Karen C. Yeh Ho v. Merrill Lynch Pierce Fenner & Smith Incorporated ( 2023 )


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  • USCA11 Case: 22-11521     Document: 17-1     Date Filed: 02/15/2023   Page: 1 of 4
    [DO NOT PUBLISH]
    In the
    United States Court of Appeals
    For the Eleventh Circuit
    ____________________
    No. 22-11521
    Non-Argument Calendar
    ____________________
    KAREN C. YEH HO,
    Individual, Vested Beneficiary,
    Plaintiff-Appellant,
    versus
    MERRILL LYNCH PIERCE FENNER & SMITH
    INCORPORATED,
    A Delaware corporation, Doing business in New York
    corporation,
    A foreign for profit corporation Sunbiz.org
    (Document #813294),
    USCA11 Case: 22-11521      Document: 17-1     Date Filed: 02/15/2023     Page: 2 of 4
    2                      Opinion of the Court                 22-11521
    Defendant-Appellee.
    ____________________
    Appeal from the United States District Court
    for the Southern District of Florida
    D.C. Docket No. 9:21-cv-81852-AMC
    ____________________
    Before WILLIAM PRYOR, Chief Judge, and BRANCH and ANDERSON,
    Circuit Judges.
    PER CURIAM:
    Karen Yeh Ho appeals pro se the dismissal with prejudice of
    her second amended complaint against Merrill Lynch, Pierce, Fen-
    ner & Smith for lack of subject matter jurisdiction, Fed. R. Civ. P.
    12(b)(1). We affirm.
    Yeh Ho’s initial complaint alleged that Merrill Lynch owed
    her inheritance money as a beneficiary of her late parents’ Merrill
    Lynch accounts. It alleged that diversity jurisdiction, 
    28 U.S.C. § 1332
    , existed because the amount in controversy was more than
    $640,000, she was a “citizen of the State of Florida,” and Merrill
    Lynch was “incorporated under the laws of the State of ?????, and
    has its principal place of business in the State of New York.” Merrill
    Lynch moved to dismiss the complaint because it failed to allege
    Merrill Lynch’s state of incorporation. The district court dismissed
    the complaint without prejudice and granted leave to amend.
    USCA11 Case: 22-11521      Document: 17-1     Date Filed: 02/15/2023     Page: 3 of 4
    22-11521               Opinion of the Court                         3
    Yeh Ho’s amended complaint alleged that diversity jurisdic-
    tion existed because she had been “a full-time resident of Florida
    since 1987” and Merrill Lynch was “established in Delaware since
    11/10/1958” and was “[d]oing business in New York.” Merrill
    Lynch again moved to dismiss the amended complaint, which al-
    leged Yeh Ho’s residence, instead of her citizenship, and failed to
    allege Merrill Lynch’s principal place of business and state of incor-
    poration. The district court again dismissed without prejudice and
    granted Yeh Ho a final opportunity to allege jurisdiction by includ-
    ing “Yeh Ho’s citizenship” and “Merrill Lynch’s principal place of
    business.” It warned Yeh Ho that a failure to cure the pleading de-
    fects would result in a dismissal with prejudice.
    Yeh Ho’s second amended complaint alleged that diversity
    jurisdiction existed because she was a “citizen of Florida since 1987”
    and Merrill Lynch was a “citizen of Delaware.” Merrill Lynch filed
    a third motion to dismiss based on Yeh Ho’s failure to allege diver-
    sity of citizenship. The district court granted the motion to dismiss
    with prejudice because Yeh Ho failed to allege facts necessary to
    establish subject matter jurisdiction. The district court ruled that
    “without any allegations regarding Merrill Lynch’s principal place
    of business, the [second amended complaint] fails to adequately es-
    tablish subject matter jurisdiction under 
    28 U.S.C. § 1332
    ” and
    must be dismissed under Federal Rule of Civil Procedure 12(b)(1).
    We review a dismissal for lack of subject matter jurisdiction
    de novo. Travaglio v. American Exp. Co., 
    735 F.3d 1266
    , 1268 (11th
    Cir. 2013). “When a plaintiff files suit in federal court, she must
    USCA11 Case: 22-11521      Document: 17-1       Date Filed: 02/15/2023     Page: 4 of 4
    4                       Opinion of the Court                  22-11521
    allege facts that, if true, show federal subject matter jurisdiction
    over her case exists.” 
    Id.
     If the factual allegations of a complaint “do
    not assure the court it has subject matter jurisdiction, then the
    court is without power to do anything in the case.” 
    Id. at 1269
    . Fed-
    eral diversity jurisdiction requires that all parties be completely di-
    verse. Triggs v. John Crump Toyota, Inc., 
    141 F.3d 1464
    , 1465 (11th
    Cir. 1998). Natural persons are citizens of the state where they are
    domiciled. McCormick v. Aderholt, 
    293 F.3d 1254
    , 1257 (11th Cir.
    2002). A corporation is a citizen of both its state of incorporation
    and the state where it has its principal place of business. 
    28 U.S.C. § 1332
    (c)(1); Hertz Corp. v. Friend, 
    559 U.S. 77
    , 88 (2010).
    The district court did not err in dismissing Yeh Ho’s second
    amended complaint for lack of subject matter jurisdiction. The sec-
    ond amended complaint failed to establish diversity of citizenship
    because it failed to allege Merrill Lynch’s principal place of busi-
    ness. See 
    28 U.S.C. § 1332
    (c)(1). Although Yeh Ho’s initial com-
    plaint alleged that Merrill Lynch had “its principal place of business
    in the State of New York,” Yeh Ho failed to include this allegation
    in her second amended complaint even after the district court in-
    structed her to do so. See Reynolds v. Behrman Cap. IV L.P., 
    988 F.3d 1314
    , 1319 (11th Cir. 2021) (“An amended complaint super-
    sedes and replaces the original complaint.”). The factual allegations
    in Yeh Ho’s second amended complaint did “not assure the court
    it ha[d] subject matter jurisdiction.” Travaglio, 
    735 F.3d at 1269
    .
    We AFFIRM the dismissal of Yeh Ho’s second amended
    complaint.
    

Document Info

Docket Number: 22-11521

Filed Date: 2/15/2023

Precedential Status: Non-Precedential

Modified Date: 2/15/2023