Wingfield v. Massie ( 1997 )

F I L E D
United States Court of Appeals
Tenth Circuit
PUBLISH
AUG 19 1997
UNITED STATES COURT OF APPEALS
PATRICK FISHER
Clerk
TENTH CIRCUIT
HOLLY GRACE WINGFIELD,
Petitioner - Appellee,
v.
No. 97-5020
NEVILLE MASSIE, Warden, Mabel
Bassett Correctional Center,
Respondent - Appellant.
Appeal from the United States District Court
for the Northern District of Oklahoma
(D.C. No. 96-C-255-K)
Gloyd L. McCoy of Oklahoma City, OK (J. W. Coyle, III, of Oklahoma City, OK,
with him on brief) for Petitioner - Appellee.
Alecia A. George, Assistant Attorney General of Oklahoma, for Respondent -
Appellant.
Before ANDERSON, BALDOCK, and EBEL, Circuit Judges.
EBEL, Circuit Judge.
Respondent-Appellant Neville Massie, as Warden of the Mabel Bassett
Correctional Center (the “State”), appeals the district court’s grant of a writ of
habeas corpus to Petitioner-Appellee Holly Wingfield (“Petitioner” or “Holly”).
The district court granted the writ after determining that Petitioner had been
convicted of murdering her eighteen-month old sister, Crete, upon constitutionally
insufficient evidence. We granted the State’s application for a stay of the district
court order pending this appeal, and we now exercise jurisdiction under 28 U.S.C.
§ 1291 (1994) and reverse. 1
BACKGROUND
On the morning of August 23, 1987, Clint and Louise Wingfield left their
home in rural Craig County, Oklahoma, to attend worship services at their church.
Clint and Louis took their eighteen-month old daughter, Crete, with them, but left
their eighteen-year old son, Ty, and their sixteen-year old daughter, Holly, at
home. While their parents were at church, Ty and Holly drove one of the family’s
cars to Miami, Oklahoma, in search of Valium and alcohol. Their search was
successful, allowing Ty to consume twenty-three Valium pills and the majority of
1
We note that Holly filed her habeas petition in the district court on April 3,
1996, three weeks prior to the April 24, 1996, effective date of the Antiterrorism and
Effective Death Penalty Act of 1996 (“AEDPA”), Pub. L. 104-132, 110 Stat. 1214.
Thus, AEDPA does not apply to this action. See Lindh v. Murphy, 117 S.Ct. 2059,
2068 (1997).
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a six-pack of beer. Holly took two Valium pills and consumed three beers. The
night before Ty had also taken 50 Valium pills, injected several doses of
methamphetamine into his body with a needle, and smoked large quantities of
marihuana.
Also on Sunday morning, Ty noticed that his parents had locked the
telephone in their room so that it could not be used. Ty was so angry about this
that he kicked in the door to access the phone. When Clint, Louise, and Crete
returned home, an argument ensued about the door. Ty explained that he broke
the door so that Holly could use the phone to make arrangements to go to the lake.
Clint then told Holly she was not allowed to go to the lake or anywhere else.
During this argument, Ty obtained a rifle from the hall closet and
confronted Clint with it. After declaring that he would not undergo drug
rehabilitation, as Clint had commanded a couple of days before, Ty shot Clint
with the rifle. Holly grabbed Crete and took her into the living room after
hearing the shot. Holly then returned to her parents’ bedroom, where she saw Ty
shoot Louise. She also observed Ty hit Clint twice on the head with a steel bat,
apparently because he was still alive after the initial gun shot wound.
Thirty minutes later, when Holly was getting Crete something to drink in
the kitchen, Ty called for Crete. Holly told Crete to “go to Ty,” and Ty then shot
Crete with the rifle. Holly then placed Crete in a plastic bag, and helped Ty place
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the three bodies in the family pickup truck. While Ty took the bodies to the
dump, Holly attempted to clean up all the blood that was in the house. She also
gathered some valuables, and forged two checks to Ty. When Ty returned from
the dump, the two fled to Texas in separate vehicles. Ty drove the family truck,
and Holly drove the family van with the plan that the van be sold for drug money.
Ty and Holly planned to meet in Hawsville, Texas, at the home of Joy Mauldin,
the mother of Ty’s ex-girlfriend.
Late that night, Holly got lost in Paris, Texas, and went to the police station
to ask for directions to Hawsville. Ty had arrived at Mauldin’s house at 3:30
a.m., and had informed Mauldin of the murders. Mauldin then called the local
police, who came to Mauldin’s house to arrest Ty. Holly showed up at the
Mauldin house at around 6:30 a.m., at which time she was taken by law
enforcement to Marshall, Texas for questioning. She was ultimately arrested for
her involvement in the murders.
Although Holly was sixteen at the time of the murders, she was charged as
an adult under Oklahoma’s Reverse Certification procedure for the murders of
Clint, Louise, and Crete. At trial, the State sought to convict Holly under an
aiding and abetting theory, as Ty had already pled guilty as the principal for all
three murders. The State relied predominately upon the trial testimony of three
figures to show that Holly had aided and abetted Ty in the murders: Ty Wingfield,
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Joy Mauldin, and Sally Randall, Holly’s second cousin. The state also relied
upon Holly’s own affidavit, which was produced the day after the murders during
an interview with Texas law enforcement.
Ty testified at trial that prior to the day of the murders Holly had suggested
to him on several occasions that they kill Clint, Louise, and Crete. Ty recounted
that Holly was particularly frustrated with living at home on the day of the
murders and that that morning Holly suggested to him that they kill their family
when they got back from church, take the van, and leave. Ty also testified that
when he went to retrieve the rifle he used to commit the murders from a closet,
Holly encouraged him by asking “are you really gonna do it this time?,” and then
repeatedly saying “are you gonna do it, are you gonna do it.” Ty testified that at
one point when he and Louise were struggling over the rifle, Holly hit Louise on
the back of the head with a steel baseball bat. Ty also confirmed that after the
murders, Holly put Crete’s body in a plastic bag and helped him load all three
bodies into the truck. Finally, Ty explained that Holly cleaned up the house and
forged two checks to him from Clint’s account before they fled to Texas. 2
2
At trial, Ty could not recall many of the events surrounding the murders.
Thus, much of Ty’s testimony came in through the State’s refreshing of Ty’s
memory with testimony he had earlier given under oath at a preliminary hearing.
Ty admitted to remembering his earlier testimony, and testified that such
testimony was true.
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Sally Randall testified at trial regarding a conversation she had with Holly
in the Rogers County jail on February 14, 1988. Holly admitted to Randall that
Ty had told her that he was going to kill Crete immediately before she told Crete
to “go to Ty.” Randall also explained that Holly showed no remorse when she
recounted the details of the murders, including her placement of Crete in a bag to
be taken to the dump.
Joy Mauldin testified at trial regarding various statements made by Holly
on the night she arrived at her house. Mauldin testified that Holly expressed no
emotion with regard to Crete’s death. Additionally, Mauldin testified that Ty told
her that “he told Holly that [he was] going to take the blame for everything and
for [Holly] not to say anything.”
Finally, the State relied upon Holly’s own affidavit to show that Holly
aided and abetted in the murders of Clint, Louise, and Crete. In that affidavit,
produced the day after the murders, Holly declared that although she did not want
Ty to kill Crete, she knew Ty was going to kill Crete when Crete left the kitchen
because Ty told her he was going to kill her. Holly also admitted in the affidavit
that she placed Crete in a plastic bag after the murders and helped Ty clean up.
After a lengthy deliberation with regard to this, and other, evidence, the
jury convicted Holly of aiding and abetting in the murder of Crete, and acquitted
her on the charges of aiding and abetting in the murders of Clyde and Louise.
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Holly was then sentenced to life in prison. The Oklahoma Court of Criminal
Appeals affirmed the conviction and sentence on August 17, 1994, by summary
opinion. A petition for rehearing was subsequently denied.
On April 3, 1996, Holly filed a petition for a writ of habeas corpus in the
United States District Court for the Northern District of Oklahoma pursuant to 28
U.S.C. § 2254 (1994) (amended 1996). On February 7, 1997, the district court
granted habeas relief on the grounds that Holly was convicted upon
constitutionally insufficient evidence. We granted the State’s motion for a
temporary stay of the district court order and expedited this appeal. We now
exercise jurisdiction under 28 U.S.C. § 1291 (1994) and reverse.
DISCUSSION
“A district court decision setting aside a jury verdict of guilty is entitled to
no deference on appeal, and we review that determination de novo.” United
States v. Santistevan, 39 F.3d 250, 255 (10th Cir. 1994) (citations and quote
marks omitted). The standard of review, as enunciated by the Supreme Court, is
“whether, after viewing the evidence in the light most favorable to the
prosecution, any rational trier of fact could have found the essential elements of
the crime beyond a reasonable doubt.” Jackson v. Virginia, 443 U.S. 307, 319
(1979) (emphasis in original). This standard “gives full play to the responsibility
of the trier of fact fairly to resolve conflicts in the testimony, to weigh the
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evidence, and to draw reasonable inferences from basic facts to ultimate facts.”
Id. We have emphasized that, under Jackson, our “review is ‘sharply limited’ and
a court ‘faced with a record of historical facts that supports conflicting inferences
must presume -- even if it does not affirmatively appear in the record -- that the
trier of fact resolved any such conflicts in favor of the prosecution, and must
defer to that resolution.’” Messer v. Roberts, 74 F.3d 1009, 1013 (10th Cir. 1996)
(quoting Wright v. West, 505 U.S. 277, 296-97 (1992)).
In evaluating the evidence presented at trial, we are not to weigh
conflicting evidence or consider witness credibility. Id. Instead, we must view
the evidence in the “light most favorable to the prosecution,” Jackson, 319 U.S. at
319, and “accept the jury’s resolution of the evidence as long as it is within the
bounds of reason.” Grubbs v. Hannigan, 982 F.2d 1483, 1487 (10th Cir. 1987).
On the other hand, we can only affirm the conviction if the evidence supporting
the conviction is “substantial” and does “more than raise a mere suspicion of
guilt.” Beachum v. Tansy, 903 F.2d 1321, 1332 (10th Cir.), cert. denied, 498 U.S.
904 (1990).
In applying the Jackson standard, we look to Oklahoma law to determine
the “substantive elements” of the relevant criminal offense. See 443 U.S. at 324
n.16. The Oklahoma first degree murder statute provides:
A person commits murder in the first degree when that person
unlawfully and with malice aforethought causes the death of another
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human being. Malice is that deliberate intention unlawfully to take
away the life of a human being, which is manifested by external
circumstances capable of proof.
Okla. Stat. Ann. tit. 21, § 701.7.A (West Supp. 1997). Additionally, Oklahoma
law provides that persons “concerned in the commission of crime, . . . whether
they directly commit the act constituting the offense, or aid and abet in its
commission, though not present, are principals.” Okla. Stat. Ann. tit. 21, § 172(West 1983).
The Oklahoma Court of Criminal Appeals has specified that in order to
convict an aider and abetter as a principal in a first degree murder prosecution,
the prosecution must prove: (1) that the defendant personally intended the death
of the victim; and (2) that the defendant aided and abetted with full knowledge of
the perpetrator’s intent. Johnson v. State, 928 P.2d 309, 315 (Okla. Crim. App.
1996), petition for cert. filed, (May 22, 1997). Oklahoma has further elaborated
on the range of conduct for which a conviction for aiding and abetting may be
sustained, stating that “‘[a]iding and abetting’ involves acts, words or gestures
encouraging the commission of the offense, either before or at the time of the
offense.” VanWoundenberg v. State, 720 P.2d 328, 333 (Okla. Crim. App.), cert.
denied, 479 U.S. 956 (1986). Moreover, “mere mental assent to or acquiescence
in the commission of a crime by one who did not procure or advise its
perpetration, who takes no part therein, gives no counsel and utters no word of
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encouragement to the perpetrator, however wrong morally, does not in law
constitute such person a participant in the crime.” Turner v. State, 477 P.2d 76,
83 (Okla. Crim. App. 1970) (quotation omitted). Applying the evidence produced
in this case to the elements of aiding and abetting as defined by the Oklahoma
courts, we believe there was constitutionally sufficient evidence from which a
rational jury could have found Holly guilty of aiding and abetting in the murder of
her sister, Crete.
The district court conceded that the State had produced sufficient evidence
concerning the second prong of Johnson -- that the defendant aided and abetted
with full knowledge of the companion’s intent to kill the victim. However, the
district court granted Holly habeas relief after determining that the State produced
insufficient evidence of the first prong of Johnson -- that the defendant personally
intended the victim’s death. We respectfully disagree.
Although “[t]he meaning of the word ‘intent’ in the criminal law has
always been rather obscure,” 1 Wayne R. LaFave and Austin W. Scott, Jr.,
Substantive Criminal Law, § 3.5, at 302 (1986), there are a few guideposts we can
rely upon in our present inquiry. First, a jury is permitted to draw inferences of
subjective intent from a defendant’s objective acts. See Id. at 316-17. Thus, even
when a defendant, as here, denies having the requisite intent, a jury may
disbelieve the defendant “if [her] words and acts in the light of all the
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circumstances make [her] explanation seem improbable.” Id. at 318. Second, a
jury is permitted to find that a defendant intends those consequences which he
announces a desire to accomplish. See Johnson, 928 P.2d at 315 (finding that
there was sufficient evidence that the defendant intended the death of a victim
where the defendant announced prior to the death of the victim how and why he
would kill the victim and where the defendant executed the murder in the
announced manner).
Applying these guidelines, we believe there was sufficient evidence from
which a reasonable jury could have inferred that Holly personally intended the
death of Crete. First, Ty answered “yes” to the question, “Ty, prior to the time
that your father and Louise and your little step sister were killed, was there any
time that Holly talked to you about killing them?” (emphasis added). Although
the reference to “them” might have been intended to refer only to Clint and
Louise, the most obvious meaning of the word “them” in the context of this
question includes Crete, and the jury could have found from this testimony that
Holly had stated an intent to kill Crete before the murders occurred. Second, and
most compelling, Holly admitted, through the testimony of Sally Randall, that Ty
told her he was going to kill Crete and that she then told Crete to “go to Ty.” The
jury could have found that statement to Crete was direct involvement by Holly
intending to cause Crete’s death. Third, there was ample evidence that Holly
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showed no remorse at the death of Crete and that she helped dispose of Crete’s
body. In conjunction with the other evidence, a jury could infer from Holly’s lack
of remorse that the killing of Crete was consistent with her intent and desires.
Despite this evidence, the district court found that there was “no evidence
that Petitioner knowingly and intentionally intended the death of Crete.” The
district court noted that Holly “did not give Ty the shotgun, did not encourage
him to shoot, or in any other obvious way assist him in shooting Crete.” The
district court found no significance in Ty’s testimony that Holly had suggested to
him the morning of the murders that they kill “them” after finding that Holly had
only suggested that they kill the parents. The district court also observed that
Holly testified in her affidavit that she told Ty not to kill Crete, and that her act
of taking Crete into the kitchen during Ty’s fight with his parents “seem[ed] to
negate any inference of premeditation or deliberation on the part of [Holly]
concerning Crete’s death.” Finally, the district court explained that the evidence
of Holly’s post-murder cooperation with Ty was not sufficient to convict her of
aiding and abetting in the murder of Crete.
We agree with the district court that there are certain pieces of evidence in
the record that could support a finding that Holly did not intend the death of
Crete. However, we have explained that when a record allows for conflicting
findings, we “must presume . . . that the trier of fact resolved any such conflicts
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in favor of the prosecution. . . .” Messer, 74 F.3d at 1013 (quotation omitted).
Moreover, we review the record as a whole in an insufficiency challenge. See
Beachum, 903 F.2d at 1332 (noting that we view “all of the evidence presented at
the trial”). After viewing the evidence as a whole, and in the light most favorable
to the prosecution, we believe a rational jury could have found that Holly
intended the death of Crete, and thus, that Holly was guilty of aiding and abetting
Ty in the murder of Crete.
CONCLUSION
For the foregoing reasons, we REVERSE the district court’s grant of
habeas corpus.
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