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[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 13-15673
________________________
D.C. Docket No. 2:11-cv-00543-WS-N
DOMINEQUE RAY,
Petitioner - Appellant,
versus
ALABAMA DEPARTMENT OF CORRECTIONS,
COMMISSIONER, ALABAMA DEPARTMENT OF CORRECTIONS,
ATTORNEY GENERAL, STATE OF ALABAMA,
Respondents - Appellees.
________________________
Appeal from the United States District Court
for the Southern District of Alabama
________________________
(January 6, 2016)
Before MARCUS, WILSON, and MARTIN, Circuit Judges.
WILSON, Circuit Judge:
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Alabama death row inmate Domineque Ray appeals the district court’s
denial of his
28 U.S.C. § 2254 petition for a writ of habeas corpus. Ray was
convicted of capital murder in the course of first-degree rape and first-degree
robbery. The appeal before us concerns whether Ray’s counsel was ineffective
during the penalty phase of his trial by not investigating and presenting readily
available mitigating evidence regarding his traumatizing childhood, mental
deficiencies, and steroid abuse.
I
In September 2007, Ray was indicted and charged with capital murder in the
death of fifteen-year-old Tiffany Harville, whose remains were found in Selma,
Alabama. The trial court made the following findings of fact concerning the
offense:
On or about August 16, 1995, Lawrence Milton was operating a
tractor and bushhog just off County Road 62 in Dallas County,
Alabama. As Mr. Milton went about his duties bushhogging the field,
he discovered the skeletal remains of Tiffany Harville, who had been
missing since on or about July 15, 1995.
Tiffany Harville was 15 years of age at the time of her death. Mary
Coleman, Tiffany’s mother, described the last time she [had]
communicated with her daughter, Tiffany, in July 1995. Mrs.
Coleman stated that she, Mrs. Coleman, was leaving town for the
evening to attend a Union Workshop. She left Tiffany approximately
$6 spending money. Upon Mrs. Coleman’s return to Selma on
Sunday afternoon, she discovered that her daughter had not been seen
since 8:00 p.m. Saturday night. Mrs. Coleman described the efforts
made to locate Tiffany, and further reported that the Defendant,
Dominique Ray, came to her house to offer his assistance and share
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Mrs. Coleman’s concern for her missing daughter. She testified that
the Defendant offered to distribute fliers, and at one time, offered
reward money to locate Tiffany. On two other occasions before
Tiffany’s body was discovered, the Defendant called Mrs. Coleman
on the phone to make a general inquiry as to Mrs. Coleman’s
condition.
The investigation into the death of Tiffany Harville continued for
several months. There were numerous leads and suspects, and at one
time an individual was arrested and held without bond for the murder
of Tiffany Harville. Finally, the codefendant in this case, Marcus D.
Owden, came forward and gave the police a full accounting of the
events and circumstances surrounding the death of Tiffany Harville.
Owden testified at [t]rial against the Defendant Ray that it was their
intent to form a mob or a gang, and that they had intended to find
Tiffany Harville for the purpose of having sex with her. Owden stated
that he did not know Tiffany, but that Ray did and that it was Ray’s
idea to go and get Tiffany. Owden testified that they had talked about
having sex with her before they went to her house to get her. On the
evening of July 15, 1995, 1 Owden and Ray picked Tiffany up and
proceeded to take her to [the] Sardis community located in Dallas
County, Alabama, on or near Highway 41. Owden stated that they
had decided they were going to ask her for sex first, and if that didn’t
work, that they would take it. He described during his testimony how
he and the Defendant Ray [had] had sex with her and how she [had]
pleaded for help.
Owden testified that Ray cut her throat and that he, Owden, cut her as
well. He then described that they took part of her clothing along with
her purse, which contained $6 or $7.
In addition to the testimony of Marcus D. Owden, the State offered
into evidence the statement of the Defendant, Dominique Ray. In his
statement, he admits to his role in the rape and murder of Tiffany
Harville, yet attempts to establish Owden as the primary perpetrator.
1
The July 15, 1995, date is an apparent typographical error. The victim’s mother and other witnesses testified
that they saw the victim for the last time on July 29, 1995.
3
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Dr. Lauridson, the State Medical Examiner with the Alabama
Department of Forensic Sciences, described 12 defects in the skull
which were consistent with stab-like defects. He [wa]s unable to
testify with regard to soft tissue wounds, due to the decomposition of
the body.
Ray v. State,
809 So. 2d 875, 879–80 (Ala. Crim. App. 2001) (internal quotation
marks omitted) (alterations and footnote in the original).
Initially, Alston Keith and George Jones were appointed to represent Ray.
The parties jointly requested that Ray receive a mental health examination, which
the trial court allowed. Dr. Ronan, a staff psychologist with the State of Alabama’s
Department of Mental Health and Mental Retardation, performed a mental health
examination of Ray and reported Ray was competent to stand trial. Ray declined a
favorable plea offer and reportedly told counsel he knew witnesses of help to his
case, but he refused to provide counsel with their names or anticipated testimony.
Upon Keith and Jones’s request, the court relieved them of the representation and
appointed William Whatley and Juliana Taylor to represent Ray. 2
After a two-day trial, the jury returned a unanimous guilty verdict,
convicting Ray of both Count 1 (murder during the commission of rape, first
degree) and Count 2 (murder during the commission of robbery, first degree). In
preparation for the penalty phase, Ray and his mother, Gladys, provided defense
2
Taylor was added as counsel by motion from the defense. Whatley and Taylor represented
Ray in the Harville murder case at the same time that they were serving as Ray’s counsel in a
separate, unrelated charge of double homicide. Ray was charged with and convicted of
murdering two young boys, Earnest and Reinhard Mabin, a few months before the Harville
murder trial began. He received a life sentence without parole for his role in the Mabin murders.
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counsel with a list of people to contact, but counsel’s efforts proved largely
unsuccessful. Some potential witnesses refused to answer their doors, while at
least one other answered and stated: “I’m not coming [to court]. And if I come,
you don’t want to hear what I have got to say [about Ray].” Ray told counsel that
his brother, Europe, was “not available and not around and not in the picture,” and
forbade them from contacting the mother of his child. Whatley and Taylor made
no attempt to contact either Europe or the mother of Ray’s child. During the
penalty phase before the jury, Whatley and Taylor presented only Gladys as a
witness. The court also conducted a separate sentencing hearing, at which defense
counsel presented eight witnesses to speak to Ray’s nonviolent nature; seven of
these witnesses recommended Ray receive a life sentence without parole rather
than the death penalty.
The court entered an order sentencing Ray to death. The Sentencing Order
stated that the Government proved beyond a reasonable doubt the following
aggravating factors: Ray had been previously convicted of another capital offense
(murder of the Mabin brothers); Ray committed the Harville murder in the course
of or while attempting to commit first degree rape; and Ray committed the Harville
murder in the course of or while attempting to commit first degree robbery.
Further, the sole statutory mitigating factor was Ray’s age at the time of the
offense (nineteen years old) and the only non-statutory mitigating factors were
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evidence of Ray’s “unfortunate family life”; character evidence reflecting his
helpfulness to others and easygoing behavior; that he had a child; good behavior
during incarceration; and testimony from witnesses that he deserved life without
parole. After weighing the aggravating factors and mitigating circumstances, the
court concluded that the facts warranted the death penalty.
Ray directly appealed his conviction and sentence, but the Alabama Court of
Criminal Appeals affirmed and both the Alabama Supreme Court and the United
States Supreme Court denied a writ of certiorari. Ray then filed a Rule 32 petition
to collaterally attack his conviction. New counsel represented Ray in these state
post-conviction proceedings, and argued, inter alia, that Ray received ineffective
assistance of counsel at the penalty phase of his trial. The state trial court held an
extensive post-conviction evidentiary hearing at which it received testimony from
Ray’s family members, including Europe; Whatley and Taylor, Ray’s trial counsel;
multiple mental health professionals; and a social worker. These witnesses
presented disturbing testimony concerning Ray’s childhood and mental health. In
particular, Europe testified to the physical and sexual abuse he and his brother
suffered as children; their abandonment in Chicago; Ray’s depression, alcoholism,
and suicide attempts; and the violence they witnessed against their mother.
Whatley and Taylor explained that they never requested public health or school
records, and, separately, that they declined to pursue a mental health or steroid
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abuse defense based only on their own observations of Ray and Dr. Ronan’s report,
rather than arranging for additional testing or evaluation. See Ray v. State,
80 So.
3d 969, 989, 997 (Ala. Crim. App. 2011). After considering this additional
evidence, the state trial court wrote a 107-page order denying Ray’s petition in its
entirety. Specifically, the court explained: “[G]iven the brutal nature of the facts
surrounding Tiffany Harville’s murder, the Court finds that there is no reasonable
probability that more details about Ray’s home life would have caused a different
result in the jury’s recommendation at the penalty phase of trial. This Court can
affirmatively state that if the evidence presented by Ray at his evidentiary hearing
had been presented during the penalty phase of trial it would not have changed this
Court’s determination that the aggravating circumstances outweighed the
mitigating circumstances.”3
Id. at 985 (citation omitted) (quoting the state trial
court). Citing this particular portion of the order, the Alabama Court of Criminal
Appeals affirmed. See
id. The Alabama Supreme Court once more denied a writ
of certiorari.
Ray filed a timely petition for a writ of habeas corpus in the United States
District Court for the Southern District of Alabama, seeking relief under
28 U.S.C.
§ 2254. After evaluating Ray’s claims for relief, the district court denied the
3
The same judge oversaw Ray’s initial sentencing and postconviction trial. Of course, the prejudice inquiry
under Strickland v. Washington is an objective, not subjective, standard. Strickland itself indicated that the views of
the actual sentencing judge are irrelevant to the prejudice inquiry. See
466 U.S. 668, 700,
104 S. Ct. 2052, 2069,
2071 (1984) (noting “that testimony [from the sentencing judge] is irrelevant to the prejudice inquiry”).
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petition in full, as well as Ray’s request for a certificate of appealability. Ray
appealed to this court for a certificate of appealability, which we granted on a
single issue: whether Ray suffered from ineffective assistance of counsel in the
preparation and presentation of mitigation evidence during the penalty phase of his
trial.
II
We review de novo the grant or denial of a writ of habeas corpus by a
district court. Muhammad v. Sec’y, Fla. Dep’t of Corr.,
733 F.3d 1065, 1071 (11th
Cir. 2013). However, because Ray filed his petition after April 24, 1996, this case
is governed by
28 U.S.C. § 2254, as amended by the Antiterrorism and Effective
Death Penalty Act of 1996 (AEDPA). See Abdul-Kabir v. Quarterman,
550 U.S.
233, 246,
127 S. Ct. 1654, 1664 (2007). AEDPA “establishes a more deferential
standard of review of state habeas judgments,” Fugate v. Head,
261 F.3d 1206,
1215 (11th Cir. 2001), “in order to prevent federal habeas ‘retrials’ and to ensure
that state-court convictions are given effect to the extent possible under law,” Bell
v. Cone,
535 U.S. 685, 693,
122 S. Ct. 1843, 1849 (2002); see also Woodford v.
Visciotti,
537 U.S. 19, 24,
123 S. Ct. 357, 360 (2002) (per curiam) (recognizing
that the federal habeas court’s evaluation of state court rulings is highly deferential
and state court decisions must be given the benefit of the doubt).
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Section 2254(d) permits the federal courts to grant a writ of habeas corpus
only where the state court’s determination resulted in a decision that was (1)
contrary to, or involved an unreasonable application of, clearly established federal
law, as determined by the Supreme Court; or (2) based on an unreasonable
determination of the facts in light of the evidence presented in the state court
proceeding.
28 U.S.C. § 2254(d). “A state court decision is ‘contrary to’ clearly
established federal law if it applies a rule that contradicts the governing law set
forth by the United States Supreme Court, or arrives at a result that differs from
Supreme Court precedent when faced with materially indistinguishable facts.”
Gissendaner v. Seaboldt,
735 F.3d 1311, 1316 (11th Cir. 2013). “A state court
decision involves an ‘unreasonable application’ of clearly established federal law if
the state court correctly identifies the governing legal principle from the relevant
Supreme Court decisions but unreasonably applies it to the facts of the particular
case.” Lee v. Comm’r, Ala. Dep’t of Corr.,
726 F.3d 1172, 1192 (11th Cir. 2013).
(internal quotation marks omitted).
III
To succeed on a claim of ineffective assistance of counsel, the petitioner
must show both that his lawyer’s performance was deficient and that the deficient
performance prejudiced his defense. Wiggins v. Smith,
539 U.S. 510, 521,
123 S.
Ct. 2527, 2535 (2003); Strickland,
466 U.S. at 687,
104 S. Ct. at 2064 (1984). If a
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petitioner’s claim may be resolved on the prejudice prong alone, then our
precedents instruct that we do so. See, e.g., Williamson v. Fla. Dep’t of Corr.,
805
F.3d 1009, 1017 (11th Cir. 2015); Velazco v. Dep’t of Corr.,
774 F.3d 684, 687
(11th Cir. 2014). To succeed on the prejudice prong of a Strickland claim,
petitioner must show that the deficiency in counsel’s performance deprived him of
a fair trial, such that there has been “a breakdown in the adversarial process that
our system counts on to produce just results.” Brownlee v. Haley,
306 F.3d 1043,
1069 (11th Cir. 2002) (internal quotation marks omitted). Such a showing is made
where a petitioner demonstrates that “there is a reasonable probability that, but for
counsel’s unprofessional errors, the result of the proceeding would have been
different.” Strickland,
466 U.S. at 694,
104 S. Ct. at 2068. “A reasonable
probability is a probability sufficient to undermine confidence in the outcome” of
the petitioner’s sentencing. Williams v. Taylor,
529 U.S. 362, 391,
120 S. Ct.
1495, 1512 (2000) (internal quotation marks omitted).
To assess the reasonable probability of a different sentence, “we consider the
totality of the available mitigation evidence—both that adduced at trial, and the
evidence adduced in the habeas proceeding—and reweigh it against the evidence in
aggravation.” Porter v. McCollum,
558 U.S. 30, 41,
130 S. Ct. 447, 453–54 (2009)
(per curiam) (internal quotation marks omitted and alterations adopted). In a death
penalty case, if there is a “reasonable probability that, absent [counsel’s] errors, the
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sentencer would have concluded that the balance of aggravating and mitigating
circumstances did not warrant death,” then the prejudice prong of Strickland is
met. Pooler v. Sec’y, Fla. Dep’t of Corr.,
702 F.3d 1252, 1270 (11th Cir. 2012)
(internal quotation marks omitted).
IV
We direct our AEDPA analysis to the Alabama Court of Criminal Appeals’
decision, Ray, 80 So. 3d at 975–85, because it is the last reasoned decision by the
state courts to consider Ray’s penalty phase ineffective assistance of counsel
claim. 4 See McGahee v. Ala. Dep’t of Corr.,
560 F.3d 1252, 1261 n.12 (11th Cir.
2009); see also Adkins v. Warden, Holman CF,
710 F.3d 1241, 1250 (11th Cir.
2013).
Since the Alabama Court of Appeals adjudicated Ray’s penalty phase
ineffective assistance claim on the merits in a reasoned opinion, we follow a two-
step process in applying § 2254(d). Harrington v. Richter,
562 U.S. 86, 102,
131
S. Ct. 770, 786 (2011). First, we “determine what arguments or theories support . .
. the state court’s decision;” second, we “ask whether it is possible fairminded
jurists could disagree that those arguments or theories are inconsistent with the
holding in a prior decision of th[e] [Supreme] Court.” Id.; see also Sochor v. Sec’y
Dep’t of Corr.,
685 F.3d 1016, 1027 (11th Cir. 2012) (applying Richter’s two-step
4
As noted, the Alabama Supreme Court denied Ray’s petition for a writ of certiorari from the Alabama Court of
Criminal Appeals decision affirming the denial of state postconviction relief. Ex parte Ray,
80 So. 3d 997 (Ala.
2011).
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analysis to determine whether the state court unreasonably applied federal law).
Our careful review of the state court record and the Alabama Court of Criminal
Appeals’ opinion leads us to conclude that Ray has failed to show, as is required
under Supreme Court precedent, that the state court’s ruling rejecting his penalty
phase ineffective assistance of counsel claim “was so lacking in justification that
there was an error . . . beyond any possibility for fairminded disagreement.”
Richter,
562 U.S. at 103,
131 S. Ct. at 786–87.
In Ray’s case, the Alabama Court of Criminal Appeals correctly identified
Strickland’s prejudice standard when it adjudicated his ineffective assistance of
counsel claim. Ray,
80 So. 3d at 975. Further, in assessing Strickland prejudice in
the capital sentencing context, the Court correctly noted that courts must “reweigh
the evidence in aggravation against the totality of available mitigating evidence.”
Id. at 977 (internal quotation marks omitted). After reweighing the aggravating
evidence against the totality of mitigating evidence, old and new, the Alabama
Court of Criminal Appeals held “that the mitigating evidence presented at the
postconviction hearing—but omitted from the penalty phase of Ray’s capital-
murder trial—would have had no impact on the sentence in this case.” Id.
Ray argues that his trial counsel’s deficient performance prejudiced the
outcome of his case because the presentation of psychological and family-history
evidence would have increased the likelihood that jurors would have recommended
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life imprisonment instead of a death sentence. Even assuming counsel performed
deficiently, Ray has not shown “that the evidence on the prejudice question is so
one-sided in his favor that the answer is, as the Supreme Court has phrased it,
‘beyond any possibility for fairminded disagreement.’” Holsey v. Warden, Ga.
Diag. Prison,
694 F.3d 1230, 1258 (11th Cir. 2012) (quoting Richter,
562 U.S. at
103,
131 S. Ct. at 787). 5
The particular aggravating factors here make Ray’s case one of the worst to
come before us. These factors are critical, because we are required “to consider all
the relevant evidence that the jury would have had before it . . . not just the
5
The Alabama Court of Criminal Appeals did not render a decision contrary to or resulting
in an unreasonable application of clearly established federal law when it rejected Ray’s claim
that trial counsel was ineffective for failing to investigate and present evidence of steroid abuse.
The Alabama Court of Criminal Appeals recognized that failure to present evidence of steroid
abuse may support a penalty phase ineffective assistance of counsel claim. See Ray,
80 So. 3d at
996–97 (citing Sallahdin v. Gibson,
275 F.3d 1211, 1239 (10th Cir. 2002) (holding trial
counsel’s failure to present evidence of steroid abuse was prejudicial as to sentencing)).
However, the Alabama Court of Criminal Appeals found Ray’s case factually distinguishable
from Sallahdin—which involved undisputed use of steroids at the time of the murder—because
there was “little credible evidence suggest[ing] that Ray was using steroids at the time of the
murder”; Ray told Dr. Ronan that he “could not remember whether he was taking steroids at the
time of the murder”; Ray told Dr. King “that he had only used steroids for a brief period of time
when he was 16 years old”; and “there was no medical evidence or evidence from Ray’s family
members indicating any alterations in Ray’s personality around the time of the murder.”
Id.
Further, the Alabama Court of Criminal Appeals held that “counsel had no reason to believe that
steroid use was an issue in this case,” given that there was no evidence presented during the state
evidentiary hearing that “Ray had been abusing steroids at the time of the murder, that the
murder was a result of a steroid-induced episode, or that Ray’s personality was altered at the
time of the murder.” Given these particular facts, Ray has not shown that the Alabama Court of
Criminal Appeals’ rejection of his steroid-based ineffective assistance of counsel claim was so
unjustified that it “was an error well understood and comprehended in existing law beyond any
possibility of fairminded disagreement.” Richter,
562 U.S. at 103,
131 S. Ct. at 786–87; accord
Bobby v. Dixon, 565 U.S. ___, ___,
132 S. Ct. 26, 27 (2011). Accordingly, we need not further
discuss this element of the appeal.
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mitigation evidence [counsel] could have presented.” Wong v. Belmontes,
558
U.S. 15, 20,
130 S. Ct. 383, 386 (2009) (per curiam). The especially gruesome
nature of the Harville murder, Ray’s active efforts to thwart the police
investigation, and Ray’s prior double homicide conviction convince us that
fairminded jurists could agree with the Alabama Court of Criminal Appeals that,
after reweighing the aggravating factors against the totality of evidence in
mitigation, there is no “reasonable probability” that at least two jurors would have
changed their recommendation and the sentencing judge would have ruled
differently. 6
In this instance, we cannot say the petitioner has undermined our confidence
in the outcome of the trial enough to overcome the deference AEDPA requires.
See Williams,
529 U.S. at 391,
120 S. Ct. at 1512. We find ourselves in a situation
that warrants deference to the state court’s determination. Though the extent of
mitigating evidence presented during the post-conviction proceedings was both
profound and compelling, so too was the heinous nature of the offense and prior
convictions of murdering Ernest and Reinhard Mabins, who were 18 and 13 years
old, respectively, when they were shot to death in their home. The jury would
have learned not only about Ray’s traumatic childhood, but also that Tiffany
Harville was killed by blunt force trauma to her head, with repeated stab-like
6
For the jury to recommend the death sentence, at least ten jurors must concur in that
sentence. Ala. Code § 13A-5-46(f).
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punctures of her brain, while being raped and robbed. Though the members of the
jury would have heard that Ray was abandoned in a rat-infested building in
Chicago when he was a child, they also would have heard that after killing Tiffany,
Ray audaciously went to Tiffany’s house, spoke with her mother on multiple
occasions, and pretended to assist in locating Tiffany. Lastly, the jury would have
had to consider that Ray suffered from suicidal thoughts, but also that he
previously was convicted of murdering two other young people.
Although we are troubled by the paucity of counsel’s mitigation
investigation, our confidence in the outcome of the sentencing is not undermined.
We hold that the Alabama Court of Criminal Appeals did not render a decision
contrary to or resulting in an unreasonable application of clearly established federal
law when it determined that Ray failed to establish prejudice under Strickland.
Therefore, we affirm.
AFFIRMED.
15
