Riggs v. Williams ( 2004 )

F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
JAN 21 2004
FOR THE TENTH CIRCUIT
PATRICK FISHER
Clerk
JIMMY DON RIGGS,
Petitioner-Appellant,
v. No. 03-2003
(D.C. No. CIV-97-1001 BB/LCS)
JOE WILLIAMS, Warden, Lea County (D. N.M.)
Correctional Facility,
Respondent-Appellee.
ORDER AND JUDGMENT *
Before O’BRIEN and BALDOCK , Circuit Judges, and BRORBY , Senior Circuit
Judge.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination
of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
Petitioner-appellant Jimmy Don Riggs appeals the district court’s order
dismissing his petition for a writ of habeas corpus under 28 U.S.C. § 2254.
Pursuant to 28 U.S.C. § 2253(c), the district court granted petitioner a certificate
of appealability (COA) on the issue of whether the New Mexico Supreme Court
reached a decision in petitioner’s direct appeal that was contrary to federal law as
enunciated in California v. Trombetta , 467 U.S. 479 (1984). R., Doc. 66.
Although not expressly stated in the district court’s COA order, we believe the
district court also intended to grant petitioner a COA on the issues of: (1) whether
the New Mexico Supreme Court reached a decision that was contrary to Arizona
v. Youngblood , 488 U.S. 51 (1988); and (2) whether petitioner has established a
due process violation under Youngblood . Thus, we expand petitioner’s COA to
include these issues, and we note that petitioner is seeking relief in this appeal
only under Youngblood . See Aplt. Br.-In-Chief at 16-21.
Having thoroughly reviewed this matter, we conclude that petitioner has
failed to establish a due process violation under Youngblood . Accordingly, we
affirm the dismissal of petitioner’s habeas petition on that basis, and we do not
need to decide whether the New Mexico evidence preservation standards are
contrary to Youngblood .
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I.
Petitioner was convicted in a New Mexico state court of first degree
murder, and he received a life sentence. The background facts pertaining to
petitioner’s conviction are set forth in the opinion of the New Mexico Supreme
Court in petitioner’s direct appeal. See State v. Riggs , 838 P.2d 975, 976-77
(N.M. 1992).
At trial, the primary witness against petitioner was his roommate, Jimmy
Clark. Clark testified that he was in the house he shared with petitioner when
petitioner shot the victim, and he testified that he heard two gunshots and then
saw petitioner dragging the victim’s body across the kitchen floor. Id. at 976.
Although Clark denied any involvement in the murder, he testified that he assisted
petitioner in disposing of the victim’s body and the gun used in the murder.
Id. at 977.
In his direct appeal, petitioner claimed that he was denied a fair trial and
the right to effectively cross-examine Clark because the police failed to test or
preserve a pair of tennis shoes that they seized from Clark during their
investigation of the murder. Id. Specifically, Officer Earl Nymeyer testified at
petitioner’s trial that over thirty days after the murder during a police interview
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with Clark he saw “brown spots” on the shoes. Trial Cassette Tape No. 19. 1
He
seized the shoes and sent them to the state crime lab for testing. Id. According to
Officer Nymeyer, when the shoes were returned from the state crime lab, the lab
had “no results to report,” and the shoes were subsequently returned to Clark. Id.In addition, Kristin Radecki, a forensic serologist at the New Mexico state crime
lab, testified that she received a number of items collected by the police during
their investigation of the murder, and she tested each of the items for the presence
of blood. Trial Cassette Tape No. 21. According to Ms. Radecki, the items she
received for testing did not include Clark’s shoes. Id.The New Mexico Supreme Court affirmed petitioner’s murder conviction
based on its prior decision in State v. Chouinard , 634 P.2d 680 (N.M 1981).
Under Chouinard , a defendant’s conviction will not be reversed unless: “1) [t]he
State either breached some duty or intentionally deprived the defendant of
evidence; 2) [t]he improperly ‘suppressed’ evidence [was] material; and 3) [t]he
suppression of this evidence prejudiced the defendant.” Riggs , 838 P.2d at 978
(citing Chouinard , 634 P.2d at 683). Applying this three-part test, the New
Mexico Supreme Court “[assumed] arguendo that the State either intentionally or
negligently deprived [petitioner] of the shoes,” but the court upheld petitioner’s
1
All citations herein to trial cassette tapes are to tapes from petitioner’s
second trial in April 1991.
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conviction because it “[found] neither materiality of the shoes to the defense nor
resulting prejudice.” Id.
II.
Petitioner claims that he is entitled to habeas relief under 28 U.S.C. § 2254because: (1) the New Mexico Supreme Court reached a decision that was contrary
to Youngblood ; and (2) the State of New Mexico violated Youngblood because
Clark’s shoes were potentially exculpatory, and the police acted in bad faith in
failing to test or preserve the shoes. The district court addressed the first issue
and determined that the New Mexico Supreme Court’s application of Chouinard
was not contrary to Youngblood . R., Doc. 63 at 1. The district court also
concluded that petitioner had failed to establish a due process violation under
Youngblood because he had failed to show that the police acted in bad faith. Id.
at 2. Because we agree with the latter conclusion, we do not reach the issue of
whether the New Mexico Supreme Court’s application of Chouinard was contrary
to Youngblood .
Under Youngblood , a defendant can establish a due process violation if he
can show that: (1) the government failed to preserve evidence that was
“potentially useful” to the defense; and (2) the government acted in bad faith in
failing to preserve the evidence. Youngblood , 488 U.S. at 58. With respect to the
latter, threshold, requirement, the inquiry into bad faith “must necessarily turn on
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the police’s knowledge of the exculpatory value of the evidence.” Id. at 57 n.*.
We have recognized that the “mere fact that the government controlled the
evidence and failed to preserve it is by itself insufficient to establish bad faith.”
United States v. Bohl , 25 F.3d 904, 910 (10th Cir. 1994) (quotation omitted).
This is true even if the government acted negligently, id. at 912, or even
intentionally, so long as it did not act in bad faith. 2
The issue of bad faith under Youngblood is a mixed question of law and
fact in which the quintessential factual question of intent predominates, and we
normally review it for clear error. Id. at 909. Because the district court did not
conduct an evidentiary hearing, however, “we conduct an independent review of
the district court’s decision.” Cook v. McKune , 323 F.3d 825, 831 (10th Cir.
2
Youngblood’s bad faith requirement “limits the extent of the police’s
obligation to preserve evidence to . . . that class of cases where the interests of
justice most clearly require it, i.e., those cases in which the police themselves by
their conduct indicate that the evidence could form a basis for exonerating the
defendant.” Youngblood , 488 U.S. at 58. This is a logical extension of the
Supreme Court’s decision in Trombetta because a defendant is not entitled to
relief under Trombetta unless he can show that the police “destroy[ed] evidence
whose exculpatory significance [was] ‘apparent before’ destruction.” Bohl , 25
F.3d at 910 (quoting Trombetta , 467 U.S. at 489). Petitioner cannot make this
showing because “[t]he possibility that the [shoes] could have exculpated
[petitioner] if preserved or tested is not enough to satisfy the standard of
constitutional materiality in Trombetta. ” Youngblood , 488 U.S. at 57 n.*. In
other words, petitioner “has not shown that the police knew the [shoes] would
have exculpated him when they failed to perform certain tests or to [preserve] the
[shoes]; this evidence was simply an avenue of investigation that might have led
in any number of directions.” Id.
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2003). Having conducted an independent review, we agree with the district court
that petitioner has failed to establish that the police acted in bad faith. See United
States v. Donaldson , 915 F.2d 612, 614 (10th Cir. 1990) (noting that “it is the
defendant who bears the burden of showing bad faith under Youngblood ”).
The evidence introduced at petitioner’s trial established that the police
suspected that the brown spots on Clark’s shoes were blood. The evidence also
established that the police returned the shoes to Clark after the state crime lab
either failed to test the shoes or never received the shoes for testing. This
evidence is insufficient to establish a due process violation under Youngblood .
To begin with, petitioner has offered no legal authority to support his claim that
the police had a duty to test the shoes, and Youngblood supports the opposite
conclusion. See Youngblood , 488 U.S. at 59 (rejecting argument that “the
Due Process Clause is violated when the police fail to use a particular
investigatory tool,” and noting that “the police do not have a constitutional duty
to perform any particular tests”). Further, while the police may have failed to
preserve the shoes, there is no evidence in the record to support petitioner’s claim
that the shoes were returned to Clark as part of a bad faith attempt by the police
to destroy their potential exculpatory value. Consequently, petitioner has failed to
establish a violation of Youngblood .
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The judgment of the district court is AFFIRMED.
Entered for the Court
Terrence L. O’Brien
Circuit Judge
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