McCormick v. Farrar , 147 F. App'x 716 ( 2005 )

F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
August 30, 2005
FOR THE TENTH CIRCUIT
PATRICK FISHER
Clerk
DALE E. McCORMICK,
Plaintiff-Appellant,
v. No. 03-3131
(D.C. No. 02-CV-2037-GTV)
KEN FARRAR; BRANDON (D. Kan.)
NELSON; JOSEPH MORRISON;
SUTAGEE ANGLIN; JASON
GREMS; JEREMY KLINE; TIRSA
OTERO-VERDEJO; GARY
BUNTING; ERIC SPURLING; RYAN
ROBINSON; LOREN ANDERSON, in
his official capacity as Sheriff,
Defendants-Appellees.
ORDER AND JUDGMENT *
Before EBEL, HENRY, and MURPHY, Circuit Judges.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
Pro se plaintiff Dale E. McCormick appeals the district court’s dismissal of
his 42 U.S.C. § 1983 civil rights action. We have jurisdiction under 28 U.S.C.
§ 1291, and we AFFIRM. 1
BACKGROUND
On Saturday, January 22, 2000, McCormick was the subject of a traffic stop
by defendant Ken Farrar, a police officer with the Lawrence, Kansas, police
department. The stop culminated in McCormick’s arrest and transport to the
Douglas County Jail. According to McCormick, he sustained several injuries as a
result of his encounter with Farrar, including a broken thumb. He also alleges
that, at the time of the traffic stop, he had a temperature of 104 degrees and was
suffering from the flu. He further alleges that Farrar refused his requests for
medical attention, including that he be taken to the hospital.
During the trip to the jail on the night of January 22, Farrar told
McCormick that he was going to charge McCormick with battery on a law
enforcement officer and that, pursuant to a jail policy, McCormick would not be
able to post bond until the following Monday, January 24, when he would be able
to see a judge. When they arrived at the jail, Farrar charged McCormick with
battery on a law enforcement officer.
1
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
2
McCormick alleges that he began requesting medical attention as soon as
he came into contact with the jail employees on the night of January 22. He
further alleges that, before leaving the jail, Farrar spoke with each of four jail
employees, defendants Sutagee Anglin, Joseph Morrison, Brandon Nelson, and
Jason Grems, and requested that these defendants not provide McCormick with
any medical attention during his time in the jail, and that these defendants
implicitly or expressly agreed to do so.
In keeping with this agreement, Anglin, Morrison, Nelson, and Grems
allegedly refused to take McCormick to the jail nurse, refused to provide him with
any other medical attention and refused to take him to the hospital. According to
McCormick, at the next shift change, these four defendants communicated with
defendants Gary Bunting, Tirsa Otero-Verdejo, and Jeremy Kline, conspiring to
continue to deprive McCormick of medical treatment. McCormick asserts that
when he was processed into jail at 2:00 a.m. on January 23, Kline recorded on jail
forms that McCormick had an injured thumb and the flu and was dehydrated, but
that Kline did nothing to respond to McCormick’s requests for medical attention.
At about 6:00 a.m. on Sunday, January 23, McCormick was transferred
from a holding cell to a regular jail cell and was placed in the care of defendant
Eric Spurling. McCormick alleges that Bunting and Otero-Verdejo communicated
with Spurling and that Spurling agreed to continue to deprive McCormick of
3
medical attention. McCormick asserts that he informed Spurling that his thumb
was broken and that he was in immense pain, but that Spurling refused to take
McCormick to the nurse or to otherwise provide any care or treatment for him.
Over the next three shift changes on January 23, McCormick asserts that
defendants John Doe 1, Ryan Robinson, and John Doe 2 continued the express or
implied agreement to deprive McCormick of medical attention, and that they all
denied his requests for medical attention. McCormick’s complaint alleges that
two shift changes occurred at 11:00 p.m. on January 23. In the first
11:00-p.m.-shift-change paragraph of the complaint, McCormick asserts that John
Doe 2 replaced Robinson. In the second 11:00-p.m.-shift-change paragraph, the
complaint states that Jason Grems replaced John Doe 2. McCormick alleges that
it was not until approximately 3:30 p.m. on Monday, January 24, that he was
finally taken to see the nurse at the jail. McCormick asserts that he was kept in
jail until about 5:00 p.m. on January 24, when he had his probable cause hearing
before the judge.
McCormick’s complaint contains four claims. In Count I, “Unreasonable
Seizure/Malicious Prosecution,” McCormick alleges that from January 22, 2000,
through January 24, 2000, Farrar charged McCormick with a Class A
misdemeanor (battery on a law enforcement officer), without probable cause,
which resulted in McCormick’s unlawful detention until January 24, 2000. In
4
Count II, “Section 1983 Conspiracy,” McCormick asserts that each defendant,
except Sheriff Loren Anderson, conspired to deprive McCormick of medical
attention. In Count III, “Unconstitutional Practice or Custom,” McCormick
asserts that Sheriff Anderson violated McCormick’s rights by maintaining a
policy requiring McCormick to spend the weekend in jail because he was charged
with battery on a law enforcement officer. In Count IV, “Deliberate Indifference
to Medical Needs,” McCormick asserts that all defendants, except Farrar and
Anderson, refused to provide McCormick with medical treatment for his serious
and potentially life-threatening injuries, in violation of the Eighth Amendment. 2
McCormick filed his complaint on January 24, 2002, two years after the last
day of the three-day confinement giving rise to his claims. The district court
found that the claims were barred by the applicable statute of limitations because,
based on the allegations in his complaint, McCormick knew or had reason to
know, prior to January 24, 2000, of the injuries that would form the basis for his
causes of action. See Johnson v. Johnson County Comm’n Bd., 925 F.2d 1299,
1301 (10th Cir. 1991). The court therefore dismissed McCormick’s complaint for
failure to state a claim upon which relief could be granted because he failed to
2
At the time of defendants’ alleged deliberate indifference, McCormick was
a pretrial detainee and not a sentenced inmate. Construing his pro se pleadings
liberally, Haines v. Kerner, 404 U.S. 519, 520 (1972) (per curiam), we consider
Count IV to be raised pursuant to the Due Process Clause of the Fourteenth
Amendment, not the Eighth Amendment. See Bell v. Wolfish, 441 U.S. 520, 535
n.16 (1979).
5
file suit within two years of the date when he knew of his injury. See id.(explaining that the appropriate statute of limitations for § 1983 actions arising in
Kansas is two years pursuant to Kan. Stat. Ann. § 60-513(a)(4)). We review de
novo the district court’s dismissal for failure to state a claim. Sutton v. Utah
State Sch. for the Deaf & Blind, 173 F.3d 1226, 1236 (10th Cir. 1999).
DISCUSSION
McCormick argued before the district court that his claims should survive
because they involved continuing injuries that did not end until January 24, 2000.
The district court construed this as an argument for the application of the
continuing violation doctrine. The district court then rejected this argument
because it concluded, based upon an unpublished decision of this court, that the
continuing violation doctrine is not applicable to § 1983 cases. McCormick v.
Farrar, No. 02-2037-GTV, 2003 WL 1697686, at *4 (D. Kan. Mar. 20, 2003)
(unpublished) (citing Rassam v. San Juan Coll. Bd., No. 95-2292, 1997 WL
253048, at *2-*4 (10th Cir. May 15, 1997)). This court has not, however,
announced a precedential blanket rule that the continuing violation doctrine is
inapplicable to § 1983 suits. Cf. Thomas v. Denny’s, Inc., 111 F.3d 1506, 1513-
14 (10th Cir. 1997) (holding continuing violation theory inapplicable to § 1981
claims). Rassam, the case relied on by the district court, is an unpublished order
and judgment and has no precedential value. See 10th Cir. R. 36.3(A). In any
6
event, we simply observed in Rassam that the doctrine “is to be narrowly applied”
and declined to apply it to the facts of that case. 1997 WL 253048 at *3.
McCormick argues on appeal that the district court erred in not applying the
continuing violation doctrine to save all of his claims from being barred by the
statute of limitations. This court first recognized and applied the continuing
violation doctrine in the Title VII context. See, e.g., Rich v. Martin Marietta
Corp., 522 F.2d 333, 348 n.15 (10th Cir. 1975). In Rich, we described the
doctrine as a “general rule that has evolved in the Circuits that a plaintiff alleging
a continuing violation of Title VII may file charges with the EEOC at any time
during which the alleged continuing violation has taken place.” Id. We have
explained, however, that “[t]here must be at least one instance of the
discriminatory practice within the filing period for the continuing violation theory
to apply.” Furr v. AT&T Techs., Inc., 824 F.2d 1537, 1543 (10th Cir. 1987).
In Pike v. City of Mission, 731 F.2d 655, 660 (10th Cir. 1984) (en banc),
the plaintiff filed a suit pursuant to § 1983 arising out of a termination that took
place outside of the limitations period, arguing that the defendants continued to
deny him reinstatement and a due process hearing, and continued to maintain
employment records reflecting that he was discharged for cause. We declined to
apply the doctrine in that case because “a plaintiff may not use the continuing
violation theory to challenge discrete actions that occurred outside the limitations
7
period even though the impact of the acts continues to be felt.” Id.; see also
Bergman v. United States, 751 F.2d 314, 317 (10th Cir. 1984) (“A continuing
violation is occasioned by continual unlawful acts, not by continual ill effects
from the original violation.” (citation and quotation omitted)). Assuming, without
deciding, that the continuing violation doctrine applies to § 1983 actions, the
doctrine does not save any of McCormick’s claims from being time-barred.
Count II (Conspiracy) and Count IV (Deliberate Indifference)
To apply the continuing violation doctrine, there must be at least one act
within the statutory filing period. See Furr, 824 F.2d at 1543; see also Nat’l R.R.
Passenger Corp. v. Morgan, 536 U.S. 101, 117 (2002) (“Provided that an act
contributing to the claim occurs within the filing period, the entire time period of
the hostile work environment may be considered by a court for the purposes of
determining liability.”). McCormick’s complaint fails to include any allegations
in the deliberate indifference and conspiracy claims that any of the defendants
acted on January 24, 2000. McCormick asserts in his appellate brief that there is
a typographical error in his complaint and that Jason Grems and John Doe 2 acted
on January 24. In response, the appellees argue that McCormick has never
amended his complaint to correct the alleged error, even after McCormick became
aware of the error when he received defendants’ motions to dismiss. McCormick
replies that he was not obligated to amend his complaint because all he had to do
8
was inform the district court of his error, which he did. McCormick’s failure to
amend his complaint is fatal to these two claims.
McCormick initially mentioned this alleged typographical error in the brief
he filed in response to Farrar’s motion to dismiss. At that point, he could have
filed an amended complaint without seeking leave from the district court because
no responsive pleading had been filed and the district court had not yet ruled on
the motions to dismiss. See Fed. R. Civ. P. 15(a); Glenn v. First Nat’l Bank, 868
F.2d 368, 370 (10th Cir. 1989). McCormick took no action to amend his
complaint, either before or after the district court ruled on the motion to dismiss.
Because this matter is before us on a Fed. R. Civ. P. 12(b)(6) motion to
dismiss, we cannot look beyond McCormick’s complaint. See Sutton, 173 F.3d at
1236 (“The court’s function on a Rule 12(b)(6) motion is . . . to assess whether
the plaintiff’s complaint alone is legally sufficient to state a claim for which relief
may be granted.” (quotation omitted)). McCormick has never filed an amended
complaint containing a factual allegation that the final shift change occurred on
January 24, nor has he filed a motion seeking to amend his complaint. In the
absence of this allegation, McCormick has failed to state a conspiracy claim
because all of the overt acts set out in his factual allegations took place outside
the statute of limitations period. The same is true for the deliberate indifference
claims asserted against each individual defendant. As to these claims, the
9
complaint contains only the general allegation that McCormick was denied
medical care on January 24 until he saw a nurse at 3:00 p.m.
McCormick argues that his pro se pleading should be construed liberally
and that he remedied any defect in his complaint by informing the district court of
the alleged typographical error. The cases upon which McCormick relies,
however, provide no support for his argument. See, e.g., Hall v. Bellmon, 935
F.3d 1106, 1110 n.3 (10th Cir. 1991) (holding that pro se litigants should be
“given reasonable opportunity to remedy the defects in their pleadings”). The
record clearly demonstrates that McCormick was aware of the alleged
typographical error when he filed his brief in opposition to appellants’ motions to
dismiss. At that point in the proceedings, he could have amended his complaint
without the permission of the district court. See Glenn, 868 F.2d at 370 (holding
that “Appellants could have amended as of right after they received the motion to
dismiss and prior to the trial court’s decision”). McCormick had a reasonable
opportunity to amend his complaint to correct the alleged typographical error yet
failed to do so. Accordingly, we affirm the district court’s dismissal of Counts II
and IV of McCormick’s complaint on statute of limitations grounds.
Count I (Unreasonable Seizure/Malicious Prosecution)
McCormick first argues that the district court erred in finding Count I to be
an unreasonable seizure and false arrest and/or false imprisonment claim, instead
10
of a claim for malicious prosecution. We disagree. In Pierce v. Gilchrist, 359
F.3d 1279, 1286 (10th Cir. 2004), this court explained that since 1978, courts
have used the common law elements of torts as the starting point for
consideration of § 1983 constitutional tort claims. The “common law” is not
limited to the formulation provided by the state in which the tort occurred, and
satisfaction of each element of the common law tort is not a prerequisite to
consideration of the federal constitutional question. Id. at 1287-88.
Nevertheless, we have considered the state law formulation of the two torts at
issue, Brown v. State, 927 P.2d 938, 940 (Kan. 1996) (false arrest/false
imprisonment); Lindenman v. Umscheid, 875 P.2d 964, 974 (Kan. 1994)
(malicious prosecution), in light of Mr. McCormick’s characterization of the
injury he suffered under Count I: “being seized . . . without probable cause, for
two days.” Aplt. Br. at 11. We conclude that the district court properly found
Count I to allege a deprivation of liberty (false arrest/false imprisonment), not a
deprivation of a right to be free from unjustifiable litigation (malicious
prosecution), 52 Am. Jur. 2d Malicious Prosecution § 4.
In order to overcome the district court’s dismissal on statute of limitations
grounds, McCormick argues that we should apply the continuing violation
doctrine because the injury he suffered continued from January 22 until his
imprisonment ended on January 24. Farrar, the only defendant named in this
11
claim, was the arresting officer, who charged McCormick with battery on a law
enforcement officer. Although the alleged actions of Farrar may have had a
continuing impact for McCormick, the false arrest/false imprisonment claim
involved a discrete act that began and ended on January 22. McCormick cannot
use the continuing violation theory to challenge a discrete act that occurred
outside of the limitations period even though the impact of the act continued.
Pike, 731 F.2d at 660; see also Robinson v. Maruffi, 895 F.2d 649, 655 (10th Cir.
1990) (“[D]iscrete claims of [false arrest and false imprisonment], despite their
being averred as a continuing wrong, have been held barred where outside the
time bar.”). Moreover, McCormick essentially concedes in his reply brief that the
continuing violation doctrine does not apply to this claim because he
acknowledges that his injury was caused by a “singular unlawful act” as opposed
to “a continuing sequence of unlawful acts.” Reply Br. at 9. We therefore affirm
the district court’s conclusion that Count I is barred by the applicable statute of
limitations.
Unconstitutional Practice or Custom (Count III)
McCormick asserts that Sheriff Anderson allegedly designed, maintained,
or implemented an unconstitutional practice or custom at the Douglas County Jail
by mandating that persons charged with certain offenses, including battery on a
law enforcement officer, be denied the opportunity to post bond until they appear
12
before a judge, while persons charged with other types of offenses, including
felony offenses, are allowed to post bond according to a pre-set bond schedule.
The district court dismissed this claim because the face of McCormick’s
complaint reveals that he was informed on January 22, that, pursuant to a jail
policy, he would not be able to post a bond until the following Monday when he
would be able to see a judge. Again, McCormick argues that the continuing
violation doctrine applies to this claim because he was injured by being held in
jail pursuant to the policy until January 24. We disagree.
The continuing violation doctrine can be applied to a situation where a
plaintiff alleges that there is a continuing policy of discrimination. See, e.g.,
Bruno v. W. Elec. Co., 829 F.2d 957, 960-61 (10th Cir. 1987); Furr, 824 F.2d at
1543. For it to apply in this case, however, McCormick must be able to show that
the allegedly unconstitutional policy was applied to him within the statutory filing
period. See Bruno, 829 F.2d at 961; Furr, 824 F.2d at 1543; see also Courtney v.
LaSalle Univ., 124 F.3d 499, 506 (3d Cir. 1997) (“The time for filing a charge [on
a facially discriminatory policy claim] runs from the most recent application of
the policy to plaintiff . . . .” (emphasis added)). Here, the policy was applied to
McCormick on January 22, when he was charged with battery on a law
enforcement officer, thereby preventing him from being able to post bond
according to a pre-set bond schedule; and, instead, requiring that he be detained
13
until he could appear before a judge. The fact that he had to remain in jail until
January 24 is simply the continuing effect of the application of the policy on
January 22. As we discussed above, the continuing violation doctrine is for
continual unlawful acts, not the continual ill effects of those acts. The district
court was correct in determining that Count III of McCormick’s complaint is
barred by the statute of limitations.
Accordingly, we AFFIRM the district court’s judgment dismissing the
complaint. McCormick’s motion to proceed in forma pauperis is GRANTED.
Entered for the Court
Michael R. Murphy
Circuit Judge
14