United States v. McNeill , 136 F. App'x 153 ( 2005 )

F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
June 17, 2005
TENTH CIRCUIT
PATRICK FISHER
Clerk
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
No. 04-3092
v.
(D.C. No. 03-CR-40053-02-JAR)
(Kansas)
JOHN E. McNEILL,
Defendant-Appellant.
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
No. 04-3130
v. (D.C. No. 03-CR-40053-01-JAR)
(Kansas)
NORMAN A. PARADA,
Defendant-Appellant.
ORDER AND JUDGMENT*
Before KELLY, Circuit Judge, McWILLIAMS, Senior Circuit Judge, and
TYMKOVICH, Circuit Judge.
*
This order and judgment is not binding precedent, except under the doctrines of
law of the case, res judicata, and collateral estoppel. The court generally disfavors the
citation of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 36.3.
In a two-count indictment filed in the United States District Court for the District
of Kansas, John E. McNeill, Norman A. Parada, Kelly Ann Bradley and Tiffany C. Poulin
were charged as follows: in Count 1, with possession with an intent to distribute 100
grams or more of phencyclidine (“PCP”), a controlled substance, in violation of 21 U.S.C.
§ 841(a)(1) with reference to 21 U.S.C. §841(b)(1)(A), and 18 U.S.C. §2; and in Count 2,
with conspiring with each other, and others, to distribute 100 grams, or more, of PCP, in
violation of 21 U.S.C. § 846 with reference to 21 U.S.C. §§841(a), 841(b)(1)(A), and 18
U.S.C. §2..1
Prior to trial, McNeill and Parada each filed, inter alia, a motion to suppress,
which was denied by the district court, after hearing. United States v. Parada, et al., 289
F.Supp.2d 1291(D.Kan. 2003). In a joint jury trial, McNeill and Parada were convicted
on both counts of the indictment. McNeill was sentenced to imprisonment for 240
months and Parada was sentenced to imprisonment for 405 months. At trial, each was
represented by his own counsel, and each filed a timely notice of appeal. In this court,
separate briefs were filed. However, for dispositional purposes, both appeals will be
consolidated. Background facts are necessary to give meaning to the issues raised on
appeal.
On March 12, 2003, at about 1:30 p.m., James Oehm, an officer with the Junction
1
We are not here concerned, as such, with defendants Bradley and Poulin, who,
pursuant to a plea agreement, pled guilty to other, and lesser, charges, and ultimately
testified as government witnesses in the joint jury trial of McNeill and Parada.
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City, Kansas, Police Department, stopped a Ford van bearing Maryland tags on Interstate
70 approximately 10 miles outside Junction City, Kansas. Officer Oehm was also a
deputy for the Geary County drug task force unit (the county in which Junction City is
located), and, because of that fact, customarily had “a drug-sniffing canine” with him, as
he did on this occasion. After following the van for about one mile, the officer stopped
the van because he observed the vehicle cross the right line of the lane at least twice and
then drive back on the center white line of the highway in violation of Kansas law. KSA
8-1522(a). After stopping the van, Oehm made contact with the driver, Kelly Bradley (a
female), who, on request, handed him a Virginia driver’s license. At that time, the officer
observed McNeill (a male) seated in the front passenger seat, and Tiffany Poulin (a
female) and Parada (a male) lying down in the back seat. At the same time, he also
noticed the “strong odor” of air fresheners coming from the left rear window of the van,
which was open. In this regard, he also noticed an air freshener hanging from the left rear
window and two others inside the vehicle.
Bradley, upon request, gave the officer her driver’s license and a rental agreement
for the van, and, according to the officer, she was at that time “visibly shaken, somewhat
nervous” as evidenced by her rapid breathing, a panicked look on her face, and trembling
hands. The officer asked Bradley about her travel plans and she advised him that she was
coming from Colorado and going home to Virginia. Officer Oehm returned to his patrol
car and ran this information through the dispatcher. The rental agreement appeared to
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have expired, and the vehicle had been rented to a “Saketha Champion,” who was not an
occupant of the vehicle. The rental agreement showed no additional authorized driver
other than the named lessee, though the name “Kelly Ann Bradley” had been penned in,
over printed language in the agreement indicating that no driver other than the named
lessee was permitted to drive. The rental agreement also provided that the van was not to
be driven outside the state of rental, which was Maryland, with the exception of “MD,
DC, VR, NC, and SC.”
After running his check, the officer came back to the van, returned to Bradley her
license and rental agreement, and gave her a warning ticket for a lane violation. The
officer then asked her, “Could I ask [you] a couple of other questions?”, to which she
replied, “sure.” Officer Oehm asked her why she had gone to Colorado and she replied
that she went there to attend a wedding. The officer next said, “You guys aren’t bringing
back anything illegal with you from Colorado, are you?” and Bradley, who appeared to
have panicked again, looked over at McNeill, and then said, “No.” Officer Oehm then
said to Bradley, “Would you have a problem if I checked quick to make sure?” Bradley
demurred and did not consent to a search of the van. Without responding further, the
officer told Bradley that he “would grab a dog and walk him around.” Officer Oehm then
took his dog (named Rico) out of the patrol car and walked the dog, counterclockwise,
around the van. During this walk, Rico gave a positive alert for the presence of illegal
drugs while near the area of the driver’s window. After receiving the alert, the officer put
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the dog back in the patrol car, returned to the van and told the four occupants thereof they
were going to have to step out of the vehicle. A videotape of this incident showed that
one minute and 37 seconds elapsed from the time the officer returned Bradley her license
to the time the dog alerted on the van and 39 seconds elapsed from the time the officer
told Bradley he would get his dog to the time the dog alerted.
While all of the occupants were standing on the side of the road, Officer Oehm,
assisted by a backup officer who had just arrived, conducted a roadside search of the
vehicle. They found in the rear of the van a large cooler which was covered by bags of
clothing. Inside the cooler, they observed two half-gallon sized Tree Top brand apple
juice jugs that contained a fluid resembling apple juice. The officers opened the bottles
and detected an over-whelming chemical odor emanating from the bottles. When Officer
Oehm asked what was in the jugs, no one replied. Oehm then asked Bradley and the
other occupants of the car to follow him to the Junction City Police Department
warehouse, where he continued to search the van. A small amount of marijuana was
found in the map pocket in the front passenger door during that search. Samples of the
contents of the two jugs were later taken and, after testing, showed that the two jugs
contained approximately 340 grams of PCP, with an estimated street value of
$448,000.00.
McNeill
On appeal, McNeill raises two issues: (1) the district court erred in denying his
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motion to suppress; and (2) the district court erred in denying his motion for discovery of
Rico’s training records. We are not persuaded by either argument.
The district court in denying McNeill’s motion to suppress found that Officer
Oehm’s stopping of defendants’ van was lawful and not pretextual in nature. Counsel
suggests that the stopping of the defendants’ van was the result of racial profiling. In this
regard, Bradley, the driver, was white, the other three occupants were Afro-Americans.
At the hearing on McNeill’s motion to suppress, Officer Oehm testified that, though he
saw that the driver of the van was a “white” person, that, because of tinted windows, he
could not see the others in the van, though he did know, before stopping the car, that there
were passengers in the vehicle. In any event, the record clearly supports the district
court’s holding that Office Oehm’s stopping of defendants’ van was pursuant to a
perceived traffic violation, and was not the product of racial profiling.
Counsel then argues that, although the initial stop may have been lawful, the
subsequent “detention” of McNeill, violated his Fourth Amendment rights. Counsel’s
argument is that, after Officer Oehm returned Bradley’s driver’s license and the car rental
agreement, any further detention violated McNeill’s Fourth Amendment rights. This
ignores the fact that after Officer Oehm returned the driver’s license and car rental
agreement to Bradley, he asked her if he could ask her a few additional “quick questions,”
to which she replied “sure.” At that point in time, Officer Oehm’s encounter with
Bradley became “consensual” and any “detention” for asking the “quick questions” was
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not unlawful. By the time Bradley declined to give her consent to Oehm’s proposed
search of the van, Officer Oehm had “reasonable suspicion,” which permitted his use of
Rico to “sniff” the van, and when Rico alerted, Officer Oehm had “probable cause” to
search the van. See Illinois v. Caballes, 125 S.Ct. 834 (2005).
The government in its brief argues that the stop and search of the vehicle did not
violate any of the van’s occupants’ Fourth Amendment rights, and that, in any event,
McNeill, as a passenger who did not own the van, had “no standing” to challenge the
search. In this regard, it would appear that, under United States v. DeLuca, 269 F.3d
1128 (10th Cir. 2001), McNeill did lack standing, but such is, in a sense, academic, since
the district court found, and we agree, that as a matter of fact, there was no unlawful
search or seizure.
McNeill also asserts that the district court erred in denying his motion to discover
the “training records” for Rico, the dog. Counsel, after stating that such is an issue,
makes no argument in his brief in support thereof. It would appear from the record,
however, that, before trial, counsel for McNeill received much of the material which he
sought concerning Rico, his training and general sniffing expertise. In any event, we
perceive no reversible error in this regard.
Parada
Prior to trial, Parada filed a motion in limine seeking an order that the government
not be permitted to introduce evidence in 2000, he had been convicted in California of
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possessing cocaine with an intent to sell. The district court, just prior to commencement
of the trial, denied the motion, concluding that evidence of that conviction was admissible
under Fed. R. Crim. Evid. §§ 403 and 404(b). At the ensuing trial, the government, over
objection, called as its first witness a deputy probation officer from Los Angeles,
California. The officer testified that his records indicated that in 2000, a person using the
name Alberto Guiterrez, pled nolo contendere to a charge of possessing cocaine with an
intent to sell. The officer then went on to identify the defendant in the present case as
being the defendant in the California proceeding, where he was using the name Alberto
Guiterrez. The facts and circumstances surrounding the California conviction were not
inquired into, nor were they otherwise before the trial court.2 It was on this state of the
record that the district court permitted into evidence, under 403 and 404(b), Parada’s
California conviction.
In essence, the district court, without an evidentiary hearing, held that the mere
fact that the defendant was convicted in 2000 of possessing cocaine with an intent to sell,
with nothing more, tended to show that on March 12, 2003, Parada had “knowledge,
intent, absence of mistake, as well as motive” to possess with an intent to distribute 100
2
There is nothing to indicate that the facts and circumstances surrounding Parada’s
California conviction were similar to the facts and circumstances surrounding the charges
against him in the present proceeding, nor is there any suggestion that they were an
“inseparable part” of the crime for which he was then on trial. The district court’s sole
reason for denying Parada’s request that evidence of his California conviction be
suppressed was that it was admissible evidence under 403 and 404(b).
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grams or more of PCP, and that he conspired to do so, and, still further, the court then
went on to hold that the probative value of such “substantially out weigh[ed] the
prejudicial effect” of such evidence.
Specifically, in denying Parada’s motion to suppress any use at trial of his
conviction in 2000 in California of possession of cocaine with an intent to sell, the district
court spoke as follows:
Because this defendant is going to place in issue
whether he acknowledged that there was PCP in the vehicle,
whether he had intent to possess it, whether he had the intent
to distribute it, the fact that he had on a prior occasion been
engaged in possession of a controlled substance with intent to
distribute does have significant probative value. And so
therefore I’ll find that it is appropriate evidence under Rule
404(b) to show knowledge, intent, absence of mistake, as well
as motive.
And under the Rule 403 analysis, I find that the
probative value substantially outweighs the prejudicial effect,
again, because there are multiple people in this vehicle, and
there are some questions here as to who, if any, of them were
actually in possession or in constructive possession or had any
knowledge of possession, intentional possession, of the
substance in the vehicle.
And the other charge, of course, is conspiracy. And
that places in issue whether people were knowingly and
willingly members of a conspiracy and participants in a
conspiracy. So I will offer to the jury – I will read a limiting
instruction advising them that they may only use this evidence
for a limited purpose.
In our view, the district court erred in admitting evidence of the California
conviction and the cautionary instructions given the jury in connection therewith, did not,
indeed could not, cure that error. In short, the district court abused its discretion in
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admitting evidence of Parada’s California conviction. United States v. Kravchuk, 335
F.3d 1147, 1156 (10th Cir. 2003).
We believe the present case is controlled by United States v. Burkhart, 458 F.2d
201 (10th Cir. 1972). In Burkhart, the Court, sitting en banc, Judge Barrett concurring in
part and dissenting in part, and Judge McWilliams dissenting, held that where the
defendant was on trial for a Dyer Act violation, admission, over objection, of certified
copies of two prior Dyer Act convictions occurring some four to fifteen years earlier
constituted reversible error. In the present case, all we have is the testimony of the
California probation officer that the defendant in the present case pled nolo contendere in
2000, nearly three years prior to the instant offense, to possessing cocaine, not PCP, with
an intent to sell. Nothing more. Such clearly offends Burkart. We recognize that since
Burkhart, we have on several occasions, distinguished the case there at hand from the
“facts” in Burkhart3. However, the “facts” in the present case in our view clearly come
within the purview of Burkhart. In this general connection, in United States v. Biswell,
700 F.2d 1310, 1319(10th Cir. 1983), we spoke as follows:
On careful consideration of the record here we are convinced that the
evidence of other crimes and misconduct as interjected was not
justified under Rule 404(b). In any event we must hold that any
probative value it had was also substantially outweighed by the
For example, see United States v. Naranjo, 710 F.2d 1465, 1468 (10th Cir. 1983),
3
United States v. Van Cleave, 599 F.2d 954, 957 (10th Cir. 1979), United States v.
Beathune, 527 F.2d 696, 700 (10th Cir. 1975) and United States v. Hampton, 458 F.2d 29,
31 (10th Cir. 1972).
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danger of unfair prejudice so that its admission was an abuse of
discretion under Rule 403. Moreover, “[i]mproper admission of
evidence of a prior crime or conviction, even in the face of other
evidence amply supporting the verdict, constitutes plain error
impinging upon the fundamental fairness of the trial itself. United
States v. Parker, 604 F.2d 1327, 1329 (10th Cir. 1978); see also,
United States v. Gilliland, 586 F.2d 1384, 1391 (10th Cir. 1978).
We reject any suggestion that the error in this case was harmless. In this
connection, in Burkhart, 458 F.2d at 203, where we reversed, we recognized that “the
basic facts and circumstances [in that case] are more than sufficient to dispel every doubt
as to his guilt.” In this same connection, we also spoke in Burkhart as follows, “Third, an
obvious truth is that once prior convictions are introduced the trial is, for all practical
purposes, completed and the guilty outcome follows as a mere formality. This is true
regardless of the care and caution employed by the court in instructing the jury.” Id. at
204.
In view of our disposition of this appeal, we need not consider the other issues
raised on appeal by Parada.
The judgment in No. 04-3092, United States v. McNeill, is affirmed.
The judgment of conviction in No. 04-3130, United States v. Parada, is reversed
and the sentence imposed thereon is vacated. That case is remanded to the district court
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with directions that further proceedings be consonant with the views herein expressed.
Entered for the Court
Robert H. McWilliams
Senior Circuit Judge
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