Smith v. Chapdelaine ( 2020 )

FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT February 13, 2020
_________________________________
Christopher M. Wolpert
Clerk of Court
RAY A. SMITH,
Petitioner - Appellant,
v. No. 19-1409
(D.C. No. 1:16-CV-02528-RBJ)
JOHN CHAPDELAINE; ATTORNEY (D. Colo.)
GENERAL OF THE STATE OF
COLORADO,
Respondents - Appellees.
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ORDER DENYING CERTIFICATE OF APPEALABILITY
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Before BRISCOE, MORITZ, and CARSON, Circuit Judges.
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Ray Smith, a Colorado state prisoner, filed two motions in the district court,
purportedly under Federal Rule of Civil Procedure 60(b). The district court
determined that the motions were actually unauthorized second or successive motions
to vacate his conviction and sentence under 28 U.S.C. § 2254 and dismissed them for
lack of jurisdiction. Appearing pro se,1 Smith seeks a certificate of appealability

This order is not binding precedent except under the doctrines of law of the
case, res judicata, and collateral estoppel. It may be cited, however, for its
persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
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Because Smith appears pro se, we construe his pleadings liberally. Hall v.
Scott, 292 F.3d 1264, 1266 (10th Cir. 2002).
(COA) to challenge the district court’s ruling. Exercising jurisdiction under
28 U.S.C. § 1291, we deny a COA and dismiss this matter.
Background
Smith was convicted in Colorado state court of first degree murder and seven
counts of tampering with a witness. The state court of appeals affirmed his
conviction.
In 2017, Smith filed his first § 2254 application, claiming the charging
document was flawed, that he was subjected to an unlawful custodial interrogation,
that he received ineffective assistance of both trial and appellate counsel, and that the
trial was tainted by judicial and prosecutorial misconduct. The district court
determined that most of Smith’s claims were procedurally barred and that the
remainder failed on the merits and thus did not warrant habeas relief. Accordingly,
the district court denied Smith’s application for habeas relief and declined to issue a
COA. We also denied a COA. Smith v. Chapdelaine, 774 F. App’x 468, 477
(10th Cir. 2019), cert. denied, No. 19-6427, 2020 WL 129745 (U.S. Jan. 13, 2020).
Smith then filed what he captioned as Rule 60(b) motions, reasserting the
claims he made in his first § 2254 application and arguing that the court erred in
dismissing it because his constitutional rights were violated. The district court
determined the motions were actually § 2254 habeas petitions because they
challenged his sentence and conviction as unconstitutional. See Gonzalez v. Crosby,
545 U.S. 524, 530, 532 (2005) (explaining that a 60(b) motion amounts to a second
or successive petition for habeas relief if it either “seeks to add a new ground for
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relief” or “attacks the federal court’s previous resolution of a claim on the merits”
and that a “claim” is “an asserted federal basis for relief from a state court’s
judgment of conviction”) (emphasis and internal quotation marks omitted). As such,
the court concluded that his motions were unauthorized second or successive habeas
petitions, and dismissed them for lack of jurisdiction.2 Smith now seeks to appeal
that order.
Discussion
To appeal the district court’s dismissal of his petition, Smith must first obtain
a COA. 28 U.S.C. § 2253(c)(1)(A). We will grant a COA only if Smith makes “a
substantial showing of the denial of a constitutional right.” Id. § 2253(c)(2). To
meet this standard where, as here, the district court denied relief on a procedural
ground, Smith must “state[] a valid claim of the denial of a constitutional right and
that jurists of reason would find it debatable whether the district court was correct in
its procedural ruling.” Slack v. McDaniel, 529 U.S. 473, 484 (2000). We need not
address the constitutional question if we conclude that reasonable jurists would not
debate the district court’s resolution of the procedural one. Id. at 485.
Rule 60(b) cannot be used to “circumvent[] [the] requirement that a new claim
be dismissed unless it relies on either a new rule of constitutional law or newly
discovered facts.” Gonzalez, 545 U.S. at 531. “[A] ‘true’ 60(b) motion . . . either
(1) challenges only a procedural ruling of the habeas court which precluded a merits
2
The district court denied a COA in a separate order.
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determination of the habeas application; or (2) challenges a defect in the integrity of
the federal habeas proceeding . . . .” Spitznas v. Boone, 464 F.3d 1213, 1215-16
(10th Cir. 2006) (citation omitted). Regardless of how a movant characterizes a
motion, it is treated as a habeas petition if it “asserts or reasserts a federal basis for
relief” from the underlying conviction. In re Lindsey, 582 F.3d 1173, 1175 (10th Cir.
2009) (internal quotation marks omitted).
Smith’s motion claimed the district court misapprehended the facts and law in
dismissing his habeas petition, and it is nothing more than an attempt to relitigate the
same claims he made in the petition. The substance of his motion did not challenge a
procedural ruling that prevented the habeas court from considering the merits of his
claims, but instead sought “vindication of a habeas claim by challenging the habeas
court’s previous ruling on the merits of” his claims. See Spitznas, 464 F.3d at
1215-16 (internal quotation marks omitted). We thus agree with the district court’s
conclusion that Smith’s Rule 60(b) motion was a second or successive habeas
petition.
We have reviewed Smith’s arguments, the appellate record, the state court’s
decision affirming his conviction, the district court’s orders denying both the first
habeas petition and the current petition, and the applicable law. Based on this
review, we conclude that reasonable jurists could not debate that the district court
was correct in treating Smith’s Rule 60(b) motion as an unauthorized second or
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successive § 2254 petition and dismissing it for lack of jurisdiction.
Accordingly, we deny a COA and dismiss this matter. We grant Smith’s motion to
proceed in forma pauperis on appeal and remind him that he must pay the filing fee
in full.
Entered for the Court
CHRISTOPHER M. WOLPERT, Clerk
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