Public Service Co. v. National Labor Relations Board , 692 F.3d 1068 ( 2012 )


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  •                                                                     FILED
    United States Court of Appeals
    Tenth Circuit
    August 28, 2012
    PUBLISH                   Elisabeth A. Shumaker
    Clerk of Court
    UNITED STATES COURT OF APPEALS
    TENTH CIRCUIT
    PUBLIC SERVICE COMPANY OF
    NEW MEXICO,
    Petitioner/Cross-Respondent,
    Nos. 11-9536 & 11-9540
    v.
    NATIONAL LABOR RELATIONS
    BOARD,
    Respondent/Cross-Petitioner.
    PETITION FOR REVIEW AND CROSS-APPLICATION
    FOR ENFORCEMENT OF AN ORDER OF
    THE NATIONAL LABOR RELATIONS BOARD
    (NLRB No. 28-CA-23148)
    Paula G. Maynes (Stephen B. Waller with her on the briefs), Miller Stratvert P.A.,
    Albuquerque, New Mexico, for Petitioner/Cross-Respondent Public Service
    Company of New Mexico.
    Nicole Lancia, Attorney (Usha Dheenan, Lafe E. Solomon, Acting General
    Counsel, Celeste J. Mattina, Acting Deputy General Counsel, John H. Ferguson,
    Associate General Counsel, and Linda Dreeben, Deputy Associate General
    Counsel, with her on the briefs), Washington, D.C., for Respondent/Cross-
    Petitioner National Labor Relations Board.
    Before MURPHY, GORSUCH, and MATHESON, Circuit Judges.
    GORSUCH, Circuit Judge.
    This case began with an angry bill collector, metamorphosed into a
    discovery dispute, and now serves mostly as another reminder about the
    importance of preserving your best arguments in the proper administrative forum
    rather than trying them for the first time in an appellate court.
    I
    It began with Robert Madrid. He worked for Public Service Company of
    New Mexico (PNM), collecting overdue bills for the electric utility. A tough job,
    to be sure, and one that apparently called for more patience than Mr. Madrid
    could muster on a bad day. Angered by a particularly obstinate customer and
    without his supervisor’s permission, Mr. Madrid drove to the customer’s home
    and disconnected the gas line. Bad enough, but what’s worse is this: PNM didn’t
    even provide the gas service, another utility did. Naturally, the delinquent
    customer wasn’t happy and neither was Mr. Madrid’s boss. Soon enough neither
    was Mr. Madrid, because though he owned up to his actions PNM fired him all
    the same, citing his violation of the company’s ethics policy and state law.
    But Mr. Madrid’s dismissal marked only the beginning of things, spawning
    a tangled and now aging discovery dispute. Mr. Madrid’s union decided to file a
    grievance on his behalf contesting his dismissal. The union argued that Mr.
    Madrid’s firing violated its collective bargaining agreement with the company.
    For its part, PNM replied by pointing out that the agreement allows the company
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    to fire unionized employees for “reasonable cause.” And how, PNM asked, could
    that possibly be missing here, when Mr. Madrid admitted his improper behavior?
    The union replied with this theory. While Mr. Madrid’s conduct was
    indisputably in violation of company policy and state law, the union hypothesized
    that he may have been treated more harshly than other employees guilty of similar
    things. And such disparate treatment would be enough, the union argued, to
    undermine any claim of “reasonable cause” for Mr. Madrid’s termination.
    The difficulty was, the union didn’t have evidence for its theory, only a
    wish to conduct discovery to see if it might pan out. So the union sent PNM a
    request demanding documents showing whether and to what extent PNM had
    disciplined other employees who, like Mr. Madrid, violated the company’s ethics
    policy or state law. It also asked for disciplinary information about two specific
    non-union supervisors, Dave Delorenzo and Kelly Bouska. The union apparently
    believed the pair were responsible for a gas leak in 2008 but might have been
    treated more leniently than Mr. Madrid.
    These requests led to our discovery fight. PNM readily agreed to provide
    documents disclosing disciplinary actions taken against union employees, but it
    refused to provide information about discipline meted out on non-union workers.
    The company argued that information about non-union employees was
    “irrelevant.” The company also claimed that the union’s bargaining
    representative already possessed information about the treatment of Mr.
    -3-
    Delorenzo and Mr. Bouska pursuant to a confidential court order, and that the
    union’s request for the information had no other purpose except to harass PNM.
    Mr. Madrid’s union representative disagreed and sought to persuade the
    company to his view. He sent a letter to PNM explaining that both union and
    non-union employees are subject to the same corporate ethics policy and the same
    New Mexico laws that served as the basis for Mr. Madrid’s termination. And
    this, the union argued, made disciplinary information about non-union employees
    relevant to the question whether the company had treated Mr. Madrid unusually
    harshly. With respect to Mr. Delorenzo and Mr. Bouska, the union denied it ever
    received information about what discipline (if any) was imposed on the two as a
    result of the gas leak.
    Still, none of this persuaded PNM to comply and so the litigation began.
    The union filed a charge with the National Labor Relations Board alleging unfair
    labor practices, and the case marched along for many months until a hearing
    could be held before an administrative law judge (ALJ). Then, on the eve of the
    hearing, PNM suddenly relented and handed over to the union all the information
    it wanted.
    But even that wasn’t the end of things. Because of its many months of
    delay, first the ALJ and then the Board found that PNM had engaged in an unfair
    labor practice in violation of 29 U.S.C. §§ 158(a)(1) and (5). Specifically and in
    the end, the Board concluded that: (1) PNM had a statutory duty to bargain
    -4-
    collectively in good faith; (2) this duty included the duty to provide information
    relevant to grievances pursued under the terms of a collective bargaining
    agreement; (3) the information sought here was relevant to a grievance; (4) the
    union did not already possess disciplinary information about Mr. Delorenzo and
    Mr. Bouska; (5) the information request was made in good faith and not to harass
    PNM; and (6) PNM’s delay in providing the information was unreasonable.
    Public Serv. Co. of N.M., 356 N.L.R.B. No. 160, slip op. at 5-7 (May 24, 2011).
    As remedy, the Board ordered PNM to post a notice informing employees of their
    rights under the law, PNM’s violation, and the company’s promise to do better
    going forward. 
    Id. at 8-10. Naturally
    enough, PNM now petitions us for review of the Board’s decision
    and the Board cross-petitions asking us to enforce its order.
    II
    And that takes us to the reminder about preservation, because in this case
    much more isn’t before us than is. PNM does not dispute it had a duty to provide
    the union with relevant information in connection with grievances filed under the
    terms of the collective bargaining agreement. It does not dispute the Board’s
    finding that PNM’s delay in responding to the union’s request was unreasonably
    long. And PNM does not claim that the union’s discovery request was overbroad,
    unduly burdensome, or an invasion of the privacy interests of its employees — all
    of which may, at least under some circumstances, excuse a company’s obligation
    -5-
    to provide the information under the National Labor Relations Act. Safeway
    Stores, Inc. v. NLRB, 
    691 F.2d 953
    , 956-57 (10th Cir. 1982). Instead, the only
    question the company raises before us and the only one we have to decide is
    whether the disciplinary information about non-union employees was “relevant”
    to the union’s processing of Mr. Madrid’s grievance.
    And even on that question, far less confronts us than first meets the eye.
    That’s because the most significant “relevance” objections PNM seeks to press in
    this court never made their way into the proceedings before the Board. And under
    29 U.S.C. § 160(e), that’s a problem: “No objection that has not been urged
    before the Board, its member, agent, or agency, shall be considered by the court,
    unless the failure or neglect to urge such objection shall be excused because of
    extraordinary circumstances.” See also NLRB v. L&B Cooling, Inc., 
    757 F.2d 236
    , 240 (10th Cir. 1985).
    To determine whether § 160(e)’s “objection” requirement is satisfied, we
    ask this question: was the matter the petitioner seeks to raise here pressed before
    the Board with “sufficient specificity and clarity” so the tribunal was aware it
    needed to be addressed and could become the subject of litigation in this court?
    NLRB v. Interstate Builders, Inc., 
    351 F.3d 1020
    , 1034 n.8 (10th Cir. 2003)
    (quotation omitted); see also Teamsters Local Union No. 435 v. NLRB, 
    92 F.3d 1063
    , 1072 (10th Cir. 1996). We ask this question because, whatever else
    § 160(e) may be designed to do, it’s plain from its face that it seeks to allow the
    -6-
    agency at least the chance to apply its expertise to a problem before it comes to
    us. See Marshall Field & Co. v. NLRB, 
    318 U.S. 253
    , 256 (1943) (the statute
    promotes “the salutary policy . . . of affording the Board opportunity to consider
    on the merits questions to be urged upon review” in court); NLRB v. Cheney Cal.
    Lumber Co., 
    327 U.S. 385
    , 389 (1946) (same).
    Applying this rule, we can divide PNM’s appeal into two parts: the set of
    objections it managed to preserve and the rather larger set it did not.
    A
    Taking the first group first, it’s clear enough that PNM lodged at least one
    clear and specific objection. It clearly argued that the union already possessed
    disciplinary information about Mr. Delorenzo and Mr. Bouska and sought
    information about their treatment only to harass the company. Admin. Record
    Vol. III Ex. 3 pp. 2-3. That part of PNM’s appeal, without doubt, we may hear.
    But with respect to the remainder of the objections PNM wishes to pursue
    in this court, here is all it said to the Board:
    PNM makes exception to the ALJ’s analysis and conclusion that PNM was
    under a duty to provide information for non-bargaining unit employee
    discipline ‘in the case of possible relevance.’ [ALJ Op.] p. 7, ll. 2-38,
    Conclusions of Law Nos. 4 and 5. Non-bargaining unit employee discipline
    does not ‘concern subjects directly pertaining to the bargaining unit’ and
    the ALJ failed to assign the burden of proof of relevance to the Union as
    required by law.
    Admin. Record Vol. III Ex. 3 p. 1.
    -7-
    Given the terseness of this two-sentence objection and its failure to cite any
    legal authority, the Board might have been within its rights to consider it
    insufficient for any purpose. See 29 C.F.R. § 102.46(b)-(c). But the Board didn’t
    go down that road. Instead, it chose to address the two objections it felt it could
    discern lurking here: PNM’s claim that (1) information about the discipline of (or
    failure to discipline) non-union employees is irrelevant because non-union
    employees aren’t “similarly situated” to union employees, and (2) the union was
    obliged to explain clearly the relevance of its information — and to do so at the
    time it issued its request and not just after the fact at an administrative hearing.
    We believe PNM’s submission was (just) enough to preserve these two
    relevance objections. PNM’s submission discusses each of them, if with painful
    brevity. And the company’s references to portions of the ALJ’s opinion help put
    a little more meat on the bone, directing the Board to the specific reasoning the
    ALJ offered on these particular issues. See Parsippany Hotel Management Co. v.
    NLRB, 
    99 F.3d 413
    , 418 (D.C. Cir. 1996) (the fact that “the ground for the
    exception [is] evident by the context in which the exception is raised” helps
    demonstrate the objection sufficiently put the Board on notice) (quotation
    omitted). The Board’s opinion, too, suggests it fully understood both the nature
    and scope of these two specific objections. Whether or not each of these things
    alone might be sufficient, in light of them collectively we hold PNM’s submission
    presents qualifying “objections” on these two issues under § 160(e) by providing
    -8-
    sufficient specificity and clarity to allow the Board to bring its expertise to bear.
    See Interstate 
    Builders, 351 F.3d at 1034
    n.8 (asking whether the “Board [was]
    aware” of the need to decide an issue); Consolidated Freightways v. NLRB, 
    669 F.2d 790
    , 794 (D.C. Cir. 1981) (“In each case, the critical inquiry is whether the
    objections made before the Board were adequate to put the Board on notice that
    the issue might be pursued on appeal.”).
    B
    These, however, are not the only relevance objections PNM seeks to pursue
    before this court. To the contrary, the company seeks to pursue a number of
    others.
    By way of example, PNM advances a forceful argument that whether it
    treated Mr. Madrid differently from other employees (unionized or not) is
    irrelevant because the collective bargaining agreement doesn’t prohibit
    differential discipline. In its view, the collective bargaining agreement allows the
    union to grieve only “the application of a specific policy to a specific employee,”
    not PNM’s termination practices more broadly. And, the company submits,
    there’s no question that this specific employee was subject to termination. The
    collective bargaining agreement allows it to fire union members for “reasonable
    cause” and, PNM argues, Mr. Madrid’s conduct certainly amounted to that.
    Besides and in any event, PNM submits, the right to fire employees for
    “reasonable cause” is merely an example of PNM’s management power and not a
    -9-
    limitation, so it was entitled under the agreement to fire Mr. Madrid even without
    reasonable cause. 1
    Alternatively, PNM argues that even if differential treatment could amount
    to a violation of the collective bargaining agreement, and even if the union had
    sought to explain the relevancy of its request to issues covered by the parties’
    collective bargaining agreement, NLRB precedent requires the union to make at
    least some evidentiary showing that differential treatment exists before it is
    entitled to discovery. Fishing expeditions, it argues, are off limits. PNM points
    to United States Postal Service, where the Board held that “the burden of
    demonstrating relevance is not carried by a showing of a common disciplinary
    standard and a ‘mere suspicion’ that there may exist some evidence of supervisory
    misconduct similar to that involved in the grievance.” 
    310 N.L.R.B. 701
    , 702
    (1993). And, PNM argues, this case is on all fours with Postal Service: before
    asking for records about other employees, the union presented nothing more than
    speculation that anyone else committed violations meaningfully similar to Mr.
    Madrid’s.
    1
    To be sure, PNM argued to the Board that a separate provision of the
    collective bargaining agreement granted it exclusive power to “determine the
    qualification and select its [non-union] managerial and supervisory employees.”
    Admin. Record Vol. III Ex. 3 p. 1. But that’s not the same objection at all.
    Before this court, PNM seeks to suggest its discipline even of union members is
    irrelevant. Before the Board, PNM asserted the irrelevancy only of information
    pertaining to non-union managers and supervisors.
    - 10 -
    Alternatively still, PNM asserts (albeit without much explanation) that the
    fact the union waited four months after filing Mr. Madrid’s grievance before
    issuing its request for information shows the union didn’t think the information
    relevant.
    The trouble is, we have no authority to hear these objections because PNM
    never presented them to the Board. Not a word hinting at them appears in PNM’s
    spartan administrative submission. And while agency silence may not always be
    dispositive of the question whether a party objected (after all, agencies sometimes
    fail to respond to the arguments put to them and they sometimes do things no one
    asks of them), the Board’s failure to respond to these arguments in an otherwise
    thorough opinion suggests it, too, didn’t understand them to be in play.
    Neither does the fact PNM did file three other qualifying § 160(e)
    relevance objections before the Board mean it may pursue on appeal any other
    tangentially related objections it wishes. The statute speaks of the need to present
    each objection in the singular: “No objection that has not been urged before the
    Board. . . shall be considered by the court, unless the failure or neglect to urge
    such objection shall be excused because of extraordinary circumstances.” 29
    U.S.C. § 160(e) (emphasis added). And of course the statute’s point — to provide
    the Board with the chance to pass on each objection before litigation ensues in
    this court — would be undone if one objection could sweep in others hidden
    under its skirt. Consolidated 
    Freightways, 669 F.2d at 793
    (“[A] party who has
    - 11 -
    limited his objections before the Board to one issue will not be allowed to raise a
    different issue on appeal.”).
    So it is that both § 160(e)’s formal requirement (the rule a party must raise
    any objections to the Board it wishes to pursue here) and its substantive aim
    (seeking to afford the Board sufficiently clear notice of the need to address those
    objections so it might bring its expertise to bear before we take up the matter) are
    unmet and we may not hear PNM’s newly minted objections, whatever their
    merits may be.
    Still, there’s yet one more wrinkle to this preservation business. In its
    briefs to this court, the Board disputes our authority to hear some of PNM’s
    previously unvoiced objections, but it overlooks other arguments that were also
    unpreserved. So if § 160(e) merely provided the Board with an affirmative
    defense, we might find the Board’s failure to assert it here a fatal flaw, a “waiver
    of the waiver,” so to speak.
    In § 160(e), however, Congress didn’t just enact a waivable affirmative
    defense. It imposed a jurisdictional limit on the authority of this court, a limit we
    must attend to even if the Board hasn’t. Adams v. Reliance Standard Life Ins.
    Co., 
    225 F.3d 1179
    , 1182 (10th Cir. 2000); Arbaugh v. Y&H Corp., 
    546 U.S. 500
    ,
    514 (2006). Indeed, both the Supreme Court and this court have long held that
    § 160(e) is a non-waivable jurisdictional bar to consideration of objections not
    presented to the Board. See Facet Enterprises, Inc. v. NLRB, 
    907 F.2d 963
    , 970
    - 12 -
    (10th Cir. 1990); Woelke & Romero Framing, Inc. v. NLRB, 
    456 U.S. 645
    , 665
    (1982).
    Of course, we must be wary about the word “jurisdiction.” In the years
    since Facet Enterprises and Woelke, the Supreme Court has repeatedly warned
    lower courts against confusing “claim-processing rules or elements of a cause of
    action” with true “jurisdictional limitations.” Reed Elseiver, Inc. v. Muchnick,
    
    130 S. Ct. 1237
    , 1243-44 (2010); see also 
    Arbaugh, 546 U.S. at 510
    ; Bowles v.
    Russell, 
    551 U.S. 205
    , 214 (2007); Scarborough v. Principi, 
    541 U.S. 401
    , 413
    (2004). Many defenses, objections, and rules may limit a party’s ability to
    present an argument, but it’s a glib mistake to conflate them with rules
    categorically (jurisdictionally) precluding a federal court from hearing a matter.
    But even mustering the appropriate skepticism and eyeing § 160(e)
    narrowly, it still appears to us a true jurisdictional limit. A statute imposes a
    jurisdictional limit on the courts when it “speak[s] to the power of the court rather
    than to the rights or obligations of the parties.” Reed 
    Elseiver, 130 S. Ct. at 1243
    (quotation omitted). And § 160(e) does the former. Its prohibition against
    entertaining unpreserved arguments appears in the same statutory section that
    grants the court of appeals jurisdiction to review NLRB orders. See 29 U.S.C.
    § 160(e) (“Upon the filing of [a] petition [by the Board to enforce its order], the
    court shall . . . have jurisdiction of the proceeding and of the question determined
    therein[.]”). And the relevant prohibition appears in the very sentence after the
    - 13 -
    grant of authority to this court. All this distinguishes § 160(e) from many non-
    jurisdictional requirements “located in . . . provision[s] separate from those
    granting federal courts subject-matter jurisdiction.” Reed 
    Elseiver, 130 S. Ct. at 1245-46
    (quotation omitted); see also 
    Arbaugh, 546 U.S. at 514-15
    . What’s
    more, the language of § 160(e) speaks to the power of the reviewing court, a fact
    that distinguishes it from many non-jurisdictional requirements addressed only to
    the parties. 2 Given all this, and even bearing well in mind the Court’s recent
    cautionary notes, we are confident that § 160(e) is a jurisdictional limit on this
    court’s authority, just as Facet Enterprises and Woelke said it was. See Chevron
    Mining, Inc. v. NLRB, 
    684 F.3d 1318
    , 1328-30 (D.C. Cir. 2012) (reexamining
    precedent in light of recent Supreme Court decisions and reaching the same
    conclusion).
    2
    Compare 29 U.S.C. § 160(e) (“No objection that has not been urged
    before the Board . . . shall be considered by the court.” (emphasis added)) with
    
    Reed-Elsevier, 130 S. Ct. at 1241
    (holding non-jurisdictional a requirement that
    “no civil action for infringement of the copyright . . . shall be instituted” until
    certain statutory requirements are met); Jones v. Bock, 
    549 U.S. 199
    , 204 (2007)
    (holding non-jurisdictional a requirement that “no action shall be brought with
    respect to prison conditions . . . by a prisoner . . . until such administrative
    remedies as are available are exhausted”); Eberhart v. United States, 
    546 U.S. 12
    ,
    13 (2005) (holding non-jurisdictional a requirement that “any motion for a new
    trial grounded on any reason other than newly discovered evidence must be filed
    within 7 days after the verdict or finding of guilty”).
    - 14 -
    III
    And this leaves us with little we can do to help PNM. We can reach the
    merits only of its three preserved objections — and these, it comes quickly clear,
    are not PNM’s best.
    We begin with the company’s first preserved objection — that information
    about the discipline of non-union employees is categorically irrelevant because
    they aren’t “similarly situated” to union employees. In approaching this
    objection, we readily acknowledge that non-union employees are not always
    relevant comparators with their unionized counterparts. After all, collective
    bargaining agreements often impose different standards for the treatment of union
    workers than for others, and this can make comparisons between the two groups
    difficult. See generally Holiday Inns, Inc., 
    317 N.L.R.B. 479
    , 481 (imposing a
    presumption of relevance to information sought about the treatment of union
    employees but no such presumption to information sought about the treatment of
    non-union workers).
    The difficulty for PNM is that the particular rules serving as the basis for
    Mr. Madrid’s termination — especially the company’s ethics policy — apply to
    union and non-union employees equally. See Public Serv. Co. of N.M., 356
    N.L.R.B. No. 160, slip. op. at 6. And before the Board at least, PNM identified
    no way in which the fact one is or isn’t a union member might make a
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    disciplinary difference when it comes to violating the company’s policy. By all
    lights, everyone must behave ethically at PNM or suffer the same consequences.
    PNM replies by suggesting that the irrelevance of non-union disciplinary
    information is illustrated by the Board’s decision in Equitable Gas Company, 
    227 N.L.R.B. 800
    (1977). There, the union asked for absentee records for other
    employees as part of an effort to grieve a union member’s suspension for taking
    leave without approval. 
    Id. at 801. The
    Board held the requested information
    irrelevant because the union member wasn’t suspended merely for being absent
    from work but for being absent without leave. 
    Id. at 801-02. The
    problem in
    Equitable Gas, thus, was that the requested records didn’t even bear on the
    question asked — whether the union member and others were treated the same or
    differently. The union complained about apples but asked for information about
    oranges. Here there’s no such comparable problem with the comparables: as far
    as anyone can tell from the (preserved) arguments, the records the union sought
    bore directly on the theory it sought to prove. 3
    3
    To be sure, PNM tries to get around this problem by referring to its claim
    that the union had a duty to provide evidence of differential treatment, not just
    speculation, before obtaining discovery about non-union comparators. But this is
    a different argument than saying PNM’s request for information about non-union
    employees is categorically irrelevant to issues covered by the parties’ collective
    bargaining agreement, whatever the evidence of differential treatment might be.
    It is also, as we’ve already explained, one of those arguments PNM never raised
    before the Board and so has long since lost.
    - 16 -
    Turning to PNM’s second preserved objection — that the union had to
    explain the relevance of the requested information to an issue covered by the
    collective bargaining agreement, and to do so at the time the request was made
    and not just after the fact at an administrative hearing — there’s a kernel of truth
    here, too. After all, NLRB precedent expressly requires the union to explain its
    relevance theory to the company “at the time the information request was made”
    rather than waiting until a Board hearing to concoct one. See Disneyland 
    Park, 350 N.L.R.B. at 1259
    .
    The problem is, the record before us contains substantial evidence that the
    union did timely apprise PNM of the basis for its request. Shortly after PNM
    refused to provide any information about the discipline of non-union employees,
    Mr. Madrid’s union representative, Ed Tafoya, sent a letter detailing the basis for
    the request. He explained that the union wanted to investigate the possibility that
    other workers had been treated more leniently than Mr. Madrid, and that the
    request went to whether PNM had acted “evenhandedly” and “without
    discrimination.” See Public Serv. Co. of N.M., 356 N.L.R.B. No. 160, slip. op. at
    3-4. He also pointed out that all of PNM’s employees were subject to the same
    state laws and corporate ethics policy, and so union and non-union employees are
    in that respect “similarly situated.” 
    Id. at 6. All
    this was more than sufficient to
    support the Board’s decision that PNM was reasonably informed about the
    grounds of the union’s request at the time it was made.
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    In its final preserved objection, PNM claims the union’s request was
    motivated not by a desire to obtain relevant information but by another, improper
    purpose. Recall that the union not only made a general request for disciplinary
    information, but also specifically sought information about the discipline meted
    out on Dave Delorenzo and Kelly Bouska after their alleged violations of
    company policy led to a gas leak in 2008. PNM asserts that Mr. Tafoya, the
    union representative, already knew about the disciplinary action taken against Mr.
    Delorenzo and Mr. Bouska because Mr. Tafoya had participated in the
    administrative proceedings investigating the leak. And, the company says, the
    information Mr. Tafoya obtained during the gas leak investigation was subject to
    a protective order. According to PNM, Mr. Tafoya wanted a way around the
    protective order so he could release publicly the information about Mr. Delorenzo
    and Mr. Bouska, perhaps to embarrass the company for failing to take more
    severe disciplinary action against the pair. And Mr. Madrid’s case, the company
    says, was just the fig leaf cover Mr. Tafoya needed to accomplish this.
    But whatever other problems may attend PNM’s theory, the Board
    expressly found Mr. Tafoya credible when he testified that, though he knew the
    two men had committed violations of company and state rules, he was never told
    whether either had been disciplined for his misconduct. Public Serv. Co. of N.M.,
    356 N.L.R.B. No. 160, at 4. Mr. Tafoya’s testimony is also partially corroborated
    by the fact that PNM’s “attorney conceded, during the hearing” that none of the
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    documents offered by PNM clearly showed that Mr. Tafoya was told about the
    discipline imposed on Mr. Delorenzo and Mr. Bouska. 
    Id. at 5, n.14.
    Certainly
    on its face this appears to be “substantial evidence” that Mr. Tafoya didn’t
    already know what happened to the pair. Laborers’ Int’l Union, Local 578 v.
    NLRB. 
    594 F.3d 732
    , 739 (10th Cir. 2010). After all, our job is not to decide the
    facts for ourselves as if we were the first to come to it, but only to ask whether on
    the record before us any “reasonable mind” could make the finding the Board has
    already made. 
    Id. (quotation omitted). Neither
    for its part does PNM offer us any persuasive reason to think the
    Board’s finding about Mr. Tafoya’s state of knowledge is one no reasonable mind
    could accept. In fact, the company never even mentions the Board’s factual
    finding in its briefs but instead essentially just reargues the facts to us as if we
    could decide them afresh. Given that shortcoming, we are hardly able to undo the
    Board’s judgment. It is, after all, PNM’s burden to do much more than to reargue
    the facts. It must go a step farther and “show affirmatively” that the Board’s
    findings are ones no reasonable mind could accept. Brown v. Comm’r, 
    448 F.2d 514
    , 517 (10th Cir. 1971). And this heavy burden PNM has not even attempted to
    carry. 4
    4
    In its reply brief, PNM also claims that information about Mr. Delorenzo
    and Mr. Bouska was irrelevant because their misconduct was not sufficiently
    similar to Mr. Madrid’s retaliatory actions. Like much else, this portion of the
    argument was neither presented to nor addressed by the Board and we are without
    (continued...)
    - 19 -
    IV
    PNM’s preserved arguments fail on their merits and PNM’s unpreserved
    arguments we cannot hear, however meritorious they may be. Congress has given
    the courts only the power to help those who help themselves by developing their
    best objections during the administrative process, rather than waiting until it’s all
    over and the case is on appeal. PNM’s petition for review is denied. The Board’s
    cross-petition for enforcement of its order is granted.
    4
    (...continued)
    authority to entertain it.
    - 20 -
    

Document Info

Docket Number: 11-9536, 11-9540

Citation Numbers: 692 F.3d 1068

Judges: Gorsuch, Matheson, Murphy

Filed Date: 8/28/2012

Precedential Status: Precedential

Modified Date: 8/5/2023

Authorities (18)

Teamsters Local Union No. 435, Affiliated With the ... , 92 F.3d 1063 ( 1996 )

National Labor Relations Board v. L & B Cooling, Inc. , 757 F.2d 236 ( 1985 )

Royce W. Brown and Patty L. Brown v. Commissioner of ... , 448 F.2d 514 ( 1971 )

Laborers' International Union of North America, Local 578 v.... , 594 F.3d 732 ( 2010 )

Adams v. Reliance Standard Life Insurance , 225 F.3d 1179 ( 2000 )

Safeway Stores, Inc. v. National Labor Relations Board, And , 691 F.2d 953 ( 1982 )

National Labor Relations Board v. Cheney California Lumber ... , 66 S. Ct. 553 ( 1946 )

Consolidated Freightways v. National Labor Relations Board, ... , 669 F.2d 790 ( 1981 )

Parsippany Hotel Management Co. v. National Labor Relations ... , 99 F.3d 413 ( 1996 )

Marshall Field & Co. v. National Labor Relations Board , 63 S. Ct. 585 ( 1943 )

facet-enterprises-inc-v-national-labor-relations-board-and , 907 F.2d 963 ( 1990 )

Woelke & Romero Framing, Inc. v. National Labor Relations ... , 102 S. Ct. 2071 ( 1982 )

Scarborough v. Principi , 124 S. Ct. 1856 ( 2004 )

Eberhart v. United States , 126 S. Ct. 403 ( 2005 )

Arbaugh v. Y & H Corp. , 126 S. Ct. 1235 ( 2006 )

Jones v. Bock , 127 S. Ct. 910 ( 2007 )

Bowles v. Russell , 127 S. Ct. 2360 ( 2007 )

Reed Elsevier, Inc. v. Muchnick , 130 S. Ct. 1237 ( 2010 )

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