Brown v. Fisher ( 2008 )

UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
WILLIE BROWN,
Plaintiff-Appellant,
v. No. 06-3207
SCOTT FISHER; J.J. WEBER;
COUNTY OF MIAMI,
Defendant-Appellees.
ORDER ON PETITION FOR REHEARING
Filed January 2, 2008
Before HENRY, Chief Circuit Judge, BRISCOE and O’BRIEN, Circuit Judges.
This matter is before the court on the petition for panel rehearing filed by Willie
Brown on October 26, 2007. His petition contains nothing that would change the
disposition of his appeal, but it raised an issue warranting additional discussion.
Upon consideration, we grant the petition in part, withdraw the Order and
Judgment issued on October 16, 2007, and substitute the attached Order and Judgment
and concurrence. Apart from the changes reflected in the substituted Order and
Judgment, the petition for rehearing is denied.
Entered for the Court
Elisabeth A. Shumaker, Clerk
2
FILED
United States Court of Appeals
Tenth Circuit
January 2, 2008
UNITED STATES COURT OF APPEALSElisabeth A. Shumaker
Clerk of Court
TENTH CIRCUIT
WILLIE BROWN,
Plaintiff - Appellant, No. 06-3207
v. D. Kan.
SCOTT FISHER; J.J. WEBER; COUNTY (D.C. No. 05-CV-2268-KHV)
OF MIAMI,
Defendants - Appellees.
ORDER AND JUDGMENT*
Before HENRY, BRISCOE, and O’BRIEN, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination of this
appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered
submitted without oral argument.
Willie Brown was stopped by a police officer for a minor traffic violation. He
refused to present his driver’s license and, as a result, was arrested and spent a night in
jail. At some point, his vehicle was searched by another officer and an open beer can was
discovered in the cab of his pick-up truck. Brown brought this case against the two
*
This order and judgment is not binding precedent except under the doctrines of
law of the case, res judicata, and collateral estoppel. It may be cited, however, for its
persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
officers, Scott Fisher and J.J. Weber, and the County of Miami, Kansas, claiming a
violation of his rights under the Fourth, Fifth, Sixth, Eighth and Fourteenth Amendments.
The district court allowed Weber to answer out of time, and then granted summary
judgment in favor of Fisher and Weber. The district court dismissed Brown’s claims
against the County without prejudice for failure of service. Appearing pro se,1 Brown
appeals from these decisions. We dismiss in part, reverse in part, and affirm in part.
I. BACKGROUND
At 9:30 p.m. on February 25, 2004, Miami County Deputy Sheriff Scott Fisher
stopped Brown’s truck because the passenger-side headlight was not illuminated.2 Fisher
approached Brown and asked to see his driver’s license. In response, Brown asked Fisher
whether he had probable cause for the stop. Fisher responded that one of Brown’s
headlights was out and again asked to see Brown’s driver’s license. Brown asked if he
was under arrest. Fisher replied he was not under arrest, but would be if he did not
produce a driver’s license. Fisher walked back to his patrol car and Brown got out of his
truck to look for his license. Fisher ordered Brown back in the truck and called for back-
up. When Fisher returned to Brown’s truck, Brown was sitting in the driver’s seat,
looking in his briefcase for his license.
Fisher arrested Brown, frisked him, handcuffed him, and placed him in the patrol
1
We liberally construe Brown’s pleadings, on account of his pro se status, but we
hold Brown to the same rules of procedure as other litigants. See Green v. Dorrell, 969
F.2d 915, 917 (10th Cir. 1992).
2
Though not relevant to the issues raised on appeal, there was a fourteen-year-old
passenger riding with Brown at the time of the stop.
2
car. Fisher then went to Brown’s truck and found Brown’s billfold in the briefcase. He
searched the billfold in Brown’s presence and discovered Brown’s valid Kansas driver’s
license. At this point, Deputy Sheriff J. J. Weber arrived on-scene. Fisher removed
Brown from the patrol car and Weber questioned Brown about his driver’s license.
Thereafter, Fisher transported Brown to the police station, which took between fifteen and
twenty minutes. While Brown was in transport, Weber searched Brown’s truck and
found an open, non-alcoholic beer can in the passenger area.
At the station, Brown was issued a citation for driving with an open alcoholic
beverage container and for failing to display a driver’s license upon demand. Brown
refused to post a $35.00 bond and spent the night in the Miami County Jail. Brown was
released the next morning.3
On June 27, 2005, Brown filed a complaint against Fisher, Weber and Miami
3
If Brown was convicted this action would be barred. Heck v. Humphrey, 512
U.S. 477 (1994). The record is equivocal on that score. Brown alleges, in paragraph 7 of
his complaint, he “appeared as directed on the ticket on March 25th, 2004, at 9 A.M. in
the Miami County courthouse before Judge Richard M. Smith, talked to the judge, and
left. No charges were filed or prosecuted.” Fisher and Weber deny the allegations
contained in this paragraph, claiming they lack sufficient information to form a belief as
to their truth or falsity. (R. Vol. 1, Doc. 5 at 2; Doc. 11 at 2.) In his motion for summary
judgment, Officer Fisher claims, as an uncontested material fact: “Brown was booked into
the jail at about 10:30 p.m. He was released the next morning at about 7:30 a.m. by
Undersheriff Mark Schmidt. He had been given a citation while in his jail cell which was
delivered by one of the jailers.” (R. Vol. 1, Doc. 22 at 7.) Fisher does not include any
facts relating to the ultimate outcome of the citation. Brown testified at his deposition
that he was delivered a citation in his jail cell. (R. Vol. 1, Doc. 22, attach. at 44.) He also
testified he showed up in court and his case was not called. (Id. at 47.) He claimed he
did not ask why his case was not called, and did not know whether the case was still
pending. (Id. at 50.) Reading the record most charitably to Brown, we assume he was
not convicted.
3
County under 42 U.S.C. § 1983, alleging violations of his Fourth, Fifth, Sixth, Eighth and
Fourteenth Amendment rights. Fisher answered Brown’s complaint on July 18, 2005.
On July 28, 2005, Weber filed a motion to answer out of time, claiming excusable neglect
on account of defective service. The district court granted this motion on August 10,
2005, without opinion. Both Fisher and Weber then filed motions for summary judgment
on all claims, and the district court granted these motions on February 27, 2006. The
court determined the allegations in Brown’s complaint implicated only the Fourth
Amendment, and Fisher and Weber were entitled to judgment as a matter of law because
neither the arrest nor the search violated Brown’s Fourth Amendment rights. The court
ordered Brown to appear and show cause as to why his claims against the County should
not be dismissed, based on his failure to allege “the County violated his rights through a
County custom, practice or policy or by the act of a final decision maker.” Brown argued
the merits of his case against the County, but the court did not consider the merits.
Instead it dismissed Brown’s claims against the County without prejudice for failure of
service.
On appeal, Brown argues the district court erred by: (1) allowing Weber to answer
out of time; (2) granting summary judgment to Fisher and Weber; and (3) dismissing
Brown’s claims against the County. We first consider Brown’s claims against the
County, and then his claims against Fisher and Weber.
4
II. DISCUSSION
A. The County of Miami
Brown filed his complaint on June 27, 2005. On July 1, 2005, Brown’s process
server served a copy of the summons and complaint upon an employee of the Clerk of the
District Court of Miami County, Kansas. On July 6, 2005, Brown filed a proof of service
upon Miami County, based upon serving the Clerk of the District Court. Brown never
served the Miami County Clerk or any member of the governing body of Miami County.4
The district court dismissed Brown’s claims against the County without prejudice
because Brown failed to properly serve the summons and complaint upon the County
within 120 days of filing as required by Rule 4(m) of the Federal Rules of Civil Procedure
(“If service of the summons and complaint is not made upon a defendant within 120 days
after the filing of the complaint, the court, upon motion or on its own initiative after
notice to the plaintiff, shall dismiss the action without prejudice as to that defendant or
direct that service be effected within a specified time . . . .”). While the court did not
directly consider the merits of Brown’s claims against the County, it did remark in a
footnote that Brown had not alleged any policy or action by the County which violated
his constitutional rights. On May 9, 2006, the district court entered a separate judgment,
dismissing without prejudice Brown’s claims against the County.
4
Pursuant to Rule 4(j)(2) of the Federal Rules of Civil Procedure, service upon a
state, municipal corporation or other governmental organization is effected by delivering
a copy of the summons and complaint to its chief executive officer or by serving the
summons and complaint “in the manner prescribed by the law of that state.” Kansas law
provides service upon a county is effected by serving one of the county commissioners,
the county clerk, or the county treasurer. Kan. Stat. Ann. § 60-304(d)(1).
5
1. Jurisdiction
Before we consider the district court’s dismissal of Brown’s claims against the
County, we must ensure we have jurisdiction. Though neither party has raised a
jurisdictional challenge, “we have an independent duty to examine our own jurisdiction.”
Amazon, Inc. v. Dirt Camp, Inc., 273 F.3d 1271, 1274 (10th Cir. 2001). Under 28 U.S.C.
§ 1291, only “final decisions” are appealable. See 28 U.S.C. § 1291 (“The courts of
appeals . . . shall have jurisdiction of appeals from all final decisions of the district courts
of the United States . . . .”). The question, then, is whether a dismissal without prejudice
for failure of service of process constitutes a final, appealable decision.
In Amazon, we explained “[a]lthough a dismissal without prejudice is usually not a
final decision, where the dismissal finally disposes of the case so that it is not subject to
further proceedings in federal court, the dismissal is final and appealable.” 273 F.3d at
1275. There, we held the district court’s decision to decline supplemental jurisdiction and
dismiss state claims without prejudice for refiling in state court effectively disposed of the
entire action in federal court and was thus ripe for review. See id. In Moya v.
Schollenbarger, we noted “a dismissal [] without prejudice does not necessarily make it
non-final under section 1291.” 465 F.3d 444, 448 (10th Cir. 2006). We set forth three
principles for determining whether an order of a district court is final and appealable. Id.
at 450. The third principle is relevant here: “when the dismissal order expressly grants the
plaintiff leave to amend, that conclusively shows that the district court intended only to
dismiss the complaint [not the entire action]; the dismissal is thus not a final decision.” Id.
at 451.
6
Here, it appears the district court did not intend to dismiss Brown’s entire cause of
action and finally dispose of his case. The court’s order allowed Brown to re-file and
properly serve his complaint upon the County. The court even indicated in a footnote
what Brown might need to do to survive a motion to dismiss as to his claims against the
County. Presumptively then, the order of dismissal was not final and appealable.5
Though, as stated in Moya, a dismissal without prejudice is not necessarily non-final, it is
here, where it invites a plaintiff to correct the procedural defect and re-file. We therefore
dismiss this portion of Brown’s appeal for lack of jurisdiction.6
B. Fisher and Weber
5
This is not inconsistent with prior cases in which we reviewed orders of
dismissal with prejudice for failure to comply with the Federal Rules of Procedure. See,
e.g., Nasious v. Two Unknown B.I.C.E. Agents, 492 F.3d 1158, 1161 (10th Cir. 2007)
(reviewing dismissal with prejudice under Fed. R. Civ. P. 41(b) for failure to comply with
the pleading requirements contained in Fed. R. Civ. P. 8); Olsen v. Mapes, 333 F.3d
1199, 1200 (10th Cir. 2003) (reviewing dismissal with prejudice under Fed. R. Civ. P.
41(b) for failure to effectuate service under Fed. R. Civ. P. 4(i)).
6
Brown’s claims against the County are subject to a two-year statute of
limitations. See Wallace v. Kato, 127 S.Ct. 1091, 1094, reh’g denied, 127 S.Ct. 2090(2007) (statute of limitations applicable to § 1983 actions is what state law provides for
personal injury torts); Kan. Stat. Ann. § 60-513(a)(4) (two-year statute of limitations for
personal injury torts). The dismissal of Brown’s claims against the County more than two
years after his cause of action accrued does not convert the dismissal without prejudice
into a de facto dismissal with prejudice because Brown could have taken advantage of
Kansas’ tolling rules and refiled his complaint. See Brown v. Hartshorne Pub. Sch. Dist.
No. 1, 926 F.2d 959, 962 (10th Cir. 1991) (“Limitations periods in § 1983 suits are to be
determined by reference to the appropriate state statute of limitations and the coordinate
tolling rules.”) (internal quotations and citation omitted); Kan. Stat. Ann. § 60-203(b) (90-
day grace period for refiling after service has been adjudicated defective, with 30-day
extension permitted for good cause); Kan. Stat. Ann. § 60-518 (“If any action be
commenced within due time, and the plaintiff fail in such action otherwise than upon the
merits, and the time limited for the same shall have expired, the plaintiff . . . may
commence a new action within six (6) months after such failure.”).
7
On July 28, 2005, Weber filed a motion to answer out of time, claiming excusable
neglect on account of defective service. The district court granted Weber’s motion
without opinion, allowing Weber to file and serve his answer within five days of the date
of the order. The court later granted Fisher and Weber’s motions for summary judgment,
holding the defendants were entitled to judgment as a matter of law on Brown’s claim for
violation of his rights under the Fourth Amendment (according to the court, the only
viable claim) because Fisher had probable cause to arrest Brown and it was therefore
reasonable for Fisher and Weber to search the passenger compartment of Brown’s vehicle.
1. Jurisdiction
We continue to examine our jurisdiction. See Amazon, 273 F.3d at 1274.
Generally, “a party cannot obtain appellate jurisdiction where the district court has
dismissed at least one claim without prejudice because the case has not been fully disposed
of in the lower court.” Jackson v. Volvo Trucks N. Am., Inc., 462 F.3d 1234, 1238 (10th
Cir. 2006); see also Catlin v. United States, 324 U.S. 229, 233 (1945), superseded by
statute, 9 U.S.C. § 15 (generally, a decision is final under 28 U.S.C. § 1291 only when it
“ends the litigation on the merits and leaves nothing for the court to do but execute the
judgment.”). There is an exception to this general rule where the unadjudicated claims
relate only to a defendant who was never served. Under this exception, an order finally
disposing of the interests of all defendants who have been served is appealable because the
unserved defendant was never made a proper party to the action. See Bristol v.
Fibreboard Corp., 789 F.2d 846, 847 (10th Cir. 1986). We find this exception to be
applicable here.
8
In Bristol, we held the fact that two (of twenty-one) defendants were not considered
in the district court’s order and judgment “does not prevent the decision of the district
court from being final.” Id. We explained“[t]hese unserved defendants were never made
parties to this lawsuit. It was not necessary for the district court to enter an order
dismissing them prior to its entry of the order and judgment.” Id. (citations omitted).
Bristol was cited by the Eleventh Circuit in Insinga v. LaBella, where it held when “final
judgment has been entered as to all defendants who have been served with process and
only unserved defendants remain, the district court’s order may be considered final under
28 U.S.C. § 1291 for purposes of perfecting an appeal.” 817 F.2d 1469, 1469-70 (11th
Cir. 1987) (citing cases from the Tenth, Ninth, Second and Third Circuits).
In Federal Savings & Loan Insurance Corporation v. Tullos-Pierremont, the Fifth
Circuit expanded upon this analysis. 894 F.2d 1469 (5th Cir. 1990). The issue before the
court was whether an appeal was timely where the plaintiff did not appeal immediately
after the district court granted summary judgment to one of eight defendants, but rather,
appealed only after seeking the dismissal without prejudice as to four defendants who had
never been served (the other three defendants had been dismissed for lack of personal
jurisdiction early on in the case). Id. at 1470-71. The court adopted a brightline rule:
“where a judgment of dismissal is rendered as to all served defendants and only unserved,
nonappearing defendants remain, the judgment is final, and therefore, appealable under
section 1291, without a Rule 54(b) certificate.” Id. at 1473. The court rejected a “further
adjudication test” which would have meant a judgment of dismissal is only rendered final
as to all served defendants if further adjudication as to the unserved defendants is unlikely.
9
Id. The court reasoned the brightline rule provided a clearer rule for litigants, and
cautioned the further adjudication test would “swallow the rule” because “in nearly every
case [where no disposition has been made as to an unserved defendant] it is almost certain
that at some time some further district court action will be taken in the case respecting the
claim against that [unserved] defendant.” Id.7
While we decline to adopt the brightline rule, we hold the mere fact that there may
be subsequent adjudication between Brown and the County does not prevent the
judgments as to Fisher and Weber from being final. It would be a different case if Brown
had voluntarily sought the dismissal of his claims against the County. We have previously
held a plaintiff cannot voluntarily dismiss some of its claims without prejudice in order to
make a non-voluntary dismissal with prejudice ripe for review. See Cook v. Rocky
Mountain Bank Note Co., 974 F.2d 147, 148 (10th Cir. 1992); Heimann v. Snead, 133 F.3d
767, 769 (10th Cir. 1998). It would also be a different case if the alleged defect in service
as to the County had not yet been adjudicated. See Tullos-Pierremont, 894 F.2d at1474,
n.5 (noting the case did not present, and the court did not speak to, a situation where all
defendants were served, but the propriety of the service as to some was contested and
either unresolved or sustained but without dismissal as to the contesting defendant).
Because neither of these circumstances is presented here, we have jurisdiction to review
the district court’s orders allowing Weber to file his answer out of time and granting
This case has been cited with approval, though not in this Circuit. See, e.g.,
7
Garwood Packaging, Inc. v. Allen & Co., 378 F.3d 698, 700 (7th Cir. 2004).
10
summary judgment in favor of Weber and Fisher.
2. Extension of Time to File an Answer
Brown contends the district court erred in permitting Weber to file his answer out
of time, and should have instead granted default judgment against Weber based on his
failure to answer. Under Rule 6(b) of the Federal Rules of Civil Procedure, the district
court may permit the late filing of an answer if it finds the late filing resulted from
“excusable neglect.” We review a district court’s decision extending time to file for abuse
of discretion. Panis v. Mission Hills Bank, N.A., 60 F.3d 1486, 1494 (10th Cir. 1995).
Weber argued to the district court that he should be granted an extension of time because
Brown improperly served an administrative assistant at a Kansas Highway Patrol office
who was not authorized to receive service of process on his behalf. According to Weber,
the delay resulting from the improper service constituted “excusable neglect.” The district
court did not abuse its discretion in allowing Weber to file out of time on this basis.
3. Summary Judgment
The district court granted summary judgment to Fisher and Weber, concluding they
were entitled to qualified immunity because Brown did not establish a violation of his
rights under the Fourth Amendment. According to the district court, Fisher had probable
cause to arrest Brown, and it was reasonable for Fisher and Weber to search the passenger
compartment of Brown’s vehicle incident to the arrest.
We review a district court’s grant of summary judgment de novo. United States ex
rel. Bahrani v. Conagra, Inc., 465 F.3d 1189, 1197 (10th Cir. 2006). “Summary judgment
is appropriate when there is no genuine issue of material fact and the moving party is
11
entitled to judgment as a matter of law.” Id. (citing Fed. R. Civ. P. 56(c)). We review
summary judgment orders deciding qualified immunity somewhat differently from other
summary judgment decisions. Medina v. Cram, 252 F.3d 1124, 1128 (2001). Where a
defendant asserts the defense of qualified immunity, the burden shifts to the plaintiff, who
must establish: (1) the defendant’s actions violated a constitutional or statutory right; and
(2) the right at issue was clearly established at the time of the defendant’s unlawful
conduct. Id. If the plaintiff fails to meet this “heavy two-part burden,” the defendant is
entitled to qualified immunity. Id.The district court correctly granted summary judgment to Fisher because his arrest
of Brown was reasonable, as was his search of Brown’s vehicle. However, the district
court erred in granting summary judgment to Weber because his search of Brown’s
vehicle was not reasonable, as it was conducted while Brown was being transported by
Fisher to the police station.
A. The Arrest
“If an officer has probable cause to believe that an individual has committed even a
very minor criminal offense in his presence, he may, without violating the Fourth
Amendment, arrest the offender.” Atwater v. City of Lago Vista, 532 U.S. 318, 354
(2001). “The constitutionality of an arrest does not depend on the arresting officer’s state
of mind.” Apodaca v. City of Albuquerque, 443 F.3d 1286, 1289 (10th Cir. 2006). “All
that matters is whether [the officer] possessed knowledge of evidence that would provide
probable cause to arrest [the defendant] on some ground.” Id.The district court concluded Fisher had probable cause to arrest Brown for failing
12
to display his driver’s license upon demand, in violation of state law. See Kan. Stat. Ann.
§ 8-244 (“Every licensee shall have his or her driver’s license in his or her immediate
possession at all times when operating a motor vehicle, and shall display the same, upon
demand of any . . . peace officer . . . .”). There are two difficulties with this conclusion.
First, viewing the facts in the light most favorable to Brown, it is not clear that Brown
refused to provide his license, as he testified he was looking for his license in his briefcase
at the time of his arrest. Second, it is not clear that Fisher could detain Brown after finding
Brown’s valid license. We have held “[i]f the police learn information that destroys their
probable cause to arrest a defendant, the arrest may become illegal.” United States v.
Edwards, 242 F.3d 928, 934 (10th Cir. 2001).
We need not resolve either of these difficulties, for we can affirm the district court
on another basis supported in the record. See Felix v. Lucent Techs., Inc., 387 F.3d 1146,
1164 n.17 (10th Cir. 2004) (“we may affirm on any basis supported by the record.”).
Brown does not dispute that he was driving with an inoperable headlight at nighttime at
the time he was pulled over. This constitutes a violation of state law. See Kan. Stat. Ann.
§ 8-1728(a) (requiring “at least two (2) lighted head lamps”); Kan. Stat. Ann. § 8-
1703(a)(1) (“Every vehicle . . . upon a highway within this state, at all times shall display
lighted head and other lamps . . . : [f]rom sunset to sunrise”). Brown contends a traffic
infraction is not sufficient to establish probable cause for arrest, because it is not an
arrestable offense under Kansas law. See Kan. Stat. Ann. § 22-2401(d) (“[a] law
enforcement officer may arrest a person . . . [where] [a]ny crime, except a traffic infraction
. . . has been or is being committed by the person in the officer’s view.”). Brown is
13
incorrect.
Under Atwater, an officer may arrest an individual without violating the Fourth
Amendment so long as he “has probable cause to believe that an individual has committed
even a minor criminal offense in his presence.” 532 U.S. at 354.8 A traffic infraction is a
crime under Kansas law. See Kan. Stat. Ann. § 21-3105 (“A crime is an act or omission
defined by law and for which, upon conviction, a sentence of death, imprisonment or fine,
or both imprisonment and fine, is authorized or, in the case of a traffic infraction . . . a fine
is authorized . . . ”); City of Prairie Village v. Eddy, 789 P.2d 66, 67 (Kan. Ct. App. 1990)
(holding trial court erred in concluding a traffic infraction was not a crime because the
Kansas Legislature amended Kan. Stat. Ann. § 21-3105 in 1984 to “include traffic
infractions in the definition of crime”).
Our case law suggests an arrest does not violate the Fourth Amendment when the
arresting officer is within his jurisdiction and has probable cause to believe a crime has
occurred, even if the crime is not one for which arrest is authorized under state law.9 In
8
The issue in Atwater was “whether the Fourth Amendment forbids a warrantless
arrest for a minor criminal offense, such as a misdemeanor seatbelt violation punishable
only by a fine.” 532 U.S. at 323. Under Texas law, a seatbelt violation is an arrestable
offense, though punishable only by a fine. See id.9
We recognize there is authority to the contrary. See Santoni v. Potter, 369 F.3d
594, 598 (1st Cir. 2004) (noting the Circuits are divided on the issue of “whether an
arresting officer’s lack of authority under state or federal law to conduct an otherwise
constitutionally valid arrest constitutes an unreasonable seizure under the Fourth
Amendment.”). Compare United States v. Becerra-Garcia, 397 F.3d 1167, 1173 (9th Cir.
2005) (holding “the reasonableness of a seizure depends exclusively on federal law” and
noting “the well-established proposition that an arrest in violation of state law may still be
constitutionally reasonable”); United States v. Wright, 16 F.3d 1429, 1437 (6th Cir. 1994)
(“the appropriate inquiry for a federal court considering a motion to suppress evidence
seized by state police officers is whether the arrest . . . violated the Fourth Amendment.
14
United States v. Green, we stated: “It is . . . well established in this circuit that in federal
prosecutions the test of reasonableness in relation to the Fourth Amendment protected
rights must be determined by Federal law even though the police actions are those of state
police officers.” 178 F.3d 1099, 1105 (10th Cir. 1999) (quotations omitted); see also
United States v. Le, 173 F.3d 1258, 1264 (10th Cir. 1999) (same). In other words,
although “the question of compliance with state law may well be relevant in determining
whether police conduct was reasonable for Fourth Amendment purposes,” a “violation of
state law is not, without more, necessarily a federal constitutional violation.” United
States v. Mikulski, 317 F.3d 1228, 1232 (10th Cir. 2003) (quotations omitted).
In Wilder v. Turner, we considered “whether an officer has probable cause to arrest
a driver that refuses to submit to a roadside sobriety test after the officer observes certain
indicia of alcohol consumption.” 490 F.3d 810, 811 (10th Cir. 2007). The district court
had concluded the arrest violated the Fourth Amendment, “[d]eriving the legal framework
The fact that the arrest . . . may have violated state law is irrelevant as long as the
standards developed under the Federal Constitution were not offended.”); United States v.
Walker, 960 F.2d 409, 416 (5th Cir. 1992) (“in determining whether to suppress the
evidence at issue, the inquiry is whether the officers had probable cause to arrest [the
defendant]”); with Cole v. Neb. State Bd. of Parole, 997 F.2d 442, 444 (8th Cir. 1993)
(“An arrest by a state actor that is not authorized by state law is actionable under § 1983
as a seizure contrary to the Fourth Amendment.”); Malone v. County of Suffolk, 968 F.2d
1480, 1482-83 (2d Cir. 1992) (whether officers have valid authority to arrest pursuant to
state law affects constitutionality of arrest); United States v. Trigg, 878 F.2d 1037, 1041
(7th Cir. 1989) (“the reasonableness of an arrest depends upon the existence of two
objective factors. First, did the arresting officer have probable cause to believe that the
defendant had committed or was committing an offense. Second, was the arresting
officer authorized by state and or municipal law to effect a custodial arrest for the
particular offense.”).
15
for its probable cause determination exclusively from Colorado case law.” Id. at 813. We
reversed, reasoning:
[A] violation of state law cannot give rise to a claim under
Section 1983. Section 1983 does not . . . provide a basis for
redressing violations of state law, but only for those violations of
federal law done under color of state law. While it is true that
state law with respect to arrest is looked to for guidance as to the
validity of the arrest since the officers are subject to those local
standards, it does not follow that state law governs.
Id. at 814 (quotations and citations omitted). Similarly, in Apodaca, we noted “there is no
Fourth Amendment impediment to . . . arrest” where the police officer had probable cause
to arrest for a misdemeanor, even though the misdemeanor was not an arrestable offense
under state law. 443 F.3d at 1289, n.2.
The Eighth Circuit reached the same result in a factually similar case. United
States v. Bell, 54 F.3d 502 (8th Cir. 1995). The defendant in Bell was stopped by two
police officers for riding a bicycle without a headlight in violation of Iowa law. The
officers arrested the defendant for the violation and then conducted a search incident to the
arrest, which revealed that Bell was carrying cocaine in his shoe. The district court
granted Bell’s motion to suppress concluding Bell’s arrest was unlawful under Iowa law
because the Iowa statutes permit only a citation, not an arrest, for operating a bicycle
without a helmet. The Eighth Circuit concluded the district court erred in looking to Iowa
law to determine the lawfulness of Bell’s arrest. The court explained: “[W]e do not think
Fourth Amendment analysis requires reference to an arrest’s legality under state law. An
arrest by state officers is reasonable in the Fourth Amendment sense if it is based on
probable cause.” Id. at 504 (citations omitted).
16
The Third Circuit recently analyzed this same issue and reached the same result.
See United States v. Laville, 480 F.3d 187 (3d Cir. 2007). In Laville, the district court
concluded that, when the officers arrested the defendant without a warrant, they had “[a]t
most” probable cause to believe the defendant had entered the United States illegally in
violation of 8 U.S.C. § 1325, which constitutes a misdemeanor. Id. at 191. Under Virgin
Islands law, a misdemeanor must be committed in the presence of an officer to justify a
warrantless arrest. Id. The court granted Laville’s motion to suppress his post-arrest
statements, concluding he was arrested in violation of the Fourth Amendment because the
crime of illegal entry was committed before the officers arrived. Id.The Third Circuit reversed, holding “the unlawfulness of an arrest under state or
local law does not make the arrest unreasonable per se under the Fourth Amendment; at
most, the unlawfulness is a factor for federal courts to consider in evaluating the totality of
the circumstances surrounding the arrest.” Id. at 196. The court reasoned a per se rule
could result in “fifty different constitutional standards of arrest, each one dictated by a
respective state’s positive and decisional law . . . .” Id. at 193. Moreover, such a rule
“could well create disparity in the constitutionality of arrests performed by state and
federal officers for the same offense within the same state or territory.” Id. Thus, “the
validity of an arrest under state law must never be confused or conflated with the Fourth
Amendment concept of reasonableness . . . .” Id. at 192. In a footnote, the court noted
“[o]ther courts of appeal are in accord.” Id. at 192, n. 2 (citing cases from the Seventh,
Eighth and Tenth Circuits).
Based on our precedent and in light of the reasoning of Bell and Laville, we hold
17
Brown cannot establish that his Fourth Amendment rights were violated by Fisher’s arrest.
Though the arrest was not authorized under Kansas law, Fisher had probable cause to
believe a criminal offense –- albeit a very minor one –- had been committed in his
presence. Thus, Fisher is entitled to qualified immunity on Brown’s claim for unlawful
arrest.
B. The Searches of Brown’s Vehicle
While a search conducted without a warrant is usually per se unreasonable,
warrantless searches are permissible under certain “well-delineated exceptions.” United
States v. Franco, 981 F.2d 470, 472 (10th Cir. 1992). For example, a warrant is not
required for a search “incident to an arrest.”10 Id. In New York v. Belton, the Supreme
Court held “when a policeman has made a lawful custodial arrest of the occupant of an
automobile, he may, as a contemporaneous incident of that arrest, search the passenger
compartment of that automobile.” 453 U.S. 454, 460 (1981). The rationale for this
exception is the search prevents the arrestee from reaching for weapons or destructible
evidence. See Chimel v. California, 395 U.S. 752, 764 (1969).
In United States v. Lugo, we discussed the rationale of Belton and Chimel, and held
a warrantless search incident to an arrest is not valid if remote in time or place from the
arrest. 978 F.2d 631, 634-45 (10th Cir. 1992). Thus, we concluded the search of the
arrestee’s passenger compartment was unlawful because it began after the suspect was
arrested, removed from the scene, and en route to the police station. Id. at 635.
10
It was not argued that Weber conducted an inventory search.
18
In 2004, the Supreme Court further defined when officers may search an
automobile incident to a lawful arrest. See Thornton v. United States, 541 U.S. 615(2004). In Thornton, the officer saw the defendant get out of his car, then approached the
defendant on foot and asked for his driver’s license. Id. at 618. The officer patted down
the defendant, and found marijuana and cocaine in his pockets. Id. The officer arrested
the defendant, handcuffed him, and placed him in the backseat of his patrol car. Id.Thereafter, the officer searched the defendant’s car and found a handgun under the driver’s
seat. Id. The Fifth Circuit found the search to be reasonable under Belton because the
defendant’s car was in his immediate control. Id. at 619. The Supreme Court affirmed,
holding “[s]o long as an arrestee is the sort of ‘recent occupant’ of a vehicle such as
petitioner was here, officers may search that vehicle incident to arrest.” Id. at 623-24.
Reading Belton, Lugo and Thornton together, we have held that a warrantless
search can be a lawful incident of an arrest where the arrestee is detained on-scene at the
time of the search. See United States v. Brothers, 438 F.3d 1068, 1070, 1073 (10th Cir.)
(holding a search conducted “two to three minutes after the defendant had been
handcuffed and his pockets searched” was “valid as a search incident to a custodial
arrest”), cert. denied, 126 S. Ct. 2946 (2006); see also United States v. Martinez, 30 Fed.
Appx. 900, 903-04 (10th Cir. 2002) (unpublished) (holding a search conducted after the
defendant was arrested and placed in the back of the police car was valid as a search
incident to arrest).11 However, we have not upheld a search as a lawful incident of an
11
Unpublished Orders and Judgments are not precedential. We mention Martinez
as we would an opinion from another circuit. It is persuasive only to the extent of its
19
arrest where the arrestee is in a patrol car en route to the police station at the time the
search begins. In United States v. Dennison, we held we could not determine whether a
search was incident to a lawful arrest because the district court had not made a finding as
to the arrestee’s location when the search began. 410 F.3d 1203, 1210 (10th Cir.), cert.
denied, 546 U.S. 955 (2005).
Here, the district court cited Belton and Thornton, but not Lugo. Of more concern,
the district court did not distinguish between Fisher’s search of Brown’s vehicle and
Weber’s search of Brown’s vehicle. The court stated: “Fisher had probable cause to arrest
plaintiff, who was a recent occupant of the vehicle. It was therefore reasonable for the
officers to search the passenger compartment.” (R. Vol. I, Doc. 40 at 11.) The court’s
conclusion in this regard glosses over the fact that the two searches were not
contemporaneous. Fisher searched Brown’s vehicle immediately after placing Brown in
his patrol car, in order to retrieve Brown’s billfold. Weber, on the other hand, did not
search Brown’s vehicle until after Fisher and Brown had left the scene.12 Thus, viewing
the disputed facts in the light most favorable to Brown, Fisher’s search was incident to a
lawful arrest, under Brothers, while Weber’s was not, under Lugo.
In order to defeat Weber’s qualified immunity, Brown must establish not only that
Weber’s actions violated his Constitutional rights, he must also demonstrate that the right
reasoned analysis. See 10th Cir. R. App. P. 21.1(A).
12
This is a disputed fact – Weber argues he did not search Brown’s vehicle, but
saw the beer can in plain view from outside the truck. Weber did not argue, either in the
district court or on appeal, that his search was an inventory search or that the beer can
would have been the subject of inevitable discovery, though these appear to be reasonable
arguments.
20
at issue (here, to be free from an unreasonable search) was clearly established at the time
of the defendant’s unlawful conduct. See Medina, 252 F.3d at 1128. “Ordinarily, in order
for the law to be clearly established, there must be a Supreme Court or Tenth Circuit
decision on point, or the clearly established weight of authority from other courts must
have found the law to be as the plaintiff maintains.” Walker v. City of Orem, 451 F.3d
1139, 1151 (10th Cir. 2006) (quoting Medina v. City & County of Denver, 960 F.2d 1493,
1498 (10th Cir. 1992)). The law regarding the validity of a search conducted when the
arrestee is being transported to a police station was “clearly established” by Lugo, decided
in 1992. Thus, Weber is not entitled to summary judgment based on qualified immunity
on Brown’s unreasonable search claim.
We DISMISS Brown’s appeal of the dismissal of his claims against the County for
lack of jurisdiction, REVERSE the grant of summary judgment to Weber and REMAND
for proceedings consistent with this order and judgment. As to Fisher’s qualified
immunity, the district court’s judgment is AFFIRMED.
ENTERED FOR THE COURT
Terrence L. O’Brien
Circuit Judge
21
No. 06-3207, Brown v. Fisher
HENRY, J., concurring,
I agree with the majority’s disposition of Mr. Brown’s claims against Officer Fisher
and Officer Weber. I also agree that Mr. Brown’s appeal of the dismissal of his claims
against the County should be dismissed for lack of jurisdiction. I write separately because
of my concerns about Mr. Brown’s claim against Officer Fisher for an unlawful arrest. In
particular, I am troubled by Officer Fisher’s conceded lack of state law authority to arrest
Mr. Brown for a minor traffic offense–driving with an inoperable headlight at nighttime.
Unlike the majority, I think that an arrest made by an officer lacking authority under state
law may be unreasonable under the Fourth Amendment, even if supported by probable
cause.
Initially, I note that the Supreme Court’s decision in Atwater v. City of Lago Vista,
532 U.S. 318 (2001), does not resolve this issue. There, Texas law expressly authorize[d]
any peace officer [to] arrest without warrant a person found committing a violation of
[certain] seatbelt laws.” Id. at 323 (citations omitted). Thus, the Court was not required to
address the Fourth Amendment principles that would apply when, as here, state law
authority for the arrest was lacking.
As to the law of this circuit, our cases do establish that state law is not controlling
in determining whether state officers have violated the Fourth Amendment. Nevertheless,
state law may be relevant–and even crucial. See United States v. Mikulski, 317 F.3d 1228,
1232 (10th Cir. 2003) ([T]he question of compliance with state law may well be relevant
in determining whether police conduct was reasonable for Fourth Amendment purposes.”)
(quoting United States v. Baker, 16 F.3d 854, 856 n.1 (8th Cir. 1994). For example, in
Marshall v. Columbia Lea Regional Hospital, 345 F.3d 1157, 1175 (10th Cir. 2003), we
looked to New Mexico law in considering whether there were exigent circumstances
sufficient to justify a search. And with regard to traffic stops, state or local law often
determines whether the initial detention is reasonable. See, e.g., United States v.
Botero-Ospina, 71 F.3d 783, 786 (10th Cir. 1995) (en banc) (holding that “a traffic stop is
valid under the Fourth Amendment if the stop is based on an observed traffic violation or
if the police officer has reasonable articulable suspicion that a traffic or equipment
violation has occurred or is occurring”).
For me, the difficulty here is that our cases do not set forth a clear standard for
determining when a state law violation may render an officer’s conduct unreasonable
under the Fourth Amendment. In his concurring and dissenting opinion in Abbott v. City
of Crocker, 30 F.3d 994 (8th Cir. 1994), the late Judge Richard Arnold offers helpful
guidance.
In Judge Arnold’s view, “the key issue in determining whether a violation of state
law constitutes a violation of the Fourth Amendment, in the context of an arrest, is
whether the statute in question is designed to protect individuals from police behavior that
would otherwise be unreasonable .” Id. at 1000 (Arnold, J., concurring in part and
dissenting in part). For Judge Arnold, that reasonableness inquiry requires the court to
consider “the policies and interests underlying the statutory prohibition of such arrests.”
Id. Thus, an officer’s violation of a state or local statute may render his or her conduct
2
unreasonable if that statute “helps to protect the very interests underlying the Fourth
Amendment, those of the individual in privacy and personal freedom, and, [that] at the
same time, balances the interests of government in protecting society and making arrests in
a safe, efficient, and constitutional manner.” Id.; see also Cole v. Neb. Bd. of Parole, 997
F.2d 442, 444 (8th Cir. 1992) ( “An arrest by a state actor that is not authorized by state
law is actionable under § 1983 as a seizure contrary to the Fourth Amendment.”).
In this case, rather than holding Officer Fisher’s lack of state law authority to arrest
Mr. Brown is irrelevant to the Fourth Amendment question, I would undertake the inquiry
suggested by Judge Arnold. Arguably, Kansas’s limitation on police officer’s authority to
make arrests for minor traffic offenses protects important Fourth Amendment interests.
Surely, for a motorist, the difference between merely receiving a citation for such an
offense and being transported to jail may be substantial indeed. In that context, I do not
think that the fact that there was probable cause that a motorist committed the offense
should end the Fourth Amendment reasonableness inquiry.
I acknowledge that our circuit’s decision in United States v. Apodaca, 443 F.3d
1286, 1289 (10th Cir. 2006), does not follow Judge Arnold’s approach Indeed, some of
the reasoning in Apodaca provides direct support for the majority’s view.
However, I do not regard the statements in Apodaca cited by the majority as the law
of the circuit. The Apodaca panel was responding to contentions made at oral argument
that do not appear to have been made in the briefs and that were not necessary to the
disposition of the case. See id. at 1289-90 (noting that the appellant’s “sole preserved
3
challenge to her arrest” was that “[a police officer] lacked probable cause to believe that
she had violated a restraining order” and thereby suggesting that the discussion in footnote
2 regarding the significance of a lack of authority to arrest was dicta).
Nevertheless, in light of the conflicting authority cited by the majority, it is evident
that Judge Arnold’s approach is not clearly established law. Thus, I agree that Officer
Fisher is entitled to qualified immunity on Mr. Brown’s claim for an unlawful arrest.
4