Ronald Ellison v. Georgia Department of Community Health ( 2022 )


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  • USCA11 Case: 20-14344    Date Filed: 02/10/2022   Page: 1 of 12
    [DO NOT PUBLISH]
    In the
    United States Court of Appeals
    For the Eleventh Circuit
    ____________________
    No. 20-14344
    Non-Argument Calendar
    ____________________
    RONALD ELLISON,
    Plaintiff-Appellant,
    versus
    GEORGIA DEPARTMENT OF COMMUNITY HEALTH,
    COMMISSIONER OF THE GEORGIA DEPARTMENT OF
    COMMUNITY HEALTH,
    GEORGIA DEPARTMENT OF HUMAN SERVICES,
    COMMISSIONER OF GEORGIA DEPARTMENT OF
    HUMAN SERVICES,
    SOWEGA COUNCIL ON AGING INC, et al.,
    USCA11 Case: 20-14344       Date Filed: 02/10/2022    Page: 2 of 12
    2                      Opinion of the Court               20-14344
    Defendants-Appellees.
    ____________________
    Appeal from the United States District Court
    for the Middle District of Georgia
    D.C. Docket No. 1:18-cv-00073-WLS
    ____________________
    Before WILSON, ROSENBAUM, and LUCK, Circuit Judges.
    PER CURIAM:
    Ronald Ellison appeals the district court’s dismissal of his
    section 1983 due process claims against two state commissioners
    and a non-profit and its employees. We affirm.
    I.     FACTUAL BACKGROUND AND PROCEDURAL
    HISTORY
    Ellison is in his mid-sixties and suffers from osteoarthritis
    and hypertension. Because of these conditions, Ellison qualified for
    home-delivered health care and meals under Medicaid. The bene-
    fits were administered, first, by the Georgia Department of Human
    Services, and, later, by the Georgia Department of Community
    Health. The state agencies contracted with private non-profits to
    provide the benefits. In the area where Ellison lived, the South-
    western Georgia Council on Aging was the designated non-profit.
    The state agencies required the non-profits to provide the Medicaid
    services as outlined in two manuals.
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    20-14344                Opinion of the Court                         3
    In April 2016, a case worker for the non-profit attempted to
    recertify Ellison so he could continue receiving benefits. The case
    worker entered Ellison’s home without knocking or announcing
    herself, and, when Ellison “protested her illegal entry,” she became
    “combative and argumentative.” Ellison then cautioned her that
    “it could be extremely dangerous for him, and for her, for her to
    enter his home without announcing herself and without knocking
    first.” After completing the recertification, Ellison alleged, the case
    worker falsely told her supervisor that he had threatened her.
    Two days later, the supervisor and two others from the non-
    profit returned to Ellison’s home for an “unscheduled case confer-
    ence.” Because they were unexpected, Ellison refused to allow
    them in. That same day, the supervisor discontinued, and then,
    three days later, terminated, Ellison’s benefits without providing
    him notice.
    As a result of his termination, Ellison sued the two state
    agencies, their commissioners, the non-profit, and its employees,
    under 42 U.S.C. section 1983 for violating his constitutional rights.
    First, he alleged that the defendants, in their official and individual
    capacities, violated his due process rights by terminating his Medi-
    caid benefits without notice or a pre-deprivation hearing. And sec-
    ond, Ellison alleged that the defendants, in their official and indi-
    vidual capacities, were deliberately indifferent to the violation of
    his rights by failing to properly train and supervise their subordi-
    nates.
    USCA11 Case: 20-14344        Date Filed: 02/10/2022     Page: 4 of 12
    4                       Opinion of the Court                20-14344
    Soon after filing his section 1983 complaint, Ellison moved
    for leave to amend and then did so again a month later. The district
    court granted his first request and denied his second as untimely.
    Because the state agencies and commissioners had already moved
    to dismiss the original complaint, the district court gave them the
    option of filing a new motion to dismiss or relying on their already-
    filed motion.
    The state agencies and commissioners relied on their al-
    ready-filed motion, in which they asserted sovereign immunity as
    to Ellison’s official capacity claims and qualified immunity as to his
    individual capacity claims. The non-profit and its employees also
    moved to dismiss, arguing that they were not state actors under
    section 1983.
    The district court granted both motions and dismissed the
    amended complaint. As to the state agencies and commissioners,
    the district court concluded that Ellison’s official capacity claims
    were barred by sovereign immunity, and, as to the individual ca-
    pacity claims, the state commissioners were entitled to qualified
    immunity. As to the non-profit and its employees, the district court
    concluded that Ellison had failed to allege that they were acting
    under color of law.
    II.    STANDARD OF REVIEW
    We review de novo a district court’s decision to grant or
    deny the defense of qualified immunity on a motion to dismiss.
    Davis v. Carter, 
    555 F.3d 979
     (11th Cir. 2009). And we review
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    20-14344               Opinion of the Court                         5
    de novo the district court’s dismissal of a complaint for failure to
    state a claim. Am. Dental Ass’n v. Cigna Corp., 
    605 F.3d 1283
    , 1288
    (11th Cir. 2010). Pro se pleadings are liberally construed, but issues
    not briefed on appeal are considered abandoned. Timson v.
    Sampson, 
    518 F.3d 870
    , 874 (11th Cir. 2008).
    III.      DISCUSSION
    Ellison appeals the dismissal of his individual capacity claims
    against the state commissioners, the non-profit, and its employees.
    But he does not appeal the dismissal of his official capacity claims
    or his claims against the state agencies, so they are not at issue in
    this appeal. See 
    id.
     (holding that issues not briefed on appeal are
    considered abandoned.).
    As to the individual capacity claims against the state com-
    missioners, the non-profit, and its employees, Ellison makes three
    arguments. First, he asserts that the district court erred in granting
    the state commissioners’ motion to dismiss because the motion
    was not directed at the amended complaint. Second, Ellison con-
    tends that the state commissioners were not entitled to qualified
    immunity because his “substantive due process right not to have
    his Medicaid benefits discontinued without notice or opportunity
    to be heard was clearly established.” And third, he argues that the
    district court erred by concluding that the non-profit and its em-
    ployees weren’t acting under color of state law.
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    6                       Opinion of the Court                 20-14344
    The State Commissioners’ Motion to Dismiss
    Ellison argues that the district court should not have consid-
    ered the state commissioners’ motion to dismiss because it was di-
    rected at the wrong version of his complaint. But Ellison never
    made this argument to the district court, so we do not consider it
    for the first time on appeal. See Access Now, Inc. v. Sw. Airlines
    Co., 
    385 F.3d 1324
    , 1331 (11th Cir. 2004) (“This Court has repeat-
    edly held that an issue not raised in the district court and raised for
    the first time in an appeal will not be considered by this [C]ourt.”)
    (cleaned up).
    And even if we did consider it, “district courts have ‘unques-
    tionable’ authority to control their own dockets,” and they have
    “broad discretion in deciding how to best manage the cases before
    them.” Smith v. Psych. Solutions, Inc., 
    750 F.3d 1253
    , 1262 (11th
    Cir. 2014). Here, the district court gave the state commissioners
    the option of either submitting an amended motion to dismiss
    against Ellison’s amended complaint or relying on their initial mo-
    tion to dismiss. We don’t see how this time-and-resource-saving
    case management decision fell outside the district court’s broad dis-
    cretion to manage its docket.
    Qualified Immunity
    Next, Ellison argues that the district court erred in conclud-
    ing that the state commissioners were entitled to qualified immun-
    ity.
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    20-14344                Opinion of the Court                         7
    “The defense of qualified immunity completely protects
    government officials performing discretionary functions from suit
    in their individual capacities unless their conduct violates clearly
    established statutory or constitutional rights of which a reasonable
    person would have known.” Caldwell v. Warden, FCI Talladega,
    
    748 F.3d 1090
    , 1099 (11th Cir. 2014) (citations and quotations omit-
    ted). To overcome the qualified immunity defense, Ellison had to
    allege that the state commissioners (1) violated a constitutional
    right, and (2) that the right was clearly established at the time of
    the alleged violation. 
    Id.
     Additionally, “[s]upervisory officials are
    not liable under [section] 1983 for the unconstitutional acts of their
    subordinates unless the supervisor personally participates in the al-
    leged constitutional violation or there is a causal connection be-
    tween actions of the supervising official and the alleged constitu-
    tional deprivation.” Doe v. Sch. Bd. of Broward Cnty., 
    604 F.3d 1248
    , 1266 (11th Cir. 2010) (internal quotations omitted).
    Here, Ellison has not alleged that the state commissioners
    personally participated in violating his constitutional rights. Ellison
    did not allege that the state commissioners personally played a role
    in terminating his Medicaid benefits. In his amended complaint,
    Ellison alleged it was the private actors—the case worker and her
    supervisor—and not the state commissioners who terminated his
    benefits without a hearing. Indeed, Ellison alleged that the state
    commissioners only learned of the termination of his benefits
    through this lawsuit. They could not have personally participated
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    8                      Opinion of the Court                 20-14344
    in a constitutional violation that they only learned about after the
    lawsuit was filed.
    Without personal participation, Ellison must allege a “causal
    connection” between the actions of the supervisors and the alleged
    constitutional violation to hold the supervisors liable under section
    1983. See Gray ex rel. Alexander v. Bostic, 
    458 F.3d 1295
    , 1308
    (11th Cir. 2006) (explaining that “supervisors can be held personally
    liable [under section 1983] when . . . there is a causal connection
    between the actions of the supervisor and the alleged constitutional
    violation”). A causal connection can be established “where a his-
    tory of widespread abuse puts the supervisor on notice,” 
    id.,
     or
    where an improper custom or policy resulted in deliberate indiffer-
    ence to constitutional rights, Hartley v. Parnell, 
    193 F.3d 1263
    ,
    1269 (11th Cir. 1999). To be sufficient to put a supervisor on notice,
    the constitutional deprivations must “not only be widespread, they
    also must be obvious, flagrant, rampant and of continued duration,
    rather than isolated occurrences.” 
    Id.
     (internal citations omitted).
    But Ellison has not alleged any other incidents of improper
    benefits terminations, much less the “flagrant” and “widespread”
    allegations needed to provide notice. Nor has he alleged that there
    was a “custom or policy” of ignoring improper benefits termina-
    tions. Without these crucial allegations, the state commissioners
    cannot be held liable as supervisors under section 1983.
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    20-14344                Opinion of the Court                           9
    State Actor
    Finally, Ellison argues that the district court erred in con-
    cluding that the non-profit and its employees were not acting un-
    der color of state law, and, thus, not subject to section 1983 liability.
    “Only in rare circumstances can a private party be viewed as
    a ‘state actor’ for section 1983 purposes.” Harvey v. Harvey, 
    949 F.2d 1127
    , 1130 (11th Cir. 1992). These rare circumstances are: (1)
    where “the State has coerced or at least significantly encouraged
    the action alleged to violate the Constitution”; (2) where “the State
    had so far insinuated itself into a position of interdependence with
    the [private parties] that it was a joint participant in the enterprise”;
    and (3) where “the private parties performed a public function that
    was traditionally the exclusive prerogative of the State.” 
    Id.
     Ellison
    did not plausibly allege any of these three rare circumstances.
    First, Ellison has not alleged that the state compelled the
    non-profit and its employees to terminate his benefits. The Su-
    preme Court has explained that “a State can normally be held re-
    sponsible for a private decision only when it has exercised coercive
    power or has provided such significant encouragement, either
    overt or covert, that the choice must be in law deemed to be that
    of the state.” Blum v. Yaretsky, 
    457 U.S. 991
    , 1004 (1982). “Mere
    approval of or acquiescence in the initiatives of a private party,” the
    Supreme Court continued, “is not sufficient to justify holding the
    State responsible[.]” 
    Id.
     Here, Ellison has not alleged that any state
    actor was involved in the non-profit and its employees’ decision to
    terminate his benefits. His allegation that the state commissioners
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    10                     Opinion of the Court                 20-14344
    failed to intervene in his case isn’t enough because mere acquies-
    cence can’t show state coercion.
    Second, Ellison argues that the state acted as a joint partici-
    pant with the non-profit and its employees because it contractually-
    bound them to make decisions consistent with the state-issued
    manuals. Ellison is right that, if a state contracts with a private
    party and the contract requires the private party to take particular
    actions, then by “acting in accordance with the governmental di-
    rective[,] the private actor is merely a surrogate for the state, and
    the tie between them is sufficiently strong” for section 1983 liabil-
    ity. Focus on the Family v. Pinellas Suncoast Transit Auth., 
    344 F.3d 1263
    , 1278–79 (11th Cir. 2003).
    But Ellison’s case is not like Focus on the Family. There, the
    state contracted with a private entity to sell advertising space on
    public transportation. 
    Id. at 1268
    . The contract established clear
    rules for approving ads and the state retained final decisionmaking
    authority. 
    Id. at 1278
    . Although the interdependence must “in-
    volve the specific conduct of which the plaintiff complains,” we
    said that the clear guidelines and direct supervisory control were
    enough to survive summary judgment. 
    Id.
    Unlike the plaintiff in Focus on the Family, Ellison has not
    alleged that the state agencies and commissioners had final deci-
    sionmaking authority over the decision to terminate benefits. And
    he has not alleged that the manuals had clear rules and guidelines
    USCA11 Case: 20-14344            Date Filed: 02/10/2022         Page: 11 of 12
    20-14344                   Opinion of the Court                               11
    for making the termination decision.1 For example, Ellison did not
    allege that the manuals directed the non-profits to terminate bene-
    fits without notice or an opportunity to be heard. Without any
    allegations about what the manuals required the non-profits to do,
    there is no plausible inference that they contractually-bound the
    non-profit to violate Ellison’s constitutional rights.
    Third, the provision of social services is not a traditional and
    exclusive state function. The Supreme Court has stressed that
    “very few” functions fall into this category. Manhattan Cmty. Ac-
    cess Corp. v. Halleck, 
    139 S. Ct. 1921
    , 1929 (2019). In Manhattan
    Community, the Supreme Court emphasized that the “traditional
    and exclusive” function cannot merely be one that the government
    has “exercised . . . in the past, or still does.” 
    Id. at 1928
    . And it is
    not enough that the function serves the public good. 
    Id. at 1929
    .
    Rather, it must be “traditionally and exclusively” performed by the
    state. 
    Id.
     The Court then listed as examples running elections and
    operating a “company town.” 
    Id.
     But operating nursing homes,
    providing special education, representing indigent criminal
    1 Because we review the district court’s dismissal of Ellison’s amended com-
    plaint under Rule 12(b)(6), we do not consider any allegations outside of the
    amended complaint. Maxcess, Inc. v. Lucent Techs., Inc., 
    433 F.3d 1337
    , 1340
    n.3 (11th Cir. 2005). That includes Ellison’s proffers about what the state agen-
    cies and their commissioners or the non-profit and its employees said or did in
    Ellison’s administrative and state-court proceedings because they are not al-
    leged in the complaint.
    USCA11 Case: 20-14344          Date Filed: 02/10/2022   Page: 12 of 12
    12                      Opinion of the Court                 20-14344
    defendants, or even supplying electricity were not traditional and
    exclusive state functions. 
    Id.
    Neither is providing elder care services—free meals, trans-
    portation and cleaning. These are things that have traditionally
    been done by religious groups, non-profits, and even family mem-
    bers. We don’t see a meaningful distinction between providing el-
    der care services through a nursing home, which the Supreme
    Court has explained is not a traditional state function, see Blum,
    
    457 U.S. at 1009
    , and providing elder care services through a non-
    profit, especially when the state funds both activities, 
    id.
     at 994–95.
    And Ellison has not argued that there is a meaningful distinction.
    Like state-funded nursing homes that care for the elderly, state-
    funded home-based services for the elderly are not among the
    “very few” “powers traditionally exclusively reserved to the State.”
    See Manhattan Cmty. Access Corp., 
    139 S. Ct. at
    1928–29.
    IV.     CONCLUSION
    The district court properly dismissed Ellison’s amended
    complaint because he failed to allege that the state commissioners
    violated his constitutional rights. And he failed to allege that the
    non-profit and its employees were acting under color of state law
    and subject to section 1983.
    AFFIRMED.