United States v. Draper ( 2019 )

FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS April 10, 2019
FOR THE TENTH CIRCUIT Elisabeth A. Shumaker
Clerk of Court
_________________________________
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 18-3187
(D.C. No. 2:15-CR-20035-CM-1)
BRYCE D. DRAPER, (D. Kansas)
Defendant - Appellant.
_________________________________
ORDER AND JUDGMENT*
_________________________________
Before HARTZ, McHUGH, and CARSON, Circuit Judges.
_________________________________
Bryce D. Draper appeals from the district court’s revocation of his supervised
release, arguing that he was improperly sentenced under the United States Sentencing
Commission Guidelines. Exercising jurisdiction pursuant to 28 U.S.C. § 1291, we
affirm.
*
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and collateral
estoppel. It may be cited, however, for its persuasive value consistent with
Federal Rule of Appellate Procedure 32.1 and Tenth Circuit Rule 32.1.
I. BACKGROUND
In 2007, Mr. Draper was convicted of one count of unlawfully possessing a
firearm after being convicted of a felony, a violation of 18 U.S.C. § 922(g)(1). He
was sentenced to 30 months’ imprisonment followed by a three-year term of
supervised release. One condition of his supervised release provided, “You must not
commit another federal, state, or local crime,” and other conditions required drug
testing and forbade him from unlawfully possessing or using a controlled substance.
ROA at 121–22.
Mr. Draper was released from prison on May 23, 2017, and began his term of
supervised release. On August 1, 2017, Mr. Draper was arrested and charged with
driving under the influence of alcohol. On September 15, 2017, Mr. Draper tested
positive for cocaine. He failed to submit to a scheduled drug test on October 2 and
absconded from supervised release for approximately five months. On March 12,
2018, when the U.S. Marshals Fugitive Task Force arrested Mr. Draper, he
volunteered that he would probably test positive for methamphetamine. After
submitting to an onsite drug test, Mr. Draper tested positive for methamphetamine,
cocaine, and marijuana. Mr. Draper’s probation officer recommended that
Mr. Draper’s supervised release be revoked because he had violated several of the
conditions of supervised release by using cocaine and methamphetamine. The
probation officer issued a report classifying both violations as Grade B violations,
noting that Mr. Draper’s possession of these substances would have been “a felony
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punishable by a term of imprisonment exceeding one year under Kansas state law.”
Id. at 19, 22.
After a hearing on August 20, 2018, the district court found that Mr. Draper
had committed multiple supervised-release violations, based on Mr. Draper’s
stipulation admitting cocaine use and his earlier admission of methamphetamine use
to his probation officer. The Government argued that each violation was a Grade B
violation under U.S.S.G. § 7B1.1(a)(2), because possession of cocaine and
methamphetamine constituted “felon[ies] punishable by a term of imprisonment
exceeding one year under Kansas state law.”1 Id. at 21. Mr. Draper countered that
they were Grade C violations because under federal law, a first-time conviction for
possession of a controlled substance is a misdemeanor punishable by a term of
imprisonment of not more than one year. See 21 U.S.C. § 802(6); 21 U.S.C. § 844(a).
The district court rejected Mr. Draper’s argument, classifying both violations
as Grade B violations. Based on that classification, the court calculated the
Guidelines sentencing range as 21 to 24 months and sentenced Mr. Draper to 18
months’ imprisonment, followed by one year of supervised release. Mr. Draper
timely appealed.
1
The Sentencing Guidelines create three grades of supervised-release
violations. U.S.S.G. § 7B1.1(a). A Grade B violation encompasses “conduct
constituting any . . . federal, state or local offense punishable by a term of
imprisonment exceeding one year,” while a Grade C violation includes “conduct
constituting . . . a federal, state, or local offense punishable by a term of
imprisonment of one year or less.” Id.
3
II. DISCUSSION
On appeal, Mr. Draper appeals his sentence on two grounds: first, he
challenges the procedural reasonableness of his sentence, arguing the district court
erred by applying Kansas state law, rather than federal law, to determine whether Mr.
Draper’s cocaine and methamphetamine violations were Grade B or Grade C
violations under the Guidelines. Second, Mr. Draper argues the district court violated
the Supremacy Clause of the United States Constitution and the doctrine of federal
preemption by applying Kansas state law in computing the sentence. We reject both
arguments and affirm the district court.
A. Reasonableness of District Court’s Sentence
“When reviewing a sentencing challenge, we evaluate sentences imposed by
the district court for reasonableness.” United States v. Conlan, 500 F.3d 1167, 1169
(10th Cir. 2007). Our analysis “has both substanti[ve] and procedural components.”
Id. (quotation marks omitted). “Substantive reasonableness involves whether the
length of the sentence is reasonable given all the circumstances of the case in light of
the factors set forth in 18 U.S.C. § 3553(a).” Id. On the other hand, procedural
reasonableness “focuses on the manner in which the sentence was calculated.” United
States v. Masek, 588 F.3d 1283, 1290 (10th Cir. 2009). Although he does not use
these terms, we understand Mr. Draper to be challenging solely the procedural
reasonableness of his sentence since his argument questions whether his sentence was
properly calculated. See Opening Br. at 7 (“[I]t was unreasonable . . . to apply Kansas
state law rather than federal law in deciding that the Appellant’s use of controlled
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substances . . . were Grade B rather than Grade C violations under the Sentencing
Guidelines.”). Therefore, we focus our review on the procedural reasonableness of
Mr. Draper’s sentence.2
1. Standard of Review
“[W]e generally review the procedural reasonableness of th[e] defendant’s
sentence using the familiar abuse-of-discretion standard of review, under which we
review de novo the district court’s legal conclusions regarding the Guidelines and
review its factual findings for clear error.” United States v. Sanchez-Leon, 764 F.3d
1248, 1262 (10th Cir. 2014) (internal citations, quotation marks, and alteration
omitted). “An error of law is per se an abuse of discretion.” Id. (quotation marks
omitted).
2. Analysis
Mr. Draper argues the district court abused its discretion by applying Kansas
state law, rather than federal law, in finding that his cocaine and methamphetamine
use were Grade B violations. The district court found that a plain reading of U.S.S.G.
§ 7B1.1(a)(2) of the Guidelines does not require a court to consider only federal law
when the conduct in question violates both federal and state law.
2
To be sure, we have suggested elsewhere that “the line between procedural
and substantive reasonableness is blurred.” United States v. Barnes, 890 F.3d 910,
917 (10th Cir. 2018). Thus, in some cases, it might not be proper to consider one
issue completely independently of the other. But here, where Mr. Draper challenges
only the process by which the district court determined his below-guidelines
sentence, we need not separately analyze whether that sentence was substantively
reasonable.
5
We interpret the Sentencing Guidelines “according to accepted rules of
statutory construction.” United States v. Nacchio, 573 F.3d 1062, 1066 (10th Cir.
2009). It is the “cardinal principle of statutory construction that [i]f the language is
clear and unambiguous, the plain meaning of the statute controls.” United States v.
Husted, 545 F.3d 1240, 1243 (10th Cir. 2008) (quotation marks omitted).
The Guidelines create three grades of supervised-release violations. See
U.S.S.G. § 7B1.1(a)(1)–(3). Relevant here, U.S.S.G. § 7B1.1(a)(2) states that a
Grade B violation encompasses “conduct constituting any . . . federal, state, or local
offense punishable by a term of imprisonment exceeding one year.” By contrast,
Grade C violations include “conduct constituting . . . a federal, state, or local offense
punishable by a term of imprisonment of one year or less.” U.S.S.G. § 7B1.1(a)(3).
Thus, the Guidelines plainly authorize a district court to consider not only federal
law, but also state and local laws, in classifying a supervised-release violation.
Furthermore, nothing in the plain text of the Guidelines requires the sentencing
court to choose federal law over state law when the offender’s conduct violates both.
In fact, the Guidelines provide that when a violation of supervised-release conditions
“constitutes more than one offense, the grade of violation is determined by the
violation having the most serious grade.” U.S.S.G. § 7B1.1(b). Apparently
contemplating situations where, as here, a violation constitutes an offense of both
federal and state law, this provision expressly authorizes a court to classify the
violation based on the most serious state offense.
6
Mr. Draper relies on United States v. Robles for the proposition that “[w]hile
simple possession of cocaine is a federal crime, punishable by a term of
imprisonment of less than one year if the defendant has no prior relevant drug
convictions, it is punishable by imprisonment of a year or more if the defendant has
one or more prior relevant drug convictions.” Opening Br. at 6–7 (quoting United
States v. Robles, 447 F. App’x 892, 895 (10th Cir. 2012) (unpublished)). But Robles
does nothing to inform the issue at hand. In Robles, the defendant was prosecuted
under 21 U.S.C. § 844 for cocaine possession, punishable by a term of imprisonment
of less than one year if the defendant has no prior conviction, or more than one year
if the defendant has prior relevant convictions. Robles, 447 F. App’x at 895. The
issue there was not whether state or federal law should apply for sentencing under the
Guidelines, but rather, whether U.S.S.G. § 7B1.1 distinguishes between “prior
convictions” and “instant convictions” for purposes of triggering § 844’s recidivist
penalties. Id. at 896. Because the defendant in Robles was guilty of only a federal law
violation, the sentencing court necessarily referenced only federal law to calculate
the Guideline range under U.S.S.G. § 7B1.1(a)(2). Nothing in Robles speaks to
whether U.S.S.G. § 7B1.1(a)(2) authorizes a sentencing court to consider state law
offenses. Thus, Mr. Draper’s reliance on Robles is misplaced.
In sum, the district court did not abuse its discretion by considering Kansas
law in determining Mr. Draper’s violations constituted a Grade B violation. Based on
the plain language of the Guidelines, the district court’s determination was
reasonable and not an abuse of discretion.
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B. Supremacy Clause
For the first time on appeal, Mr. Draper argues the Supremacy Clause forbids
the use of state law in determining sentencing under U.S.S.G. § 7B1.1(a)(2). We
reject this argument.
1. Standard of Review
“As a general rule, when a defendant fails to preserve an objection to the
procedural reasonableness of his sentence, we review only for plain error.”3 United
States v. Martinez-Barragan, 545 F.3d 894, 899 (10th Cir. 2008). “We find plain
error only when there is (1) error, (2) that is plain, (3) which affects substantial
rights, and (4) which seriously affects the fairness, integrity, or public reputation of
judicial proceedings.” United States v. Romero, 491 F.3d 1173, 1178 (10th Cir.
2007). Defendant bears the burden to prove each of these elements. Id.
2. Analysis
The Supremacy Clause provides that the laws of the United States “shall be the
supreme Law of the Land . . ., any Thing in the Constitution or Laws of any State to
the Contrary notwithstanding.” U.S. Const. art. VI, cl. 2. Pursuant to the Supremacy
Clause, we have identified three ways in which federal law can “preempt” state law:
3
Mr. Draper alleges in his reply brief that this issue was preserved below and
should be reviewed for abuse of discretion rather than plain error. Notwithstanding
the fact that he never mentioned preemption or the Supremacy Clause, he points to
his statement that “[i]f there was a conflict of law, this court would apply federal law
in a situation like this.” ROA at 82; Reply Br. at 4. This passing reference is
insufficient to preserve his argument for appeal. See United States v. A.B., 529 F.3d
1275, 1279 n.4 (10th Cir. 2008) (“We have repeatedly declined to allow parties to assert
for the first time on appeal legal theories not raised before the district court, even when
they fall under the same general rubric as an argument presented to the district court.”).
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express preemption, field preemption, and conflict preemption. See Cerveny v.
Aventis, Inc., 855 F.3d 1091, 1097–98 (10th Cir. 2017).
The traditional preemption analysis looks to whether federal law
expressly or implicitly preempts state law. Absent express preemptive
language in the statute, Congress may implicitly preempt state law
“where the scheme of federal regulation is so pervasive as to make
reasonable [the] inference that Congress left no room for the States to
supplement it” (“field preemption”), or “where compliance with both
federal and state regulations is a physical impossibility, or where state
law stands as an obstacle to the accomplishment and execution of the
full purposes and objectives of Congress” (“conflict preemption”).
Pueblo of Pojoaque v. New Mexico, 863 F.3d 1226, 1235 (10th Cir. 2017) (citing
Gade v. Nat’l Solid Wastes Mgmt. Ass’n, 505 U.S. 88, 98 (1992)). None of these
theories of preemption supports Mr. Draper’s argument.4
Express preemption applies only where “Congress explicitly indicates its
intent to supplant state law.” Cook v. Rockwell Int’l. Corp., 790 F.3d 1088, 1092
(10th Cir. 2015). Nothing in U.S.S.G. § 7B1.1 explicitly indicates an intent to
supplant state law. Indeed, the provision does just the opposite, authorizing the
sentencing court to consider a “federal, state, or local offense.” U.S.S.G.
§ 7B1.1(a)(2) (emphasis added). As the language of the Guidelines contains no
expressly preemptive language stating that federal law should control, express
preemption does not apply here.
4
Although Mr. Draper references conflict preemption in his reply brief, his
opening brief refers generally to “preemption” and “the Supremacy Clause.” For
purposes of our analysis, we consider all three theories.
9
Field preemption applies where a federal scheme is “so pervasive as to make
reasonable [the] inference that Congress left no room for the States to supplant it.”
Pueblo of Pojoaque, 863 F.3d at 1235 (quoting Gade, 505 U.S. at 98). Although the
Guidelines likely create a scheme so pervasive as to supplant state law with respect to
federal sentencing procedures generally, Mr. Draper has not shown that the
Guidelines prevent a district court judge from considering state law provisions when
classifying a defendant’s supervised release violation where expressly permitted by a
specific Guideline.
Implied preemption requires a showing that compliance with both federal and
state law is a “physical impossibility,” or that state law is an obstacle to
accomplishment and execution of Congressional objectives. See id. Mr. Draper
makes no such showing here. Mr. Draper argues in his reply brief that conflict
preemption applies because compliance with both federal law, 21 U.S.C. § 844, and
state law, K.S.A. §§ 65-4107, 21-5701, & 21-5706, would be a “physical
impossibility” given that federal law would result in a Grade C violation whereas
state law would result in a Grade B violation. But the plain language of the
Guidelines, granting the sentencing court discretion to consider “federal, state or
local offense[s],” U.S.S.G. § 7B1.1(a)(2) (emphasis added), does not require
simultaneous compliance with conflicting federal and state law, so no “physical
impossibility” exists. Moreover, as we have already observed, the Guidelines resolve
any potential conflict between state or federal offenses by providing that when a
violation of supervised-release conditions “constitutes more than one offense, the
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grade of violation is determined by the violation having the most serious grade.”
U.S.S.G. § 7B1.1(b). Therefore, consideration of state law does not pose an obstacle
to the accomplishment and execution of Congressional objectives. See Pueblo of
Pojoaque, 863 F.3d at 1235.
Because Mr. Draper has shown no error, we need not address the remaining
prongs of the plain-error test. Mr. Draper has failed to show that the district court
plainly erred in applying Kansas state law, rather than federal law, in finding that Mr.
Draper’s cocaine and methamphetamine violations were Grade B violations. We
therefore deny relief on this claim.
III. CONCLUSION
We AFFIRM the sentence imposed by the district court.
Entered for the Court
Carolyn B. McHugh
Circuit Judge
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