Davis v. Monroe Cty. Board of Ed. ( 1996 )

United States Court of Appeals,
Eleventh Circuit.
No. 94-9121.
Aurelia DAVIS, as Next Friend of LaShonda D., Plaintiff-Appellant,
v.
MONROE COUNTY BOARD OF EDUCATION, et al., Defendants-Appellees.
Aug. 21, 1997.
Appeal from the United States District Court for the Middle District of Georgia. (No. 94-CV-140-
4MAC(WDO), Wilbur D. Owens, Jr., Judge.
Before HATCHETT, Chief Judge, TJOFLAT, EDMONDSON, COX, BIRCH, DUBINA, BLACK,
CARNES and BARKETT, Circuit Judges*, and KRAVITCH** and HENDERSON, Senior Circuit
Judges.
TJOFLAT, Circuit Judge:
Appellant, Aurelia Davis, brought this suit against the Board of Education of Monroe
County, Georgia, (the "Board") and two school officials, Charles Dumas and Bill Querry, on behalf
of her daughter, LaShonda Davis. The complaint alleged that the defendants violated Section 901
of the Education Amendments of 1972, Pub.L. No. 92-318, 86 Stat. 235, 373 (1972) (codified as
amended at 20 U.S.C. § 1681 (1994)) ("Title IX"), and 42 U.S.C. § 19831 by failing to prevent a
student at Hubbard Elementary School ("Hubbard") from sexually harassing LaShonda while she
was a student there. Appellant separately alleged that the defendants discriminated against
*
Judge R. Lanier Anderson recused himself and did not participate in this decision.
**
Senior Judge Phyllis A. Kravitch, who was a member of the en banc court which heard oral
argument in this case, took senior status on January 1, 1997, and has elected to participate in this
decision pursuant to 28 U.S.C. § 46(c).
1
This section provides, "Every person who, under color of any statute, ordinance, regulation,
custom, or usage, of any State ... subjects, or causes to be subjected, any ... person ... to the
deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall
be liable to the party injured...." 42 U.S.C. § 1983 (1994).
LaShonda on the basis of race in violation of 42 U.S.C. § 1981.2 Appellant sought injunctive relief
and $500,000 in compensatory and punitive damages.
The district court dismissed appellant's complaint in its entirety for failure to state a claim
upon which relief can be granted. See Aurelia D. v. Monroe County Bd. of Educ., 862 F. Supp. 363,
368 (M.D.Ga.1994); see also Fed.R.Civ.P. 12(b)(6). Appellant appealed the district court's
dismissal of her Title IX claim against the Board,3 arguing that a school board can be held liable
under Title IX for its failure to prevent sexual harassment among students. On appeal, a divided
three-judge panel reinstated her Title IX claim against the Board. See Davis v. Monroe County Bd.
2
Davis actually alleged that the named defendants discriminated on the basis of race in
violation of "the Education Act of 1972 and the Civil Rights Act of 1991." Davis was apparently
referring to the Education Amendments of 1972, Pub.L. No. 92-318, 86 Stat. 235 (1972), and the
Civil Rights Act of 1991, Pub.L. No. 102-166, 105 Stat. 1071 (1991). The former act, however,
does not address racial discrimination in education, and the latter act does not provide a cause of
action for racial discrimination in education. The district court construed this portion of the
complaint to allege a violation of 42 U.S.C. § 1981, which does provide a cause of action against
certain types of racial discrimination.
3
Davis did not appeal the district court's dismissal of her Title IX claim with regard to
individual defendants Dumas and Querry. Davis similarly did not appeal the district court's
dismissal of her § 1981 claim. Therefore, we do not consider these claims.
With regard to Davis' § 1983 claim, the complaint seemed to allege that the
defendants were liable under this provision solely because they violated Title IX. Davis,
however, apparently argued before the district court that the defendants were liable under
§ 1983 for infringing LaShonda's rights under the Due Process Clause of the Fourteenth
Amendment to the United States Constitution. The district court dismissed this implied
claim under Rule 12(b)(6). See Aurelia D., 862 F. Supp. at 366.
Davis did not appeal the dismissal of her § 1983 claim to the extent it was based
on the defendants' alleged violation of Title IX. Accordingly, that claim is not before us.
She did, however, appeal the dismissal of her § 1983 claim to the extent it was based on
the defendants' alleged violation of the Due Process Clause. In addition, Davis argued
for the first time before the three-judge panel that the same § 1983 claim encompassed a
violation of the Equal Protection Clause of the Fourteenth Amendment.
The panel rejected Davis' due-process and equal-protection arguments and
affirmed the dismissal of her steadily expanding § 1983 claim under 11th Cir. R. 36-1.
See Davis v. Monroe County Bd. of Educ., 74 F.3d 1186, 1188 (1996). Davis did not
petition the court to rehear this ruling en banc, and we see no reason to disturb the panel's
decision sua sponte. We therefore do not consider Davis' various § 1983 claims. In sum,
we address only Davis' Title IX claim against the Board.
2
of Educ., 74 F.3d 1186, 1195 (11th Cir.1996). At the Board's request, we granted rehearing en banc
to consider appellant's Title IX claim,4 and we now affirm the district court's dismissal of this claim.
I.
A.
We review de novo the district court's dismissal of appellant's complaint for failure to state
a claim upon which relief can be granted. See McKusick v. City of Melbourne, 96 F.3d 478, 482
(11th Cir.1996). To this end, we take as true the allegations appellant has set forth in her complaint
and examine whether those allegations describe an injury for which the law provides relief. See
Welch v. Laney, 57 F.3d 1004, 1008 (11th Cir.1995). We construe appellant's allegations liberally
because the issue is not whether appellant will ultimately prevail but whether she is entitled to offer
evidence to support her claims. Scheuer v. Rhodes, 416 U.S. 232, 236, 94 S. Ct. 1683, 1686, 40
L. Ed. 2d 90 (1974). We begin by describing the allegations contained in appellant's complaint.
B.
LaShonda Davis was enrolled as a fifth-grade student at Hubbard during the 1992-1993
school year. During that school year, Bill Querry was the principal of Hubbard, and Diane Fort,
Joyce Pippin, and Whit Maples were teachers at the school. The complaint alleges that the Board
administered federally funded educational programs at Hubbard and supervised the school's
employees, including Principal Querry and Teachers Fort, Pippin, and Maples.
According to the complaint, a fifth-grade student named "G.F." was in several of LaShonda's
classes and initially was assigned to the seat next to LaShonda in Fort's classroom. On December
17, 1992, while in Fort's classroom, G.F. allegedly tried to touch LaShonda's breasts and vaginal
area. G.F. also allegedly directed vulgarities at LaShonda, such as "I want to get in bed with you"
and "I want to feel your boobs." LaShonda complained to Fort. After school that day, LaShonda
also told her mother, the appellant, about G.F.'s behavior. The complaint states that G.F. engaged
4
See Davis v. Monroe County Bd. of Educ., 91 F.3d 1418 (11th Cir.1996). Granting rehearing
en banc vacated the panel opinion by operation of law. 11th Cir. R. 35-11.
3
in similar (although unspecified) conduct on or about January 4, 1993,5 and again on January 20,
1993. LaShonda allegedly reported both incidents to Fort and to appellant. After one of these first
three incidents, appellant called Fort, who told appellant in the course of their conversation that
Principal Querry knew about one of the incidents.
G.F.'s misconduct continued. On February 3, 1993, G.F. allegedly placed a door-stop in his
pants and behaved in a sexually suggestive manner toward LaShonda during their physical education
class. LaShonda reported this incident to Maples, who was the physical education teacher. On
February 10, 1993, G.F. engaged in unspecified conduct similar to that of the December 17 incident
in the classroom of Pippin, another of LaShonda's teachers. LaShonda notified Pippin of G.F.'s
behavior and later told appellant, who then called Pippin to discuss the incident. On March 1, 1993,
G.F. directed more unspecified, offensive conduct toward LaShonda during physical education class.
LaShonda reported G.F. to Maples and Pippin. An unidentified teacher allegedly told LaShonda that
Principal Querry was not ready to listen to her complaint about G.F.
At some point around March 17, 1993, Fort allowed LaShonda to change assigned seats
away from G.F. G.F., however, persisted in his unwelcome attentions. On April 12, 1993, he rubbed
his body against LaShonda in a manner she considered sexually suggestive; this incident occurred
in the hallway on the way to lunch. LaShonda again complained to Fort.
Lastly, on May 19, 1993, LaShonda complained to appellant after school about more
unspecified behavior by G.F. Appellant and LaShonda then paid a visit to Principal Querry to
discuss G.F.'s conduct. At this meeting, Querry asked LaShonda why no other students had
complained about G.F. During this meeting, Querry also told appellant, "I guess I'll have to threaten
[G.F.] a little bit harder." On the same day, May 19, G.F. was charged with sexual battery, a charge
which he apparently did not deny. The complaint does not tell us who summoned the police.
5
The complaint actually alleges that this second instance of harassment occurred "on or about
January 2, 1993." We note that January 2, 1993 was a Saturday. Presumably, there was no
school on Saturday, so G.F. could not have sexually harassed LaShonda at Hubbard on that day.
Friday, January 1, 1993, was a holiday. Accordingly, we assume for appellant's benefit that the
alleged harassment occurred on or about January 4, 1993.
4
In all, the complaint describes eight separate instances of sexual harassment by G.F. These
eight instances of alleged harassment occurred, on average, once every twenty-two days over a
six-month period. Three instances occurred in Fort's classroom; two occurred in Maples' physical
education class; one occurred in Pippin's classroom; one occurred in a school hallway; and one
occurred in an unspecified location. LaShonda reported four instances of alleged harassment to Fort,
two to Maples, and two to Pippin. LaShonda reported the final instance of harassment, the May 19
incident, to appellant and Querry. The complaint does not allege that any faculty member knew of
more than four instances of harassment, and the complaint indicates that Principal Querry learned
of only one instance of harassment before his meeting with appellant and LaShonda on May 19.
The complaint does not state what action each of the teachers took upon being informed by
LaShonda of G.F.'s demeaning conduct. We assume for appellant's benefit that the teachers took
no action other than Fort's apparent notification of Principal Querry after one of the first three
instances of alleged harassment and Fort's decision around March 17, 1993, to move LaShonda's
assigned seat away from that of G.F. We will also accept as true that Principal Querry took no
measures against G.F. other than threatening him with disciplinary action at some point before his
May 19 meeting with appellant and her daughter. For example, we assume for appellant's benefit
that someone other than the school staff instigated the prosecution of G.F.
Appellant claims that LaShonda suffered mental anguish because of G.F.'s behavior. As
indicia of this emotional trauma, the complaint states that LaShonda's grades dropped during the
1992-1993 school year and that LaShonda wrote a suicide note in April 1993. Based on the above
allegations, appellant contends that "[t]he deliberate indifference by Defendants to the unwelcomed
[sic] sexual advances of a student upon LaShonda created an intimidating, hostile, offensive and
abuse [sic] school environment in violation of Title IX." We therefore consider whether Title IX
allows a claim against a school board based on a school official's failure to remedy a known hostile
5
environment6 caused by the sexual harassment of one student by another ("student-student sexual
harassment").
II.
Title IX provides that "[n]o person in the United States shall, on the basis of sex, be excluded
from participation in, be denied the benefits of, or be subjected to discrimination under any
education program or activity receiving Federal financial assistance." 20 U.S.C. § 1681 (1994).
Although nothing in the plain language of Title IX speaks to the issue of student-student sexual
harassment, several district courts have held that Title IX allows a student to sue a school board for
failing to prevent hostile-environment sexual harassment by another student. See Doe v.
Londonderry Sch. Dist., No. 95-469-JD, http://lw.bna.com/ # 0708, --- F.Supp. ---- (D. N.H. June
13, 1997); Nicole M. v. Martinez Unified Sch. Dist., 964 F. Supp. 1369, 1337-78 (N.D.Cal.); Collier
v. William Penn Sch. Dist., 956 F. Supp. 1209, 1213—14 (E.D.Pa.1997); Bruneau By and Through
Schofield v. South Kortright Cent. Sch. Dist., 935 F. Supp. 162, 172 (N.D.N.Y.1996); Doe v.
Petaluma City Sch. Dist., 830 F. Supp. 1560, 1576 (N.D.Cal.1993), rev'd on other grounds, 54 F.3d
1447 (9th Cir.1995); Burrow v. Postville Community Sch. Dist., 929 F. Supp. 1193, 1205 (N.D.Iowa
1996); Wright v. Mason City Community Sch. Dist., 940 F. Supp. 1412, 1419-20 (N.D.Iowa 1996);
Bosley v. Kearney R-1 Sch. Dist., 904 F. Supp. 1006, 1023 (W.D.Mo.1995); Oona R.-S. v. Santa
Rosa City Schs., 890 F. Supp. 1452, 1469 (N.D.Cal.1995); Patricia H. v. Berkeley Unified Sch. Dist.,
830 F. Supp. 1288, 1293 (N.D.Cal.1993). But see Garza v. Galena Park Indep. Sch. Dist., 914
6
The term "hostile environment" sexual harassment originated in employment litigation under
§ 703 of the Civil Rights Act of 1964, Pub.L. No. 88-352, 78 Stat. 241, 255 (1964) (codified at
42 U.S.C. § 2000e-2 (1994)) ("Title VII"). Hostile-environment sexual harassment occurs
whenever an employee's speech or conduct creates an atmosphere that is sufficiently severe or
pervasive to alter another employee's working conditions. See Harris v. Forklift Systems, Inc.,
510 U.S. 17, 21-22, 114 S. Ct. 367, 370-71, 126 L. Ed. 2d 295 (1993). As discussed infra, n.13,
we conclude that Title VII standards of liability, borrowed from the employment context, do not
control our resolution of this case. Nevertheless, for purposes of our discussion of appellant's
claim, we construe the complaint to allege that G.F.'s speech or conduct created an atmosphere
that was sufficiently hostile or abusive to alter the conditions of LaShonda's learning
environment.
6
F. Supp. 1437, 1438 (S.D.Tex.1994) ("[A] student cannot bring a hostile environment claim under
Title IX.").
The courts of appeals, however, have been less enthusiastic. The Fifth Circuit has held that
no cause of action exists where a school board merely knew or should have known of peer sexual
harassment and failed to act. See Rowinsky v. Bryan Ind. Sch. Dist., 80 F.3d 1006, 1016 (5th Cir.),
cert. denied, --- U.S. ----, 117 S. Ct. 165, 136 L. Ed. 2d 108 (1996). Other circuits have resolved
complaints of student-student sexual harassment without deciding whether a cause of action exists
under Title IX for this alleged harm. See, e.g., Seamons v. Snow, 84 F.3d 1226, 1232—33 (10th
Cir.1996) (holding that the plaintiff failed to state a valid claim for student-student sexual
harassment because he failed to allege that the harassment in question was on account of his sex);
Murray v. New York Univ. College of Dentistry, 57 F.3d 243, 250 (2nd Cir.1995) (holding that, even
if Title IX created a private cause of action for sexual harassment by a non-employee of the school,
plaintiff failed to allege that school officials knew or should have known of the harassment); Doe
v. Petaluma City Sch. Dist., 54 F.3d 1447, 1452 (9th Cir.1994) (holding that a defendant school
counselor was entitled to qualified immunity against a claim that he failed to respond to known
sexual harassment of the plaintiff by other students).
The Supreme Court has not squarely addressed the issue of student-student sexual
harassment. In general, the Court has allowed private plaintiffs to proceed under Title IX only in
cases that allege intentional gender discrimination by the administrators of educational institutions.
According to the Court, plaintiffs can state a claim under Title IX by alleging that a federally funded
educational institution, acting through its employees, intentionally subjected them to discrimination
in its educational programs or activities. See Cannon v. University of Chicago, 441 U.S. 677, 709,
99 S. Ct. 1946, 1964, 60 L. Ed. 2d 560 (1979). For example, where a teacher engaged a student in
sexually oriented conversations, solicited dates from her, forcibly kissed her on the mouth, and thrice
removed her from another class in order to engage in coercive sexual intercourse with her in a
private office at the school, the Court found that the school board could be held liable for his actions.
7
See Franklin v. Gwinnett County Pub. Schs., 503 U.S. 60, 63-64, 76, 112 S. Ct. 1028, 1031, 1038,
117 L. Ed. 2d 208 (1992).
Neither the Supreme Court nor this court has ever found, however, that a school board can
be held liable for failing to prevent non-employees from discriminating against students on the basis
of sex. Appellant does not allege that any employee of the Board intentionally discriminated against
LaShonda by personally participating in G.F.'s offensive conduct toward her. Rather, appellant
alleges that the Board violated Title IX by failing adequately to respond to LaShonda's complaints.
Neither the Supreme Court nor this court has considered whether a Title IX plaintiff can proceed
under this theory. In short, by seeking direct liability of the Board for the wrongdoing of a student,
appellant argues for an extension of liability under Title IX. We examine the legislative history of
Title IX to determine whether Congress intended this provision to reach appellant's allegations.
A.
The provision now known as Title IX emerged from a flurry of bills regarding public
education. In June and July 1970, the House Subcommittee on Education of the House Committee
on Education and Labor, under the leadership of Representative Edith Green, held hearings on
gender discrimination in federally funded educational programs. See Discrimination Against
Women: Hearings on Section 805 of H.R. 16098 Before the Special Subcomm. on Education of the
House Comm. on Education and Labor, 91st Cong., 2d Sess. (1970) [hereinafter House Hearings
]. None of the testimony before Representative Green's subcommittee concerned student-student
sexual harassment or related issues, such as school discipline. Instead, the subcommittee's work
focused on eliminating gender discrimination in school admissions and in the employment decisions
of school administrators.
By 1970, section 703 of the Civil Rights Act of 1964 already prohibited gender
discrimination in employment. See Civil Rights Act of 1964, Pub.L. No. 88-352, § 703, 78 Stat.
8
241, 255 (1964) (codified at 42 U.S.C. § 2000e-2 (1994)) ("Title VII").7 Title VII, however, did not
apply to educational institutions. See § 702, 78 Stat. at 255 (codified as amended at 42 U.S.C. §
2000e-1 (1994)). Similarly, section 601 of the Civil Rights Act prohibited racial discrimination by
all recipients of federal funding. See § 601, 78 Stat. at 252 (codified at 42 U.S.C. § 2000d (1994))
("Title VI").8 Title VI did not ban gender discrimination by recipients of federal funding.
To fill this gap in antidiscrimination legislation, the subcommittee drafted a proposed
amendment to H.R. 16098, 91st Cong. (1970). This amendment would have applied to schools the
non-discrimination requirements of Title VII and added "sex" to the types of discrimination banned
by Title VI. See House Hearings, supra, at 1. In other words, the subcommittee's amendment was
designed to bridge the gap between Title VII and Title VI. The amendment, however, never reached
the House floor. See North Haven Bd. of Educ. v. Bell, 456 U.S. 512, 523 n. 13, 102 S. Ct. 1912,
1919, n. 13, 72 L. Ed. 2d 299 (1982).
On April 6, 1971, a new education bill was introduced in the House. See H.R. 7248, 92nd
Cong. (1971). This bill contained a provision similar to the amendment proposed by Representative
Green's subcommittee nearly one year earlier. Title X of H.R. 7248 prohibited gender
discrimination in any education program or activity receiving federal financial support. H.R.Rep.
No. 92-554, at 108 (1972), reprinted in 1972 U.S.C.C.A.N. 2462, 2511-12. The House report on
H.R. 7248 described this provision as a response to discriminatory admissions policies and
employment practices at federally funded schools. See id. Once again, neither the House report nor
the underlying testimony discussed student-student sexual harassment.
7
Title VII states, "It shall be an unlawful employment practice for an employer ... to
discriminate against any individual with respect to ... compensation, terms, conditions, or
privileges of employment, because of such individual's ... sex." 42 U.S.C. § 2000e-2(a)(1)
(1994).
8
Title VI provides that "[n]o person in the United States shall, on the ground of race, color, or
national origin, be excluded from participation in, be denied the benefits of, or be subjected to
discrimination under any program or activity receiving Federal financial assistance." 42 U.S.C.
§ 2000d (1994).
9
While the House bill remained in committee, the Senate was considering a similar education
bill. See S. 659, 92nd Cong. (1971). The Senate bill emerged from the Senate Committee on Labor
and Public Welfare on August 3, 1971, without any antidiscrimination provision at all.
Consequently, on August 5, 1971, Senator Birch Bayh introduced on the Senate floor an amendment
to the committee's version of S. 659. See 117 Cong. Rec. 30,156. (1971). His amendment, like the
House provision drafted by Representative Green's subcommittee, extended the antidiscrimination
provisions of the Civil Rights Act of 1964 to gender discrimination by federally funded "institutions
of higher learning."9 See id. at 30,155. In defending his amendment, Senator Bayh did not discuss
student-student sexual harassment, nor did he discuss school discipline. He focused on gender
discrimination in school admissions and employment opportunities for female teachers. See id. at
30,155-56. In any event, the Senate rejected Bayh's amendment as non-germane, id. at 30,415, and
the Senate passed S. 659 on August 6, 1971, without an antidiscrimination provision.
On November 3, 1971, the House began consideration of S. 659, as passed by the Senate.
The House "amended" the Senate bill by striking virtually the entire contents of S. 659 and replacing
it with the contents of H.R. 7248, including the antidiscrimination provision. See S.Rep. No. 92-
604, at 1 (1972), reprinted in 1972 U.S.C.C.A.N. 2595, 2595. The House made this change without
official comment and passed its version of S. 659 on November 4, 1971. See 117 Cong. Rec. at
30,882.
On November 24, 1971, the Senate, by unanimous consent, referred the House version of
S. 659 back to the Committee on Labor and Public Welfare, which proceeded to amend the House
version to conform to the original Senate version. See S.Rep. No. 92-604, at 1-2 (1972), reprinted
in 1972 U.S.C.C.A.N. 2595, 2595-96. Once again, the committee did not discuss gender
discrimination at all, much less sexual harassment among students. On February 7, 1972, the Senate
9
Senator Bayh's first amendment provided, "No person ... shall, on the ground of sex, ... be
subject to discrimination under any program or activity conducted by a public institution of
higher education, or any school or department of graduate education, which is a recipient of
Federal financial assistance for any education program or activity." 117 Cong. Rec. at 30,156.
10
committee sent its own version of S. 659 back to the floor of the Senate. See 118 Cong. Rec. 2806
(1972).
Once the bill returned to the Senate floor, Senator Bayh again introduced an amendment to
add an antidiscrimination provision.10 See id. at 5802-03. Bayh's proposal was intended to "close[
] loopholes in existing legislation relating to general education programs and employment resulting
from those programs." Id. at 5803. In support of his amendment, Senator Bayh stated,
we are dealing with three basically different types of discrimination here[:] ... discrimination
in admission to an institution, discrimination of [sic] available services or studies within an
institution once students are admitted, and discrimination in employment within an
institution, as a member of the faculty or whatever.
Id. at 5812. To counter these problems, Senator Bayh proposed a provision he thought would "cover
such crucial aspects as admissions procedures, scholarships, and faculty employment, with limited
exceptions." Id. at 5803. Yet again, no senator mentioned student-student sexual harassment or
school discipline.
The Senate adopted Bayh's second amendment on February 28, 1972. See 118 Cong. Rec.
at 5815 (1972). Because of irreconcilable differences between the House and Senate versions of S.
659, both Houses referred the bill to a conference committee. See S. Conf. Rept. No. 92-798, at 1
(1972). The conference committee reported out a joint bill containing the antidiscrimination
measure now known as Title IX. The committee, however, did not explain its reasons for including
Title IX. The conference bill passed both Houses and was signed into law on June 23, 1972. See 118
Cong. Rec. at 22,702. Throughout this long legislative history, the drafters of Title IX never
discussed student-student sexual harassment or the related issue of school discipline.
B.
While the legislative history of Title IX does not indicate that Congress authorized a private
cause of action for studentstudent sexual harassment, the legislative history does show that Title IX
10
Senator Bayh's second amendment stated, "No person ... shall, on the basis of sex, ... be
subjected to discrimination under any education program or activity receiving Federal financial
assistance...." 118 Cong. Rec. at 5803.
11
was enacted under the Spending Clause of Article I. See U.S. Const. art. I, § 8, cl. 1.11 When
Congress conditions the receipt of federal funding upon a recipient's compliance with federal
statutory directives, Congress is acting pursuant to its spending power. See Guardians Ass'n v. Civil
Serv. Comm'n, 463 U.S. 582, 598-99, 103 S. Ct. 3221, 3230-31, 77 L. Ed. 2d 866 (1983) (opinion of
White, J.). The legislative history of Title IX indicates that Congress intended to impose upon
recipients of federal educational assistance a requirement of non-discrimination on the basis of sex.
The Spending Clause authorized Congress to impose this condition.
Representative Green put it succinctly: "If we are writing the law, I would say that any
institution could be all men or all women, but my own feeling is that they do it with their own funds
and not taxpayers' funds." Higher Education Amendments of 1971: Hearings on H.R. 32, H.R.
5191, H.R. 5192, H.R. 5193, and H.R. 7248 Before the Special Subcomm. on Education of the House
Comm. on Education and Labor, 92nd Cong., 1st Sess. 581 (1971). Representative Green also
quoted with approval President Nixon, who had stated, "Neither the President nor the Congress nor
the conscience of the Nation can permit money which comes from all the people to be used in a way
which discriminates against some of the people." 117 Cong. Rec. at 39,257 (1971) (statement of
Rep. Green). To Senator Bayh, the reach of Title IX was clearly restricted to federally funded
institutions. See 118 Cong. Rec. at 5812. In support of Title IX, Senator McGovern stated, "I urge
my colleagues to take every opportunity to prohibit Federal funding of sex discrimination." 117
Cong. Rec. at 30,158. This legislative history clearly shows that Congress intended Title IX to be
11
Section 8 of Article I provides, in part, that "[t]he Congress shall have [the] Power To ...
provide for the ... general Welfare of the United States." U.S. Const. art. I, § 8, cl. 1.
12
a "typical "contractual' spending-power provision."12 Guardians Ass'n, 463 U.S. at 599, 103 S.Ct.
at 3231.
In addition to these indications of congressional intent, similarities between Title IX and
Title VI indicate that Title IX was enacted pursuant to the Spending Clause. As noted above, Title
VI prohibits recipients of federal funding from engaging in race discrimination. In Guardians
Association v. Civil Service Commission, at least six members of the Supreme Court agreed that
Title VI was enacted under the Spending Clause. See 463 U.S. at 598-99, 629, 638, 103 S. Ct. at
3230-31, 3247, 3251; see also Lau v. Nichols, 414 U.S. 563, 568-69, 94 S. Ct. 786, 789, 39 L. Ed. 2d
1 (1974) (describing how a school district "contractually agreed to comply with title VI" when it
accepted federal funding).
As Justice White quoted from the legislative history of Title VI, "It is not a regulatory
measure, but an exercise of the unquestioned power of the Federal Government to fix the terms on
which Federal funds shall be disbursed." Guardians Ass'n, 463 U.S. at 599, 103 S.Ct. at 3231
(quoting 110 Cong. Rec. 6546 (1964) (quoting Oklahoma v. Civil Serv. Comm'n, 330 U.S. 127, 143,
67 S. Ct. 544, 553, 91 L. Ed. 794 (1947))) (internal quotation marks omitted). Justice White summed
up the legislative philosophy behind Title VI: "Stop the discrimination, get the money; continue
the discrimination, do not get the money." Guardians Ass'n, 463 U.S. at 599, 103 S.Ct. at 3231
12
The Supreme Court has left open the question of whether Title IX was enacted under the
Spending Clause. See Franklin, 503 U.S. at 75 n. 8, 112 S. Ct. at 1038 n. 8. One could argue, as
did the petitioner in Franklin, that Title IX was enacted under § 5 of the Fourteenth Amendment,
which provides Congress with the authority to enact legislation preventing states from
"deny[ing] to any person ... the equal protection of the laws." U.S. Const. amend. XIV, § 1, cl.
4.
The Equal Protection Clause, however, only protects against action by
state-sponsored entities. See Shelley v. Kraemer, 334 U.S. 1, 13, 68 S. Ct. 836, 842, 92
L. Ed. 1161 (1948). Federal funding does not make a public school a state actor. See
Blackburn v. Fisk University, 443 F.2d 121, 123 (6th Cir.1971). Thus, if Title IX had
been enacted under the Fourteenth Amendment, then the antidiscrimination provision of
Title IX would not reach federally funded schools that were not state actors. We think
that the plain language of Title IX commands a different result: no school that receives
federal funding may discriminate on the basis of gender. Therefore, we conclude that
Title IX was enacted pursuant to a power that can reach non-state actors as well as state
actors—the spending power. See Rowinsky, 80 F.3d at 1013 n. 14.
13
(quoting 110 Cong. Rec. at 1542) (internal quotation marks omitted). This interpretation matches
the plain language of Title VI, which conditions the disbursement of federal funds on the recipient's
agreement not to discriminate on the basis of race. See 42 U.S.C. § 2000d (1994).
The language of Title IX is virtually identical to the language of Title VI. See 117 Cong. Rec.
at 30,156 (statement of Sen. Bayh). The only differences are the substitution of the words "on the
basis of sex" for the words "on the ground of race, color, or national origin" and the insertion of the
word "educational" in front of the words "program or activity." See Grove City College v. Bell, 465
U.S. 555, 586, 104 S. Ct. 1211, 1228, 79 L. Ed. 2d 516 (1984) (Brennan, J., concurring in part and
dissenting in part); compare 42 U.S.C. § 2000d with 20 U.S.C. § 1681(a). Not surprisingly, the
Supreme Court has found that "Title IX was patterned after Title VI." Cannon, 441 U.S. at 694, 99
S.Ct. at 1956.
The Supreme Court's study of the legislative history of Title IX has led it to conclude that
the drafters of Title IX intended that courts interpret it in the same way they have interpreted Title
VI. Id. at 696, 99 S.Ct. at 1957. Therefore, we find that Title IX, like Title VI, was enacted under
Congress' power to spend for the general welfare of the United States. See Rosa H. v. San Elizario
Indep. Sch. Dist., 106 F.3d 648, 654 (5th Cir.1997); Lieberman v. University of Chicago, 660 F.2d
1185, 1187 (7th Cir.1981), cert. denied, 456 U.S. 937, 102 S. Ct. 1993, 72 L. Ed. 2d 456 (1982). We
now consider the implications of this finding.
III.
A.
When Congress enacts legislation pursuant to the Spending Clause, it in effect offers to form
a contract with potential recipients of federal funding. See Pennhurst v. Halderman, 451 U.S. 1, 17,
101 S. Ct. 1531, 1540, 67 L. Ed. 2d 694 (1981). Recipients who accept federal monies also accept the
conditions Congress has attached to its offer. See South Dakota v. Dole, 483 U.S. 203, 206, 107
S. Ct. 2793, 2795-96, 97 L. Ed. 2d 171 (1987). A prospective recipient is free to decline a grant of
federal funding. See New York v. United States, 505 U.S. 144, 168, 112 S. Ct. 2408, 2424, 120
14
L. Ed. 2d 120 (1992). Similarly, a current recipient may withdraw from a federal program and
decline further funding if it so chooses. See Guardians Ass'n, 463 U.S. at 596, 103 S.Ct. at 3229.
The freedom of recipients to decline prospectively or to terminate retrospectively a grant of federal
funding ensures that they will remain responsive to the preferences of their local constituents. See
New York, 505 U.S. at 168, 112 S.Ct. at 2424.
To ensure the voluntariness of participation in federal programs, the Supreme Court has
required Congress to give potential recipients unambiguous notice of the conditions they are
assuming when they accept federal funding. Pennhurst, 451 U.S. at 17, 101 S.Ct. at 1540. A
spending power provision must read like a prospectus and give funding recipients a clear signal of
what they are buying. The Court has explained, "By insisting that Congress speak with a clear
voice, we enable the States to exercise their choice knowingly, cognizant of the consequences of
their participation." Id. With regard to the case at hand, "Congress must be unambiguous in
expressing to school districts the conditions it has attached to the receipt of federal funds." Canutillo
Indep. Sch. Dist. v. Leija, 101 F.3d 393, 398 (5th Cir.1996), cert. denied, --- U.S. ----, 117 S. Ct.
2434, 138 L. Ed. 2d 195 (1997). We therefore consider whether Congress gave the Board
unambiguous notice that it could be held liable for failing to stop G.F.'s harassment of LaShonda.
Appellant and the United States Department of Justice, as amicus curiae, argue that Title
IX gave the Board clear notice of this form of liability. Appellant points to the Supreme Court's
decision in Franklin. In Franklin, the Court suggested that "th[e] notice problem does not arise in
a case ... in which intentional discrimination is alleged." 503 U.S. at 74-75, 112 S.Ct. at 1037. The
Court stated that the plain language of Title IX imposes on schools a duty not to discriminate on the
basis of sex, and when a school teacher sexually harasses a student, that teacher is discriminating
on the basis of sex. Id. at 75, 112 S.Ct. at 1037. Appellant argues that a school employee is
intentionally discriminating on the basis of sex when he or she fails to prevent one student from
15
sexually harassing another.13 Hence, appellant asserts that the school board here had sufficient
13
Appellant and the Department of Justice argue that we should use Title VII standards of
liability to interpret Title IX. An employer is directly liable under Title VII if it is deliberately
indifferent to peer sexual harassment in the workplace. See Faragher v. City of Boca Raton, 111
F.3d 1530, 1538-39 (11th Cir.1997) (en banc). Appellant argues that a school should also be
liable if it is deliberately indifferent to peer sexual harassment at school.
The superficial appeal of this argument has attracted the adherence of a few
courts. See, e.g., Bruneau, 935 F. Supp. at 170-71. These courts have applied Title VII
standards of liability to Title IX cases simply because (1) Title VII and Title IX both deal
with sexual harassment and (2) the Supreme Court once cited a Title VII case in
discussing liability under Title IX, see generally Franklin, 503 U.S. at 75, 112 S.Ct. at
1037 (quoting Meritor Savings Bank v. Vinson, 477 U.S. 57, 64, 106 S. Ct. 2399, 2404, 91
L. Ed. 2d 49 (1986)). See Bruneau, 935 F. Supp. at 170-71.
However, the Supreme Court has never discussed student-student sexual
harassment or generally applied Title VII jurisprudence to Title IX cases. Perhaps for
this reason, some courts that have imposed Title VII-type liability under Title IX have
refused—without much explanation—to apply all of Title VII jurisprudence to Title IX.
See, e.g., Bruneau, 935 F. Supp. at 169-70 ("[T]he Court cautions that by holding that
Title VII legal standards apply to an analysis of Title IX claims, the Court is not holding
that the entirety of Title VII jurisprudence must be applied to Title IX."). Other courts
have altogether refused to apply Title VII jurisprudence to Title IX. See, e.g., Rosa H.,
106 F.3d at 656 ("Franklin 's single citation to Meritor Savings to support the Court's
conclusion that sexual harassment is sex discrimination does not by itself justify the
importation of other aspects of Title VII law into the Title IX context.").
We decline appellant's invitation to use Title VII standards of liability to resolve
this Title IX case. See Doe v. Petaluma City Sch. Dist., 54 F.3d 1447, 1450-51 (9th
Cir.1994). First, Title VII and Title IX are worded differently. If Congress wished Title
IX to be interpreted like the earlier-enacted Title VII, Congress would have written Title
IX to read like Title VII. Congress did not. Interpreting the plain language of different
statutes does not automatically produce the same result simply because both statutes
proscribe similar behavior.
Second, Title VII was enacted under the far-reaching Commerce Clause and § 5
of the Fourteenth Amendment. See E.E.O.C. v. Pacific Press Publ'g Ass'n, 676 F.2d
1272, 1279 n. 10 (9th Cir.1982). Title IX was not, and consequently its reach is
narrower.
Third, the exposition of liability under Title VII depends upon agency principles.
See Meritor, 477 U.S. at 72, 106 S.Ct. at 2408; Faragher, 111 F.3d at 1534-36. Agency
principles are useless in discussing liability for student-student harassment under Title
IX, because students are not agents of the school board. See generally Restatement
(Second) of Agency § 1 (1958) (defining an agency relationship as one in which the
principal consents to representation by the agent and the agent consents to control by the
principal). Therefore, even if employers owe to employees some sort of nondelegable
duty to eliminate peer harassment in the workplace, see generally id. § 492 (discussing
employers' duty to provide reasonably safe working conditions for their employees),
schools owe to students no comparable duty. In short, Title VII jurisprudence does not
16
notice, for purposes of the Spending Clause, that it could be held liable. We disagree.14
The terms of Title IX gave educational institutions notice that they must prevent their
employees from themselves engaging in intentional gender discrimination. See Franklin, 503 U.S.
at 75, 112 S.Ct. at 1037. Thus, school administrators cannot deny admission to female applicants
because of their gender. See Cannon, 441 U.S. at 709, 99 S.Ct. at 1964. School administrators
cannot discriminate against teachers on account of sex. See North Haven Bd. of Educ., 456 U.S. at
control the outcome of this case.
14
We note that neither this court nor the Supreme Court in Franklin fully addressed the
question of whether a student can state a claim under Title IX for sexual harassment by a
teacher—much less whether a student can state a claim under Title IX for sexual harassment by
another student.
The defendant school board in Franklin successfully moved the district court to
dismiss Franklin's Title IX suit on the ground that "compensatory relief is unavailable for
violations of Title IX," a holding which this court affirmed. Franklin v. Gwinnett County
Pub. Schs., 911 F.2d 617, 618 (11th Cir.1990). The school board apparently conceded on
appeal that the plaintiff's allegations stated a claim under Title IX. See id. at 619.
Similarly, the school board conceded before the Supreme Court that
teacher-student sexual harassment violated Title IX. See Brief for Respondents at 2, 7,
Franklin v. Gwinnett County Sch. Dist., 503 U.S. 60, 112 S. Ct. 1028, 117 L. Ed. 2d 208
(1992). The Supreme Court granted certiorari to consider "whether the implied right of
action under Title IX ... supports a claim for monetary damages." Franklin, 503 U.S. at
62-63, 112 S.Ct. at 1031. The Court emphasized that "the question of what remedies are
available under a statute that provides a private right of action is "analytically distinct'
from the issue of whether such a right exists in the first place." Id. at 65-66, 112 S.Ct. at
1032. In fact, the Franklin Court rejected the arguments of the United States as amicus
curiae precisely because those arguments concerned the existence vel non of a cause of
action for teacher-student sexual harassment, a question which the Court considered
"irrelevant." Id. at 69, 112 S.Ct. at 1034.
The Franklin Court discussed the notice element of the Spending Clause solely to
counter the school board's argument that "the normal presumption in favor of all
appropriate remedies should not apply because Title IX was enacted pursuant to
Congress' Spending Clause power." Id. at 74, 112 S.Ct. at 1037. Viewed in this light,
the Supreme Court's suggestion that teacher-student sexual harassment gives rise to a
cause of action under Title IX was arguably dicta. We assume that Franklin created a
cause of action for teacher-student sexual harassment under Title IX, but we are wary of
extending this assumed holding to student-student sexual harassment. In any event, the
Court's discussion of this issue does not foreclose our own consideration of whether
appellant has stated a claim under Title IX.
17
530, 102 S. Ct. at 1922-23. Teachers cannot sexually harass their students. See Franklin, 503 U.S.
at 74-75, 112 S. Ct. at 1037.
The present complaint, however, does not allege that a school employee discriminated
against LaShonda in any of the foregoing ways. The complaint does not allege, for example, that
Fort, Maples, Pippin, or Querry sexually harassed LaShonda. Rather, the complaint alleges that
these individuals failed to take measures sufficient to prevent a non-employee from discriminating
against LaShonda. We do not think that the Board was on notice when it accepted federal funding
that it could be held liable in this situation.
B.
First, as we have noted, nothing in the language or history of Title IX suggests that Title IX
imposes liability for student-student sexual harassment.15 Second, the imposition of this form of
liability would so materially affect schools' decisions whether to accept Title IX funding that it
would require an express, unequivocal disclosure by Congress. Adopting appellant's theory of
liability, however, could give rise to a form of "whipsaw" liability, under which public schools
would face lawsuits from both the alleged harasser and the alleged victim of the harassment.
Moreover, reasonable public school officials could perceive the likely number of such suits to be
large. Because our endorsement of appellant's theory of liability would alter materially the terms
of the contract between Congress and recipients of federal funding, appellant fails to state a claim
upon which relief can be granted.
The essence of appellant's complaint is this: once a public school student complains to her
teacher that a classmate has sexually harassed her, the teacher and the school board become subject
15
The dissent devotes a great deal of attention to whether Congress intended that Title IX
create a cause of action for student-student sexual harassment. See Post, at 3372-75. We
seriously doubt whether Congress considered this problem at all when it enacted Title IX, but, in
any case, the dissent's heavy reliance on its conclusory analysis of the language and history of
Title IX is largely irrelevant. The question is not whether Congress intended to create a cause of
action under Title IX for student-student sexual harassment but, rather, whether Congress gave
school boards notice of this form of liability. In the absence of any supporting legislative
history, statutory construction of ambiguous language cannot support a finding of notice as
required by the Spending Clause.
18
to the threat of liability in money damages under federal law if they can prevent the classmate from
harassing again and fail to do so.16 See, e.g., Bosley, 904 F. Supp. at 1023 ("Once a school district
becomes aware of sexual harassment, it must promptly take remedial action which is reasonably
calculated to end the harassment.") (emphasis added). In practical terms, this means that school
officials would have to isolate an alleged harasser from other students through suspension or
expulsion.
The complaint devotes little attention to what measures the Board could have taken to avoid
liability. The complaint admits that Querry and Fort tried to stop G.F.'s harassment by threatening
him and by separating him from LaShonda within Fort's classroom. Appellant clearly does not
believe that these measures sufficed. As evidence of "deliberate indifference," the complaint also
alleges that the Board failed to create a school sexual harassment policy. It seems unlikely,
however, that the mere existence of such a policy would foreclose liability under appellant's theory
of the case.
Apparently, the appropriateness of the Board's remedial measures depends on whether the
harassment actually ends. The complaint suggests that G.F. should have been "suspended, kept
away from LaShonda, or disciplined in [some] way" after LaShonda complained. The Department
of Justice argues broadly that a school board must take "effective action" in response to an allegation
of harassment. We take these arguments to mean the same thing: a school board must immediately
isolate an alleged harasser from other students to avoid the threat of a lawsuit under Title IX.
Physical separation of the alleged harasser from other students is the only way school boards
can ensure that they cannot be held liable for future acts of harassment. If a school official simply
tells the alleged harasser, "Don't do it again," and the harasser does it again, then the board becomes
susceptible to the argument that it had the power to end the harassment, but failed to do so out of
16
Private schools that receive federal funding would also be subject to suit under appellant's
theory of Title IX liability. Private school teachers and administrators, however, would not
ordinarily be subject to suit under § 1983, as would their public school counterparts, because
they would not ordinarily be acting under color of state law. See § 1983; see generally supra, n.
2. Accordingly, we discuss individual liability only with respect to public school employees.
19
"deliberate indifference." If the official merely transfers the alleged harasser to another classroom,
the board faces the threat of suit for any acts of harassment committed by him in the new
classroom—after all, the school had notice of his dangerous propensities and did not do all it could
to prevent him from harassing his new classmates. Segregating the sexes into two separate programs
within the same school would violate the spirit, if not the letter, of Title IX. Therefore, in practical
terms, to avoid the threat of Title IX liability under appellant's theory of the case, a school must
immediately suspend or expel a student accused of sexual harassment.17
Appellant's standard of liability therefore creates for school boards and school officials a
Hobson's choice: On the one hand, if a student complains to a school official about sexual
harassment, the official must suspend or expel the alleged harasser or the board will face potential
liability to the victim. Moreover, if a public school official with control over the harasser finds out
about his misconduct and fails to isolate him, that official runs the risk of personal liability under
42 U.S.C. § 1983 for depriving the victim of her Title IX rights if the harasser engages in further
abuse.18 See Nicole M., 964 F. Supp. 1369, 1382; Oona R.-S., 890 F. Supp. at 1462; see also Lillard
v. Shelby County Bd. of Educ., 76 F.3d 716, 723-24 (6th Cir.1996) (holding that the remedial scheme
of Title IX does not preclude a section 1983 claim based on the same conduct).
On the other hand, if the public school official, presiding over a disciplinary hearing,
suspends or expels the alleged harasser, the school board may face a lawsuit alleging that the official
acted out of bias—out of fear of suit. The right to a public education under state law is a property
17
This is the approach, incidentally, that some school boards have already adopted. See, e.g.,
Tamar Lewin, Kissing Cases Highlight Schools' Fears of Liability for Sexual Harassment, N.Y.
Times, Oct. 6, 1996, at A22, A22 ("While the recent suspensions of two little boys for kissing
girls were widely seen as excessive, they highlight the confusion that is sweeping schools as
educators grapple with a growing fear that they may be sued for failing to intervene when one
student sexually harasses another.").
18
If we were to rule in favor of appellant, Fort, Maples, Pippin, Querry, and Dumas would
arguably be entitled to qualified immunity against § 1983 liability for their actions in this case.
See Doe v. Petaluma City Sch. Dist., 54 F.3d 1447, 1452 (9th Cir.1995). Ruling in favor of
appellant, however, would deprive future, similarly situated defendants of qualified immunity,
because it would clearly establish a statutory right of which a reasonable school employee would
know.
20
interest protected by the Due Process Clause of the Fourteenth Amendment. See Goss v. Lopez, 419
U.S. 565, 574, 95 S. Ct. 729, 736, 42 L. Ed. 2d 725 (1975). Accordingly, students facing a deprivation
of this right must be afforded due process.19 Id. at 579, 95 S.Ct. at 738. A fair hearing in a fair
tribunal is a basic requirement of due process. In re Murchison, 349 U.S. 133, 136, 75 S. Ct. 623,
625, 99 L. Ed. 942 (1955). The decisionmaker who presides over the hearing must be impartial.20
19
If Georgia provided a procedure for challenging the impartiality of the school's
decisionmaker, the alleged harasser would have received all the process to which he was entitled,
and he would have no claim under the Due Process Clause. See McKinney v. Pate, 20 F.3d
1550, 1557 (11th Cir.1994) (en banc). Absent such a procedure, he could bring suit in federal
court under § 1983, alleging that the state failed to accord him the process he was due. Whether
the alleged harasser repairs to state court or to federal court, however, the disruptive effect on
school officials, teachers, and students would be the same.
20
In his separate opinion, JUDGE CARNES insists that the requirements of the procedural
component of the Due Process Clause are met when a school disciplinarian affords a student
faced with suspension an "informal" opportunity to explain his side of the story. See Post, at
3372-73. JUDGE CARNES' reasoning is correct, as far as it goes, but he focuses on one narrow
subset of cases—"any suspension of up to ten days." Post at 3372.
In Goss, the Supreme Court held that, "[a]t the very minimum, ... students facing
suspension and the consequent interference with a protected property interest must be
given some kind of notice and afforded some kind of hearing." Id. at 579, 95 S.Ct. at
738. The kind of notice and the formality of the hearing will depend, of course, on the
nature and severity of the deprivation the student faces: for example, "due process
requires, in connection with a suspension of 10 days or less, that the student be given oral
or written notice of the charges against him and, if he denies them, an explanation of the
evidence the authorities have and an opportunity to present his side of the story." Id. at
581, 95 S.Ct. at 740 (emphasis added); see also, e.g., Board of Curators v. Horowitz, 435
U.S. 78, 86, 98 S. Ct. 948, 953, 55 L. Ed. 2d 124 (1978) (noting that a college student's
dismissal for academic reasons necessitates fewer procedural protections than a dismissal
for disciplinary reasons).
At the end of its opinion in Goss, however, the Supreme Court stated, "Longer
suspensions or expulsions for the remainder of the school term, or permanently, may
require more formal procedures. Nor do we put aside the possibility that in unusual
situations, although involving only a short suspension, something more than rudimentary
procedures will be required." Id. at 584, 95 S.Ct. at 741. The Supreme Court left open
the possibility that a more formal notice and hearing would be required for disciplinary
actions more serious than ten-day suspensions, and so shall we.
Furthermore, regardless of the nature of the notice and the quality of the hearing,
an individual faced with the deprivation of a property interest is entitled to an impartial
decisionmaker—a requirement JUDGE CARNES seems to discount. See, e.g., Nash v.
Auburn Univ., 812 F.2d 655, 665 (11th Cir.1987) ("An impartial decision-maker is an
essential guarantee of due process."). JUDGE CARNES admits, for example, that a
public school principal would be impermissibly biased, for purposes of the Due Process
21
See Withrow v. Larkin, 421 U.S. 35, 46, 95 S. Ct. 1456, 1464, 43 L. Ed. 2d 712 (1975); McKinney
v. Pate, 20 F.3d 1550, 1561 (11th Cir.1994) (en banc).
As we explain above, appellant's theory of the case could impose personal liability on any
public school official who learns of an allegation of harassment and fails to exercise his authority
to prevent a recurrence of the harassment. Were we to adopt appellant's theory of the case,
therefore, public school officials would have a financial incentive to punish alleged student
harassers. A financial incentive may render a decisionmaker impermissibly biased.21 See Gibson
Clause, if the principal "took a bribe from [a] complaining student's parents in return for
suspending or expelling [an] alleged wrongdoer." Post, at 3373. JUDGE CARNES,
however, refuses to accept that a principal would be just as impermissibly biased if the
principal were forced to pay money to a complaining student for not suspending or
expelling an alleged wrongdoer. We fail to grasp the distinction.
21
On page 3373-74 of his separate opinion, JUDGE CARNES leads us through a parade of
horribles which, he imagines, we have created by suggesting that appellant's theory of the case
would potentially give public school officials an impermissible financial incentive to punish
alleged student harassers. The dire consequences he conjures, however, will never come to pass
precisely because we are not adopting appellant's theory of Title IX liability. Only if we were to
adopt her theory might public school officials face potential liability under both Title IX and the
procedural component of the Due Process Clause. But we do not adopt appellant's theory of
liability.
With regard to non-school settings, JUDGE CARNES overstates our opinion and
then criticizes us for the breadth of our holding. He chides us for suggesting that "[a]ll
federal, state, or local officials called upon to decide what to do in response to one
person's complaint about another would have a financial incentive to avoid a lawsuit,
which would disqualify them from making a decision." Post, at 3374. We suggest
nothing of the kind.
Nevertheless, on the merits of his critique, we suppose that all officials in such
situations could face lawsuits alleging impermissible bias—if none of those officials had
any form of immunity from suit, which, of course, they do have. Stated differently,
public decisionmakers have immunity from suit to protect them from the sort of bias
which might otherwise give rise to violations of the Due Process Clause. Judges, for
example, have absolute immunity from suit because "the independent and impartial
exercise of judgment vital to the judiciary might be impaired by exposure to potential
damages liability." Antoine v. Byers & Anderson, Inc., 508 U.S. 429, 435, 113 S. Ct.
2167, 2171, 124 L. Ed. 2d 391 (1993). Similar concerns motivate qualified immunity. See
generally Harlow v. Fitzgerald, 457 U.S. 800, 814, 102 S. Ct. 2727, 2736, 73 L. Ed. 2d 396
(1982) (reasoning that, without qualified immunity, "there is the danger that fear of being
sued will "dampen the ardor of all but the most resolute, or the most irresponsible [public
officials], in the unflinching discharge of their duties' " (quoting Gregoire v. Biddle, 177
F.2d 579, 581 (2nd Cir.1949), cert. denied, 339 U.S. 949, 70 S. Ct. 803, 94 L. Ed. 1363
(1950)) (alterations in original)). In fact, as we discuss supra, note 18, the individual
22
v. Berryhill, 411 U.S. 564, 579, 93 S. Ct. 1689, 1698, 36 L. Ed. 2d 488 (1973). Therefore, the
disciplinary measures required to avoid liability under Title IX could subject the school board to the
threat of suit by the disciplined harasser.22
In addition to the threat of this whipsaw liability, schools would face the virtual certainty of
extensive litigation costs. These costs would include not only lawyers fees, but also the burdens
associated with the disruption of the educational process. The litigation we describe would
inevitably involve teachers, students, and administrators in time-consuming discovery and trial
preparation. Schools could reasonably expect to receive from Congress explicit notice of these
consequences. They did not.23
defendants in this case would likely be entitled to qualified immunity.
In sum, we create no new procedural due process rights, as JUDGE CARNES
asserts. Our opinion does not even suggest that we would have to create such rights if we
were to uphold appellant's theory of Title IX liability. Rather, our opinion states that this
form of liability is a logical extension of appellant's theory of the case, and Congress
gave no notice to public school boards that they would be potentially undertaking this
form of liability when they accepted federal funding under Title IX.
22
All of the foregoing assumes, of course, that the allegations of harassment are true. While
we hesitate to assume that any allegations of student-student sexual harassment are false, we do
not doubt that school students will be tempted into mischief by the prospect of swift punishment
against any classmate whom they accuse of sexual harassment.
Moreover, public school officials would find such false accusations difficult to
combat. Under Title VII standards of liability, which the appellant, the United States,
and the dissent seem anxious to adopt, an employer may be sued for retaliating against an
employee who complains about sexual harassment. See generally 42 U.S.C. § 2000e-
3(a) (1994) ("It shall be an unlawful employment practice for an employer ... to
discriminate against any individual ... because he has made a charge, testified, assisted, or
participated in any manner in an investigation, proceeding, or hearing under this
subchapter."). Thus, under the logical implications of appellants theory of Title IX
liability, a school board could face a lawsuit from the complaining student if it disciplines
her for bringing a vexatious complaint against a classmate. As discussed in the text, the
threat of lawsuits under § 1983 against the public school officials themselves would soon
follow.
23
Appellant and the Department of Justice draw our attention to the regulatory activities of the
Office of Civil Rights of the United States Department of Justice ("OCR"). The OCR issued
interim guidelines concerning schoolhouse sexual harassment on August 16, 1996. See Sexual
Harassment Guidance: Peer Sexual Harassment, 61 Fed.Reg. 42,728 (1996). These guidelines
issued after the alleged harassment of LaShonda. Moreover, at the time of the alleged
harassment, the code of federal regulations did not discuss student-student sexual harassment.
23
See 34 C.F.R. § 106.31 (1992). Therefore, OCR's regulations did not put the Board on official
notice of its potential liability for G.F.'s harassment of LaShonda.
Nevertheless, appellant and the Department of Justice urge that we defer to the
OCR's current interpretation of Title IX for purposes of this case. The OCR issued final
policy guidance on student sexual harassment on March 13, 1997. See Sexual
Harassment Guidance: Harassment of Students by School Employees, Other Students, or
Third Parties, 62 Fed.Reg. 12,034 (1997). In this publication, the OCR constructs a
labyrinth of factors and caveats which simply reinforces our conclusion that the Board
was not on notice that it could be held liable in the present situation.
According to the March 13 guidance, schools are liable for failing to eliminate
sexually harassing conduct (which can include unwelcome sexual advances,
requests for sexual favors, and other verbal, nonverbal, or physical conduct of a
sexual nature) ... by another student ... that is sufficiently severe, persistent, or
pervasive to limit a student's ability to participate in or benefit from an education
program or activity, or to create a hostile or abusive educational environment.
Id. at 12,038.
Because the meaning of this language may not be obvious to school officials, the
March 13 guidance lists several factors which should be taken into account when a
student is sent to the office for sexually harassing another student. Among other factors
and subfactors, the school official should consider the "welcomeness" of the conduct, the
age of the harasser, the age of the victim, the relationship between the parties, the degree
to which the conduct was sexual in nature, the duration of the conduct, the frequency of
the conduct involved, the degree to which the conduct affected the victim's education, the
pervasiveness of the conduct at the school, the location of the incident, the occurrence of
any similar incidents at the school, the occurrence of any incidents of gender-based but
non-sexual harassment, the size of the school, and the number of individuals involved in
the incident.
The school official should keep in mind that "in some circumstances, nonsexual
conduct may take on sexual connotations and may rise to the level of sexual harassment."
Id. at 12,039. He should also remember that "a hostile environment may exist even if
there is no tangible injury to the student," and even if the complaining student was not the
target of the harassment. Id. at 12,041. In addition, the official must recall that a single
act of student-student harassment can create a hostile environment. See id. Finally, the
school official must keep in mind that, if he does not kick the alleged harasser out of
school, and the harasser misbehaves again, the official could be personally liable if a jury
concludes, after the fact, that he could have done more to prevent the harasser from
harming his classmates.
The foregoing analysis assumes, of course, that the school official actually knew
of the complaint against the harasser and summoned him to the front office. According
to the OCR, however, the official may be liable even if he did not know about the
harassment: the official may cause the school to violate Title IX if he failed to exercise
"due care" in discovering the misconduct. See id. at 12,042. The foregoing does not
address the lawsuit that the harasser's parents will file when the school official summarily
24
C.
School boards could reasonably believe that this form of whipsaw liability would arise in a
substantial number of cases. According to a 1993 survey of American public school students, 65%
of students in grades eight to eleven were victims of student-student sexual harassment. See
American Ass'n of Univ. Women Educ. Found., Hostile Hallways: The AAUW Survey on Sexual
Harassment in American Schools 11 (1993) [hereinafter AAUW Survey]. Extrapolating from
Department of Education statistics, roughly 7,784,000 public school students in grades eight through
eleven would consider themselves to be victims of student-student sexual harassment.24
Furthermore, 59% of students (including 52% of female students) in grades eight to eleven
responded that they had sexually harassed other students. See AAUW Survey, supra, at 11-12. Thus,
if this survey is accurate, around 7,177,000 public school students in grades eight to eleven, male
and female, would admit to sexually harassing other students.
We do not adopt these statistics as our own definitive guide to the extent of sexual
harassment in America's public schools. We draw attention to these figures only to illustrate what
school boards would have to consider in deciding whether to accept federal funding under Title IX.
The AAUW Survey could suggest to reasonable public school officials that a substantial number of
lawsuits will be brought under appellant's theory of Title IX liability. Therefore, imposition of this
suspends him. According to appellant and the Department of Justice, the Board received
clear notice of this form of liability when it accepted federal funding under Title IX. We
think not.
24
To calculate the number of purported student victims of harassment in the nation, we
multiplied the percentage of victims provided by the AAUW Survey by the total number of
students enrolled in public schools in grades eight to eleven during the 1992-1993 school year.
We obtained the enrollment statistics from the world-wide-web home page of the Department of
Education. See, e.g., U.S. Dep't of Educ., Enrollment in Public Elementary and Secondary
Schools, by Grade: Fall 1980 to Fall 1994 (last modified Mar. 1996) http://nces01.ed.gov/nces/
pubs/D96/D96T042.html> [hereinafter U.S. Education ]. We used the same process to calculate
the total number of professed student harassers in the nation.
25
form of liability would materially affect their decision whether to accept federal educational
funding.25
An enactment under the Spending Clause must read like a prospectus. Just as a prospectus
must unambiguously disclose all material facts to a would-be purchaser, an enactment under the
Spending Clause must unambiguously disclose to would-be recipients all facts material to their
decision to accept Title IX funding. The threat of whipsaw liability in a substantial number of cases
would materially affect a Title IX recipient's decision to accept federal funding, yet Congress did
not provide unambiguous notice of this type of liability in the language or history of that statute.
We will not alter retrospectively the terms of the agreement between Congress and recipients of Title
IX funding.26
25
In JUDGE CARNES' separate opinion, he characterizes our use of statistics as an attempt
"to establish that student-student sexual harassment is such a widespread and extensive problem
that a different holding of this case would impose massive liability upon school officials and
boards." Post, at 3375. As we indicate in the text, this is not our objective at all. We cite these
statistics because school boards may consider them to be a valid indicator of the amount of
litigation that they will face. If a lawyer for the Monroe County School Board were trying to
advise the Board about the potential costs and benefits of accepting federal funding, would it not
matter to that lawyer whether accepting federal funds would give rise to a few lawsuits or
thousands of lawsuits?
JUDGE CARNES suggests that the AAUW Survey overstates the actual number
of lawsuits that could be brought under appellant's theory of Title IX liability. We agree
that the survey did not use the same definition of student-student sexual harassment as
our case law dictates, but statistical purity would arguably require a jury verdict agreeing
with the allegations of each student who claimed to have been harassed. In any event,
there are plenty of reasons for public school officials to overlook the statistical flaws in
the AAUW Survey when it is their own pocketbooks—not those of federal judges—that
are at stake.
26
As noted above, the purpose of enactments under the Spending Clause is "to further
[Congress's] broad policy objectives by conditioning receipt of federal moneys upon compliance
by the recipient with federal statutory and administrative directives." Fullilove v. Klutznick, 448
U.S. 448, 474, 100 S. Ct. 2758, 2772, 65 L. Ed. 2d 902 (1980) (opinion of Burger, C.J.). Congress
uses the spending power "to induce governments and private parties to cooperate voluntarily
with federal policy." Id. If no one chooses to receive federal funds under a proposed legislative
program, Congress's intent would be frustrated and its policy objectives would remain
unfulfilled. See Rowinsky, 80 F.3d at 1013.
Prospective recipients will decline federal funding and current recipients will
withdraw from federal programs if the cost of legislative conditions exceeds the amount
of the disbursement. Federal funding represents only 7% of all revenues for public
26
IV.
We condemn the harm that has befallen LaShonda, a harm for which Georgia tort law may
indeed provide redress. Appellant's present complaint, however, fails to state a claim under Title
IX because Congress gave no clear notice to schools and teachers that they, rather than society as
a whole, would accept responsibility for remedying student-student sexual harassment when they
chose to accept federal financial assistance under Title IX. Accordingly, the judgment of the district
court is AFFIRMED.
EDMONDSON, COX, BIRCH, DUBINA, BLACK and CARNES, Circuit Judges, concur in the
court's opinion with the exception of Parts III.B and III.C.
BLACK, Circuit Judge, concurring:
I concur in the Court's judgment and, with the exception of Parts IIIB and IIIC, join in its
opinion. I write separately only to respond to the dissent's contention that the Court's disposition
contravenes the "plain meaning" of Title IX. It is axiomatic that the statutory language is the starting
point for interpreting the meaning of a statute. Ardestani v. INS, 502 U.S. 129, 135, 112 S. Ct. 515,
519, 116 L. Ed. 2d 496 (1991); United States v. McLemore, 28 F.3d 1160, 1162 (11th Cir.1994). If
the statutory language is unambiguous, the courts must enforce the statute as written absent a
clearly-expressed legislative intent to the contrary. United States v. Turkette, 452 U.S. 576, 580, 101
S. Ct. 2524, 2527, 69 L. Ed. 2d 246 (1981); Consumer Product Safety Comm'n v. GTE Sylvania, Inc.,
447 U.S. 102, 108, 100 S. Ct. 2051, 2056, 64 L. Ed. 2d 766 (1980); RJR Nabisco, Inc. v. United
elementary and secondary schools in the United States. During the 1992-1993 school
year, for example, American schools received $17,261,252,000 from the federal
government out of a total budget of $247,626,168,000. See U.S. Education, supra, at
.
School authorities must weigh the benefit of this relatively small amount of
funding against not only the threat of substantial institutional and individual liability—as
suggested by the AAUW Survey—but also the opportunity costs of devoting to litigation
hours that might otherwise be spent running their schools. Because harassment of the
sort experienced by LaShonda is rarely observed directly by school officials, Title IX
claims of the sort envisioned by appellant would require the time-consuming testimony
of numerous student witnesses. Imposing the liability of the sort envisioned by appellant
could induce school boards to simply reject federal funding—in contravention of the will
of Congress. See Rowinsky, 80 F.3d at 1013.
27
States, 955 F.2d 1457, 1460 (11th Cir.1992). On the other hand, where the statutory language is
ambiguous, then a court may look to legislative history in an effort to discern the intent of Congress.
See Royal Caribbean Cruises, Ltd. v. United States, 108 F.3d 290, 293 (11th Cir.1997); United
States ex rel. Williams v. NEC Corp., 931 F.2d 1493, 1498 (11th Cir.1991).
The present case requires us to decide whether Title IX prescribes liability for the failure of
a school board to prevent a student from discriminating against a classmate on the basis of sex. The
text of Title IX provides that "[n]o person in the United States shall, on the basis of sex, be excluded
from participation in, be denied the benefits of, or be subjected to discrimination under any
education program or activity receiving Federal financial assistance." 20 U.S.C. § 1681 (1994). As
the dissent recognizes, "[t]he absolute prohibition contained in the text is framed solely in terms of
who is protected." The statute simply does not specify what relationship, if any, the perpetrator of
an underlying act of sexual harassment must have to the federally-funded educational institution to
trigger Title IX liability.
The dissent nevertheless divines from congressional silence an unambiguous endorsement
of the proposition that "[t]he identity of the perpetrator is simply irrelevant." Under this conception
of Title IX, liability presumably would attach anytime the school board failed to prevent
anyone—student, teacher, parent, neighborhood resident—from discriminating on the basis of sex
to the extent that such action inhibited a student from realizing the full benefits of federally-funded
education. In my view, the text of Title IX permits at least equally plausible constructions that
would circumscribe liability more narrowly. Specifically, the text of Title IX may be interpreted
to impose liability only when the school board or one of its agents bears direct responsibility for
discriminating on the basis of sex, as would be the case had any of Lashonda Davis' teachers
participated in the sexual harassment she was forced to endure. The absence of any reliable textual
indication regarding which of these constructions Congress envisioned invites consideration of
legislative history and the congressional power from which the statute emanates in an effort to
discover congressional intent. The Court's approach thus represents an entirely appropriate effort
28
to effectuate congressional will in the absence of unambiguous textual guidance, not, as the dissent
appears to suggest, strident judicial refusal to enforce clearly expressed legislative intent.
CARNES, Circuit Judge, concurring:
I concur in the holding that Title IX does not create a cause of action against public school
boards or officials for failure to prevent or remedy student-student sexual harassment. In my view,
that holding is correct for essentially those reasons stated in Parts I, II, III A, and IV of Judge
Tjoflat's opinion, and I join those parts of it, which constitute the opinion of the Court. However,
for the reasons explained below, I do not join Parts III B and C of Judge Tjoflat's opinion, which
express only his own views.1
I.
The "Hobson's choice" or "whipsaw liability" discussion in Part III B of the opinion is based
upon a fundamentally erroneous premise. If school officials could be sued for failing to prevent or
remedy student-student sexual harassment, that part of the opinion says, the potential liability would
amount to a financial incentive to punish the accused harassers, which would or could render school
officials impermissibly biased and require recusal. Of course, a student does have a property interest
in a public education which is protected by the Due Process Clause of the Fourteenth Amendment.2
1
Parts I, II, III A, and IV of Judge Tjoflat's opinion constitute the opinion of the Court,
because those parts are joined by six of the ten judges participating in this decision. By contrast,
none of the other nine judges participating in this decision have joined Parts III B and C of that
opinion.
2
The nature and extent of the protection afforded the property interest in a public education,
the due process requirements attendant to its loss, depends upon the severity of the loss. In Goss
v. Lopez, 419 U.S. 565, 95 S. Ct. 729, 42 L. Ed. 2d 725 (1975), the Supreme Court held that, with
any suspension of up to ten days, all the Due Process Clause requires is for the student to "be
given oral or written notice of the charges against him and, if he denies them, an explanation of
the evidence the authorities have and an opportunity to present his side of the story." 419 U.S. at
581, 95 S. Ct. at 740; accord Arnold v. Board of Educ., 880 F.2d 305, 318 (11th Cir.1989). The
Supreme Court said in Goss that "[i]n the great majority of cases the disciplinarian may
informally discuss the alleged misconduct with the student minutes after it has occurred," and
"[w]e hold only that, in being given an opportunity to explain his version of the facts at this
discussion, the student first be told what he is accused of doing and what the basis of the
accusation is." 419 U.S. at 582, 95 S.Ct. at 740. The Court has since explained that all Goss
requires before a suspension is an "informal give and take" in order to provide the student "the
opportunity to characterize his conduct and put it in what he deems the proper context." Board
29
And, due process does require that a decision depriving the student of that property interest be made
by someone who does not have a pecuniary interest in having the student suspended or expelled.
To take an extreme example, regardless of any other process afforded, due process would be violated
if a principal took a bribe from the complaining student's parents in return for suspending or
expelling the alleged wrongdoer. But it is an entirely different matter to suggest, as Part III B of the
opinion does, that a school official's potential liability to the complaining student if that official fails
to take legally required action amounts to a "financial incentive" which renders that official
"impermissibly biased" and requires recusal from deciding what action, if any, is required in the
circumstances. As authority for that novel proposition, the opinion cites only Gibson v. Berryhill,
411 U.S. 564, 579, 93 S. Ct. 1689, 1698, 36 L. Ed. 2d 488 (1973). The Gibson decision provides no
support for the proposition, because it does not hold, or even imply, that an official's potential
liability for failing to properly exercise decisionmaking authority constitutes a "financial incentive"
which renders the official "impermissibly biased."
Gibson involved a state optometry board composed exclusively of private practitioners who
were in competition with corporate employee optometrists. Those board members had a substantial
pecuniary interest in excluding from the market corporate employee optometrists, who accounted
for nearly half of all the practicing optometrists in the state. The Supreme Court affirmed the district
court's holding that the private practitioner's pecuniary interest in eliminating competition
disqualified them from deciding whether the practice of optometry by corporate employees as such
constituted unprofessional conduct justifying license revocation. See 411 U.S. at 578-79, 93 S.Ct.
at 1698. That holding does not support the proposition that any time an official can be sued for
failing to respond properly to a complaint that official is disqualified from making a decision about
how to respond to the complaint.
of Curators v. Horowitz, 435 U.S. 78, 86, 98 S. Ct. 948, 953, 55 L. Ed. 2d 124 (1978) (quoting
Goss, 419 U.S. at 584, 95 S. Ct. at 741); accord, e.g., C.B. v. Driscoll, 82 F.3d 383, 386 (11th
Cir.1996) ("The dictates of Goss are clear and extremely limited."). These "rudimentary
precautions," to use the description from Goss itself, 419 U.S. at 581, 95 S. Ct. at 740, are a far
cry from a due process tribunal hearing attendant to some property interest deprivations.
30
If that suggested proposition were the law of this circuit—and thankfully it is not—no school
official could ever discipline a student for any alleged misconduct as a result of another student's
complaint without violating the due process rights of the disciplined student. The reason such an
imposition of discipline would violate due process is that such an official would always have a
financial incentive, under that view, to believe the complaint in order to avoid a lawsuit filed by the
complainant. The ramifications of such a rule would extend to discipline for any type of
misconduct, because there is no principled basis on which a distinction can be drawn between
discipline following a complaint about sexual harassment and that following a complaint about any
other type of misconduct.
Nor is there any principled basis by which such an automatic disqualification rule could be
confined to school settings. It would also apply outside the Title IX context; for example, in jail
and prison settings. If one prisoner complains to a jailer or warden about what some other prisoner
has done to him, under Judge Tjoflat's view that official will have a financial interest in avoiding a
lawsuit from the complaining prisoner (alleging deliberate indifference), and such an interest
disqualifies the official from making any disciplinary decision about the complaint. So, not only
would the disqualification rule be automatic, it also would be universal. No one would be able to
decide any disciplinary matters in schools, in prisons, or in any other setting within the purview of
the Due Process Clause. All federal, state, or local officials called upon to decide what to do in
response to one person's complaint about another would have a financial incentive to avoid a
lawsuit, which would disqualify them from making a decision. That cannot be the law, and it is not
the law.
Judge Tjoflat's response to having these flaws in his reasoning pointed out is contained in
footnote 21 of his opinion, which will reward close scrutiny. First, that footnote assures us that we
should not worry about the far-reaching ramifications of the suggestion that potential liability equals
disqualifying bias, because this Court is holding that school officials have no liability under Title
IX for student-student sexual harassment. Apparently forgotten is the assurance, in Part IV of the
31
opinion, that "Georgia tort law may indeed provide redress" for the very same conduct. If a school
official's potential liability for not acting properly is a disqualifying financial interest, it matters not
whether that potential liability is posed by Title IX or by state tort law. The opinion does not, and
logically cannot, suggest otherwise. Instead, it adopts a head-in-the-sand approach which ignores
everything but Title IX, as though that were the only potential source of liability for school officials
who are called upon to decide what to do about student-student sexual harassment complaints.
With its head comfortably in the sand, the opinion also ignores entirely the obvious
implications of its proposition for student-student disputes involving allegations of misbehavior
other than sexual harassment. Part of the quotidian business of teachers and principals is resolving
disputes in which one student alleges another has threatened, hit, stolen from, or otherwise
mistreated him or her. Some of those disputes pose potential liability for the teacher or principal
who fails to act. For example, a school official who fails to take appropriate action to protect a
student from a threatened thrashing at the hands of another student may have to answer in a state
court tort action. Under the reasoning contained in Part III B of the opinion, that potential liability
would prevent any school official from deciding what to do about such a complaint, because that
official's potential liability to the complaining student would amount to a disqualifying financial
bias. A careful reading of the opinion reveals that it fails to explain why that result would not
necessarily follow from its suggested reasoning.
As to settings outside the school context, footnote 21 of the opinion offers two responses to
this criticism. First, it simply denies—"We suggest nothing of the kind"—that its proposition about
potential liability equaling disqualifying bias would have any application outside the schoolhouse.
That ipse dixit assertion has as little reasoning behind it as the proposition itself. The opinion fails
to offer any reason why the automatic bias theory it suggests would not apply in non-school
contexts, because there is no reason. The right to an unbiased decision maker is a rudiment of due
process, which is as applicable outside schools as within them.
32
Apparently realizing that the ipse dixit approach will not shield the naked illogic of its
position from view, the opinion attempts to camouflage the problem with talk of immunity. "Don't
worry," we are told, officials in non-school settings have "immunity from suit" which removes any
potential liability for failing to decide for the complaining party, and any financial incentive to favor
that party disappears along with the potential liability. The thinnest stripe of the attempted
camouflage is the opinion's reference to judicial immunity. We are not talking about judges. We
are talking about the myriad of federal, state, and local non-judicial officials who are regularly called
upon to decide what to do in response to one person's complaint about another. Jailers, wardens, and
other corrections officials are but a few examples. These people are not judges. They do not enjoy
judicial immunity.
Even so, the opinion says, there is qualified immunity. There are three problems with the
assertion that the availability of qualified immunity distinguishes non-school officials from school
officials by removing any threat of lawsuit by a complaining party dissatisfied with an official's
resolution of a complaint outside the school setting. First, qualified immunity is not absolute.
Second, qualified immunity does not shield officials from liability grounded on state law. Third,
and most obviously, the doctrine of qualified immunity is the same for school officials as for
non-school officials. If that doctrine shields non-school officials from threat of lawsuit sufficiently
to remove any disqualifying financial incentive to decide for a complainant, it does exactly the same
for school officials. Thus, with its talk of qualified immunity, Part III B of the opinion has
succeeded in reaching around and biting itself in the back. If what the plurality opinion says about
the due process implications of qualified immunity is true, then the opinion has disproven the very
proposition it is seeking to defend.
II.
Part III C of Judge Tjoflat's opinion attempts to establish that student-student sexual
harassment is such a widespread and extensive problem that a different holding in this case would
impose massive liability upon school officials and boards. In its words, agreeing with appellant's
33
theory of liability would give rise to "thousands of lawsuits." Tjoflat Opinion at n.25. The factual
premise of that reasoning is based entirely upon one survey report. See American Ass'n of Univ.
Women Educ. Found., Hostile Hallways: The AAUW Survey on Sexual Harassment in American
Schools (1993) (hereinafter "AAUW Survey Report ").
The AAUW Survey Report was not the subject of an evidentiary hearing in the district court,
nor has it been examined in a hearing in any other court insofar as we know. Neither party to this
appeal even mentioned the survey in the briefs; it was discussed only in one amicus brief. In
general, we should be reluctant to incorporate into our reasoning the results of a survey that has not
been examined critically or tested in a trial or evidentiary hearing, the time-honored and proven
methods our system of justice uses to determine material facts.
Beyond the general problems with using surveys in judicial decision making, there are
specific reasons why employment of this particular survey for the purpose Judge Tjoflat uses it in
Part III C of his opinion is ill-advised. That purpose, of course, is to show student-student sexual
harassment is so rampant that if a cause of action existed for it the resulting flood of litigation would
inundate our public school systems, or at least school officials would have a basis for fearing that
result—the basis being the survey.
The first reason we ought to be especially cautious about such a use of this particular survey
is that its purported findings are, in the words of the sponsors of the survey: "startling," and for
some "the results will be surprising and shocking." Id. at 2. The reason for such descriptions is that
it is difficult to believe that 65 percent of all eighth through eleventh grade students have been
sexually harassed by other students, and that half of all female and male students in those grades are
self-professed sexual harassers. We ought to be reluctant to accept as fact, or assume that school
officials would accept as fact, such "surprising and shocking" statistics based upon a single survey
of only a tiny fraction of one percent of the total number of students in four grades.
Even a cursory look at the survey report gives more reason to be dubious about the opinion's
use of the report. The survey asked students how often "[d]uring your whole school life" has anyone
34
"when you did not want them to" done any of the following things, and it then provided a list of
behavior the survey defined as sexual harassment. See id. at 5. Some behavior on that list clearly
constitutes sexually harassing behavior of the most serious type. But included in the list is other
behavior that is less serious and far less likely to lead to complaints and litigation, which is what
Judge Tjoflat uses the survey to predict (or posits that school boards will use it to predict). For
example, included in the survey's definitional list of sexual harassment was any instance in which
another student: "Made sexual comments, jokes, gestures, or looks;" or "[s]pread sexual rumors
about you;" or "[s]aid you were gay or lesbian." Id. at 5. Remember that a single unwelcome
instance of such activity, during the student's entire school life, renders that student a victim of
sexual harassment for purposes of the survey.
A student who has ever been looked at by another student in an unwelcome way perceived
to be sexual is defined by the survey to be a sexual harassment victim. Any student ever called gay
or lesbian is also a sexual harassment victim in the survey's view. Any time unwelcome rumors are
spread about a student having any type of sexual activity (presumably including kissing) with
another student, those students are sexual harassment victims as the survey defines it. To take one
final example of how the total incidence of "sexual harassment" reported overstates legally
actionable incidents of sexual harassment, consider that the survey definition includes incidents in
which someone "[f]lashed or "mooned' you." Id. At 5. Suppose that a student at a school function
(which the survey defines to include school sporting events and field trips) "moons" all the students
in attendance, or all those from a rival school. A single episode of that misbehavior—which is not
nice and certainly should not occur, but has been known to happen—could make sexual harassment
victims, as the survey defines the term, out of scores or even hundreds of students. Yet, such an
incident is extremely unlikely to result in litigation against the school.
It is also worthy of note that the survey asked students whether the behavior it defined as
sexual harassment had happened to them "[d]uring your whole school life." Id. at 5. Therefore, the
35
65 percent figure reflects those who have experienced that behavior at any time during any school
year of their life. It does not purport to be annual data.
Finally, Part III C of the opinion fails to point out that the survey also asked the students if
any of them who had been sexually harassed, as that term was defined in the survey, had told a
teacher about the experience. Only 7 percent of the sixty-five percent had. See AAUW Survey
Report at 14. Whatever the reasons for not reporting such behavior to a teacher, the failure to do
so in all but the rarest instances has obvious implications for the existence of causes of action against
schools or the likelihood of actual litigation.
The opinion attempts to deflect criticism about misuse of the survey by suggesting that while
the opinion's author does not necessarily think that the survey is a valid indicator of how much
student-student sexual harassment occurs, school boards might think that the survey is and reject
federal funding as a result of it. With all due respect, there is no reason to believe that school boards
would be less likely than federal judges to see the flaws in such an interpretation of the survey.
School boards know more about what is going on in their schools than we do, and they can be
expected to critically examine any survey before using it as a basis for turning down federal funding
for their schools. Rather than hiding behind speculation about how school board officials might
interpret the survey, the opinion ought to face up to the flaws in its suggested use of the survey.
Upon its release, the sponsors of the survey stated that they were "confident that the results
of this survey will become a focal point on the agendas of policy makers, educators, and others
concerned with the education of America's children." Id. at 21. Their confidence about how the
survey would be used might be undermined by Part III C of Judge Tjoflat's opinion. More
importantly, we are not policymakers. We do not have agendas. We ought to leave this survey to
those who do.
III.
The parts of Judge Tjoflat's opinion that neither I nor any other member of the Court except
its author joins, Parts III B and C, are not necessary to the opinion's essential reasoning or to the
36
holding of this case. Neither the language of Title IX nor its legislative history indicates that
Congress intended to saddle school boards and officials with liability for student-student sexual
harassment, and school boards had no notice that such liability would result from accepting Title IX
funds. For those reasons, I do join the holding of the Court and Parts I, II, III A, and IV of Judge
Tjoflat's opinion.
BARKETT, Circuit Judge, dissenting, in which HATCHETT, Chief Judge, and KRAVITCH
and HENDERSON, Senior Circuit Judges, join:
In this case it is alleged that a fifth-grade student, Lashonda Davis, was sexually harassed
for over six months at school by another student, culminating in a sexual battery for which her
harasser pled guilty in state court. It is also alleged that school officials were completely aware of
the escalating gravity of the situation and took no meaningful action to deter it. The majority holds
that no matter how egregious—or even criminal—the harassing discriminatory conduct may be, and
no matter how cognizant of it supervisors may become—a teacher could observe it directly and
regularly—there would be no obligation to take any action to prevent it under the very law which
was passed to eliminate sexual discrimination in our public schools. To reach this conclusion the
majority ignores the plain meaning of Title IX as well as its spirit and purpose. I suggest that under
appropriate statutory analysis as well as Supreme Court precedent, Davis has stated a cause of
action.
The first principle in statutory analysis requires that a statute be accorded the plain meaning
of its text. It is well established that "[c]ourts must assume that Congress intended the ordinary
meaning of the words it used, and absent a clearly expressed legislative intent to the contrary, that
language is generally dispositive." Gonzalez v. McNary, 980 F.2d 1418, 1420 (11th Cir.1993)
(internal citation omitted). The Supreme Court has emphasized that "only the most extraordinary
showing of contrary intentions from [legislative history] would justify a limitation on the "plain
meaning' of the statutory language." Garcia v. United States, 469 U.S. 70, 75, 105 S. Ct. 479, 482,
83 L. Ed. 2d 472 (1984). The text of Title IX provides in pertinent part:
37
No person in the United States shall, on the basis of sex, be excluded from participation in,
be denied the benefits of, or be subjected to discrimination under any education program or
activity receiving Federal financial assistance....
20 U.S.C. § 1681(a). There is no ambiguity in this language. It is undisputed that the Monroe
County School System is a recipient of federal financial assistance. It is also well established that
hostile environment sexual harassment is a form of intentional discrimination which exposes one
sex to disadvantageous terms or conditions to which members of the other sex are not exposed. See
Meritor Sav. Bank, FSB v. Vinson, 477 U.S. 57, 64, 106 S. Ct. 2399, 2404, 91 L. Ed. 2d 49 (1986);
see also Franklin v. Gwinnett County Public Schools, 503 U.S. 60, 75, 112 S. Ct. 1028, 1037-38, 117
L. Ed. 2d 208 (1992) (hostile environment for student created by teacher is a form of discrimination
cognizable under Title IX). The absolute prohibition contained in the text is framed solely in terms
of who is protected. The identity of the perpetrator is simply irrelevant under the language: "No
person ... shall ... be excluded from participation ..., be denied the benefits of, or be subjected to
discrimination...." Thus, under the statute's plain language, liability hinges upon whether the grant
recipient maintained an educational environment that excluded any person from participating, denied
them benefits, or subjected them to discrimination.
Should one need to interpret the statute, it must initially be noted that Title IX was designed
to protect individuals from sex discrimination by denying federal financial aid to those educational
institutions that bear responsibility for sexually discriminatory practices. Cannon v. University of
Chicago, 441 U.S. 677, 704 & n. 36, 99 S. Ct. 1946, 1961 & n. 36, 60 L. Ed. 2d 560 (1979) (citing 117
Cong. Rec. 39252 (1971)). "It is a strong and comprehensive measure which ... is needed if we are
to provide women with solid legal protection as they seek education and training for later careers...."
Id. at 704 n. 36, 99 S. Ct. at 1961 n. 36 (quoting Sen. Birch Bayh, 118 Cong. Rec. 5806-07 (1972)).
Thus, in interpreting Title IX, "[t]here is no doubt that if we are to give [it] the scope that its origins
dictate, we must accord it a sweep as broad as its language." North Haven Bd. of Educ. v. Bell, 456
U.S. 512, 521, 102 S. Ct. 1912, 1918, 72 L. Ed. 2d 299 (1982) (internal quotation marks omitted).
38
Moreover, the Office of Civil Rights of the Department of Education, the federal agency
responsible for enforcement of Title IX, interprets the statutory language to impose liability on
school officials for permitting an educational environment of severe, persistent, or pervasive peer
sexual harassment when they know or should know about it, and fail to take immediate and
appropriate corrective action to remedy it. See Sexual Harassment Guidance: Harassment of
Students by School Employees, Other Students, or Third Parties, 62 Fed.Reg. 12,034, at 12,039-41
(1997). The OCR's final policy guidance explains that:
a school's failure to respond to the existence of a hostile environment within its own
programs or activities permits an atmosphere of sexual discrimination to permeate the
educational program and results in discrimination prohibited by Title IX.... Thus, Title IX
does not make a school responsible for the actions of harassing students, but rather for its
own discrimination in failing to remedy it once the school has notice.
Id. at 12,039-40 (emphasis added).1
1
It is worth noting that the OCR's interpretation of Title IX as holding schools liable for
permitting peer sexual harassment is consistent with its interpretation of Title VI of the Civil
Rights Act of 1964, 42 U.S.C. § 2000d (1964), as holding schools liable for allowing peer racial
harassment. This is significant because the Supreme Court has noted that "Title IX was
patterned after Title VI." Cannon, 441 U.S. at 694, 99 S.Ct. at 1956. As the majority points out,
the language of the two statutes is virtually identical, and the Supreme Court has held that they
should be interpreted in the same way. See Majority Op. at 3362-63 (citing Cannon, 441 U.S. at
696, 99 S. Ct. at 1957-58). The OCR issued An Investigative Guidance on Racial Incidents and
Harassment Against Students at Educational Institutions in 1994 providing, "[T]he existence of a
racially hostile environment that is created, encouraged, accepted, tolerated or left uncorrected
by a recipient also constitutes different treatment on the basis of race in violation of Title VI."
See 59 Fed.Reg. 11,448, at 11,448 (1994). Furthermore, the OCR has stated that the obligation
of school districts with notice to remedy racially hostile environments applies "regardless of the
identity of the person(s) committing the harassment—a teacher, student, the grounds crew, a
cafeteria worker, neighborhood teenagers, a visiting baseball team, a guest speaker, parents or
others." Id. at 11,450. As explained by the OCR:
Under this analysis, an alleged harasser need not be an agent or employee of the
recipient, because this theory of liability under Title VI is premised on a
recipient's general duty to provide a nondiscriminatory educational environment.
Id. at 11,449.
Additionally, it is interesting to note that shortly after the enactment of Title VI,
the former Fifth Circuit recognized that school officials must take steps within their
power to prevent racial harassment among students. In United States v. Jefferson County
Bd. of Educ., 380 F.2d 385 (5th Cir.1967) (en banc), which is binding precedent in this
circuit, see Bonner v. City of Prichard, 661 F.2d 1206, 1209 (11th Cir.1981) (en banc),
the court of appeals entered a model desegregation decree which complied with "the
39
Notwithstanding the administrative interpretation of the statute, as well as its plain meaning,
the majority concludes that Congress did not intend to create a cause of action under Title IX for
student-on-student sexual harassment based largely on an analysis of legislative history. The
majority emphasizes that "throughout this long legislative history, the drafters of Title IX never
discussed student-student sexual harassment...." See Majority Op. at 3360. Assuming this to be
true, the mere fact that student-on-student sexual harassment may not have been specifically
mentioned in the Congressional debates does not mean that it was not encompassed within
Congress's broad intent of preventing students from being "subjected to discrimination" in federally
funded educational programs. The majority suggests that it is clear that Congress was not concerned
with student-on-student sexual harassment because the legislative history focused primarily on the
issues of discrimination in "admission[s]," "available services or studies," and "employment within
an institution," none of which were pertinent to the claim raised in this case. See Majority Op. at
3358-59, 3360. However, under this narrow view, even the cause of action under Title IX for
teacher-on-student sexual harassment recognized by the Supreme Court in Franklin, 503 U.S. at 60,
112 S.Ct. at 1028-29, would not be supported by the majority's view of legislative history. In
Franklin the Court considered a high-school student's Title IX suit alleging that a teacher had
sexually harassed and assaulted her and that school officials, who had knowledge of the misconduct,
had failed to intervene. Id. at 63-64, 112 S.Ct. at 1031-32. Surely the majority would not suggest
that the cause of action that the Supreme Court recognized in Franklin does not exist simply because
it was not specifically mentioned in the legislative history. Moreover, the majority's interpretation
letter and spirit of the Civil Rights Act of 1964", Jefferson County, 380 F.2d at 390. The
decree provided in relevant part:
Within their authority school officials are responsible for the protection of
persons exercising rights under or otherwise affected by this decree. They shall,
without delay, take appropriate action with regard to any student or staff member
who interferes with the successful operation of the plan. Such interference shall
include harassment, intimidation, threats, hostile words or acts, and similar
behavior.
Id. at 392.
40
of the statute based on legislative history would suggest that by using the unqualified words
"discrimination under any education program" Congress only intended to cover the narrow areas of
admissions, services, and employment. This contravenes both common sense and the plain meaning
of the words of the statute.
Furthermore, the majority contends that Title IX may not be construed as authorizing a cause
of action for a school board's failure to remedy student-on-student sexual harassment because such
an interpretation would conflict with the notice of liability requirement of the Spending Clause,
which is the constitutional provision under which Title IX was ostensibly enacted.2 See Majority
Op. at 3362, 3364-65 (citing Pennhurst State School & Hospital v. Halderman, 451 U.S. 1, 17, 101
S. Ct. 1531, 1539-40, 67 L. Ed. 2d 694 (1981)). However, it is clear that the school board would have
sufficient notice of liability based on the plain meaning of the statute, which unequivocally imposes
liability on grant recipients for maintaining an educational environment in which students are
subjected to discrimination. Further, sufficient notice was provided to satisfy the Spending Clause
prerequisite for a damages action under Title IX as set forth in Franklin, 503 U.S. at 74-75, 112
S. Ct. at 1037-38. In Franklin the Court explained that the notice requirement for damages actions
under the Spending Clause in Title IX cases is satisfied where the alleged violation was intentional.
Id. The Court found that since sexual harassment constitutes intentional discrimination in violation
of Title IX, the Spending Clause does not prohibit a cause of action for teacher-on-student sexual
harassment under Title IX. Id. Similarly, in this case the alleged violation of Title IX was intentional
because the school board knowingly permitted a student to be subjected to a hostile environment of
sexual harassment. See, e.g., Doe v. Petaluma City Sch. Dist., 949 F. Supp. 1415, 1422, 1427
(N.D.Cal.1996) (holding that hostile environment sexual harassment constitutes "intentional
discrimination," and that schools are liable under Title IX when they know or should know about
2
In Franklin, the Supreme Court assumed, without deciding, that Title IX was enacted
pursuant to the Spending Clause. Franklin, 503 U.S. at 75 & n. 8, 112 S. Ct. at 1037 & n. 8. It is
also arguable that the provision was enacted pursuant to § 5 of the Fourteenth Amendment. For
purposes of this discussion, I will assume, like the majority, that the authorizing provision was
the Spending Clause.
41
student-on-student sexual harassment and fail to take prompt remedial action); Bruneau v. South
Kortright Central Sch. Dist., 935 F. Supp. 162, 172 (N.D.N.Y.1996) (recognizing that a school's
failure to take corrective action in response to hostile environment created by peers despite actual
notice of harassment subjects it to liability for intentional discrimination, and therefore to damages
under Title IX); Burrow v. Postville Community Sch. Dist., 929 F. Supp. 1193, 1205 (N.D.Iowa
1996) (holding that intentional discrimination may be inferred from "the totality of relevant
evidence, including evidence of the school's failure to prevent or stop the sexual harassment despite
actual knowledge of the sexually harassing behavior of students over whom the school exercised
some degree of control"); Oona R.-S. v. Santa Rosa City Schs., 890 F. Supp. 1452, 1464, 1469
(N.D.Cal.1995) (explaining that discriminatory intent can be found in "the toleration of harassing
behavior of male students, or the failure to take adequate steps to deter or punish peer harassment");
see also Canutillo Independent School Dist. v. Leija, 101 F.3d 393, 406 (5th Cir.1996), cert. denied,
--- U.S. ----, 117 S. Ct. 2434, 138 L. Ed. 2d 195 (1997) (noting that "when the Supreme Court referred
to "intentional discrimination' in Franklin, it was referring to any form of discrimination other than
disparate impact discrimination.").
Finding that Title IX authorizes a cause of action for student-on-student sexual harassment,
we should then follow the lead of other courts, including the Supreme Court, in turning to Title VII
principles to delineate the scope of the school board's duty and identify the elements of a cause of
action under Title IX. In relevant part, Title VII requires an employer to take steps to assure that the
working environment of its employees is free from sexual harassment3 that is "sufficiently severe
or pervasive to alter the conditions of the victim's employment and create an abusive working
3
Sexual harassment involves unwelcome sexual advances, requests for sexual favors, and
other unwelcome verbal or physical conduct of a sexual nature. 29 C.F.R. § 1604.11(a) (1991).
Such harassment constitutes actionable sex discrimination in the workplace either as "quid pro
quo" sexual harassment, which conditions employment benefits upon sexual favors, or as
"hostile environment" sexual harassment, which creates an intimidating, hostile or offensive
working environment that unreasonably interferes with an individual's work performance. See
Meritor 477 U.S. at 62, 65, 106 S. Ct. at 2403, 2404-05.
42
environment." Meritor, 477 U.S. at 67, 106 S.Ct. at 2405 (internal quotation marks and brackets
omitted).
It is appropriate to turn to Title VII because the Supreme Court has explicitly relied on Title
VII principles in explaining that sexual harassment constitutes intentional "discrimination" under
Title IX:
Unquestionably, Title IX placed on the Gwinnett County Public Schools the duty not to
discriminate on the basis of sex, and "when a supervisor sexually harasses a subordinate
because of the subordinate's sex, that supervisor "discriminate[s]' on the basis of sex."
Meritor Sav. Bank, FSB v. Vinson, 477 U.S. 57, 64 [106 S. Ct. 2399, 2402, 91 L. Ed. 2d 49]
(1986). We believe the same rule should apply when a teacher sexually harasses and abuses
a student. Congress surely did not intend for federal moneys to be expended to support the
intentional actions it sought by statute to proscribe.
Franklin, 503 U.S. at 74-75, 112 S. Ct. at 1037. Significantly, the Court relied on Meritor, a Title
VII case, to resolve the issue.
A well established line of cases preceded the Supreme Court's decision to use Title VII
principles in resolving a Title IX case. Prior to Franklin, courts had held that such principles are
applicable in Title IX suits brought by employees of educational institutions. See, e.g., Lipsett v.
University of Puerto Rico, 864 F.2d 881, 897 (1st Cir.1988) (Title IX's legislative history "strongly
suggests that Congress meant for similar substantive standards to apply under Title IX as had been
developed under Title VII."); see also Preston v. Commonwealth of Virginia ex rel. New River
Community College, 31 F.3d 203, 207 (4th Cir.1994); Mabry v. State Bd. of Comm. Coll. & Occup.
Educ., 813 F.2d 311, 316 n. 6 (10th Cir.1987), cert. denied, 484 U.S. 849, 108 S. Ct. 148, 98 L. Ed. 2d
104 (1987). Courts had also relied on Title VII when evaluating Title IX sexual harassment claims
by students. See, e.g., Moire v. Temple Univ. Sch. of Medicine, 613 F. Supp. 1360, 1366 & n. 2
(E.D.Pa.1985), aff'd, 800 F.2d 1136 (3d Cir.1986) (hostile environment sexual harassment);
Alexander v. Yale Univ., 459 F. Supp. 1, 4 (D.Conn.1977), aff'd, 631 F.2d 178 (2d Cir.1980) (quid
pro quo sexual harassment).
Since the Supreme Court's Franklin case, at least five circuit courts have found that Title VII
standards are applicable to students' Title IX sexual harassment claims. See Oona, R.___S.___, by
43
Kate S. v. McCaffrey, --- F.3d ---- (9th Cir.Aug. 13, 1997); Doe v. Claiborne County, 103 F.3d 495,
514 (6th Cir.1996); Kinman v. Omaha Pub. Sch. Dist., 94 F.3d 463, 469 (8th Cir.1996); see also
Seamons v. Snow, 84 F.3d 1226, 1232-33 & n. 7 (10th Cir.1996) (holding that although Title IX does
protect against hostile environment sexual harassment in schools, plaintiff failed to state a valid
claim because he did not allege that the harassment in question was based on sex); Murray v. New
York University College of Dentistry, 57 F.3d 243, 249 (2d Cir.1995) ("The [Franklin ] Court's
citation of Meritor ..., a Title VII case, in support of Franklin 's central holding indicates that, in a
Title IX suit for gender discrimination based on sexual harassment of a student, an educational
institution may be held liable under standards similar to those applied in cases under Title VII.").
But cf. Rowinsky v. Bryan Indep. Sch. Dist., 80 F.3d 1006, 1016 (5th Cir.1996), cert. denied, ---
U.S. ----, 117 S. Ct. 165, 136 L. Ed. 2d 108 (1996) (holding that student-on-student sexual harassment
cannot be the basis for a cause of action under Title IX unless the plaintiff demonstrates that the
school responded to sexual harassment claims differently based on sex.).
Additionally, the Ninth Circuit has recently relied on an analogy to Title VII in holding that
the law is clearly established that school officials have a duty under Title IX to take reasonable steps
to prevent student-on-student sexual harassment. See Oona, R.___S.___, pgs. *4-*6, --- F.3d at ---- -
----. See, e.g., Bruneau, 935 F. Supp. at 172 ("When an employer fails to act to remedy a hostile
environment created by co-workers the employer discriminates against an individual in violation of
Title VII. Similarly, [this] Court finds that in the Title IX context, when an educational institution
fails to take steps to remedy peer-on-peer sexual harassment, it should be held liable to the harassed
student for that discriminatory conduct."); Bosley v. Kearney R-1 Sch. Dist., 904 F. Supp. 1006,
1021 (W.D.Mo.1995) ("Following the [Franklin ] Court's logic, the same rule as when an employer
is held liable for a sexually hostile work environment under Title VII must apply when a school
district has knowledge of a sexually hostile school environment and takes no action."); see also
Nicole M. v. Martinez Unified School Dist., 964 F. Supp. 1369, 1377-78 (N.D.Cal.1997); Collier v.
William Penn Sch. Dist., 956 F. Supp. 1209, 1213-14 (E.D.Pa.1997); Franks v. Kentucky School for
44
the Deaf, 956 F. Supp. 741, 746 (E.D.Ky.1996); Petaluma, 949 F. Supp. at 1427; Wright v. Mason
City Community Sch. Dist., 940 F. Supp. 1412, 1419-20 (N.D.Iowa 1996); Burrow, 929 F. Supp. at
1205; Oona R.___S.___, 890 F.Supp. at 1467-69 & n. 13; Patricia H. v. Berkeley Unified Sch.
Dist., 830 F. Supp. 1288, 1293 (N.D.Cal.1993). But see Garza v. Galena Park Indep.Sch. Dist., 914
F. Supp. 1437, 1438 (S.D.Tex.1994). Thus, the applicable case law firmly supports applying Title
VII principles to delineate the scope of a school board's liability under Title IX for failure to remedy
student-on-student sexual harassment.
Notwithstanding this abundant support for applying Title VII principles, the majority
contends that Title VII principles may not be applied in this case because "the exposition of liability
under Title VII depends upon agency principles." See Majority Op. at 3363 n. 13. The majority
asserts that "[a]gency principles are useless in discussing liability for student-student harassment
under Title IX, because students are not agents of the school board."4 Id. This argument overlooks
the Supreme Court's caveat in Meritor that "common law principles [of agency] may not be
transferable in all their particulars to Title VII." Meritor, 477 U.S. at 72, 106 S.Ct. at 2408 (emphasis
added).5 Under Meritor 's flexible approach, courts have held that an employer may be held liable
4
The majority also argues that Title VII case law is inapplicable to Title IX because Title IX,
unlike Title VII, was enacted under the Spending Clause. However, the Supreme Court has
relied on Title VII in analyzing claims under Title VI, which also was enacted under the
spending power. In Guardians Ass'n v. Civil Service Comm'n, 463 U.S. 582, 103 S. Ct. 3221, 77
L. Ed. 2d 866 (1983), for example, the Court found that Title VI's prohibition of discrimination
was "subject to the construction given the antidiscrimination proscription of Title VII in Griggs
v. Duke Power Co. ...." Guardians, 463 U.S. at 592, 103 S.Ct. at 3227. The Court also adopted
Title VII's "business necessity" defense to analyze disparate impact claims in a Title VI case
involving student placement. See Board of Educ. v. Harris, 444 U.S. 130, 151, 100 S. Ct. 363,
375, 62 L. Ed. 2d 275 (1979). Likewise, this court has utilized Title VII to analyze a disparate
impact claim under Title VI, stating that "[t]he elements of a disparate impact claim may be
gleaned by reference to cases decided under Title VII." Georgia State Conf. of Branches of
NAACP v. Georgia, 775 F.2d 1403, 1417 (11th Cir.1985). Thus, the fact that Title VII is not a
Spending Clause statute has not been a bar to importing its standards into Title VI, which formed
the template for Title IX, and therefore should not be a bar to importing its standards into Title
IX.
5
As Judge Tjoflat has explained, "Title VII, as interpreted in Meritor, requires employers to
take steps to ensure that sexual harassment does not permeate the workplace. To the extent that
the application of common law agency principles frustrates Title VII's goal of eliminating such
harassment—by effectively relieving the employer of the responsibility of pursuing that
45
under Title VII for failing to take action to remedy a hostile environment created by non-employees,
who are certainly not agents of the employer. See, e.g., Powell v. Las Vegas Hilton Corp., 841
F. Supp. 1024, 1028 (D.Nev.1992) (denying motion to dismiss blackjack dealer's claim that her
employer violated Title VII by failing to protect her from sexual harassment by gamblers at her
table, because "an employer could be liable for the sexual harassment of employees by
non-employees, including its customers"); Magnuson v. Peak Technical Services, Inc., 808 F. Supp.
500, 512-13 (E.D.Va.1992) (holding that employers of alleged victim can be held liable for failing
to take corrective action to remedy hostile environment created by non-employee); see also Henson
v. City of Dundee, 682 F.2d 897, 910 (11th Cir.1982) ("The environment in which an employee
works can be rendered offensive in an equal degree by the acts of supervisors, coworkers, or even
strangers to the workplace.") (emphasis added) (internal citations omitted).6 The employers were
held liable in these cases by virtue of their own failure to comply with the duty of eliminating
discrimination under Title VII—not under any theory of vicarious liability for the acts of a third
party.
Application of Title VII principles also recognizes that a student should have the same
protection in school that an employee has in the workplace.7 See Franklin, 503 U.S. at 74-75, 112
goal—those principles must yield." Faragher v. City of Boca Raton, 111 F.3d 1530, 1544, 1546
n. 2 (11th Cir.1997) (Tjoflat, J., concurring in part, dissenting in part).
6
Moreover, guidelines promulgated under Title VII recognize that an employer may be held
liable for failing to take corrective action to remedy a hostile environment created by a third
party. See 29 C.F.R. § 1604.11(e) ("An employer may also be responsible for the acts of
non-employees in the workplace ..., where the employer (or its agents or supervisory employees)
knows or should have known of the conduct and fails to take immediate and appropriate
corrective action.").
7
Indeed, where there are distinctions between the school environment and the workplace, they
"serve only to emphasize the need for zealous protection against sex discrimination in the
schools." Patricia H., 830 F. Supp. at 1292-93. The ability to control and influence behavior
exists to an even greater extent in the classroom than in the workplace, as students look to their
teachers for guidance as well as for protection. The damage caused by sexual harassment also is
arguably greater in the classroom than in the workplace, because the harassment has a greater
and longer lasting impact on its young victims, and institutionalizes sexual harassment as
accepted behavior. Moreover, "[a] nondiscriminatory environment is essential to maximum
intellectual growth and is therefore an integral part of the educational benefits that a student
46
S. Ct. at 1037-38. Just as a working woman should not be required to "run a gauntlet of sexual abuse
in return for the privilege of being allowed to work and make a living," Meritor, 477 U.S. at 67, 106
S.Ct. at 2405 (internal citation omitted), a female student should not be required to run a gauntlet
of sexual abuse in return for the privilege of being allowed to obtain an education. In the
employment context, women historically have not had the power to simply walk away from an
environment that is made to be demeaning, embarrassing, and humiliating for them because of their
gender. Similarly, it is virtually impossible for female students to leave their assigned schools to
escape an environment where they are harassed and intimidated on the basis of their gender. Just
as in the employment setting where employees are dependent on their employers to ensure
workplace equality, so too students are dependent on teachers and school officials to control the
educational environment. Additionally, sexual harassment—regardless of its source—subordinates
girls in the classroom just as much as in the workforce. Although a hostile environment can be
created by someone who supervises or otherwise has power over the victim, a hostile environment
can also be created by co-workers or fellow students who have no direct power relationship
whatsoever with the victim.8 And like Title VII, Title IX was enacted to remedy that discrimination
and ensure sexual equality in public education.
Having determined that Title VII principles should guide our analysis of the scope of the
school board's liability under Title IX, I conclude that Davis's allegations sufficiently plead a cause
receives. A sexually abusive environment inhibits, if not prevents, the harassed student from
developing her full intellectual potential and receiving the most from the academic program." Id.
at 1293 (citation omitted).
8
Numerous circuit courts, including this one, have held that an employer's failure to take
prompt remedial action after notice of severe and pervasive sexual harassment by a co-worker is
actionable. See, e.g., Henson v. City of Dundee, 682 F.2d 897, 905 (11th Cir.1982); see also
DeAngelis v. El Paso Municipal Police Officers Assoc., 51 F.3d 591, 593 (5th Cir.1995);
Nichols v. Frank, 42 F.3d 503, 508 (9th Cir.1994); Carr v. Allison Gas Turbine Div. Gen.
Motors Corp., 32 F.3d 1007, 1009 (7th Cir.1994); Karibian v. Columbia University, 14 F.3d
773, 779 (2d Cir.), cert. denied, 512 U.S. 1213, 114 S. Ct. 2693, 129 L. Ed. 2d 824 (1994);
Kauffman v. Allied Signal, Inc., Autolite Div., 970 F.2d 178, 182 (6th Cir.), cert. denied, 506
U.S. 1041, 113 S. Ct. 831, 121 L. Ed. 2d 701 (1992); Baker v. Weyerhaeuser Co., 903 F.2d 1342,
1345-46 (10th Cir.1990); Hall v. Gus Construction Co., 842 F.2d 1010, 1015-16 (8th Cir.1988).
47
of action. The elements a plaintiff must prove to succeed in this type of sexual harassment case are:
(1) that she is a member of a protected group; (2) that she was subject to unwelcome sexual
harassment; (3) that the harassment was based on sex; (4) that the harassment was sufficiently
severe or pervasive so as to alter the conditions of her education and create an abusive educational
environment; and (5) that some basis for institutional liability has been established. See Meritor,
477 U.S. at 66-73, 106 S.Ct. at 2405-09; see also Harris v. Forklift Sys. Inc., 510 U.S. 17, 20-24,
114 S. Ct. 367, 370-71, 126 L. Ed. 2d 295 (1993); Lipsett, 864 F.2d at 898-902; Henson, 682 F.2d
at 903-05.
Assumed as true, the facts alleged in the complaint, together with all reasonable inferences
therefrom, satisfy these elements. There is no question that the allegations satisfy the first three
requirements. First, as a female, LaShonda is a member of a protected group. Second, she was
subject to unwelcome sexual harassment in the form of "verbal and physical conduct of a sexual
nature." 29 C.F.R. § 1604.11(a). Third, the harassment LaShonda faced clearly was on the basis
of her sex.
As to the fourth requirement, I recognize that a hostile environment in an educational setting
is not created by simple childish behavior or by an offensive utterance, comment, or vulgarity.
Rather, Title IX is violated "[w]hen the [educational environment] is permeated with "discriminatory
intimidation, ridicule, and insult' that is "sufficiently severe or pervasive to alter the conditions of
the victim's [environment] and create an abusive environment,' " Harris, 114 S. Ct. at 370, 510 U.S.
at 21 (quoting Meritor, 477 U.S. at 65, 67, 106 S. Ct. at 2405-06) (internal citations omitted). In
determining whether a plaintiff has established that an environment is hostile or abusive, a court
must be particularly concerned with (1) the frequency of the abusive conduct; (2) the conduct's
severity; (3) whether it is physically threatening or humiliating rather than merely offensive; and
(4) whether it unreasonably interferes with the plaintiff's performance. Harris, 444 U.S. at 142-44,
100 S.Ct. at 371. The Court has explained that these factors must be viewed both objectively and
subjectively. If the conduct is not so severe or pervasive that a reasonable person would find it
48
hostile or abusive, it is beyond Title IX's purview. Similarly, if the plaintiff does not subjectively
perceive the environment to be abusive, then the conduct has not actually altered the conditions of
her learning environment, and there is no Title IX violation. Id., 444 U.S. at 141-42, 100 S. Ct. at
370.
In this case, the five months of alleged harassment was sufficiently severe and pervasive to
have altered the conditions of LaShonda's learning environment from both an objective and a
subjective standpoint: (1) G.F. engaged in abusive conduct toward LaShonda on at least eight
occasions; (2) the conduct was sufficiently severe to result in criminal charges against G.F. to which
he pled guilty in state court; (3) the conduct, such as the groping and requests for sex, was
physically threatening and humiliating rather than merely offensive; and (4) the conduct
unreasonably interfered with LaShonda's academic performance, resulting in the substantial
deterioration of her grades and emotional health. The facts alleged go far beyond simple horseplay,
childish vulgarities, or adolescent flirting.
Finally, I believe that the fifth and final element—whether any basis for the Board's liability
has been shown, has likewise been sufficiently alleged. Under Title VII, an employer may be held
liable for a hostile environment of sexual harassment created by a co-worker if "the employer knew
or should have known of the harassment in question and failed to take prompt remedial action."
Faragher, 111 F.3d at 1538; Henson, 682 F.2d at 905; see also Meritor, 477 U.S. at 72-73, 106
S.Ct. at 2408-09. By analogy, in this instance the school board may be held liable if it knew or
should have known of the harassment and failed to take timely remedial action. In Title VII cases,
an employee can demonstrate that the employer knew of the harassment "by showing that she
complained to higher management of the harassment or by showing the pervasiveness of the
harassment, which gives rise to the inference of knowledge or constructive knowledge." Henson,
682 F.2d at 905. (citation omitted). In this case, Davis has alleged that she told the principal—a
higher level manager—of the harassment on several occasions. She also alleged that at least three
separate teachers, in addition to the principal, had actual and repetitive knowledge from LaShonda,
49
her mother and other students. Finally, Davis alleged that despite this knowledge, the school
officials failed to take prompt remedial action to end the harassment.9 These allegations regarding
institutional liability, as well as the other allegations, are sufficient to establish a prima facie claim
under Title IX for sexual discrimination due to the Board's failure to take action to remedy a
sexually hostile environment.
For all the foregoing reasons, I would reverse the district court's dismissal of Davis's Title
IX claim against the Board.
9
The complaint also alleged that during the time of the harassment, the Board had no policy
prohibiting the sexual harassment of students in its schools, and had not provided any policies or
training to its employees on how to respond to student-on-student sexual harassment.
50