United States v. Hill ( 2012 )

FILED
United States Court of Appeals
Tenth Circuit
February 7, 2012
UNITED STATES COURT OF APPEALS
Elisabeth A. Shumaker
Clerk of Court
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
No. 10-6203
v.
(D.C. No. 5:10-CR-00060-F-1)
(W. D. Okla.)
TYRONE CORNELIUS HILL,
Defendant-Appellant.
ORDER AND JUDGMENT*
Before MURPHY, HOLLOWAY and O’BRIEN, Circuit Judges.
This is a direct criminal appeal. Defendant-appellant Tyrone Hill was indicted on
eleven counts alleging possession of cocaine with intent to distribute and use of a
telephone to facilitate a drug crime. After a jury trial, Mr. Hill was convicted on all
counts and sentenced to 140 months in prison. Jurisdiction over this appeal is granted to
this court by 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a).
*
This order and judgment is not binding precedent, except under the doctrines of
law of the case, res judicata, and collateral estoppel. It may be cited, however, for its
persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
I
Mr. Hill was arrested and charged as part of an investigation that originally had
been centered on an Oklahoma City street gang. Witness One was identified as a
significant cocaine dealer in this investigation, and the FBI got a court order to monitor
his telephone for several months.1 Witness One was eventually arrested and agreed to
cooperate with law enforcement in their investigation. The Presentence Report (PSR) in
Mr. Hill’s case lists 51 related cases that were prosecuted around the same time, including
those of Witness One and two others who testified for the prosecution in Mr. Hill’s trial.
FBI Special Agent Gary Johnson testified that pen registers documented frequent
calls between a cell phone used by Mr. Hill and Witness One’s cell phone. Those calls
occurred between March and July 2009, with a hiatus in June when Witness One had left
the state because he had become concerned that an investigator might be following him.
Agent Johnson testified that a text message from Mr. Hill to Witness One had been
intercepted on June 22, 2009, in which Mr. Hill inquired whether Witness One had
returned to the Oklahoma City area and asked in slang terms if Witness One could
provide one-half ounce of cocaine.
Witness One testified that he had been introduced to Mr. Hill by Hill’s cousin,
Donnell Johnson, who had been one of Witness One’s customers. Mr. Hill began buying
1
Of the prosecution witnesses at trial, two were persons also indicted as a result of
the same investigation. Although these persons apparently were not promised
confidentiality, we have redacted their names out of an abundance of caution. We have
done the same as to a third government witness, although that person apparently was not
charged. The defense did not call any witnesses at trial.
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powder cocaine from Witness One at frequent intervals. Witness One testified that he
sold twelve ounces of cocaine to Mr. Hill over a nine-month period. (The indictment
charged only a three-month period, but the longer period was used in the sentencing
process to calculate the quantity of drugs for which Mr. Hill was to be held responsible,
as discussed infra.) Witness One testified that Mr. Hill always wanted powder cocaine
because Mr. Hill wanted to convert the cocaine to crack himself. In his testimony,
Witness One made it clear that he was relying on the records of his cell phone use that the
prosecution had obtained and reviewed with him for his conclusions that he had sold
drugs to Mr. Hill on particular dates. Witness One relied not just on the dates of calls
from or to Mr. Hill but also the duration of those calls. In addition, Witness One testified
that some days showed several calls within a short period of time, which he said indicated
that the two were arranging a meeting for Mr. Hill to buy cocaine.
Witness Two was another witness who, like Witness One, testified as part of a plea
agreement with the government. Witness Two testified that she saw Mr. Hill with
cocaine in both powder and crack form a number of times and that she had watched him
“cook” powder into crack. Another person testifying pursuant to plea agreement, Witness
Three, said that he saw Mr. Hill sell powder cocaine to Donnell Johnson (Mr. Hill’s
cousin) many times and then watched Mr. Hill cook it into crack.
On appeal Mr. Hill raises issues that he groups into three clusters. He challenges:
first, the district court’s rulings on three pretrial motions; second, the sufficiency of the
evidence for conviction and whether the proceedings were fundamentally fair; and third,
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the quantity of cocaine attributed to him for purposes of calculating the advisory
sentencing range under the Sentencing Guidelines, as well as the ruling that he was
responsible for crack cocaine rather than powder cocaine.
II
Mr. Hill raises issues concerning three pretrial motions filed on his behalf by trial
counsel (who is not the same as Mr. Hill’s appellate counsel) in the district court.
A
First, trial counsel filed a motion in limine asking the court to order the
prosecution
to refrain from any mention whatever . . . of the following:
1. That the Defendant is or was ever a member of a “gang” or has
any knowledge of gang activities;
2. That the Defendant is now known by or has ever used a moniker
or nickname associated with a “gang”.
I R. 13. The district judge reserved ruling on this motion when the matter came up before
trial, but the judge also cautioned the prosecution that no references should be made
without first alerting the judge so that he could rule in advance before any possibly
prejudicial matters were introduced.
The trial was conducted without reference to gangs per se. But a prosecutor did
ask Witness One if he knew a person “by the name of T-Bone” without first alerting the
judge that she was going to refer to Mr. Hill by this nickname. There was no objection.
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Both the prosecutor and Witness One continued to refer to Mr. Hill as T-Bone as that
session continued, but at a break in the proceedings counsel for Mr. Hill raised the subject
again. The first reference to “T-Bone” appears at page 85 of the trial transcript (III R. pt.
2 at 156), while counsel’s reference to the motion in limine appears at page 132 of the
transcript (id. at 203). This gives an idea of the length of time that passed before counsel
raised any issue about the nickname.
More importantly, when counsel did draw the attention of the court to the motion
in limine, he made no objection to the fact that the prosecutor and Witness One had been
using the nickname quite frequently during Witness One’s testimony. Instead, counsel
noted that no reference to gang affiliation had been made but said that he thought he
should bring the matter up again “to at least make a record . . . .” The trial judge noted
that the nickname “T-Bone” had not been linked to gang affiliation but that it still would
have been preferable, in light of his prior order, if the prosecution had specifically alerted
the court before introducing the nickname. The judge reminded the parties that his prior
ruling was in effect, requiring specific approval by him before any gang references were
made, and defense counsel indicated no disagreement or discomfort with that state of
matters. Consequently, the prosecutors and their witnesses continued to refer to Mr. Hill
as T-Bone throughout the trial, without objection.
Mr. Hill’s appellate counsel now contends that this was error having enormous
prejudicial effect. But based on the record before us, we do not even see an abuse of
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discretion, much less plain error.2 There were no gang references at trial, and Mr. Hill
cites no authority for his contention that the fact that he is known to others by a nickname
is inherently prejudicial because a jury will inevitably associate all nicknames with drug
dealers. Mr. Hill’s argument rests only on speculation and is unpersuasive.
Moreover, we do not see that use of the nickname was unduly prejudicial, if it was
prejudicial at all. Such questions must always be considered in the context in which they
arose. Here, the jury heard testimony from three witnesses who all reported that Mr. Hill
was a cocaine dealer. In this context, the use of Mr. Hill’s nickname at trial – with no
indication that the nickname was the result of an affiliation between Mr. Hill and a gang –
cannot be said to have had a significant impact on the outcome of the case.
B
Trial counsel for Mr. Hill filed a second motion in limine in response to a notice
filed by the prosecution of its intent to introduce, pursuant to Fed. R. Evid. 404(b),
evidence of an altercation involving inter alia Mr. Hill and prosecution witness Witness
Three.3 The district judge granted the motion, and no mention of the incident was made
at the trial. Nevertheless, appellate counsel insists that the defense was prejudiced
2
Clearly the issue has at least been forfeited, if not waived. See United States v.
Olano, 507 U.S. 725, 733 (1993), for discussion of the difference. We assume without
deciding that the issue was not waived, because Mr. Hill cannot prevail even under that
assumption.
3
In Mr. Hill’s opening brief this was not argued as a separate issue but as part of
Mr. Hill’s argument that the trial was fundamentally unfair. The government treated it as
a separate issue in its response brief, as did Mr. Hill in his reply brief. We consider it
separately in this portion of the opinion for convenience.
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because excluding the evidence left the jurors unaware of this possible source of bias on
the part of Witness Three. Undeterred by the lack of any authority to support his
argument, Mr. Hill contends that the prosecution had a duty to tell the jurors that Witness
Three was biased against Mr. Hill. Witness Three’s animosity towards Mr. Hill “should
have been as quickly brought to the attention of the jury as it brought its ‘testify
truthfully’ document to the attention of the jury,”4 Mr. Hill’s brief says.
The incident to which we have referred involved allegations that Mr. Hill and
another had physically assaulted Witness Three. The reason for the assault allegedly was
that Witness Three was believed to have “set up” persons associated with Mr. Hill, who
had been robbed of drugs. The record reveals some confusion about whether Mr. Hill
was present when the robbery occurred, but that seems quite unimportant in the overall
context. The record shows that Mr. Hill was arrested on assault charges. Mr. Hill’s trial
counsel evidently made a tactical decision that evidence of the incident that allegedly
caused Witness Three to be biased against Mr. Hill was likely to do more harm than good
for the defense. We see no basis for us even to review that decision on direct appeal,
much less to conclude that it was a decision so misguided as to call into question the
fairness of the proceedings.
Under the invited error doctrine, Mr. Hill cannot complain that the district court
granted his counsel’s motion. See United States v. DeBerry, 430 F.3d 1294, 1301-02
4
The reference to a “testify truthfully” document is to the plea agreements of
Witness One and Witness Two, agreements that required them to testify truthfully.
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(“[T]he invited-error doctrine precludes a party from arguing that the district court erred
in adopting a proposition that the party had urged the district court to adopt.”). Mr. Hill
cites no authority for his contention that the prosecution was nevertheless obligated to
ensure that the jurors knew that Witness Three had some animosity towards Mr. Hill, and
we are not aware of any such authority.
C
The third pretrial motion addressed in Mr. Hill’s brief was a motion to compel the
prosecution to produce all statements made to investigators by Witness One, “with the
Rule 11 hearing statements,5 and such other documents unknown to this Defendant that
should be provided.” Supp. R. at 23. The record indicates that the district court heard
arguments on the motion before denying the motion in a minute order. In that order, the
court stated: “After the court’s review of unredacted copies of the material sought, the
court rules that there is no discoverable material that has been redacted and not
produced.” I R. 30.
In spite of the fact that the district court order recites that the judge had reviewed
“the materials sought,” Mr. Hill asserts that there must have been other materials subject
to the motion that the judge had not reviewed. Other than this, no actual argument is
presented in the opening brief.
5
Under Fed. R. Crim. P. 11(b), before accepting Witness One’s plea of guilty, the
district judge was obligated to engage in a colloquy with Witness One. Among the topics
the rule requires to be discussed are what, if any, promises had been made to Witness One
and whether there was a factual basis for the guilty plea.
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On this record, we see no basis for Mr. Hill’s assertion that the district judge failed
to review all sought materials, nor any basis for concluding that the materials contained
potentially exculpatory material contrary to the district judge’s explicit statement. In
short, we see neither error nor abuse of discretion.
III
Mr. Hill next argues that the evidence was insufficient to support the jury verdict
of guilty beyond a reasonable doubt. The record does not show whether a motion for
judgment of acquittal was made at the close of the evidence. Because we conclude that
Mr. Hill’s argument is without merit in any event, we will apply our usual de novo
standard of review.
Mr. Hill’s argument is primarily an attack on the credibility of the prosecution’s
witnesses and as such carries little weight on appeal. Mr. Hill does also rely on the lack
of physical evidence. Neither drugs, nor cash, nor drug paraphernalia was introduced in
evidence at trial. Moreover, even though the government had recorded many telephone
calls between Mr. Hill and Witness One, none were introduced in evidence. Only one
text message was introduced.
Nevertheless, the testimony of the government’s witnesses was plainly sufficient
to support the conviction. Credibility of witnesses is of course a matter for the jury’s
determination, and “we will overturn a jury’s credibility determination . . . only if the
testimony is inherently incredible – that is, only if the events recounted by the witness
were impossible under the laws of nature or the witness physically could not have
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possibly observed the events at issue.” United States v. Cardinas Garcia, 596 F.3d 788,
794 (10th Cir. 2010) (internal quotations omitted).
Mr. Hill makes an attempt to bring his challenge within the above-quoted standard
by asserting that the testimony of Witness Two recounted something “impossible under
the laws of nature.” The reference is to Witness Two’s attempt to describe the process by
which she said that she saw Mr. Hill convert powder cocaine into crack. But Witness
Two testified only to her recollection of what she had observed; she did not purport to be
an expert, nor did she claim to have the ability or inclination to conduct the process
herself. Thus, if Witness Two’s testimony failed to describe the process fully and
accurately, it could be because she failed to observe or failed to remember every step in
the process. She did not testify that she had any other knowledge about the process other
than what she had seen. When the evidence is viewed in the light most favorable to the
jury verdict, as we must view it, the fact that Witness Two may not have described the
process with total accuracy does not make her testimony scientifically impossible, but
merely subject to human error.
Mr. Hill also contends that the prosecution engaged in impermissible “vouching”
when it had Witness One and Witness Two testify that their plea agreements required
them to testify truthfully. We rejected the same argument (on plain error review as we
must employ here) in United States v. Magallanez, 408 F.3d 672, 681-82 (10th Cir.
2005). We concluded our analysis of the issue in Magallanez with this observation,
which is equally applicable in this case: “The prosecutor did no more than reveal the
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language of the plea agreements and the obligations within those agreements to testify
truthfully. Such actions are not prosecutorial misconduct.” 408 F.3d at 682.
Mr. Hill also asserts that his trial was fundamentally unfair. The brief invokes the
doctrine of structural error, but without any analysis or authority to sustain the inherently
dubious proposition that this trial was infected with structural error. We reject these
unsupported contentions. Finally, Mr. Hill suggests that he was abandoned by his lawyer
at trial. We are not persuaded. Counsel cross-examined the prosecution’s witnesses and
highlighted the motives of the witnesses who testified under plea agreements. Counsel
filed three pretrial motions, as discussed supra. Because we cannot agree that Mr. Hill
was denied all assistance of counsel, any claim that counsel was constitutionally
ineffective should be raised in collateral proceedings as per our general rule. See United
States v. Galloway, 56 F.3d 1239, 1240 (10th Cir. 1995) (en banc).
IV
Mr. Hill also challenges the quantity of cocaine attributed to him for calculation of
the advisory guidelines range, as well as the decision to hold him responsible for crack
cocaine rather than powder cocaine.
As to the type of cocaine for which Mr. Hill was held responsible, Mr. Hill cites no
authority for his contention that it was improper to sentence him on the basis of crack
cocaine, and under the circumstances of this case we are aware of no such authority.
Witness One testified at trial that Mr. Hill sought powder cocaine so that he could convert
it to crack himself. Two witnesses testified to having seen Mr. Hill convert powder to
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crack, and each of them witnessed that on more than one occasion. In light of this
evidence, the district judge at sentencing was emphatically clear in his rejection of the
defense argument: “I have no trouble at all finding that this defendant was very much in
the crack cocaine business. It was not a mater of foreseeability, it’s a fact. He was in the
crack cocaine business.” III R. pt. 1 at 35. With that finding, the district court was on
solid legal ground in basing the sentence on crack rather than powder cocaine. See
United States v. Angulo-Lopez, 7 F.3d 1506, 1511 (10th Cir. 1993), superseded on other
grds., United States v. Kissick, 69 F.3d 1048, 1053 (10th Cir. 1995) (abrogated on other
grds, United States v. Horey, 333 F.3d 1185, 1187-88 (10th Cir. 2003)).
As to the quantity of crack cocaine for which Mr. Hill was held responsible, the
district court relied on the testimony of Witness One to find that a conservative estimate
of the quantity was 12 ounces of powder cocaine. The offense level under the Guidelines
for that amount of crack cocaine is 32, which the PSR recommended and the district court
adopted. We note that this level is prescribed for quantities from 150 grams to 500
grams. U.S.S.G. § 2D1.1(c)(4).6
6
We have not found an explanation for the district court’s apparent finding that the
amount of crack cocaine for which Mr. Hill was responsible was the same amount as the
amount of powder cocaine that Witness One testified to having sold to Mr. Hill. We
consider, sua sponte, the possibility that there was no such finding. If there were such an
error, we are convinced that it was harmless. As noted in the text, the minimum quantity
for application of the offense level of 32 was 150 grams, while the amount of powder on
which the district court based its ruling was 12 ounces or approximately 336 grams.
Therefore, as long as the process of converting the powder to crack yielded at least
one-half of the amount of powder used, the result would not be changed when the 12
ounces of powder was multiplied by a number representing the approximate yield from
(continued...)
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We review the district court’s findings of fact in the sentencing process only for
clear error, and we see no error here.
Conclusion
The convictions and sentence are AFFIRMED.
IT IS SO ORDERED.
Entered for the Court
William J. Holloway, Jr.
Circuit Judge
6
(...continued)
the process. As to the yield, there was testimony at trial that one ounce of powder could
yield almost an ounce of crack, even assuming, as Witness One did (based on what Mr.
Hill had told him), that Mr. Hill was not adding significant weight in the process by using
a cutting agent. Witness One testified that Mr. Hill expected to get 26 to 28 grams of
crack from an ounce of powder. See III R. pt.2 at 162, 198.
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