Greer v. United States , 72 F. App'x 793 ( 2003 )

F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
AUG 5 2003
TENTH CIRCUIT
PATRICK FISHER
Clerk
CHARLES R. GREER,
Plaintiff - Appellant,
No. 02-3414
v. (D.C. No. 01-CV-3210-GTV)
(D. Kansas)
UNITED STATES OF AMERICA,
Defendant - Appellee.
ORDER AND JUDGMENT *
Before SEYMOUR, MURPHY, and O’BRIEN, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
Charles R. Greer, a federal inmate appearing pro se, 1 appeals the dismissal
of his complaint brought under the Federal Tort Claims Act (“FTCA”), 28 U.S.C.
*
This order and judgment is not binding precedent except under the
doctrines of law of the case, res judicata and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
We liberally construe Mr. Greer’s pro se appeal. Ledbetter v. City of
1
Topeka, 318 F.3d 1183, 1187 (10th Cir. 2003).
§§ 1346(b), 2671-2680 (2002). He seeks damages because his legal papers were
lost by prison personnel. The district court dismissed the named individual
defendants from the complaint and substituted the United States as the sole
defendant. Later, it dismissed the complaint for lack of subject matter
jurisdiction based upon sovereign immunity. Mr. Greer presents three issues on
appeal. He claims the court erred: (1) in dismissing the original named
defendants and substituting the United States as the sole defendant; (2) in
granting the United States’ motion to dismiss for lack of subject matter
jurisdiction based on sovereign immunity; and (3) abused its discretion by
deciding a jurisdictional motion without an evidentiary hearing. We exercise
jurisdiction pursuant to 28 U.S.C. § 1291 and affirm.
FACTUAL BACKGROUND
Mr. Greer was and is incarcerated at the United States Penitentiary at
Leavenworth, Kansas (“USP Leavenworth”). While there, he attempted suicide
on May 14, 1999. Following his suicide attempt, Correctional Officer C.E.
Hutchison III impounded his personal property. Mr. Greer was transferred to a
medical center and then back to USP Leavenworth on August 16, 1999, where he
was placed in a detention unit. He was released into the general prison
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population in September 1999, 2 by an unknown correctional officer(s) who did
not return his personal property to him at that time. In late September or early
October, 1999, Correctional Officer Michael Gray returned Mr. Greer’s personal
property. Mr. Greer discovered a twelve inch stack of legal materials, which had
been impounded with his other personal property, was missing.
On July 12, 2000, Mr. Greer filed an administrative tort claim with the
United States Bureau of Prisons, seeking $811.65 in damages for the negligent
loss or disposal of his personal legal documents by prison employees. The Bureau
of Prisons offered to settle the alleged property loss for $129.40, the price Mr.
Greer paid for copying some of the legal materials. Mr. Greer rejected the
proposed settlement. On May 25, 2001, he filed a complaint in United States
District Court for the District of Kansas under the FTCA seeking compensatory
and punitive damages for the “negligent acts” of several named USP Leavenworth
employees. 3 On June 25, 2001, the district court sua sponte dismissed the
2
Mr. Greer was previously released from the detention unit on August 19,
1999, but was again confined to the detention unit the same day for displaying
psychotic behavior.
3
USP Leavenworth Correctional Officers Michael Gray and C.E. Hutchison
III, Dr. Donald Denney of the Psychology Services Department, and other
unknown correctional officer(s). Mr. Greer claimed Mr. Gray violated the
prison’s procedures for handling inmate property because he allegedly failed to
sign various forms, failed to secure Mr. Greer’s signature on the form, failed to
inventory the property before returning it to Mr. Greer, and gave Mr. Greer the
original personal property record form instead of the carbon copy. He alleges Dr.
Denney participated in Mr. Gray’s acts of negligence by failing to remedy the
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individually named defendants and substituted the United States as the sole
defendant. On January 25, 2002, the United States moved to dismiss for lack of
subject matter jurisdiction. The court granted the motion on November 12, 2002.
This appeal followed.
DISCUSSION
I. Substitution of Defendants
The FTCA establishes an exclusive remedy against the United States for
certain tortuous acts—“injury or loss of property, or personal injury or
death”—caused by the negligence or wrongful act of a government employee. 28
U.S.C. § 2679(b)(1). 4 In addition, because the remedy against the United States is
exclusive, it protects government employees acting within the scope of their
employment from individual liability, unless their acts were violations of the
negligent acts after they were brought to his attention. He argues the unknown
correctional officer(s) who released him from the detention quarters following his
suicide attempt violated prison procedure by failing to immediately return his
personal property to him. Mr. Hutchison is the correctional officer who allegedly
impounded Mr. Greer’s personal property following his suicide attempt. Mr.
Greer does not allege Mr. Hutchison lost the stack of legal material impounded
with his other personal property; rather, he argues an unknown officer(s) lost the
materials.
4
“The remedy against the United States provided by sections 1346(b) and
2672 of this title for injury or loss of property . . . resulting from the negligent or
wrongful act or omission of any employee of the United States while acting
within the scope of his office or employment is exclusive of any other civil action
or proceeding for money damages by reason of the same subject matter against the
employee whose act or omission gave rise to the claim . . . .” 28 U.S.C. §
2679(b)(1).
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United States Constitution or United States statutes. 28 U.S.C. § 2679(b)(1) and
(2). Mr. Greer did not allege constitutional or statutory violations; rather, his
complaint attempts to state a cause of action under the FTCA for negligence. Mr.
Greer’s apparent remedy is against the United States, not its employees.
Mr. Greer argues the district court committed reversible error by sua sponte
substituting the United States for individually named defendants. 5 He contends
the district court could not make this substitution absent certification by the
Attorney General that the employees were acting within the scope of their
employment. He also claims the district court relied on the incorrect section of
the FTCA in making the substitution. With respect to the certification issue he
relies on 28 U.S.C. § 2679(d)(1), which reads:
Upon certification by the Attorney General that the defendant
employee was acting within the scope of his office or employment at
the time of the incident out of which the claim arose, any civil action
or proceeding commenced upon such claim in a United States district
court shall be deemed an action against the United States under the
provisions of this title and all references thereto, and the United
States shall be substituted as the party defendant.
Mr. Greer filed his complaint on May 25, 2001, and the district court made
the substitution of defendants on June 25, 2001. The Attorney General did not
5
While ultimately inconsequential, one fact is noteworthy. Mr. Greer did
not file an objection to the substitution of the United States. He knew of the
substitution no later than March 27, 2002, when he contested the United States’
motion to dismiss. That motion was not granted until November 12, 2002, more
than sixteen months after the substitution.
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make the certification, ostensibly because the substitution was made by the
district court before the United States was served. Nevertheless, the United
States (and the district court) treated the case as if a certification had been made.
Significantly, the Attorney General did not refuse to certify, which would have
triggered the employees’ right to petition the court to make the certification. 28
U.S.C. §2679 (d)(3).
The error, if any, was harmless. Mr. Greer does not assert the named
employees—Messrs. Gray, Hutchison, Denney, and unknown correctional
officer(s)—acted outside the scope of their employment, and our independent
review of the record reveals no reason to assume ultra vires acts. Since Mr. Greer
made no cognizable claim against the originally named defendants, the action
could continue, if at all, only against the United States. 28 U.S.C. § 2679(b)(1)
and (d)(1). Rather than simply dismissing the complaint under 28 U.S.C.
1915A(b), the district court charitably substituted the United States as the sole
and proper defendant under the FTCA, thus initially preserving Mr. Greer’s
complaint.
Mr. Greer also argues the district court erred in substituting the United
States because it referenced 28 U.S.C. § 2672 instead of 28 U.S.C. § 2679, which
contains the exclusive remedy language. Besides citing to § 2672, the district
court provided no reasoning for making the substitution. But an obvious
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scrivener’s error does not warrant reversal, if the error was harmless, as is clearly
the case here.
In any event, “[a]n appellate court may affirm the judgment of a district
court on any grounds that find support in the record, provided the litigants have
had a fair opportunity to develop the record.” Seibert v. State of Okl., ex rel.
University of Oklahoma Health Scis. Ctr. 67 F.2d 591, 597 (10th Cir. 1989),
abrogated on other grounds. The district court must review prisoner civil action
complaints and “identify cognizable claims or dismiss the complaint, or any
portion of the complaint, if the complaint . . . is frivolous, malicious, or fails to
state a claim upon which relief may be granted . . .” 28 U.S.C. § 1915A. This
case qualifies for such treatment. Mr. Greer’s original complaint against the
named defendants failed to state a claim upon which relief could be granted
because the exclusive remedy for the tortuous conduct he alleged was against the
United States.
II. Dismissal for Lack of Subject Matter Jurisdiction
We review de novo a district court’s dismissal for lack of subject matter
jurisdiction premised on a finding of sovereign immunity. U.S. West, Inc. v.
Tristani, 182 F.3d 1202, 1206 (10th Cir. 1999); Ordinance 59 Ass’n v. United
States Dep’t of the Interior, 163 F.3d 1150, 1152 (10th Cir. 1998). Mr. Greer
argues even if the United States is the proper defendant, the United States’ motion
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to dismiss should have been denied because the United States waived its
sovereign immunity under the FTCA and failed to prove all of the elements
required for an exception to its waiver of immunity under 28 U.S.C. § 2680(c).
The United States may not be sued unless it specifically waives sovereign
immunity. It has, under the FTCA, waived immunity for employee actions
resulting in lost property or harm to persons; however, the waiver is limited. It
has not waived immunity for “[a]ny claim arising in respect of . . . the detention
of any goods . . . or other property by any . . . law enforcement officer.” 28
U.S.C. § 2680(c). In its well-reasoned Order, with which we agree, the district
court found Mr. Greer’s claim arose from the detention of his legal documents,
which are goods, and prison employees are law enforcement officers. Greer v.
United States, No. 01-3210 (D. Kan. Nov. 12, 2002). Thus, the United States did
not waive immunity from Mr. Greer’s suit.
III. Evidentiary Hearing
Trial courts have “wide discretion to allow affidavits, other documents, and
a limited evidentiary hearing to resolve disputed jurisdictional facts under Rule
12(b)(1).” Holt v. United States, 46 F.3d 1000, 1003 (10th Cir. 1995). Thus, we
review the denial of an evidentiary hearing only for abuse of discretion. United
States v. Gines, 964 F.2d 972, 977 (10th Cir. 1992).
Mr. Greer argues the district court abused its discretion by refusing to grant
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an evidentiary hearing “to resolve disputed jurisdictional facts” concerning the
United States’ motion to dismiss. He contends the district court presumed the
truthfulness of the United States’ factual allegations. To the contrary, the district
court recognized there was no dispute of fact. The district court assumed, as
alleged by Mr. Greer, the legal documents had been confiscated and then either
lost or disposed of by USP Leavenworth employees. It then applied 28 U.S.C. §
2680(c) to those facts. Because only questions of law were before the district
court, it did not abuse its discretion in accepting Mr. Greer’s allegations as true
rather than holding an evidentiary hearing.
CONCLUSION
For these reasons, we AFFIRM the district court’s substitution of the
United States in place of the individually named federal employees and its
dismissal of Mr. Greer’s claim for lack of subject matter jurisdiction. We
conclude it did not abuse its discretion in refusing to hold an evidentiary hearing
to decide the jurisdictional issue. All outstanding motions are denied. Finally,
we remind Mr. Greer he remains obligated to make partial payments until the
entire balance of the $105.00 filing fee is paid. See Greer v. United States, No.
01-3210 (D. Kan. June 25, 2001).
Entered by the Court:
TERRENCE L. O’BRIEN
United States Circuit Judge
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