Roderick O. Ford v. Jon M. Waage ( 2021 )


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  •         USCA11 Case: 20-13977    Date Filed: 09/10/2021    Page: 1 of 9
    [DO NOT PUBLISH]
    IN THE UNITED STATES COURT OF APPEALS
    FOR THE ELEVENTH CIRCUIT
    ________________________
    No. 20-13977
    Non-Argument Calendar
    ________________________
    D.C. Docket No. 8:19-cv-02724-MSS,
    Bkcy No. 8:16-bk-07504-RCT
    In re: RODERICK O. FORD,
    Debtor.
    ________________________________________________________________
    RODERICK O. FORD,
    Plaintiff-Appellant,
    versus
    JON M. WAAGE,
    Chapter 13 Trustee,
    FLORIDA DEPARTMENT OF REVENUE,
    Defendants-Appellees.
    ________________________
    Appeal from the United States District Court
    for the Middle District of Florida
    ________________________
    (September 10, 2021)
    USCA11 Case: 20-13977      Date Filed: 09/10/2021   Page: 2 of 9
    Before NEWSOM, BRASHER, and ANDERSON, Circuit Judges.
    PER CURIAM:
    Roderick Ford, a bankruptcy attorney and pro se debtor under Chapter 13 of
    the United States Bankruptcy Code, appeals the district court’s order affirming the
    bankruptcy court’s orders: (1) declining to reconsider dismissing Ford’s Chapter 13
    case and (2) refusing to vacate the dismissal. After careful consideration, we affirm.
    I.   BACKGROUND
    Roderick Ford filed for Chapter 13 bankruptcy in August 2016, submitting a
    bankruptcy petition and Chapter 13 plan to the bankruptcy court. The Florida
    Department of Revenue, relying on state family court judgments, filed a proof of
    claim identifying unpaid domestic support obligations. Ford objected to the
    Department’s claim. Following a hearing, the bankruptcy court ruled that Ford was
    entitled to a maximum credit of $1,700 per month for actual support payments made
    and deferred a final ruling to allow a state court to determine the amount of any
    credit or offset. Ford had not resolved the issue by August 9, 2017, when the
    bankruptcy court continued a scheduled confirmation hearing for the purpose of
    allowing Ford to return to state court. Ford filed several motions challenging the
    bankruptcy court’s ruling that were denied. The district court affirmed, and the
    bankruptcy court scheduled another confirmation hearing, this time for July 31,
    2019.
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    Before the district court affirmed, Ford filed his first amended Chapter 13
    plan. This plan would have required the bankruptcy court to calculate the amount of
    Ford’s domestic support obligations. At his July confirmation hearing, Ford
    acknowledged that “the [p]lan, as written, can’t be [confirmed].” The bankruptcy
    court denied confirmation and gave Ford a 14-day deadline to file an amended plan,
    stating that failure to do so would result in the case “being dismissed or converted,
    as appropriate.” The court entered an order formalizing its ruling on August 7 that
    contained three relevant provisions: (1) that Ford “shall file an Amended Plan within
    fourteen (14) days (on or before August 14, 2019);” (2) that “[i]n the event [Ford]
    fails to file an Amended Plan on or before August 14, 2019 as herein provided, the
    Trustee may submit an order dismissing this case, without further notice or hearing;”
    and (3) that “[i]n the event [Ford] timely files an Amended Plan, on or before August
    14, 2019, the Trustee will submit a separate order setting a final confirmation hearing
    for October 23, 2019 at 11:00 a.m.”
    Despite Ford’s presence at the July confirmation hearing and service with the
    bankruptcy court’s order on August 8, he failed to file a timely amended Chapter 13
    plan. On August 19, the bankruptcy court dismissed the case without prejudice. Ford
    moved for reconsideration the next day, arguing that he was authorized to amend
    until October 23, and in the alternative that his failure to timely file was due to
    excusable neglect. He also filed a second amended plan on August 22. Like the plans
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    before it, this plan contemplated that the bankruptcy court would calculate the
    amount of Ford’s domestic support obligations. The Department opposed Ford’s
    motion for reconsideration and moved in the alternative for dismissal in case of
    reinstatement.
    The bankruptcy court denied the motion for reconsideration. It concluded that
    Ford had not shown excusable neglect, that the untimely second amended plan
    suffered from the same defects as previous plans and could not be confirmed, and
    that dismissal was proper based on “the delay and prejudice to creditors.” Ford next
    moved to vacate the dismissal, and the bankruptcy court declined to do so on the
    same grounds. On appeal, the district court held that the bankruptcy court acted
    within its discretion and affirmed. Ford filed motions for recusal of the district judge,
    reconsideration of its order affirming, and vacatur of the same. After his motions
    were denied, Ford timely appealed to this Court.
    II.   STANDARDS OF REVIEW
    In an appeal from a bankruptcy proceeding, “we independently examine the
    bankruptcy court’s factual and legal determinations, applying the same standards of
    review as the district court.” Coady v. D.A.N. Joint Venture III, L.P. (In re Coady),
    
    588 F.3d 1312
    , 1315 (11th Cir. 2009). That means that we “review the bankruptcy
    court’s factual findings for clear error and its resolution of any legal questions de
    novo.” 
    Id.
     Finally, when an originating court’s judgment “is based on multiple,
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    independent grounds, an appellant must convince us that every stated ground for the
    judgment against him is incorrect.” Sapuppo v. Allstate Floridian Ins. Co., 
    739 F.3d 678
    , 680 (11th Cir. 2014). Thus, “[w]hen an appellant fails to challenge properly on
    appeal one of the grounds on which the [originating] court based its judgment, he is
    deemed to have abandoned any challenge of that ground, and it follows that the
    judgment is due to be affirmed.” 
    Id.
    III.   DISCUSSION
    As an initial matter, Ford has waived arguments to many of the district court’s
    orders. This Court usually follows an “established rule of liberal construction for pro
    se pleadings.” Faulk v. City of Orlando, 
    731 F.2d 787
    , 790 (11th Cir. 1984). Because
    Ford is a “veteran bankruptcy attorney” who is “familiar with the federal bankruptcy
    rules, the federal bankruptcy code, and local practice in the Middle District of
    Florida,” however, we accord him no such advantage. Olivares v. Martin, 
    555 F.2d 1192
    , 1194 n.1. (5th Cir. 1977). Ford’s notices of appeal designate the district court’s
    orders denying his motions for recusal, reconsideration, and to reopen the case.
    Ford’s brief, however, is confined to the issue of the district court’s order affirming
    the bankruptcy court and makes no arguments concerning recusal, reconsideration,
    or reopening. “We have long held that an appellant abandons a claim when he either
    makes only passing references to it or raises it in a perfunctory manner without
    supporting arguments and authority.” Sapuppo, 739 F.3d at 681. Thus, Ford has
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    waived any arguments as to those orders on appeal. Likewise, the district court
    correctly held that Ford had abandoned any arguments regarding the bankruptcy
    court’s denial of his motion to strike by not including those arguments in his brief.
    Ford’s challenge to the bankruptcy court’s order declining to reconsider
    dismissing his petition fares no better.
    “To proceed under Chapter 13, a debtor must propose a plan to use further
    income to repay a portion (or in the rare case all) of his debts over the next three to
    five years.” Bullard v. Blue Hills Bank, 
    575 U.S. 496
    , 498 (2015). see 
    11 U.S.C. § 1321
    . A Chapter 13 plan must “provide for the full payment, in deferred cash
    payments,” of domestic support obligations unless the holder of the claim agrees
    otherwise. 
    11 U.S.C. §§ 507
    (a)(1)(A), 1322(a)(2). We have made clear that a
    bankruptcy court cannot “fix a debtor’s personal liability for child-support [or
    alimony] through rulings on a claim objection or confirmation of a Chapter 13 plan.”
    Fla. Dep’t of Revenue v. Diaz (In re Diaz), 
    647 F.3d 1073
    , 1092 n.16 (11th Cir.
    2011) (concluding that “[f]ederal bankruptcy courts have no business becoming
    embroiled in state domestic relations to such a degree” as to “result in de facto
    modification of state child-support orders”). Section 1323(a) permits a debtor to
    “modify the plan at any time before confirmation,” but forbids modification if “the
    plan as modified fails to meet the requirements of section 1322 of this title.”
    
    11 U.S.C. § 1323
    (a).
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    Section 1307 permits a bankruptcy court, “on request of a party in interest or
    the United States trustee and after notice and a hearing,” to dismiss a Chapter 13 case
    “for cause.” 
    11 U.S.C. § 1307
    (c). Cause includes, among other things, “unreasonable
    delay by the debtor that is prejudicial to creditors,” “failure to file a plan timely,”
    and “denial of confirmation of a plan . . . and denial of a request made for additional
    time for filing another plan or a modification.” 
    11 U.S.C. § 1307
    (c)(1), (3), (5).
    When the bankruptcy court ruled that it would neither reconsider nor vacate
    its order dismissing Ford’s Chapter 13 case, it provided three independent and
    alternative grounds for that conclusion. First the bankruptcy court held that Ford’s
    stated grounds for not filing an amended plan by the court’s August 14, 2019,
    deadline did not constitute excusable neglect. Second, the bankruptcy court analyzed
    Ford’s untimely filed second amended plan and determined that it was not
    confirmable for the same reason as his previous plans: it would have improperly
    required the court to calculate the amount of state domestic support obligations.
    Lastly, the court considered the Department’s “alternative motion to dismiss and
    ruled that even if the case were reinstated, the delay and prejudice to creditors
    warranted a dismissal under 
    11 U.S.C. § 1307
    (c)(1).”
    Each of these grounds would have been independently sufficient to support
    the bankruptcy court’s denial of Ford’s motions for reconsideration and vacatur
    given the court’s power under section 1307(c) to dismiss Chapter 13 cases “for
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    cause.” Ford’s Chapter 13 case had been proceeding for almost three years, the full
    term of the first amended plan, and in that time, he had been unable to resolve his
    dispute with the Department regarding domestic support obligations either through
    agreement or determination by a state court. The bankruptcy court correctly
    explained that, under this Court’s precedent and given the parties’ inability to agree,
    “[t]he bottom line is [that Ford] simply cannot confirm a chapter 13 plan until he
    resolves the dispute with FLDOR, and he cannot resolve his dispute with FLDOR
    until he returns to state court.” See In Re Diaz, 
    647 F.3d at
    1092 n.16. The plain
    language of section 1307(c) empowers bankruptcy judges to dismiss when, as the
    bankruptcy court put it, debtors “languish in chapter 13 by filing unconfirmable
    plans and thus hold [their] creditors at bay for years.”
    In light of the bankruptcy court’s independent, alternative grounds, Ford must
    “convince us that every stated ground for the judgment against him is incorrect” to
    prevail on appeal. Sapuppo, 739 F.3d at 680. But, before this Court, Ford has only
    repeated the two arguments he advanced before the district court and the bankruptcy
    court below: that section 1323 allowed him to file at any time before confirmation,
    which he asserts was set at October 23, 2019, and that any error on his part regarding
    the filing deadline was excusable neglect. He failed to address the bankruptcy court’s
    alternative grounds: the confirmability of the second amended plan and the
    Department’s motion to dismiss. Thus, Ford has abandoned any challenge to “one
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    [or more] of the grounds on which the [bankruptcy] court based its judgment” and
    “it follows that the judgment is due to be affirmed. Id.
    IV.    CONCLUSION
    AFFIRMED.
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