Craig v. Murphree , 35 F. App'x 765 ( 2002 )

F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
MAY 15 2002
FOR THE TENTH CIRCUIT
PATRICK FISHER
Clerk
BONNIE SUE CRAIG,
Plaintiff - Appellant,
v. No. 00-7134
(D.C. No. 99-CV-448-S)
JAMES W. MURPHREE, M.D., (E.D. Oklahoma)
Defendant - Appellee,
and
UNITED STATES OF AMERICA,
Defendant.
ORDER AND JUDGMENT *
Before KELLY , BALDOCK , and LUCERO , Circuit Judges.
In this case, plaintiff Bonnie Sue Craig, a breast cancer patient, alleges that
*
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument.
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. This Court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
her radiologist, defendant James W. Murphree, negligently misinterpreted her
mammograms as negative for indications of malignancy. Craig appeals the
district court’s denial of her motion for a new trial, which was based on the
district court’s refusal to give jury instructions regarding joint duty and
concurrent causation theories. Exercising jurisdiction pursuant to 28 U.S.C.
§ 1291, we reverse the district court’s judgment and remand for further
proceedings.
I
Craig, who has an extensive family history of breast cancer and breast
lumps, was diagnosed with breast cancer in 1995 after the cancer had spread to
her lymph nodes. The cancer developed in the same area that had been needle-
biopsied by treating physician Dr. Hope Balluh in 1993 after Dr. Balluh felt a
palpable mass there. Dr. Balluh was employed by the federal government at
W.W. Hastings Indian Hospital. In 1994, a mammogram showed the presence of
several micro-calcifications in that same area, which, according to Craig’s
experts, were clinically indicative of early cancer and merited further testing and
evaluation.
Craig sued the United States for medical malpractice under the Federal Tort
Claims Act. At trial, Craig presented expert testimony that Dr. Balluh negligently
failed to properly biopsy the breast mass in 1993, negligently relied on a negative
-2-
needle biopsy, negligently failed to independently view the 1994 mammograms
and order further testing based on the presence of micro-calcifications, and
negligently failed in 1994 to order further tests to ascertain whether palpable
fibrocystic changes in her left breast were malignant. (See Appellant’s App. at
104–07.)
Craig also stated a claim against Dr. Murphree, a radiologist in private
practice, for medical malpractice under state law. Craig alleged that Dr.
Murphree negligently misinterpreted the 1994 mammograms as negative for
indications of malignancy. Expert testimony supported her claim that Dr.
Murphree breached the standard of care by failing to report the micro-
calcification changes on the mammogram to Dr. Balluh and by failing to
recommend or order further testing that could have conclusively ascertained
whether those changes were malignant. (See id. at 73–74.) Furthermore, Craig
presented expert testimony that, but for the failure to timely diagnose and treat the
cancer, she would have had a greater than fifty percent chance of a complete cure
and that the one-year delay of treatment until after metastasis of the cancer left
her with the probability of not surviving more than ten years after its diagnosis.
At trial, the jury was instructed on, and decided only the issue of,
Dr. Murphree’s negligence, even though it heard almost all the evidence
-3-
regarding both Dr. Murphree’s and Dr. Balluh’s alleged negligence. 1 On the issue
of Dr. Murphree’s negligence, the court instructed the jury as follows:
[Craig] has the burden of proving each of the following propositions:
First, that she has sustained injury; and Second, that the party from
whom she seeks to recover damage was negligent; and Third, that
such negligence was a direct cause of the injury sustained by
plaintiff.
“Negligence” is the failure to exercise ordinary care to avoid causing
damage to another. “Ordinary care” is that degree of care which a
reasonably careful person of the same age, capacity and experience
would use under the same or similar circumstances. The law does
not say how a reasonably careful person would act under those
circumstances. That is for you to decide. Thus, under the facts in
evidence in this case, if a person failed to do something which a
reasonably careful person would [] do, or did something which a
reasonably careful person would not do, such person would be
negligent.
“Direct cause” means a cause which in a natural and continuous
sequence produces injury, and without which the injury would not
have happened. For negligence to be a direct cause, it is necessary
that some injury to the person in plaintiff’s situation must have been
a reasonably foreseeable result of negligence.
As used in these instructions, the term “injury’ means a loss, harm,
damage or an impairment to the person of the plaintiff, directly
caused by the negligence of defendant.
A physician who holds himself out to be a specialist in a particular
field of medicine owes to his patient the duty of possessing and using
that degree of learning and skill ordinarily possessed and used by
other specialists of good standing in the same special field under
similar circumstances. This is a higher degree of learning and skill
1
The district court denied Craig’s request for an advisory jury verdict on Dr.
Balluh’s negligence.
-4-
than that of a general practitioner. A physician who holds himself
out to be a specialist impliedly guarantees that he will use ordinary
care in the exercise of his skill and the application of his knowledge
and experience to accomplish the purpose for which he is employed,
and that he will use his best judgment in the exercise of his skill in
diagnosing the condition and in treating the patient. He does not
guarantee a cure and is not responsible for the lack of success, unless
that lack results from his failure to exercise ordinary care, or from
his lack of ordinary learning, skill, and experience.
If you find the plaintiff . . . proved all the essential elements of her
negligence cause of action against the defendant, James Murphree,
MD then your verdict shall be for the plaintiff . . . .
(Id. at 29–31.)
Craig proffered two additional uniform jury instructions on the issues of
concurrent causation and joint duty of care. The concurrent causation instruction
provided: “There may be more than one direct cause of an injury. When an
injury is the result of the combined negligence of two or more persons, the
conduct of each person is a direct cause of the injury regardless of the extent to
which each contributes to the injury.” Okla. Unif. Jury Instructions Civil 2d No.
9.7 (1996). The proposed joint duty instruction stated: “Where two or more
physicians owe the same duty to a patient, and the acts of each contribute to the
same breach of duty, the wrong and injury, if any, to the patient are regarded as
the result of joint action of the physicians, and both physicians are liable.” Id.
No. 14.9. Craig contended that the instructions were factually and legally proper
because she had presented evidence that both physicians had a duty to review the
-5-
1994 mammogram, identify the visibly suspicious area, and order further testing,
making them potentially concurrent tortfeasors under Oklahoma law as to that
portion of her claim. (Appellant’s App. at 39.) Without the instructions, Craig
argued, “the jury [would] be hopelessly confused” because the general direct
cause instruction gave insufficient guidance on the issue of causation in the
circumstance in which it would be asked to decide only Dr. Murphree’s
negligence. (Id. at 40.) According to Craig, the concurrent cause instruction
“exactly fit[] the facts of this case” (id.) and would help the jury understand that
“there may be more than one cause of an injury.” (Id. at 41.) Without comment,
the court denied Craig’s request to submit the two instructions to the jury.
The jury returned a verdict in favor of Dr. Murphree, and six months later,
the district court returned a verdict in favor of Dr. Balluh. Craig does not appeal
the latter judgment.
II
When a motion for a new trial is predicated, as here, upon a
challenge to the jury instructions, we consider the instructions given
as a whole. In reviewing the instructions, we consider all the jury
heard, and from the standpoint of the jury, decide not whether the
charge was faultless in every particular, but whether the jury was
misled in any way and whether it had understanding of the issues and
its duties to determine these issues.
Patty Precision Prods. Co. v. Brown & Sharpe Mfg. Co., 846 F.2d 1247, 1252
(10th Cir. 1988) (citations and quotations omitted). “We review the record as a
-6-
whole to determine whether the instructions state the law which governs and
provided the jury with an ample understanding of the issues and the standards
applicable.” Woolard v. JLG Indus., Inc., 210 F.3d 1158, 1177 (10th Cir. 2000)
(quotations omitted). “The admission or exclusion of a jury instruction is within
the discretion of the trial court,” and “[c]hallenges which merely pertain to the
trial judge’s language or formulation of the charge are reversible only for an
abuse of discretion.” Richards v. Attorneys’ Title Guar. Fund, Inc., 866 F.2d
1570, 1575, 1573 (10th Cir. 1989). When a party argues, as here, that the jury
was not fully or sufficiently instructed on its theory of the case, “[t]he question of
whether a jury was properly instructed is a question of law, and thus, our review
is de novo.” United States v. Lee, 54 F.3d 1534, 1536 (10th Cir. 1995); accord
Woolard, 210 F.3d at 1177.
We begin with the general principle that a party is entitled to an instruction
based on its theory of the case whenever it produces sufficient evidence to
support it and submits an instruction that is a correct statement of the law. FDIC
v. Schuchmann, 235 F.3d 1217, 1222 (10th Cir. 2000). “It is not error,” however,
“to refuse to give a requested instruction if the same subject matter is adequately
covered in the general instructions.” Id. (quotation omitted).
There is no question that the uniform instructions requested by Craig
correctly stated Oklahoma tort law. See 12 Okla. Stat. Ann. tit. 577.2; Fontenot
-7-
v. State, 881 P.2d 69, 85 (Okla. Crim. App. 1994) (“Generally speaking, when a
jury must be instructed on a certain subject, the relevant uniform instruction shall
be used unless the court determines that it does not accurately state the law.”
(quotation omitted)). A concurrent causation instruction is warranted when “there
is evidence that the injury may have been produced by two or more concurrent
causes.” Okla. Unif. Jury Instructions Civil 2d No. 9.6, notes on use (emphasis
added). Based on our review of the record, we conclude that Craig presented
evidence to support a finding of joint duty and concurrent causation arising from
the 1994 examination.
We address Dr. Murphree’s contentions that a new trial is not warranted
because (1) he and Dr. Balluh acted independently; (2) the jury did not hear all of
the evidence relating to and did not decide the issue of Dr. Balluh’s alleged
negligence; (3) Craig did not appeal the judgment in favor of Dr. Balluh; and
(4) he and Dr. Balluh did not owe the “same” duty and thus could not be jointly
responsible for Craig’s injury.
A
Dr. Murphree’s first contention—that the proposed instructions were
unwarranted because he and Dr. Balluh acted independently—is without merit. In
Radford-Shelton Associates Dental Laboratory v. Saint Francis Hospital, Inc., 569
P.2d 506, 509 (Okla. Ct. App. 1976), the Oklahoma Court of Appeals stated that
-8-
“[c]oncurrent tortfeasors [are] those whose independent, negligent acts combined
or concurred at one point in time to injure a third party.” Id. (emphasis added).
B
Similarly, the jury’s failure to hear the totality of the evidence against Dr.
Balluh is not determinative. Juries often determine the negligence of only one
alleged tortfeasor (e.g., when other alleged tortfeasors settle before trial). That
the jury is not asked to determine the existence or degree of negligence of all
tortfeasors does not mean that their actions did not concurrently cause plaintiff’s
injury.
Although the jury heard all of Craig’s evidence regarding Dr. Balluh’s
alleged negligence, it did not hear all of Dr. Balluh’s defense evidence. This
circumstance does not detract from the jury’s knowledge that Craig alleged that
both physicians directly caused her loss of chance of survival by negligently
failing to further evaluate the changes evidenced in the mammograms. In light of
the evidence presented to the jury and the district court’s refusal to instruct on
joint duty and concurrent causation, we are not satisfied that the jury understood
the issues to be resolved and its duty to resolve them. We are not satisfied that
the jury understood that even if Dr. Balluh, as the treating physician and last
physician with a duty to view the mammograms and/or to order further testing,
breached her duty, Dr. Murphree could still be held liable for any independent
-9-
failure to properly interpret the mammograms, report changes, and order further
testing.
C
We also reject Dr. Murphree’s claim that Craig’s failure to appeal the
judgment in favor of Dr. Balluh forecloses her right to a new trial on the issue of
Dr. Murphree’s negligence. A conclusion that Dr. Balluh did not breach the
standard of care in regard to viewing the mammograms does not mean that Dr.
Murphree was not negligent for failing to properly report the micro-calcifications
and recommend further evaluations. Dr. Murphree admitted that he did not
mention the micro-calcifications on his report, and Dr. Balluh testified that she
did not independently notice the micro-calcifications and that Dr. Murphree’s
report that the mammograms were negative for cancer was reassuring to her.
(Appellant’s App. at 53–54; Appellee’s App. at 218.) Dr. Balluh testified that if a
radiologist had reported the micro-calcifications, stated that they were possibly
new growth, and recommended further evaluation, she would have followed those
recommendations. (See Appellant’s App. at 54; Appellee’s App. at 218.)
Furthermore, the propriety of a jury instruction is determined as of the time
the case goes to the jury, not with the hindsight of a later trial court finding that
one defendant was not in fact negligent. As the notes to the Uniform Jury
Instructions state, the concurrent causes instruction should be used if there is
-10-
evidence that an injury may have been produced by two or more concurrent
causes. In addition to the evidence discussed above, the jury heard expert
testimony that, given Craig’s history, Dr. Balluh was additionally independently
negligent for (1) having failed to order a full biopsy of the mass in 1993 that
would have excluded cancer as the cause of the palpable abnormality and (2)
having failed to further evaluate a palpable area of fibrosis in the upper left breast
quadrant in 1994. (Appellant’s App. at 99, 103–06.) The requested instructions
would have allowed the jury to understand that physicians who concurrently
provide medical services to a patient have a joint duty to their patients; that there
may be more than one direct cause of injury to a patient; and that the jury had a
duty to hold Dr. Murphree liable if it found that he was negligent notwithstanding
any alleged concurrent negligence of Dr. Balluh. The instructions, as given, did
not clarify the confusion created by evidence demonstrating joint duties and
concurrent negligence where the jury would be determining the liability of only
one physician. The general negligence and direct cause instructions did not
inform the jury of the law of joint duty of physicians or of concurrent causes of
injury. 2
2
The cases cited by Dr. Murphree are distinguishable and not persuasive.
One addresses a factual situation involving successive tortfeasors whose
negligence caused separate injuries. See Radford-Shelton , 569 P.2d 506. In
another, the court’s focus was on the proximate cause doctrine in a situation in
(continued...)
-11-
D
Finally, we address Dr. Murphree’s contention that the joint duty of
physicians instruction was inapplicable because he and Dr. Balluh did not have
the same duty and thus could not be jointly responsible for Craig’s loss of chance.
We disagree. The duty that physicians owe to a patient, whether in interpreting a
physical examination of the patient or interpreting x-ray reports, is to follow the
relevant medical standard of care. See Benson v. Tkach, 30 P.3d 402, 404 (Okla.
Ct. App.), cert. denied (July 3, 2001). At trial, Craig argued that both physicians
concurrently breached their duties to independently notice clinical changes that,
given her extensive family history of breast cancer, merited further tests and
evaluations. Both Dr. Murphree and Dr. Balluh performed examination and
diagnosis techniques intended to discover any early signs of breast cancer. In that
regard, the duty they both owed to Craig was the “same”—to properly diagnose
her condition. Their continuing duty, whether in interpreting Craig’s physical
examination or her x-ray reports, was to follow the relevant medical standard of
care.
Given the testimony of Craig’s experts, the jury could have found that Dr.
2
(...continued)
which one defendant created a condition and the second defendant committed an
extraordinary and unexpected act that actually caused the injury. See Janow v.
Lewis , 172 P.2d 315 (Okla. 1946).
-12-
Murphree breached his standard of care, contributing to Craig’s decreased chance
of survival. The tendered joint duty of physicians instruction thus would have
clarified that Dr. Murphree’s negligence, if any, would not be excused by the
negligence of Dr. Balluh, if any. Without this instruction, the jury was not fully
informed of the law of physicians’ joint duties and liabilities.
III
We conclude that the jury was not fully instructed on governing law that
“provided [it] with an ample understanding of the issues and the standards
applicable.” Woolard , 210 F.3d at 1177 (quotation omitted). We hold that the
court abused its discretion in refusing to submit the tendered joint duty and
concurrent causes instructions to the jury.
The judgment of the district court is REVERSED , and the case is
REMANDED for a new trial.
ENTERED FOR THE COURT
Carlos F. Lucero
Circuit Judge
-13-