United States v. Julian Arce ( 2018 )


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  •                 Case: 17-10565    Date Filed: 01/10/2018   Page: 1 of 7
    [DO NOT PUBLISH]
    IN THE UNITED STATES COURT OF APPEALS
    FOR THE ELEVENTH CIRCUIT
    ________________________
    No. 17-10565
    Non-Argument Calendar
    ________________________
    D.C. Docket No. 1:14-cr-20400-KMW-6
    UNITED STATES OF AMERICA,
    Plaintiff - Appellee,
    versus
    JULIAN ARCE,
    Defendant - Appellant.
    ________________________
    Appeal from the United States District Court
    for the Southern District of Florida
    ________________________
    (January 10, 2018)
    Before MARTIN, JORDAN, and JILL PRYOR, Circuit Judges.
    PER CURIAM:
    Julian Arce pled guilty to conspiracy to import into the United States more
    than one kilogram of heroin and more than five kilograms of cocaine with the
    Case: 17-10565     Date Filed: 01/10/2018    Page: 2 of 7
    intent to distribute, in violation of 
    21 U.S.C. § 963
    . The district court calculated the
    applicable advisory Sentencing Guidelines range to be 57-71 months. The district
    court also found that Mr. Arce met the “safety valve” requirements of U.S.S.G.
    §5C1.2(a)(1)-(5), meaning that he would not be subject to the minimum statutory
    sentence of ten years’ imprisonment. See 
    21 U.S.C. § 960
    (b)(1)(A). See also 
    18 U.S.C. § 3553
    (f)(1)-(5); U.S.S.G. §5C1.2(a).
    Under the plea agreement, the government agreed to recommend that Mr.
    Arce be sentenced at the low end of the advisory guidelines range. Also in keeping
    with the plea agreement, the government filed a motion pursuant to §5K1.1 of the
    guidelines requesting that the court grant a downward departure for Mr. Arce’s
    sentence, based on the substantial assistance he provided the government in its
    investigation and prosecution of other persons. The government requested the court
    reduce Mr. Arce’s sentence by 15 percent to 48 months.
    The district court granted the government’s §5K1.1 motion, and sentenced
    Mr. Arce to 38 months’ imprisonment. In explaining its reduction of the sentence
    to 38 months, the district court noted that under §3553, Mr. Arce had not fled
    during his years of cooperation with the government. It also emphasized the danger
    that Mr. Arce’s family faced in Columbia due to his cooperation with the
    government, which is one factor for the court to consider when deciding on a
    §5K1.1 motion. See U.S.S.G. §5K1.1(a)(4).
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    Mr. Arce now appeals his sentence, arguing that the district court ignored
    the other factors identified in §5K1.1, and that it plainly erred in so doing. He
    argues that had the court considered all of the §5K1.1 factors, it would have
    reduced his sentence even further.
    As an initial matter, however, we must decide whether Mr. Arce waived his
    right to appeal his sentence, which would preclude us from addressing the merits
    of his challenge to his sentence. The plea agreement which Mr. Arce signed, and
    which the district court accepted, contained a sentence appeal waiver.
    We conclude that Mr. Arce knowingly and voluntarily waived his right to
    appeal his sentence and the manner in which the sentence was imposed, that the
    waiver applies to Mr. Arce’s appeal, and that none of the exceptions to the waiver
    apply. Accordingly, we dismiss Mr. Arce’s appeal.
    I
    We review the validity of a sentence appeal waiver de novo. See United
    States v. Johnson, 
    541 F.3d 1064
    , 1066 (11th Cir. 2008). A sentence appeal waiver
    will be enforced if it was executed knowingly and voluntarily. See United States v.
    Bushert, 
    997 F.2d 1343
    , 1350-51 (11th Cir. 1993). To establish that a waiver was
    made knowingly and voluntarily, the government must show that either “(1) the
    district court specifically questioned the defendant about the waiver during the plea
    colloquy, or (2) the record clearly shows that the defendant otherwise understood
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    the full significance of the waiver.” United States v. Grinard-Henry, 
    399 F.3d 1294
    , 1296 (11th Cir. 2005). The district court must clearly convey to the
    defendant the circumstances under which he is giving up the right to appeal. See
    Bushert, 
    997 F.2d at 1352-53
    . A valid appeal waiver “includes the waiver of the
    right to appeal difficult or debatable issues or even blatant error.” Grinard-Henry,
    
    399 F.3d at 1296
    . Additionally, there is “a strong presumption that the statements
    made during the [plea] colloquy are true.” United States v. Medlock, 
    12 F.3d 185
    ,
    187 (11th Cir. 1994).
    II
    In the provision at issue in the plea agreement, Mr. Arce waived his rights
    “to appeal any sentence imposed” or “to appeal the manner in which the sentence
    was imposed,” unless the sentence exceeded the statutory maximum, or was the
    result of an upward departure or variance, or the government appealed. Mr. Arce is
    specifically appealing his 38-month sentence and the manner in which the district
    court applied §5K1.1 to the government’s motion. Because none of the exceptions
    apply, there can be no question that, if the waiver is valid, it applies to the present
    appeal, and Mr. Arce’s appeal must be dismissed.
    This Circuit has “consistently enforced knowing and voluntary appeal
    waivers according to their terms,” particularly where the defendant acknowledges
    the waiver in a plea agreement, the district court specifically questions the
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    defendant during the plea colloquy about the appeal waiver, and the court
    adequately explains the significance of the waiver and confirms that the defendant
    understands the full significance of the waiver. See United States v. Bascomb, 
    451 F.3d 1292
    , 1294 (11th Cir. 2006) (collecting cases). See also Johnson, 
    541 F.3d at 1066
    ; United States v. Frye, 
    402 F.3d 1123
    , 1127-29 (11th Cir. 2005); Grinard-
    Henry, 
    399 F.3d at 1296
    ; Williams v. United States, 
    396 F.3d 1340
    , 1341-42 (11th
    Cir. 2005); United States v. Weaver, 
    275 F.3d 1320
    , 1333 (11th Cir. 2001); United
    States v. Pease, 
    240 F.3d 938
    , 942 (11th Cir. 2001); United States v. Howle, 
    166 F.3d 1166
    , 1168-69 (11th Cir. 1999); United States v. Benitez-Zapata, 
    131 F.3d 1444
    , 1446 (11th Cir. 1997); United States v. Buchanan, 
    131 F.3d 1005
    , 1007-09
    (11th Cir. 1997).
    Many of the sentence appeal waivers in these cases are nearly identical to
    the one in Mr. Arce’s plea agreement, with nearly the same exceptions and
    limitations. Here, Mr. Arce signed the plea agreement, as did his counsel. The plea
    agreement not only contained the sentence appeal waiver itself, but also a
    statement confirming that “[b]y signing this agreement, the defendant
    acknowledges that the defendant has discussed the appeal waiver set forth in this
    agreement with the defendant’s attorney.”
    Beyond that, at the change-of-plea hearing the district court specifically
    questioned Mr. Arce concerning the plea agreement and the sentence appeal
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    waiver. Mr. Arce, who was aided by an interpreter at the hearing, confirmed that
    he had signed the plea agreement, that the plea agreement had been translated into
    Spanish for him prior to him signing it, that he had an adequate opportunity to
    discuss it with his counsel, and that he understood fully the obligations it imposed
    on him. The district court alerted Mr. Arce to the specific appeal waiver provision
    and explained that he was giving up his right to appeal his sentence to a higher
    reviewing court. The district court also reviewed the four circumstances where the
    appeal waiver would not apply. As to all of this, Mr. Arce confirmed his
    understanding.
    Based on the plea agreement and the change-of-plea colloquy between Mr.
    Arce and the district court, the government has established that Mr. Arce’s appeal
    waiver was entered into knowingly and voluntarily. The district court specifically
    questioned Mr. Arce about the waiver during the plea colloquy, and the record
    clearly shows that he otherwise understood the full significance of the waiver. See
    Bushert, 
    997 F.2d at 1350-51
    . Mr. Arce has provided us no reason to reject the
    “strong presumption that the statements made during the [plea] colloquy are true.”
    Medlock, 
    12 F.3d at 187
    .
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    III
    Mr. Arce knowingly and voluntarily waived his right to appeal his sentence
    and the manner in which the sentence was imposed, and none of the exceptions to
    this waiver apply. Accordingly, Mr. Arce’s appeal is dismissed.
    DISMISSED.
    7