United States v. Hansen , 9 F. App'x 955 ( 2001 )

F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
JUN 5 2001
TENTH CIRCUIT
__________________________ PATRICK FISHER
Clerk
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 00-4091
(D. Utah)
SIDNEY FERRIS HANSEN, (D.Ct. No. 93-CR-217-J)
Defendant-Appellant.
____________________________
ORDER AND JUDGMENT *
Before SEYMOUR, McKAY, and BRORBY, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
Appellant Sidney F. Hansen appeals his sentence after pleading guilty to a
*
This order and judgment is not binding precedent except under the doctrines of
law of the case, res judicata and collateral estoppel. The court generally disfavors the
citation of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 36.3.
one count indictment for felon in possession of a firearm in violation of 18 U.S.C.
§§ 922(g)(1) and 924(a)(2). We exercise our jurisdiction under 28 U.S.C. § 1291and affirm Mr. Hansen’s sentence.
Following Mr. Hansen’s guilty plea, on April 4, 1994, the district court
sentenced Mr. Hansen to seventy months imprisonment followed by a thirty-six-
month term of supervised release. Mr. Hansen violated the conditions of his
supervised release by testing positive for cocaine metabolite benzoylecgonine,
and then absconding from supervision until his arrest on April 19, 2000.
Thereafter, Mr. Hansen appeared before the district court and admitted to
violating the conditions of his supervised release. The district court revoked Mr.
Hansen’s term of supervised release and resentenced him to eight months
imprisonment and twenty-one months of supervised release.
On appeal, Mr. Hansen alleges the trial court erred in imposing both a term
of imprisonment and an additional term of supervised release after revoking his
initial term. In support, Mr. Hansen points out that at the time of the resentencing
hearing, the controlling authority in this circuit was United States v. Rockwell,
984 F.2d 1112 (10th Cir. 1993). In Rockwell, this court held 18 U.S.C.
§ 3583(e)(3) required district courts to choose between imposing additional
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imprisonment or additional supervised release after revocation of the initial
period of supervised release. 984 F.2d at 1117. Mr. Hansen acknowledges the
Supreme Court overruled our holding in Rockwell in Johnson v. United States,
529 U.S. 694 (2000). Nevertheless, Mr. Hansen contends due process of law
forbids the retroactive application of Johnson for the purpose of sentencing him
to both additional imprisonment and supervised release. As a result, Mr. Hansen
suggests the district court is required to apply our holding in Rockwell, because it
was the law of this circuit when the district court resentenced him. 1
We review legal questions relating to the applicability of 18 U.S.C.
§ 3583(e) de novo. See United States v. McAffee, 998 F.2d 835, 837 (10th Cir.
1993) (applying same standard of review to legal questions concerning 18 U.S.C.
§ 3583(g)). The test for determining whether retroactive application of a judicial
decision violates due process is foreseeability. See Johnson v. Kindt, 158 F.3d
1060, 1063 (10th Cir. 1998), cert. denied, 525 U.S. 1075 (1999). The issue is a
question of constitutional law reviewable under a plenary standard. Id. (quotation
1
On September 13, 1994, Congress enacted 18 U.S.C. § 3583(h), which expressly
permits a court to impose both imprisonment and an additional term of supervised release
after revocation of a term of supervised release. In Johnson, the Supreme Court held
§ 3583(h) applies to cases in which the initial offense occurred after September 13, 1994.
529 U.S. at 702. Mr. Hansen argues § 3583(h) does not apply to his case, because he
committed his initial offense in 1992. We agree and focus our attention on § 3583(e)(3).
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marks, alteration and citations omitted). “A judicial construction of a statute is
unforeseeable if it is ‘unexpected and indefensible by reference to the law which
had been expressed prior to the conduct at issue.’” Id. (quoting Bouie v. City of
Columbia, 378 U.S. 347, 354 (1964)).
With these standards in mind, we consider this circuit’s prior rulings on the
1988 version of 18 U.S.C. § 3583(e)(3), in effect at the time of Mr. Hansen’s
original conviction. 2 Initially, this court interpreted § 3583(e)(3) as granting
district courts authority to impose both additional imprisonment and supervised
release after revocation of the initial term of supervised release. See United
States v. Boling, 947 F.2d 1461, 1463 (10th Cir. 1991). At that time, we
recognized the Ninth Circuit’s contrary decision in United States v. Behnezhad,
907 F.2d 896 (9th Cir. 1990), holding a court must chose between either imposing
a term of imprisonment or supervised release. Boling, 947 F.2d at 1462-63.
However, we rejected the Behnezhad holding, noting the United States Sentencing
Commission had subsequently issued policy statements interpreting § 3583(e),
2
The 1988 version of § 3583(e)(3) authorized the court to “revoke a term of
supervised release, and require the person to serve in prison all or part of the term of
supervised release without credit for time previously served on postrelease supervision.”
In Johnson, the Supreme Court noted “the current version of § 3583(e)(3) reads slightly
differently,” but “focus[ed] on” and applied “the law in effect at the time of [the
defendant’s] initial crime.” Id. at 697 n.1; see id. at 703-13; supra note 1.
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and Congress appeared to be in the process of amending § 3583, to reflect
disagreement with Behnezhad. Id.
When this court later addressed the same issue in Rockwell, we reversed
our position announced in Boling. See 984 F.2d at 1117. In so doing, we
acknowledged: 1) the majority of circuits deciding the same issue disagreed with
our holding in Boling, 2) proposed legislation relied on in Boling was never
enacted into law, and 3) policy statements contained in the United States
Sentencing Guidelines and relied on in Boling were not mandatory. See 984 F.2d
at 1116-17.
Thereafter, the Supreme Court issued Johnson v. United States which
effectively abrogated Rockwell. See Johnson, 529 U.S. at 713. Like the
defendant in Rockwell, the defendant in Johnson was resentenced to a prison term
and supervised release after revocation of his initial term of supervised release.
Id. at 698. The defendant, like Mr. Hansen, argued § 3583(e)(3) did not give
district courts power to impose another term of supervised release following
imprisonment. Id. The Supreme Court held the 1988 version of 18 U.S.C.
§ 3583(e)(3), in effect at the time of Mr. Johnson’s March 1994 conviction,
permitted both imprisonment and imposition of an additional term of supervised
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release on revocation of a defendant’s initial term of supervised release. Id. at
697, 703-04, 713. Accordingly, if Johnson and its interpretation of the 1988
version of § 3583(e)(3) are applied retroactively, the district court had the
authority to impose both a term of imprisonment and supervised release in
resentencing Mr. Hansen.
Mr. Hansen argues that because Rockwell was the controlling authority in
this circuit at the time of his initial sentence, Johnson cannot be applied
retroactively. To support his position against retroactive application, Mr. Hansen
relies almost exclusively on Devine v. New Mexico Dep’t of Corrections, 866 F.2d
339 (10th Cir.1989). In Devine, we held the retroactive application of a New
Mexico Supreme Court decision contravened the Fourteenth Amendment’s Due
Process Clause because the decision was “unforseeable.” Id. at 339. However,
the circumstances in that case are very different then those presented here. In
Devine, we addressed an issue created when the state legislature passed two
different statutes in the same lelgislative session affecting parole eligibility – one
requiring a ten-year mandatory prison term for a life sentence and another
requiring a thirty-year mandatory prison term for a life sentence. Id. at 340. The
two contradictory provisions did not achieve equal stature because the ten-year
provision was codified and the thirty-year provision was only referenced in the
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compiler’s notes. Id. Even though the thirty-year term provision was not codified
until 1980 – well after the defendant’s conviction – the New Mexico Supreme
Court nevertheless ruled the thirty-year mandatory term applied based on the
oblique reference in the compiler’s notes. Id. at 341, 345.
In concluding the state supreme court’s decision violated due process, we
applied the standard articulated by the Supreme Court requiring an evaluation “on
whether the judicial decision was foreseeable in light of the ‘law which had been
expressed prior to the conduct in issue.’” Id. at 345 (quoting Bouie, 378 U.S. at
354). Accordingly, we determined neither the defendant nor any student of law at
the time of the defendant’s guilty plea could foresee the state supreme court
decision requiring the thirty-year mandatory prison term on a life sentence,
because: (1) it was not codified at that time, and (2) the actions of both the state
legislature and the prosecuting attorneys revealed their belief the thirty-year
provision in the compiler’s notes was not the prevailing law. Id. at 345-46.
Unlike the state supreme court’s decision applying a statute obliquely
referenced in compiler’s notes, the Supreme Court decision in Johnson
interpreting § 3583(e)(3) was foreseeable. The law concerning the forseeablility
of a Supreme Court ruling is clear: “The Supreme Court has held that a change in
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the law is foreseeable when circuits are split on the proper construction of a
statute.” United States v. Qualls, 172 F.3d 1136, 1138 n.1 (9th Cir. 1999)
(relying on United States v. Rodgers, 466 U.S. 475, 484 (1984).) We
acknowledge Rockwell was the controlling authority in this circuit at the time of
Mr. Hansen’s initial sentence. However, in that decision we explicitly recognized
the circuits were split, and that this court was reversing its prior position on the
issue of whether § 3583(e)(3) permitted imposition of both a prison term and
supervised release after revocation of the initial term of supervised release. See
Rockwell, 984 F.2d at 1115-17. Thus, the judicial decision in Johnson resolving
the split in circuit authority over § 3583(e)(3) was plainly foreseeable and a
change in the law from our holding in Rockwell was similarly foreseeable. See id.
As a result, Johnson is clearly retroactive in this case and the district court did not
violate Mr. Hansen’s due process rights in applying § 3583(e)(3) to impose both a
term of imprisonment and supervised release in resentencing Mr. Hansen. See id.;
Kindt, 158 F.3d at 1063.
Accordingly, we AFFIRM Mr. Hansen’s sentence.
Entered by the Court:
WADE BRORBY
United States Circuit Judge
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