Glenn Smith v. Warden, Hardee Correctional Institution ( 2015 )

[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
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No. 14-12243
Non-Argument Calendar
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D.C. Docket No. 8:12-cv-00052-JSM-AEP
GLENN SMITH,
Plaintiff-Appellant,
versus
WARDEN, HARDEE CORRECTIONAL INSTITUTION,
in its official and individual capacities,
SECRETARY, FLORIDA DEPARTMENT OF CORRECTIONS,
in its official and individual capacities, et al.
Defendants-Appellees.
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Appeal from the United States District Court
for the Middle District of Florida
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(January 7, 2015)
Before WILLIAM PRYOR, MARTIN and ANDERSON, Circuit Judges.
PER CURIAM:
Glenn Smith, a Florida prisoner, appeals pro se the dismissal without
prejudice of his original complaint and the partial dismissal and partial summary
judgment against his amended complaint against officials of the Florida
Department of Corrections about the conditions of his confinement. Smith also
challenges the denial of his motions for a preliminary injunction, for class
certification and appointment of counsel for the class action, and for sanctions; the
partial denial of his motion to recover the costs related to service of process; and
the award of costs to the officials. We affirm.
The district court did not abuse its discretion when it denied Smith’s motion
for a preliminary injunction. Smith sought an order to compel the Warden of
Hardee, the supervisor of library services for Hardee, and Kathy Connor, an
employee of the Department, to provide word processing and copy services for
him. Smith sought the services to petition the Supreme Court for a writ of certiorari
that would curtail “violations of [his] constitutional rights by officials [of the
Department] and a state court judge.” But Smith was not entitled to an injunction
when there was no reasonable likelihood that he could succeed on the merits. See
Horton v. City of St. Augustine, 272 F.3d 1318, 1326 (11th Cir. 2001). Smith failed
to satisfy two threshold requirements for his complaint of a denial of access to
courts: (1) he lacked standing in the absence of any allegation that the officials
impeded his efforts to pursue a viable cause of action, see Bass v. Singletary, 143
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F.3d 1442, 1445 (11th Cir. 1998); and (2) he failed to identify even a colorable
claim for relief. See Barbour v. Haley, 471 F.3d 1222, 1225–26 (11th Cir. 2006).
The district court also did not abuse its discretion when it denied Smith’s
motions to appoint counsel and to certify a class action. Smith alleged, on behalf of
himself and other similarly situated inmates, that his exposure to cold weather and
rain without adequate clothing and bedding constituted cruel and unusual
punishment in violation of the Eighth Amendment. But Smith enjoys no
constitutional right to the appointment of counsel in a civil action; appointed
counsel is “a privilege . . . justified only by exceptional circumstances such as
where the facts and legal issues are so novel or complex as to require the assistance
of a trained practitioner.” Dean v. Barber, 951 F.2d 1210, 1216 (11th Cir. 1992)
(quoting Poole v. Lambert, 819 F.2d 1025, 1028 (11th Cir.1987)). Smith’s
complaint required no significant investigation or research because Smith and the
officials agreed about the clothing and provisions made available to inmates. The
district court also reasonably determined that Smith was not an adequate class
representative because his complaint was atypical of other inmates. See Fed. R.
Civ. P. 23(a). Smith alleged that he was unusually sensitive to cold weather, which
he defined as any temperature below 75 degrees, and his uncommon issues
predominated over the class-wide issues of whether the prison was heated
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adequately and whether all inmates were supplied adequate clothing. See Murray v.
Auslander, 244 F.3d 807, 811 (11th Cir. 2001).
The district court also did not abuse its discretion when it dismissed Smith’s
original complaint for noncompliance with Federal Rule of Civil Procedure 20(a).
A complaint against multiple defendants must allege claims that arise “out of the
same transaction, occurrence, or series of transactions or occurrences” and that
involve a “question of law or fact common to all defendants,” Fed. R. Civ. P.
20(a), but Smith’s complaint alleged three unrelated claims against different
officials. Smith complained that the Warden, the supervisor of library services, and
Connor interfered with his right of access to the courts in violation of the First and
Fourteenth Amendments and state law; the Warden and Eugenia Wellhausen, an
employee of the Department, conducted unreasonable searches of his cell in
violation of the Fourth Amendment; and the Warden, Connor, and Wellhausen
supplied inadequate clothing and bedding to protect inmates against the weather in
violation of the Eighth Amendment. Smith’s status as a pro se litigant did not
relieve him of the obligation to comply with Rule 20(a). See Albra v. Advan, Inc.,
490 F.3d 826, 829 (11th Cir. 2007).
The district court correctly dismissed sua sponte Smith’s claim in his
amended complaint for compensatory and punitive damages as barred by the
Prison Litigation Reform Act. Smith alleged that he was provided inadequate
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clothing and bedding, but he failed to allege that the quantity or quality of the
goods affected his health or caused him to suffer a physical injury under the Act.
See 42 U.S.C. § 1997e(e). Smith alleged that he was cold and wet and that he woke
twice during the night, but he acknowledged that those conditions never made him
sick. See Mitchell v. Brown & Williamson Tobacco Corp., 294 F.3d 1309, 1312–13
(11th Cir. 2002) (“[T]o avoid dismissal under § 1997e(e), a prisoner’s claims for
emotional or mental injury must be accompanied by allegations of physical injuries
that are greater than de minimis.”). Smith argues that the district court failed to
consider that he suffered from hypothermia, but Smith did not mention that self-
diagnosed condition until two years after the dismissal of his claim for damages.
Even so, Smith never alleged that he required medical treatment because of the
officials’ conduct. See id.
Smith argues that the district court should have construed his complaint
liberally to request nominal damages, but even if we were to assume that the
district court erred in this respect, any error was harmless. “Nominal damages are
appropriate [only] if a plaintiff establishes a violation of a fundamental
constitutional right.” Hughes v. Lott, 350 F.3d 1157, 1162 (11th Cir. 2003). Smith
failed to do so.
The district court did not err by dismissing Smith’s complaints that Connor
and Wellhausen were deliberately indifferent to his need for adequate clothing and
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bedding. Smith alleged that Connor and Wellhausen denied grievances and appeals
on behalf of the Secretary of the Department, but Smith failed to allege that
Connor and Wellhausen were involved in determining the inmates’ winter and wet
weather gear. See Hale v. Tallapoosa Cnty., 50 F.3d 1579, 1582 (11th Cir. 1995).
Smith also failed to allege that either official had authority over a subordinate who
selected the clothing and bedding. See Franklin v. Curry, 738 F.3d 1246, 1249–50
(11th Cir. 2013). Smith’s complaint failed to state a claim against Connor and
Wellhausen. See Fed. R. Civ. P. 12(b)(6).
The district court also did not abuse its discretion by granting in part and
denying in part Smith’s motion to recover the costs that he incurred to serve
process on the Warden, the Secretary, Connor, and Wellhausen. The district court
reasonably determined that the Warden and the Secretary should pay the fee
charged to serve their summons because they “fail[ed], without good cause, to sign
and return a waiver requested by” Smith. Fed. R. Civ. P. 4(d)(2)(A). But the
district court reasonably refused to order the Warden and the Secretary to
reimburse Smith for the costs he allegedly incurred for copying, mailing, and
making telephone calls because he failed to substantiate those expenses. See id.
4(d)(2)(B). The district court lacked jurisdiction to impose any expenses on
Connor and Wellhausen when Smith failed to serve them in compliance with
Federal Rule of Civil Procedure 4(e)(2). See Murphy Bros. v. Michetti Pipe
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Stringing, Inc., 526 U.S. 344, 350, 119 S. Ct. 1322, 1327 (1999); Prewitt Enters.,
Inc. v. Org. of Petroleum Exporting Countries, 353 F.3d 916, 924–25 (11th Cir.
2003). Later, when Connor and Wellhausen waived service of process and
responded to the complaint, Smith did not incur any “expenses . . . in making
service” that he could recover from the officials.
Smith argues that the officials should have been sanctioned for moving to
quash service of process and opposing the requirement that they waive service, but
the district court did not abuse its discretion by refusing to impose sanctions. A
district court may sanction a party for filing a pleading that lacks a reasonable
factual basis; that is predicated on a frivolous legal theory; or that is submitted in
bad faith for an improper purpose. See Fed. R. Civ. P. 11(b), (c); Anderson v.
Smithfield Foods, Inc., 353 F.3d 912, 915 (11th Cir. 2003). Smith was not entitled
to sanctions against Connor and Wellhausen because they were never properly
served with process. And the district court reasonably determined that the Warden
and the Secretary opposed paying the service fee and waiving service of process
based on a good-faith argument that Smith, who is a frequent filer, should bear his
own costs to curtail his abusive litigation. See generally 28 U.S.C. § 1915(g);
Dupree v. Palmer, 284 F.3d 1234, 1236 (11th Cir. 2002). In making that
determination, the district court was entitled to rely on the officials’ undisputed
evidence that Smith was an abusive litigant, see Smith v. Crosby, 543 U.S. 1019,
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1019, 125 S. Ct. 667, 667 (2004); Smith v. Fla. Dep’t of Corr., 713 F.3d 1059,
1061 & n.1 (11th Cir. 2013), and that he used the resources of family and friends to
evade paying the substantial liens on his prison account.
The district court also did not err by entering summary judgment in favor of
the Warden and the Secretary. Smith failed to present evidence that he was
exposed to a condition of confinement sufficiently “extreme” to create “an
unreasonable risk of serious damage to his future health or safety” and that the
Warden and the Secretary acted with deliberate indifference to Smith’s risk of
harm. Chandler v. Crosby, 379 F.3d 1278, 1289 (11th Cir. 2004) (internal
quotation marks and citation omitted). Smith offered no evidence that he faces an
unreasonable risk of harm from his exposure to cold and rainy conditions in the
southern central region of Florida as he walks outside to and from his residential
building for meals and appointments or when he goes outside to the recreation
yard. Smith testified that he had a prison-issued jacket, three sets of uniform shirts
and pants, twice as many pairs of socks, and four t-shirts; the prison also provided
a coat, two sets of thermal underwear, and an extra blanket during the winter; he
obtained from prison officials a medical pass that allows him to wear institution-
issued boots; and he acquired a rain poncho. Even if we were to assume that the
weather is unpleasant to Smith because he is unusually cold-natured, his situation
does not pose an unreasonable risk to his health. Smith also failed to present any
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evidence that he was unreasonably exposed to cold conditions inside the prison
during the winter. Smith acknowledged that he layered his clothing and he had
available four blankets under which to stay warm, and the officials established,
without dispute, that inmates’ cells are heated and maintained between 65 and 72
degrees during the winter.
The district court did not abuse its discretion when it taxed Smith $600.25
for the costs of his deposition and $77.10 for the copy expenses incurred by the
officials. As the prevailing party, the officials were entitled to recover the
reasonable expenses that they incurred in their defense, see 28 U.S.C.
§ 1920; Gilchrist v. Bolger, 733 F.2d 1551, 1556–57 (11th Cir. 1984), and the
officials submitted evidence to corroborate their costs. The district court
reasonably declined to reduce the award requested by the officials based on
Smith’s alleged indigency because he failed to provide “substantial documentation
of a true inability to pay.” Chapman v. AI Transp., 229 F.3d 1012, 1039 (11th Cir.
2000). As explained by the district court, Smith garnered enough money to pay the
$400 fee to file his amended complaint and the $505 fee to appeal the dismissal of
his initial complaint.
We AFFIRM the judgment against Smith.
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