Bondy v. Scott , 43 F. App'x 168 ( 2002 )


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  •                                                                                  F I L E D
    United States Court of Appeals
    Tenth Circuit
    UNITED STATES COURT OF APPEALS
    JAN 30 2002
    FOR THE TENTH CIRCUIT
    PATRICK FISHER
    Clerk
    CRAIG H. BONDY, SR.,
    Petitioner-Appellant,
    v.                                                        No. 01-6156
    (D.C. No. 99-CV-2119-M)
    SONNY SCOTT, Warden; DREW                                (W.D. Okla.)
    EDMONDSON, State Attorney
    General,
    Respondents-Appellees.
    ORDER AND JUDGMENT              *
    Before LUCERO , PORFILIO , and ANDERSON , Circuit Judges.
    Petitioner Craig H. Bondy, Sr., a state inmate appearing pro se      , appeals the
    district court’s order denying his 28 U.S.C. § 2254 petition for a writ of habeas
    corpus. Bondy has asked to proceed in forma pauperis, and has requested a
    *
    After examining the briefs and appellate record, this panel has determined
    unanimously that oral argument would not materially assist the determination of
    this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
    therefore ordered submitted without oral argument. This order and judgment is
    not binding precedent, except under the doctrines of law of the case, res judicata,
    and collateral estoppel. The Court generally disfavors the citation of orders and
    judgments; nevertheless, an order and judgment may be cited under the terms and
    conditions of 10th Cir. R. 36.3.
    certificate of appealability (“COA”) pursuant to 28 U.S.C. § 2253. Additionally,
    Bondy has filed a “Motion for Judgment,” based upon the government’s decision
    to forgo filing a responsive brief. Because Bondy has failed to make a substantial
    showing of the denial of a constitutional right, we deny his request for a COA and
    dismiss the appeal.
    I
    Bondy was convicted on February 14, 1997, of two counts of child
    molestation involving his step-daughter, for which he was sentenced to two
    consecutive fifteen-year terms of imprisonment. On direct appeal to the
    Oklahoma Court of Criminal Appeals (“OCCA”), Bondy asserted the following:
    (1) that the trial court erred in refusing to instruct the jury on the necessity of
    corroboration and caution in assessing the victim’s credibility; (2) that the
    repetition of the allegations through hearsay testimony of multiple witnesses was
    improper bolstering of the victim’s testimony under Oklahoma law; and (3) that
    the trial court erred in admitting certain expert testimony involving the correlation
    between child abuse and the existence of physical findings to corroborate that
    abuse. The OCCA affirmed the conviction on June 5, 1998.
    In his application for state post-conviction relief, Bondy raised the
    following ten grounds for reversing his conviction:
    (1) the trial court improperly refused a line of questioning designed to
    show state witness Dorothy Bondy was biased;
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    (2) trial counsel was ineffective in not introducing a letter written to
    Bondy by his wife, and appellate counsel was ineffective for not
    raising the issue on appeal;
    (3) the state offered testimony that it knew or should have known was
    coerced, perjured, and misleading;
    (4) state witness Russell Johnson’s testimony was perjured and
    misleading;
    (5) evidence admitted through state witness Detective Teresa Sterling was
    manufactured and prejudicial;
    (6) state witness Mary Vinson was unqualified to either conduct or testify
    about a forensic interview with the victim;
    (7) state witness Sterling’s testimony was unreliable and misleading;
    (8) the victim’s testimony was coerced, misleading, and unreliable;
    (9) appellate counsel was ineffective for not raising grounds three through
    eight, above, on direct appeal; and
    (10) cumulative error.
    The underlying basis for all of these grounds was an affidavit, signed by Bondy’s
    wife Dorothy almost one year after the trial, in which she claims remorse for her
    testimony and alleges that child welfare officials, the police, and the prosecution
    conspired to manipulate and coerce her and the victim to testify falsely against
    her husband. According to Bondy, he requested that his counsel supplement the
    record on appeal with the affidavit, but counsel declined.
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    The state district court found Bondy was procedurally barred from arguing
    all claims not raised on direct appeal, except his claim of ineffective assistance of
    appellate counsel.   1
    On the ineffective assistance claim, the court found Bondy
    failed to establish that he received constitutionally ineffective assistance of
    appellate counsel under      Strickland v. Washington , 
    466 U.S. 668
    (1984). The
    OCCA affirmed the district court’s denial of post-conviction relief on November
    4, 1999.
    Bondy then petitioned in federal court for a writ of habeas corpus pursuant
    to 28 U.S.C. § 2254, where he raised the same ten grounds as those in his state
    post-conviction application. The magistrate judge refused to review those claims
    that were procedurally defaulted, and further found that the state court’s
    procedural bar of any claim of ineffective assistance of trial counsel was
    appropriate under relevant federal precedent. The magistrate judge then examined
    1
    There is confusion in the record regarding Bondy’s ground number two,
    which claims ineffective assistance of counsel pertaining to the exclusion from
    evidence of a letter written by Bondy’s wife while Bondy was in jail awaiting
    trial. The state district court addressed ground two solely as a claim of
    ineffective assistance of appellate counsel for failure to raise the issue on appeal,
    even though Bondy also made passing reference in his brief to ineffective
    assistance of trial counsel for failure to aggressively pursue the issue and to move
    to admit the letter into evidence. Likewise, the OCCA condensed grounds two
    and nine into a single claim of ineffective assistance of appellate counsel and only
    addressed that issue, finding all of Bondy’s remaining claims were defaulted. The
    magistrate judge thus properly treated the issue of ineffective assistance of trial
    counsel as one that the state court had deemed procedurally barred.
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    at length Bondy’s ineffective assistance of appellate counsel claim and concluded
    that Bondy failed to show his counsel acted unreasonably or that counsel’s
    performance prejudiced his case. Finally, construing Bondy’s petition liberally,
    the magistrate judge found Bondy failed to demonstrate either his actual
    innocence or that a fundamental miscarriage of justice resulted from the court’s
    refusal to review his procedurally defaulted claims. The district court adopted the
    magistrate judge’s report and recommendation in its entirety and denied Bondy’s
    habeas petition on April 20, 2001.
    Bondy now appeals and requests a COA from this court based on the same
    ten grounds argued in his state and federal petitions. He also raises two new
    issues. The first, raised but not argued before the district court, is that the state
    and his appellate counsel unconstitutionally denied Bondy access to his trial court
    records and transcripts at public expense. The second is that the district court
    erred in denying Bondy an evidentiary hearing to further investigate the particular
    issues he raises.
    In a habeas corpus proceeding under 28 U.S.C. § 2254, a COA will be
    granted only if the applicant has made a “substantial showing of the denial of a
    constitutional right.” 28 U.S.C. § 2253(c)(2). That demonstration includes
    “showing that reasonable jurists could debate whether (or, for that matter, agree
    that) the petition should have been resolved in a different manner or that the
    -5-
    issues presented were ‘adequate to deserve encouragement to proceed further.’”
    Slack v. McDaniel , 
    529 U.S. 473
    , 484 (2000) (quoting       Barefoot v. Estelle ,
    
    463 U.S. 880
    , 893 (1983)). When the district court has rejected a petitioner’s
    constitutional claims on the merits, we grant a COA only when the petitioner
    “demonstrate[s] that reasonable jurists would find the district court’s assessment
    of the constitutional claims debatable or wrong.”       
    Id. When a
    district court denies
    habeas relief on procedural grounds without reaching the constitutional claims,
    we grant a COA only if the petitioner shows “that jurists of reason would find it
    debatable whether the petition states a valid claim of the denial of a constitutional
    right and that jurists of reason would find it debatable whether the district court
    was correct in its procedural ruling.”    
    Id. II We
    review de novo whether a petitioner’s claims are procedurally barred.
    See Ballinger v. Kerby , 
    3 F.3d 1371
    , 1374 (10th Cir. 1993). As a general rule,
    federal habeas review of claims defaulted in state court pursuant to an
    independent and adequate state procedural rule is barred “unless the [petitioner]
    can demonstrate cause for the default and actual prejudice as a result of the
    alleged violation of federal law, or demonstrate that failure to consider the claims
    will result in a fundamental miscarriage of justice.”      Coleman v. Thompson , 
    501 U.S. 722
    , 750 (1991). “A state procedural ground is independent if it relies on
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    state law, rather than federal law, as the basis for the decision.”      English v. Cody ,
    
    146 F.3d 1257
    , 1259 (10th Cir. 1998). To be adequate, “a state rule of procedural
    default must be applied evenhandedly in the vast majority of cases.”          
    Id. Bondy’s state
    post-conviction claims numbered one, three, four, five, six,
    seven, eight, and ten were all barred procedurally under Oklahoma law because of
    his failure to raise the issues first on direct appeal. The procedural bar to those
    issues was an independent state ground because “it was the exclusive basis for the
    state court’s holding” on those claims.       Maes v. Thomas , 
    46 F.3d 979
    , 985 (10th
    Cir. 1995). Because Oklahoma regularly          applies this law, the district court
    correctly found the rule to be an adequate ground for the appellate court’s
    decision. See Odum v. Boone , 
    62 F.3d 327
    , 331 (10th Cir. 1995);            see also
    Brecheen v. Reynolds , 
    41 F.3d 1343
    , 1349 n.4 (10th Cir. 1994). Furthermore,
    after reviewing the record in this case, we agree with the district court’s
    conclusion that the allegations of perjury and coercion stated by Bondy in his
    court papers and by his wife in her affidavit are not sufficient to overcome the
    contrary evidence of Bondy’s guilt presented at trial.       2
    Therefore, we also
    2
    The magistrate judge found Dorothy Bondy’s statements in her post-trial
    affidavit unconvincing given the clarity and consistency of her trial testimony for
    the prosecution and the zealous cross-examination of all of the state’s witnesses
    by defense counsel. In addition to Dorothy Bondy, several other people testified
    against petitioner at trial, including the victim, the victim’s aunt and uncle, the
    victim’s grandmother, the victim’s eight-year-old cousin, the investigating police
    (continued...)
    -7-
    conclude that Bondy has not demonstrated either actual prejudice as a result of
    the alleged violations of federal law or that the failure to consider his claims
    resulted in a fundamental miscarriage of justice.
    We find no merit to Bondy’s claim that his inability to obtain records and
    transcripts at public expense was either “cause and prejudice” or a “fundamental
    miscarriage of justice” entitling him to avoid Oklahoma’s procedural bar. In his
    brief on appeal, Bondy cites only to a portion of his brief in the district court
    where he alleged that, after his conviction was affirmed, he made several failed
    attempts to obtain copies of trial transcripts and court records at public expense.
    He claims those attempts failed because he could not overcome “procedural
    blockades meant to keep indigent litigants from adequately developing arguments
    on appeal.” (Appellant’s Br. at 4.) This perfunctory allegation provides us with
    Bondy’s only claim of error on the matter. The record includes nothing of
    substance that allows us to review Bondy’s assertions, and we will not craft an
    argument for him. The record does show that Oklahoma law provides a procedure
    for indigent defendants to obtain transcripts, but Bondy has failed to demonstrate
    how that procedure, or any deficiency in that procedure, has affected his claims.
    2
    (...continued)
    officer, a sex crimes detective, and a medical expert.
    -8-
    Without more, we conclude Bondy has not shown prejudice or a miscarriage of
    justice that overcomes Oklahoma’s procedural bar to his claims.
    III
    Claims of ineffective assistance of trial counsel may also be defaulted at
    the state level so long as the procedural bar for the review of those claims
    “adequately protects a criminal defendant’s ability to vindicate his or her
    constitutional right to the effective assistance of counsel.”   English , 146 F.3d at
    1261. Because of the fundamental importance of the Sixth Amendment right to
    counsel, we have stated that, to be adequate, a state procedural bar to federal
    habeas review of ineffective assistance of trial counsel claims must comply with
    the following imperatives: “(1) allowing petitioner an opportunity to consult with
    separate counsel on appeal in order to obtain an objective assessment of trial
    counsel’s performance and (2) providing a procedural mechanism whereby a
    petitioner can adequately develop the factual basis of his claims of
    ineffectiveness.”   
    Id. at 1263.
    In English we held that Oklahoma’s procedural
    default rule may bar claims of ineffective assistance of trial counsel in those cases
    where “trial and appellate counsel differ, and the ineffectiveness claim can be
    resolved upon the trial record alone.”      
    Id. at 1264.
    In the instant case, there is no question that Bondy’s trial counsel and
    appellate counsel differed. Further, the magistrate judge found that trial counsel
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    declined to offer a potentially damaging letter from Bondy’s wife into evidence,
    choosing instead to strategically cross-examine her only on the letter’s contents
    that were favorable to Bondy. These facts and Dorothy Bondy’s testimony were
    all part of the trial record. We therefore agree with the magistrate judge’s report
    and recommendation, adopted by the district court, that Bondy was able to
    adequately develop any factual basis for his claim surrounding the letter, and that
    his appellate counsel could have pursued this claim on direct appeal.   3
    Thus, the
    state procedural bar to this claim was adequate. Moreover, our review of the
    record convinces us that trial counsel’s decision was not objectively deficient or
    prejudicial to Bondy’s case, and also that Bondy has not demonstrated that the
    failure to consider this claim resulted in a miscarriage of justice. Therefore, we
    3
    In his response to the magistrate judge’s report and recommendation,
    Bondy argued that the matter could not be resolved on the basis of the record
    alone, and therefore he requested an evidentiary hearing to flesh out and prove his
    allegations. However, such a hearing would contravene the clear language of 28
    U.S.C. § 2254(e)(2), which allows evidentiary hearings only after the applicant
    has demonstrated he has met certain tightly prescribed exceptions excusing his
    failure to develop the factual basis of his claim in state court. Bondy has not
    made that showing. Further, we disagree with Bondy’s claim that the issue of
    ineffective assistance of trial counsel could not have been resolved on the trial
    court record, as the existence of the letter and trial counsel’s questioning as to its
    contents were contained in that record. To the extent Bondy requests an
    evidentiary hearing to demonstrate actual innocence as a reason to avoid the
    procedural bar, we conclude that Bondy’s allegations, based entirely upon his
    wife’s affidavit, do not present “evidence of innocence so strong that a court
    cannot have confidence in the outcome of the trial.”     Schlup v. Delo , 
    513 U.S. 298
    , 316 (1995).
    -10-
    conclude Bondy has not overcome Oklahoma’s procedural bar to his allegation of
    ineffective assistance of trial counsel.
    IV
    Because the state court reviewed Bondy’s claims of ineffective assistance
    of appellate counsel on the merits, the federal district court was required to deny
    the claims unless they
    (1) resulted in a decision that was contrary to, or involved an
    unreasonable application of, clearly established Federal Law, as
    determined by the Supreme Court of the United States; or
    (2) resulted in a decision that was based on an unreasonable
    determination of the facts in light of the evidence presented in the
    State court proceeding.
    28 U.S.C. § 2254(d);   see also Hale v. Gibson , 
    227 F.3d 1298
    , 1309 (10th Cir.
    2000), cert. denied , 
    121 S. Ct. 2608
    (2001). This Court presumes a state court’s
    factual findings to be correct unless the petitioner is able to rebut this
    presumption with clear and convincing evidence.        See 28 U.S.C. § 2254(e)(1). A
    state court decision is contrary to established federal law under § 2254(d)(1) “if
    the state court arrives at a conclusion opposite to that reached by [the Supreme
    Court] on a question of law or if the state court decides a case differently than
    [the Supreme Court] has on a set of materially indistinguishable facts.”      Williams
    v. Taylor , 
    529 U.S. 362
    , 413 (2000). A state court decision is an unreasonable
    application of federal law under § 2254(d)(2) “if the state court identifies the
    correct governing legal principle from [the Supreme Court’s] decisions but
    -11-
    unreasonably applies that principle to the facts of the prisoner’s case.”       
    Id. The reasonableness
    of the state court’s application of federal law is evaluated
    objectively. See 
    id. at 409–10.
    Bondy’s claim of ineffective assistance of appellate counsel is based on his
    lawyer’s decision not to raise claims on direct appeal relating to allegations of
    “prosecutorial misconduct, perjured testimony, and contaminated testimony.”
    (Appellant’s Br. at 13.) As noted above, these issues first surfaced after Bondy
    secured an affidavit from his wife, in which she recanted part of her testimony
    and questioned the credibility of many of the witnesses against Bondy. After
    obtaining the affidavit, Bondy apparently filed a motion for a new trial with the
    state district court and also requested that his appellate counsel supplement the
    record on direct appeal. Counsel advised him that his motion for new trial would
    likely be denied because it was not based on sufficiently meritorious newly
    discovered evidence, and she declined to supplement the record because the
    appeal had been perfected over four months before the affidavit had been signed.
    Both the OCCA’s order and the magistrate judge’s report and
    recommendation provide analysis of Bondy’s ineffective assistance claim under
    the correct legal principles as articulated by the Supreme Court in         Strickland .
    Our review of the entire record in this case also convinces us that the decision of
    Bondy’s appellate counsel to base the appeal on those issues she believed had
    -12-
    merit—and to forgo raising those issues she felt were unsupported by the
    record—was objectively reasonable. Moreover, our review of the unsubstantiated
    allegations in Dorothy Bondy’s affidavit persuades us that even if its preclusion
    on direct appeal constituted professional error, that error would have had no
    effect on the outcome of that appeal.
    V
    Accordingly, Mr. Bondy’s motion to proceed in forma pauperis is
    GRANTED . His application for a COA is          DENIED . The appeal is
    DISMISSED and his motion for judgment is         DENIED .
    ENTERED FOR THE COURT
    Carlos F. Lucero
    Circuit Judge
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