United States v. Ronald Lee Razz ( 2007 )

[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT FILED
________________________ U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
No. 06-12519 JULY 10, 2007
Non-Argument Calendar THOMAS K. KAHN
________________________ CLERK
D. C. Docket No. 05-80011-CR-KLR
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
RONALD LEE RAZZ,
a.k.a. Kilo,
Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Southern District of Florida
_________________________
(July 10, 2007)
Before MARCUS, WILSON and PRYOR, Circuit Judges.
PER CURIAM:
Ronald Razz appeals his convictions and life sentence for maintaining a
drug-involved premises (Count One), in violation of 21 U.S.C. § 856; possessing
with intent to distribute 50 grams or more of cocaine base (Count Two), in
violation of 21 U.S.C. §§ 841(a)(1),(b)(1)(A) and 851; and possessing with intent
to distribute 5 grams or more of cocaine base (Count Three), in violation of
§§ 841(a)(1),(b)(1)(A) and 851. On appeal, Razz argues the district court erred in
three ways: (1) by denying his motion to suppress incriminating statements he
made both before and after he received Miranda1 warnings; (2) by denying his
motions for disclosure of the identity of the confidential informant (“CI”), whose
controlled buys of cocaine base from Razz formed the basis of the search warrant
of Razz’s residence, and to produce the CI for an interview; and (3) by admitting
testimony regarding the CI’s controlled buys at trial.2 After thorough review of the
record and careful consideration of the parties’ briefs, we affirm.
The parties are familiar with the relevant facts and we only summarize them
here. During a series of dates in January 2005, officers observed the CI enter
residences at Penny Lane and Stacey Street and exit the residences after purchasing
about 10 grams of crack cocaine each time. These buys were used to obtain search
warrants of both premises. The warrants were executed on February 3, 2005.
Prior to the search of Razz’s residence at Stacey Street, Federal Bureau of
1
See Miranda v. Arizona, 384 U.S. 436 (1966).
2
We are unpersuaded by Razz’s constitutional challenges, under the Fifth, Sixth, and Eighth
Amendments, to 21 U.S.C. § 851.
2
Investigation (“FBI”) Special Agent John MacVeigh read the warrant to Razz and
told Razz that if any drugs were found in the residence, both Razz and his wife,
Tamika Simms, would be arrested, to which Razz responded that any narcotics in
the house belonged to him, not Simms. Razz repeated his statement to another
officer, Brian Hermanson, after the search had commenced. During the searches of
Razz’s residences on Penny Lane and Stacey Street, law enforcement discovered
the following: seven boxes of baking soda; razor blades; plates, pots, pans, and
bowls with cocaine residue on them; three metal spoons with cocaine residue on
them; a digital scale; and loose rocks of crack cocaine. Upon completion of the
Stacey Street search, Razz was arrested and transported to the sheriff’s office,
where he made statements, after Miranda warnings were given, that he was a drug
dealer and manufactured crack cocaine. Razz then made more incriminating
comments the following day, while being transported to his initial appearance,
regarding his selling and manufacturing activities.
Prior to trial, Razz moved to suppress all of his incriminating statements.
After a magistrate judge conducted evidentiary hearings on the motion, the district
court ultimately denied suppression, concluding that Razz’s statements were all
admissible. The court reasoned that, although the statement to MacVeigh was the
product of an unwarned custodial interrogation, it was nevertheless admissible
3
because it was voluntarily made, and accordingly, there was no taint on Razz’s
subsequent statements. Alternatively, the district court found that, even if the first
statement was not admissible, there was a sufficient break in the stream of events
such that any taint would have dissipated, thereby rendering all subsequent
statements, including the one to Hermanson, admissible.
Razz also filed pretrial motions for disclosure of the CI’s identity and to
produce the CI for an interview. Razz argued that he planned to assert a theory of
defense based on misidentification, that is, that he was not in the residences when
the controlled buys took place. Thus, he asserted, he was entitled to interview the
CI, who was the only eyewitness to the events that took place inside the residences.
The government responded that disclosure was not warranted because the CI’s
testimony and observations were not relevant to the case, in which the government
intended to introduce at trial only the observations of the police officers who
conducted the surveillance of the residences. Moreover, the government
contended, Razz’s argument that an interview with the CI would further his
misidentification defense was mere speculation.
At an evidentiary hearing, the magistrate judge heard the testimony of Razz,
who claimed he was not in the residences during the controlled buys; Special
Agent David Wilson, who observed the CI approach the residences and Razz open
4
the door; and Special Agent MacVeigh. The magistrate judge also conducted an
in camera hearing with the special agents. In his R&R, the magistrate judge
recommended that Razz’s motions relating to the CI be denied based on the
following findings: (1) the government justified its non-disclosure by showing a
real and substantial risk of harm to the CI; (2) the CI did not play a direct role in
the criminal conduct charged in the indictment; and (3) the CI could not provide
any testimony that would assist Razz in defending against the indicted conduct, as
a misidentification defense would not be related to his possession of drugs or drug
paraphernalia. Relying on the same grounds, the magistrate recommended denying
Razz’s motion to produce the CI for an interview. Over Razz’s objections, the
district court adopted the magistrate judge’s recommendations as to the motions
relating to the CI.
After a jury trial, Razz was convicted of all three counts. With an adjusted
offense level of 37 and a criminal history category VI (based both on 18 criminal
history points and Razz’s status as a career offender, U.S.S.G. § 4B1.1), Razz
faced an advisory Guidelines range of 360 months’ to life imprisonment. The
district court sentenced him to a term of 240 months on Count One, a term of life
imprisonment on Count Two, and a term of 360 months on Count Three, with the
sentences to run concurrently. This appeal followed.
5
On appeal, Razz first argues that the district court erred by denying his
motion to suppress the statements he made to law enforcement. More specifically,
he challenges the district court’s ruling on the suppression of his pre-search
statement to Special Agent MacVeigh, in which he said that anything found in the
Stacey Street residence belonged to him and not his wife. Razz argues that because
the district court found the statement was the product of a custodial interrogation
and made before he received Miranda warnings, the statement should have been
suppressed, irrespective of whether it was voluntarily made. We decline to address
this claim since our review of the trial transcript reveals that the statement to
MacVeigh was never admitted at trial. Accordingly, even if the district court erred
in its analysis of Razz’s pre-trial motion to suppress, any resulting error was
unquestionably harmless beyond a reasonable doubt because the decision on the
motion to suppress could not possibly have contributed to Razz’s conviction,
where the jury never heard the statement. See United States v. Arbolaez, 450 F.3d
1283, 1292 (11th Cir. 2006) (holding that the relevant inquiry of whether
admission of statements obtained in violation of Miranda is harmless error depends
on whether the evidence possibly contributed to the defendant’s conviction).3
3
Moreover, in his initial brief, Razz asserts no argument and cites no legal authority
addressing the district court’s alternative finding that the subsequent statements, including the one
made to Hermanson, who testified without objection at the defendant’s trial, were voluntary and not
tainted by the first. Rather, he focuses his analysis solely on the admissibility of the pre-search
6
Razz also challenges the district court’s analysis of his pre-trial motions
concerning the CI’s identity. We review the district court’s decision for abuse of
discretion. See United States v. Gutierrez, 931 F.2d 1482, 1490 (11th Cir. 1991)
(reviewing denial of a motion to disclose the identity of a CI for abuse of
discretion). The government’s privilege to withhold the disclosure of “the identity
of persons who furnish information of violations of law to officers charged with
enforcement of that law” is well-established. See Roviaro v. United States, 353
U.S. 53, 59 (1957). Where the disclosure of a CI’s identity is relevant or helpful to
the defense of an accused, or is essential to a fair determination of a cause, the
government’s privilege must give way. Id. at 60-61. This balancing test requires
the consideration of three factors: (1) the extent of the CI’s participation in the
criminal activity; (2) the directness of the relationship between the defendant’s
asserted defense and the probable testimony of the CI; and (3) the government’s
statement he made to MacVeigh. We have found that, where a party merely makes a passing
reference to an issue with no arguments on its merits, the issue is deemed waived or abandoned. See
United States v. Jernigan, 341 F.3d 1273, 1284 n.8 (11th Cir. 2003) (holding issue abandoned where,
although the defendant made passing references to issue in brief, the references were undertaken as
background to claims that he expressly advanced); Greenbriar, Ltd. v. City of Alabaster, 881 F.2d
1570, 1573 n. 6 (11th Cir. 1989) (deeming issue not argued on appeal waived, and noting that a
passing reference on appeal to the issue was insufficient to properly raise it); see also United States
v. Magluta, 418 F.3d 1166, 1185-86 (11th Cir. 2005) (concluding that defendant abandoned issue
that was raised for first time in reply brief), cert. denied, 126 S. Ct. 2966 (2006). Given Razz’s
decision not to challenge the admissibility of the other statements on appeal, we need not, and do
not, analyze the admissibility of the other statements.
7
interest in nondisclosure. Gutierrez, 931 F.2d at 1490 (expounding on Roviaro
balancing test).
It is the defendant’s burden to establish that a CI’s testimony “would
significantly aid in establishing an asserted defense.” United States v.
Tenorio-Angel, 756 F.2d 1505, 1511 (11th Cir. 1985) (internal citations omitted).
We have found that a defendant’s “[m]ere conjecture or supposition about the
possible relevancy of the informant’s testimony” is insufficient to satisfy the
Roviaro test and warrant disclosure. Id.Again, Razz was indicted on one count of maintaining a drug-involved
premises and two counts of possessing with intent to distribute cocaine base.
Notably, he was not charged with crimes stemming from the drug buys themselves.
Cf. Roviaro, 353 U.S. at 62-64 (finding disclosure warranted where charges were
based on drug sale in which CI was involved). On the first Roviaro factor, Razz
has not met his burden. The CI’s controlled buys played no direct relationship to
the criminal conduct for which Razz was charged, but rather served solely as the
basis to secure the search warrants of Razz’s residences. Cf. United States v.
Alfonso, 552 F.2d 605,618 (5th Cir. 1977) (holding that disclosure of CI used to
secure a wiretap order was not required, as CI did not participate in the activity for
which the defendant was charged).
8
Turning to the second factor, Razz has not shown that the CI’s testimony
would aid him in defending against the charged crimes. Even if the CI would
testify that Razz was not present during the drug buys -- a wholly speculative
proposition -- Razz’s misidentification defense simply is not related to his
possession of the contraband drugs and drug paraphernalia discovered at his home.
The CI’s testimony in support of such a defense would have no effect, let alone a
beneficial effect, on Razz’s defense against the charged crimes, which did not
include the drug sales to the CI. Moreover, Razz’s suggested defense would not
contradict the overwhelming other evidence of his guilt, including his confessions,
and the drug paraphernalia discovered at his residence. Cf. Gutierrez, 931 F.2d at
1491 (finding disclosure not warranted after concluding that, although the CI was
the only witness who could refute officer’s testimony, the defendant failed to show
that the CI’s testimony would contradict overwhelming other evidence of the
defendant’s guilt).
The last factor to consider under Roviaro is the government’s interest in
nondisclosure. The magistrate judge found, after an in camera conference with the
special agents, that the risk to the CI was real and substantial if his identity were to
be disclosed. As the appellant, it is Razz’s responsibility to perfect the appellate
record. See Gutierrez, 931 F.2d at 1491. (“It is elementary that appellants must
9
perfect the record so as to support the issues which they present on appeal.”);
Vaughn v. Britton, 740 F.2d 833, 835 (11th Cir. 1984) (“It is the duty of the
appellant to perfect his appeal by seeing that a complete record is filed in the
appellate court which reflects the points upon which he seeks review.”).
Although we are unable to review the in camera proceedings, we have
reviewed the issue in light of the representations made in the briefs and the district
court’s statements in open court. Gutierrez, 931 F.2d at 1491 (on third
Roviaro factor, where appellants failed to include in the record on appeal sealed in
camera affidavits, reviewing representations in briefs and district court’s
statements and discerning no abuse of discretion in denial of motion to compel the
government to disclose identity of CI). On the record before us, we are satisfied
that the district court did not abuse its discretion by denying the motion to disclose
the CI’s identity or Razz’s related motion to produce the CI for an interview.
Finally, Razz argues the district court erred by allowing the government to
present testimony about the CI and the CI’s controlled buys of crack cocaine at
Razz’s residences. We review a district court’s ruling on the admission of
evidence for abuse of discretion. United States v. Jiminez, 224 F.3d 1243, 1249
(11th Cir. 2000). “[W]hen employing an abuse-of-discretion standard, we must
affirm unless we find that the district court has made a clear error of judgment, or
10
has applied the wrong legal standard.” United States v. Frazier, 387 F.3d 1244,
1259 (11th Cir. 2004) (en banc), cert. denied, 125 S.Ct. 2516 (2005).
Razz asserts that testimony about the CI and the CI’s controlled buys should
have been excluded under Rule 403 of the Federal Rules of Evidence, which
provides that “evidence may be excluded if its probative value is substantially
outweighed by the danger of unfair prejudice.” In reviewing a Rule 403 issue, we
view “the evidence in a light most favorable to its admission, maximizing its
probative value and minimizing its undue prejudicial impact.” United States v.
Jernigan, 341 F.3d 1273, 1284 (11th Cir. 2003) (quotations omitted). “Rule 403 is
an extraordinary remedy which should be used only sparingly since it permits the
trial court to exclude concededly probative evidence.” United States v. Church,
955 F.2d 688, 700 (11th Cir. 1992). And we have recognized that any unfair
prejudice resulting from the admission of probative evidence may be mitigated by
a limiting instruction. United States v. Calderon, 127 F.3d 1314, 1333 (11th Cir.
1997).
Here, the testimony about the CI’s drug buys in Razz’s residences on Penny
Lane and Stacey Street was relevant to show that Razz maintained a drug-involved
premises, as charged in the indictment, and that the discoveries of contraband and
drug paraphernalia on his premises were not isolated incidents. We are satisfied
11
that any prejudice Razz suggests he suffered was adequately mitigated by the
district court’s limiting instruction to the jury to bear in mind, when deciding the
case, that the CI did not testify. Quite simply, on the record before us, Razz has
not established an abuse of discretion relating to the testimony about the controlled
drug buys.4
AFFIRMED.
4
Even if we found an abuse of discretion, any error would be harmless, in light of the
overwhelming other evidence of Razz’s guilt, including his confessions, and the discovery of drug
paraphernalia at his residence, suggesting that he was running a crack cocaine manufacturing
operation. Cf. United States v. Harriston, 329 F.3d 779, 789 (11th Cir. 2003) (noting that an error
in admitting evidence is harmless where there is overwhelming evidence of guilt).
12