3157
    Patrick J. Fisher, Jr.                                                             Jane B. Howell
    Clerk                                                                     Chief Deputy Clerk
    March 29, 2001
    TO: ALL RECIPIENTS OF THE OPINION
    RE: 99-1385, Schaffer, et al. v. Clinton, et al.
    
    240 F.3d 878
    Filed on February 13, 2001
    Please note the following corrections to the court’s slip opinion:
    1. On page one, in the caption, appellant Schaffer’s last name was misspelled as
    “Schaeffer.” The correct spelling is “Schaffer.”
    2. One page two, the attorney section for appellees Clinton, Rubin and Sisco, is
    corrected to read as follows:
    Douglas N. Letter, Appellate Litigation Counsel, United States Department of
    Justice (David W. Ogden, Acting Assistant Attorney General, United States
    Department of Justice, Patricia M. Bryan, Senate Legal Counsel, Morgan J.
    Frankel, Deputy Senate Legal Counsel, Steven F. Huefner, Assistant Senate
    Legal Counsel, and Allison Moore, Assistant Senate Legal Counsel, with him
    on the brief), Washington, D.C., for Defendants-Appellees William Jefferson
    Clinton, Robert E. Rubin and Gary Sisco.
    3. On page two, footnote one is corrected to read as follows:
    The other appellants in this case, who were dismissed for lack of standing,
    waived their arguments on appeal by failing to address the district court’s
    ruling regarding their standing.
    A corrected copy of the opinion is attached.
    Sincerely,
    Patrick Fisher, Clerk of Court
    By:     Keith Nelson
    Deputy Clerk
    encl.
    -2-
    F I L E D
    United States Court of Appeals
    Tenth Circuit
    FEB 13 2001
    PUBLISH
    PATRICK FISHER
    UNITED STATES COURT OF APPEALS                      Clerk
    TENTH CIRCUIT
    THE HONORABLE BOB
    SCHAFFER, in his official capacity as
    a member of the United States House
    of Representatives; WALT
    MUELLER, a Missouri State Senator;
    JOHN R. STOEFFLER, a United
    States taxpayer; GREGORY D.
    WATSON, a United States taxpayer
    and National Coordinator of the
    Political Movement to Ratify the 27th
    Amendment,
    Plaintiffs - Appellants,
    v.                                                 No. 99-1385
    WILLIAM JEFFERSON CLINTON,
    President of the United States of
    America, in his official capacity;
    ROBERT E. RUBIN, Secretary of the
    Treasury, in his official capacity;
    GARY SISCO, Secretary of the United
    States Senate, in his official capacity;
    JEFF TRANDAHL, Clerk of the
    United States House of
    Representatives, in his official
    capacity,
    Defendants - Appellees.
    Appeal from the United States District Court
    for the District of Colorado
    (D.C. No. 99-K-201)
    William Perry Pendley (D. Andrew Wight with him on the briefs), Mountain
    States Legal Foundation, Denver, Colorado, for the Plaintiffs-Appellants.
    Kerry W. Kircher, Deputy General Counsel (Geraldine R. Gennet, General
    Counsel, with him on the brief), Office of the General Counsel U.S. House of
    Representatives, Washington, D.C., for Defendant-Appellee Jeff Trandahl.
    Douglas N. Letter, Appellate Litigation Counsel, United States Department of
    Justice (David W. Ogden, Acting Assistant Attorney General, United States
    Department of Justice, Patricia M. Bryan, Senate Legal Counsel, Morgan J.
    Frankel, Deputy Senate Legal Counsel, Steven F. Huefner, Assistant Senate Legal
    Counsel, and Allison Moore, Assistant Senate Legal Counsel, with him on the
    brief), Washington, D.C., for Defendants-Appellees William Jefferson Clinton,
    Robert E. Rubin and Gary Sisco.
    Before LUCERO, McKAY and MURPHY, Circuit Judges.
    LUCERO, Circuit Judge.
    Bob Schaffer, a United States Congressman, appeals    1
    the district court’s
    dismissal of a challenge, on Twenty-Seventh Amendment grounds, to the Cost of
    Living Adjustment (“COLA”) provision of the Ethics Reform Act of 1989.
    Because we determine that appellant does not have standing to sue, we do not
    reach the merits of the appeal, namely, whether the district court erred in holding
    that the COLA provision of the Ethics Reform Act does not violate the Twenty-
    Seventh Amendment to the Constitution and that the COLA provision is not an
    1
    The other appellants in this case, who were dismissed for lack of
    standing, waived their arguments on appeal by failing to address the district
    court’s ruling regarding their standing.
    -2-
    unconstitutional delegation of Congress’s legislative authority. Exercising
    jurisdiction pursuant to 
    28 U.S.C. § 1291
    , we affirm the judgment of the district
    court.
    I
    The Twenty-Seventh Amendment to the United States Constitution provides
    that “[n]o law, varying the compensation for the services of the Senators and
    Representatives, shall take effect, until an election of Representatives shall have
    intervened.” The so-called “compensation amendment” was originally proposed
    in the First Congress on June 8, 1789, by James Madison.             See Richard B.
    Bernstein, The Sleeper Wakes: The History and Legacy of the Twenty-Seventh
    Amendment , 
    61 Fordham L. Rev. 497
    , 498 (1992). It was one of twelve proposed
    constitutional amendments, ten of which became the Bill of Rights.             See 
    id.
     at
    530–32. Between 1789 and 1791, the amendment was ratified by six states and
    rejected by five and thus was not adopted.         See 
    id.
     In response to the “Salary
    Grab” Act of 1873, however, Ohio ratified the amendment in that year; after a
    congressional pay increase, Wyoming followed suit in 1978.              See 
    id. at 534, 537
    .
    Finally, as the result of the efforts of a self-financed campaign by one of the
    named parties in this case, Gregory D. Watson,        2
    thirty-three additional states
    Watson, while a sophomore economics major at the University of Texas
    2
    at Austin in 1982, wrote a paper on the compensation amendment, arguing that
    (continued...)
    -3-
    ratified the amendment between 1983 and 1992, after which Congress on May 20,
    1992, approved the amendment as the Twenty-Seventh Amendment to the
    Constitution. See 
    id.
     at 537–38, 542.   3
    The Ethics Reform Act of 1989, Pub. L. No. 101-194, 
    103 Stat. 1716
    ,
    established automatic annual COLAs pegged to the rate of change in the
    Employment Cost Index minus one-half of a percent.    4
    The Act’s COLA provision
    2
    (...continued)
    “the 1789 amendment was still validly before the states principally because,
    unlike most recent proposed amendments, it has no internal time limit.” Richard
    B. Bernstein, The Sleeper Wakes: The History and Legacy of the Twenty-Seventh
    Amendment, 
    61 Fordham L. Rev. 497
    , 537 (1992). His paper urged that the
    amendment be ratified by the necessary number of remaining states and adopted.
    See 
    id.
     “But Watson received only a ‘C’ from his instructor, who told him that
    the Amendment was a dead letter and never would become part of the
    Constitution.” 
    Id.
    3
    Although appellees do not challenge its validity, there is a lively debate
    about the Twenty-Seventh Amendment’s adoption and legitimacy because of the
    long period of time between the amendment’s proposal in 1789 and its ratification
    by two-thirds of the states in 1992. See, e.g., Stewart Dalzell & Eric J. Beste, Is
    the Twenty-Seventh Amendment 200 Years Too Late?, 
    62 Geo. Wash. L. Rev. 501
     (1994); Sanford Levinson, Authorizing Constitutional Text: On the Purported
    Twenty-Seventh Amendment, 
    11 Const. Comment. 101
     (1994); Michael Stokes
    Paulsen, A General Theory of Article V: The Constitutional Lessons of the
    Twenty-Seventh Amendment, 
    103 Yale L.J. 677
     (1993); JoAnne D. Spotts, Note,
    The Twenty-Seventh Amendment: A Late Bloomer or a Dead Horse?, 
    10 Ga. St. U. L. Rev. 337
     (1994). Because the argument was not raised, it is not before this
    Court. See Hernandez v. Starbuck, 
    69 F.3d 1089
    , 1093 (10th Cir. 1995).
    4
    As codified, the Ethics Reform Act provides:
    (1) A provision of law increasing the rate of pay payable for an office or
    position within the purview of subparagraph (A), (B), (C), or (D) of section 356
    (continued...)
    -4-
    became effective on January 1, 1991, following an intervening election of
    Representatives.
    Claiming the congressional COLA provisions of the Ethics Reform Act
    violate the Twenty-Seventh Amendment, four plaintiffs initiated this challenge:
    (1) Congressman Bob Schaffer, who represents a Colorado district in the House
    of Representatives; (2) Walt Mueller, who as “a Missouri State Senator . . . voted
    to adopt the 27th Amendment”; (3) Watson, a “United States taxpayer and
    National Coordinator of the Political Movement to Ratify the 27th Amendment”;
    4
    (...continued)
    of this title shall not take effect before the beginning of the Congress following
    the Congress during which such provision is enacted.
    (2) For purposes of this section, a provision of law enacted during the
    period beginning on the Tuesday following the first Monday of November of an
    even-numbered year of any Congress and ending at noon on the following January
    3 shall be considered to have been enacted during the first session of the
    following Congress.
    (3) Nothing in this section shall be considered to apply with respect to any
    pay increase—
    (A) which takes effect under the preceding sections of this chapter;
    (B) which is based on a change in the Employment Cost Index (as
    determined under section 704(a)(1) of the Ethics Reform Act of 1989) or
    which is in lieu of any pay adjustment which might otherwise be made in a
    year based on a change in such index (as so determined); or
    (C) which takes effect under section 702 or 703 of the Ethics Reform
    Act of 1989.
    
    2 U.S.C. § 364
    .
    Although provisions of the Ethics Reform Act affect the salaries of federal
    judges, we can decide this appeal under the Rule of Necessity. See United States
    v. Will, 
    449 U.S. 200
    , 213–17 (1980).
    -5-
    and (4) John Stoeffler, “a United States taxpayer.” (Appellants’ App. at 10.)
    Congressman Schaffer, who has served in Congress since 1997, received a COLA
    in 1998 and 2000. He claims that these COLAs, as well as the 1992 and 1993
    COLAs, are unconstitutional.
    In a memorandum opinion and order, the district court held that except for
    Congressman Schaffer the plaintiffs lacked standing to challenge the
    congressional COLA provisions of the Ethics Reform Act. Watson, Stoeffler, and
    Mueller did not have standing to sue as taxpayers because their case did not
    involve “acts of Congress under its taxing and spending authority when those acts
    implicate the Establishment Clause of the Constitution.”       Schaffer v. Clinton , No.
    99-K-201, slip op. at 3–4 (D. Colo. July 2, 1999) (citing     United States v.
    Richardson , 
    418 U.S. 166
     (1974);     Flast v. Cohen , 
    392 U.S. 83
     (1968)).
    Furthermore, Mueller could not sue as a voter in congressional elections because
    his claim amounted to a “non-particularized constitutional violation.”        Id. at 4.
    With respect to Congressman Schaffer,       the district court noted that his salary was
    directly affected by the COLAs, but it did not expressly hold he had standing to
    sue. Id. at 5–7.
    In addition, the district court held that all of the defendants were improper
    parties because Congressman Schaffer’s injury was not caused, and could not be
    resolved, by them.   Id. at 8–10. The court also determined that it lacked personal
    -6-
    jurisdiction over the legislative branch defendants and that Colorado was not the
    proper venue. See id. at 10–15.
    On the merits, the court held that the COLAs did not violate the Twenty-
    Seventh Amendment because they went into effect after an intervening election of
    Representatives and that the COLAs were not independent laws under the
    Amendment because they are not discretionary acts of Congress.          See id. at
    17–19. According to the court, the COLAs “accomplish[] the goal of the
    Founding Fathers manifested in the Twenty-seventh Amendment” because they
    “eliminate[] the possibility that Congress will grant itself a new pay raise during
    its current session.”   Id. at 19.
    On appeal, appellants challenge only the district court’s determination on
    the merits. We cannot proceed to the merits, however, without first deciding
    whether Congressman Schaffer had standing to sue.
    II
    The judicial power of federal courts extends only to actual cases and
    controversies.   See U.S. Const. art. III, § 2;    Allen v. Wright , 
    468 U.S. 737
    , 750
    (1984).
    [T]he “case or controversy” requirement defines with respect to the
    Judicial Branch the idea of separation of powers on which the
    Federal Government is founded. The several doctrines that have
    grown up to elaborate that requirement are “founded in concern about
    the proper—and properly limited—role of the courts in democratic
    society.”
    -7-
    Allen , 
    468 U.S. at 750
    . Perhaps the most important of the several jurisdictional
    doctrines is that of standing.   FW/PBS, Inc. v. City of Dallas , 
    493 U.S. 215
    , 230
    (1990) (“The federal courts are under an independent obligation to examine their
    own jurisdiction, and standing ‘is perhaps the most important of [the
    jurisdictional] doctrines.’” (quoting   Allen , 
    468 U.S. at 750
    )).   5
    As is now well-settled, the elements of standing are three:
    “First, the plaintiff must have suffered an ‘injury in fact’—an
    invasion of a legally protected interest that is (a) concrete and
    particularized, and (b) actual or imminent, not conjectural or
    hypothetical. Second, there must be a causal connection between the
    injury and the conduct complained of. . . . Third, it must be likely, as
    5
    Admittedly, the standing doctrine is a confusing one. As the Supreme
    Court recognized in Valley Forge Christian College v. Americans United for
    Separation of Church and State, Inc. , 
    454 U.S. 464
    , 475 (1982) ,
    We need not mince words when we say that the concept of “Art. III
    standing” has not been defined with complete consistency in all of
    the various cases decided by this Court which have discussed it, nor
    when we say that this very fact is probably proof that the concept
    cannot be reduced to a one-sentence or one-paragraph definition.
    See also 13 Charles Alan Wright et al., Federal Practice and Procedure § 3531, at
    347 (2d ed. 1984) (“However reassuring it may seem to describe the elements of
    standing in . . . brief phrases, the doctrines have changed continually in recent
    years. Even at any single moment, there are almost unlimited opportunities to
    disagree in applying the currently fashionable phrases. Several years ago, Justice
    Douglas observed that ‘[g]eneralizations about standing to sue are largely
    worthless as such.’” (quoting Ass’n of Data Processing Serv. Orgs. v. Camp, 
    397 U.S. 150
    , 151 (1970)).
    -8-
    opposed to merely speculative, that the injury will be redressed by a
    favorable decision.”
    United States v. Hays , 
    515 U.S. 737
    , 742–43 (1995) (quoting    Lujan v. Defenders
    of Wildlife , 
    504 U.S. 555
    , 560–61 (1992) (footnote, citations, and internal
    quotations omitted)) (further citations omitted). The standing inquiry must be
    “especially rigorous when reaching the merits of the dispute would force us to
    decide whether an action taken by one of the other two branches of the Federal
    Government was unconstitutional.”     Raines v. Byrd , 
    521 U.S. 811
    , 819–20 (1997).
    [T]he law of Art. III standing is built on a single basic idea—the idea
    of separation of powers. In the light of this overriding and
    time-honored concern about keeping the Judiciary’s power within its
    proper constitutional sphere, we must put aside the natural urge to
    proceed directly to the merits of this important dispute and to “settle”
    it for the sake of convenience and efficiency. Instead, we must
    carefully inquire as to whether [plaintiffs] have met their burden of
    establishing that their claimed injury is personal, particularized,
    concrete, and otherwise judicially cognizable.
    
    Id. at 820
     (internal quotation, citations, and footnote omitted).
    In its starkest terms, the standing inquiry requires the Court to ask not only
    whether an injury has occurred, but whether the injury that has occurred may
    serve as the basis for a legal remedy in the federal courts.
    A federal court cannot pronounce any statute, either of a state or of
    the United States, void, because irreconcilable with the constitution,
    except as it is called upon to adjudge the legal rights of litigants in
    actual controversies. Have the appellants alleged such a personal
    stake in the outcome of the controversy as to assure that concrete
    -9-
    adverseness which sharpens the presentation of issues upon which
    the court so largely depends for illumination of difficult
    constitutional questions? This is the gist of the question of standing.
    It is, of course, a question of federal law.
    Baker v. Carr , 
    369 U.S. 186
    , 204 (1962) (internal quotation and citation omitted).
    Although the standing question is often dressed in the dazzling robe of legal
    jargon, its essence is simple—what kind of injuries are courts empowered to
    remedy and what kind are they powerless to address? Our cold-eyed duty is to
    determine which category catalogs the present case. We start with Congressman
    Schaffer’s representations about the injury he suffered.
    The first element of the standing inquiry—whether Congressman Schaffer
    has suffered an injury in fact that is (a) concrete and particularized and (b) actual
    or imminent, not conjectural or hypothetical—gives us pause. It is Congressman
    Schaffer’s burden, as “the party who seeks the exercise of jurisdiction in his
    favor[,] clearly to allege facts demonstrating that he is a proper party to invoke
    judicial resolution of the dispute.”   Hays , 
    515 U.S. at 743
     (internal quotations and
    citations omitted). We “will not craft [his] arguments for him,”     Perry v.
    Woodward , 
    199 F.3d 1126
    , 1141 n.13 (10th Cir. 1999),       cert. denied , 
    120 S. Ct. 1964
     (2000), and thus we evaluate only the basis for standing offered by
    Congressman Schaffer.
    Congressman Schaffer asserts standing to bring the present action on the
    ground that “his salary as a Member of the House of Representatives is paid from
    - 10 -
    the treasury in amounts unconstitutionally adjusted, which is personally offensive
    and professionally harmful to [him], as well as damaging to his political position
    and his credibility among his constituency.” (Appellants’ Reply Br. at 1.) We
    examine that claim in its several parts and as a whole to determine whether
    Congressman Schaffer has met his burden of demonstrating standing.       See Hays ,
    
    515 U.S. at 743
    .
    The first portion of Congressman Schaffer’s standing claim revolves around
    the asserted unconstitutionality of the congressional COLA provision. This
    argument is a statement of Congressman Schaffer’s view of the merits of this
    case, and no more. The ultimate question of whether the congressional COLAs
    are unconstitutional is distinct from the antecedent issue of whether Congressman
    Schaffer has standing.   See Arizonans for Official English v. Arizona   , 
    520 U.S. 43
    , 66–67 (1997) (noting that the question of standing “goes to the Article III
    jurisdiction of this Court and the courts below, not to the merits of the case”);
    Cook v. Reno , 
    74 F.3d 97
    , 99 (5th Cir. 1996) (“[T]he ultimate merits of the suit
    are not a consideration when deciding standing.”). We therefore turn to his
    allegations that the COLAs are “personally offensive and professionally harmful
    to [him], as well as damaging to his political position and his credibility among
    his constituency.” (Appellants’ Reply Br. at 1.)
    A
    - 11 -
    Congressman Schaffer’s allegation that the challenged COLAs are
    personally offensive to him does not establish his standing to sue. As the
    Supreme Court stated in     Valley Forge Christian College v. Americans United for
    Separation of Church and State, Inc.   , 
    454 U.S. 464
     , 485–86 (1982), “the
    psychological consequence presumably produced by observation of conduct with
    which one disagrees . . . is not an injury sufficient to confer standing under Art.
    III, even though the disagreement is phrased in constitutional terms.”     Valley
    Forge involved a First Amendment challenge to the sale of government property
    to a self-professed Christian educational institution pursuant to a federal statutory
    scheme providing for the sale or lease of “surplus” government property to non-
    profit educational institutions.   
    Id.
     at 466–68. Upon learning of the sale, the
    Americans United For the Separation of Church and State, Inc., and four of its
    employees brought a suit to enjoin the sale, claiming that each member of the
    organization “would be deprived of the fair and constitutional use of his (her) tax
    dollar for constitutional purposes in violation of his (her) rights under the First
    Amendment of the United States Constitution.”        
    Id. at 469
    . Relying on
    Schlesinger v. Reservists Committee to Stop the War       , 
    418 U.S. 208
     (1974), and
    United States v. Richardson , 
    418 U.S. 166
     (1974), the Court held that the
    complaint failed to allege any consequences of the allegedly unconstitutional sale
    other than the psychological effects of that disagreement, and therefore that there
    - 12 -
    was no “injury sufficient to confer standing under Art. III.”   Valley Forge , 
    454 U.S. at 485
    .
    As in Valley Forge , “[i]t is evident that [appellant is] firmly committed to
    the constitutional principle” embodied in the Twenty-Seventh Amendment, “b        ut
    standing is not measured by the intensity of the litigant’s interest or the fervor of
    his advocacy.”    
    Id.
     at 485–86 . Thus, Congressman Schaffer’s moral outrage,
    however profoundly and personally felt, does not endow him with standing to sue
    in the present action.   6
    B
    As for his allegation that the challenged congressional COLAs are
    “professionally harmful” to him, Congressman Schaffer “complains of injury
    suffered in a personal capacity, caused by the fact that his employer pays him
    monies appropriated unconstitutionally from the Treasury.” (Appellants’ Reply
    Br. at 5.) The general notion that compensation of public officials has genuine
    constitutional significance and may furnish grounds for alleging an injury in fact
    is as old as the nation itself and precedes the ratification of the Twenty-Seventh
    Amendment. We respect Alexander Hamilton’s cautionary words in The
    Federalist No. 79 that “[i]n the general course of human nature, a power over a
    6
    We note that in Valley Forge the Supreme Court “[did] not retreat from
    [its] earlier holdings that standing may be predicated on noneconomic injury.”
    Valley Forge, 
    454 U.S. at 486
     (citations and footnote omitted).
    - 13 -
    man’s subsistence amounts to a power over his will,” but of course Hamilton was
    speaking of a decrease in pay. We do not see how Congressman Schaffer could
    have suffered an injury in fact by receiving a nominal (though not, in economic
    terms, a real) increase in pay as a result of the 1998 COLA. Congressman
    Schaffer has not suffered“palpable injury” that is “real” in any meaningful sense
    of the term, and for standing purposes he has alleged no “plausible benefit” that
    would inure to him should we decide in his favor.     Ash Creek Mining Co. v.
    Lujan , 
    969 F.2d 868
    , 875 (10th Cir. 1992) (internal quotations omitted).
    Irrespective of the merits of the underlying cause of action, it is counterintuitive
    to claim “injury” by virtue of having received more than one’s due.   7
    To the
    extent he believes that he has been injured by receiving the COLA, Congressman
    Schaffer can mitigate his injury by resorting to a self-help remedy—he can remit
    the portion of his pay he believes is unconstitutional to the Treasury. As a
    member of Congress, he can work within the political system to press for repeal
    of the challenged COLA provision as has been done in the past. We hold that he
    was not injured for standing purposes simply because he received a higher salary.
    C
    7
    The Court of Appeals for the District of Columbia Circuit reached a
    contrary conclusion in Boehner v. Anderson, 
    30 F.3d 156
    , 160 (D.C. Cir. 1994).
    For the reasons discussed below, see infra Part II.C, we believe that Boehner is
    unsupported by the Supreme Court’s standing jurisprudence, and we reject its
    analysis.
    - 14 -
    Congressman Schaffer also declares the COLAs to be “damaging to his
    political position and his credibility among his constituency.” (Appellants’ Reply
    Br. at 1.) However, he points to no concrete evidence of a loss of credibility or
    other reputational injury as a result of the COLAs, past or future. As appellees
    point out, he was reelected in 1998 after having received a COLA.      8
    This is
    therefore not a case like   Department of Commerce v. United States House of
    Representatives , 
    525 U.S. 316
    , 328–34 (1999), in which the plaintiffs established
    standing by presenting persuasive statistical evidence demonstrating the dilution
    of their political influence (i.e., the power of their votes) resulting from the likely
    loss of congressional districts in their states.
    Rather, this case is much closer to     Raines , in which the Court held that
    members of Congress lacked standing to challenge the statute creating the line-
    item veto. Like the plaintiffs in   Raines , Congressman Schaffer has not alleged a
    sufficiently personal injury to establish standing because he “ha[s] not been
    8
    In fact, Congressman Schaffer was elected to a third term shortly before
    oral argument in this case. We take judicial notice of the fact that his percentage
    of the vote has increased each time he has run for reelection. When first elected
    to Congress in 1996, he won with 56% of the vote. See The Political Reference
    Almanac (Anthony Quain, ed., 1999–2000 ed.), available at
    http://www.polisci.com/almanac/legis/district/CO04.htm. In 1998, he won
    reelection with 60% of the vote. 
    Id.
     Most recently, Congressman Schaffer ran
    unopposed by a major party candidate and garnered nearly 80% of the votes cast.
    See Colorado Secretary of State, November 7, 2000 Colorado General Election
    Results Final Certified Official, at
    http://www.sos.state.co.us/pubs/elections/elec_night.html (Jan. 4, 2001).
    - 15 -
    singled out for specially unfavorable treatment as opposed to other Members” of
    the House of Representatives. 
    521 U.S. at 821
    . Instead the COLAs, which apply
    to every Representative, “necessarily damage[] all Members of Congress . . .
    equally.” 
    Id.
     Congressman Schaffer’s allegations of harm to his political
    position and his credibility among his constituency are even more abstract than
    the assertion of a “dilution of institutional legislative power” the Court found
    wanting in Raines . 
    Id. at 826
    ; see also 
    id. at 821
     (noting that a “claim of standing
    . . . based on a loss of political power,” unlike the loss of a private right, is
    insufficiently concrete). Finally, as in   Raines , there has been no nullification of
    Congressman Schaffer’s ability to vote on the COLAs; if he received a COLA in
    1998, that is simply because he “lost that vote.”    
    Id. at 824
    . The Ethics Reform
    Act has no effect on either Congressman Schaffer’s ability to press for a change
    in the law setting Representatives’ salaries or for Congress to amend the COLA
    provisions pursuant to the normal legislative process.     See 
    id.
    Congressman Schaffer relies heavily on       Boehner v. Anderson , 
    30 F.3d 156
    (D.C. Cir. 1994), which involved a similar challenge to the COLA provision of
    the Ethics Reform Act brought by a member of Congress.         Boehner concluded that
    a Congressman, who “by virtue of that office . . . is also an employee of the
    United States Government[,] . . . clearly has standing to challenge the operation
    of a law that directly determines his rate of pay” because such a claim “alleges a
    - 16 -
    ‘distinct and palpable injury’ to him in his capacity as an employee.”           
    Id. at 160
    .
    This holding relies on no Supreme Court precedent and precedes               Raines . We find
    the cursory discussion in    Boehner unpersuasive and contrary to recent Supreme
    Court law and thus reject its standing analysis.
    We note that, as in Raines , “our conclusion neither deprives Members of
    Congress of an adequate remedy (since they may repeal the Act [or vote to refuse
    the COLAs]), nor forecloses the Act from constitutional challenge (by someone
    who suffers judicially cognizable injury as a result of the Act).”       9
    
    521 U.S. at 829
    .
    Congressman Schaffer himself, however, has failed to carry his burden of
    showing his “claimed injury is personal, particularized, concrete, and otherwise
    judicially cognizable.”     
    Id. at 820
    .   10
    III
    9
    At oral argument, defendants asserted that none of the parties was
    responsible for paying congressional salaries. Thus, we do not consider the
    broader question of whether the refusal by a disbursing officer to pay the
    legislative COLAs on the claimed basis that it would be unconstitutional to do so
    could lead to a different result.
    10
    As a theoretical matter, it may make sense for plaintiffs like
    Congressman Schaffer to be granted standing to challenge the unconstitutionality
    of particular acts of Congress; as the Supreme Court pointed out in      Raines , “some
    European constitutional courts operate under one or another variant of such a
    regime [regarding who may bring suit to enforce the constitution].” 
    521 U.S. at
    828 (citing authorities). “But it is obviously not the regime that has obtained
    under our Constitution to date” due to Supreme Court doctrine establishing a
    “more restricted role of Article III courts.”   
    Id.
     (citing United States v.
    Richardson, 
    418 U.S. 166
    , 192 (1974) (Powell, J., concurring).
    - 17 -
    Because Congressman Schaffer lacks standing, we      AFFIRM the district
    court’s dismissal of this case, albeit on different grounds from those articulated
    by the district court.   See United States v. Sandoval , 
    29 F.3d 537
    , 542 n.6 (10th
    Cir. 1994) (“We are free to affirm a district court decision on any grounds for
    which there is a record sufficient to permit conclusions of law, even grounds not
    relied upon by the district court.” (quotations and citations omitted)).
    - 18 -
    

Document Info

Docket Number: 99-1385

Citation Numbers: 240 F.3d 878

Judges: Lucero, McKAY, Murphy

Filed Date: 2/13/2001

Precedential Status: Precedential

Modified Date: 11/4/2024

Authorities (19)

elizabeth-perry-and-cross-appellee-v-judy-woodward-individually-and-as , 199 F.3d 1126 ( 1999 )

Baker v. Carr , 82 S. Ct. 691 ( 1962 )

Schlesinger v. Reservists Committee to Stop the War , 94 S. Ct. 2925 ( 1974 )

United States v. Will , 101 S. Ct. 471 ( 1980 )

Valley Forge Christian College v. Americans United for ... , 102 S. Ct. 752 ( 1982 )

United States v. Hays , 115 S. Ct. 2431 ( 1995 )

Cook v. Reno , 74 F.3d 97 ( 1996 )

United States v. Miguel Sandoval , 29 F.3d 537 ( 1994 )

the-honorable-bob-schaffer-in-his-official-capacity-as-a-member-of-the , 240 F.3d 878 ( 2001 )

ash-creek-mining-company-an-oklahoma-corporation-v-manuel-lujan-in-his , 969 F.2d 868 ( 1992 )

United States v. Richardson , 94 S. Ct. 2940 ( 1974 )

Lujan v. Defenders of Wildlife , 112 S. Ct. 2130 ( 1992 )

Arizonans for Official English v. Arizona , 117 S. Ct. 1055 ( 1997 )

Raines v. Byrd , 117 S. Ct. 2312 ( 1997 )

John Boehner v. Donnald K. Anderson, Clerk of the House ... , 30 F.3d 156 ( 1994 )

Rudy Hernandez v. Gary Starbuck, Superintendent of the ... , 69 F.3d 1089 ( 1995 )

FW/PBS, Inc. v. City of Dallas , 110 S. Ct. 596 ( 1990 )

Association of Data Processing Service Organizations, Inc. ... , 90 S. Ct. 827 ( 1970 )

Allen v. Wright , 104 S. Ct. 3315 ( 1984 )

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