Tarver v. Haley , 169 F.3d 710 ( 1999 )


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  •                                                                                       PUBLISH
    IN THE UNITED STATES COURT OF APPEALS
    FOR THE ELEVENTH CIRCUIT
    -------------------------------------------              FILED
    No. 97-6998                     U.S. COURT OF APPEALS
    ELEVENTH CIRCUIT
    03/11/99
    --------------------------------------------
    D. C. Docket No. 95-A-1035-N                   THOMAS K. KAHN
    CLERK
    ROBERT LEE TARVER, JR.,
    Petitioner-Appellant,
    versus
    JOE S. HOPPER, Commissioner,
    Alabama Department of Corrections,
    BILL PRYOR, The Attorney General of
    the State of Alabama,
    Respondents-Appellees.
    ----------------------------------------------------------------
    Appeal from the United States District Court
    for the Middle District of Alabama
    ----------------------------------------------------------------
    (March 11, 1999)
    Before TJOFLAT, EDMONDSON and COX, Circuit Judges.
    EDMONDSON, Circuit Judge:
    Robert Lee Tarver, Jr., using 
    28 U.S.C. § 2254
    , challenges his death sentence.            We
    affirm the district court’s denial of relief.
    BACKGROUND
    Tarver,     in   1985,   was   convicted      of
    murdering Hugh Kite, the owner of Kite’s
    Store.   The   State   proved     at   trial   that
    Tarver shot Kite three times behind the
    store and stole Kite’s wallet. See Tarver v.
    2
    State, 
    500 So.2d 1232
    , 1235-36, 1239-41 (Ala.
    Crim. App. 1986).
    The    district   court   found     that,   in
    preparation for Tarver’s trial, Tarver’s
    lawyers    “made     a   deliberate    strategic
    decision to concentrate on preparing for
    the guilt phase of the Petitioner’s trial
    based on his assessment of the likelihood of
    an acquittal [and] that the trial counsel
    dedicated      substantial            time     to
    interviewing         numerous     community
    members and relatives of the Petitioner,
    3
    not    only    in    an    attempt     to   discover
    evidence of the Petitioner’s innocence, but
    also in an attempt to prepare for the
    sentencing phase.” The district court added
    “that there was substantial overlap in the
    trial counsel’s preparation for the guilt
    and sentencing phases of the trial.”
    The parties continue to dispute whether,
    at    the     time    of    Tarver’s    trial,    the
    prosecution         had    an   agreement        with
    Tarver’s       associate,       Richardson,      for
    favorable      treatment        in     return    for
    4
    Richardson’s testimony.               The state courts
    and the district court rejected Tarver’s
    claim(s) based on this alleged agreement.
    The    jury      found          Tarver      guilty     and
    recommended          life   without         parole.        The
    Alabama trial court judge overrode the
    jury’s    recommendation                 and     sentenced
    Tarver to death.
    In     1986,    the   Supreme          Court       decided
    Batson     v.     Kentucky,        
    476 U.S. 79
         (1986).
    About a month after the Supreme Court
    decided   Batson,        the       Alabama       Court      of
    5
    Criminal    Appeals       affirmed   Tarver’s
    sentence and conviction on direct appeal.
    Tarver’s   petition   for    rehearing   was
    denied, and the Alabama Supreme Court
    denied relief. Four days after the Alabama
    Supreme Court denied Tarver’s petition
    for rehearing, the United States Supreme
    Court decided Griffith v. Kentucky, 
    479 U.S. 314
     (1987), making Batson retroactive to
    all cases on direct appeal when Batson was
    decided.
    6
    Later, Tarver sought state collateral
    relief under Temporary Rule 20 (now, Rule
    32)    of    the   Alabama       Rules   of    Criminal
    Procedure and raised, for the first time, a
    Batson claim. After taking testimony, the
    Rule 20 judge rejected this claim and others,
    but he set aside Tarver’s death sentence,
    ruling       that    Tarver’s            counsel   was
    ineffective during the penalty phase.               The
    Court of Criminal Appeals remanded the
    case    to    the   trial       court    for   written
    findings of fact and conclusions of law.
    7
    The trial court then said that, but for the
    procedural bar to the Batson claim, he also
    would find a Batson violation in Tarver’s
    trial. The trial court repeated its decision
    on the ineffectiveness of Tarver’s counsel.
    The Alabama Court of Criminal Appeals
    reversed   the     ineffectiveness    decision,
    however, and ordered the trial court to
    reinstate the death penalty. The Alabama
    Supreme    Court    and    the   United   States
    Supreme Court later denied discretionary
    review.
    8
    In 1995, Tarver filed a petition for
    writ of habeas corpus in federal district
    court.      The    case     was    referred   to    a
    Magistrate         Judge.         The    Magistrate
    recommended denying Tarver’s petition,
    and the District Judge agreed.
    DISCUSSION
    On appeal, Tarver advances his Batson
    claim,    raises   ineffective      assistance     of
    counsel    claims,     and      argues    that     the
    9
    prosecution breached its duty under Giglio
    v. United States, 
    405 U.S. 150
     (1972). We will
    address each of Tarver’s claims separately,
    giving   facts   found        by   state   trial    and
    appellate    courts      a         presumption           of
    correctness,     as   required       by    
    28 U.S.C. § 2254
    (d).    See Mills v. Singletary, 
    161 F.3d 1273
    , 1277 n.1 (11th Cir. 1998).
    A.   The Batson Claim
    10
    We review de novo Tarver’s claim that
    his    Batson         claim     is     not    procedurally
    defaulted.     See Tower v. Phillips, 
    7 F.3d 206
    ,
    210    (11th   Cir.    1993).        Tarver     makes   two
    arguments why we should hear his Batson
    claim.     First, he says the federalism and
    comity concerns embodied by our respect
    for state procedural default rules do not
    apply in this context because Alabama
    courts    could       review         Tarver’s   claim   for
    plain error and because Alabama’s Rule 20
    11
    courts     had   an    opportunity       to   review
    Tarver’s Batson claim.
    “[T]he mere existence of a ‘plain error’
    rule   does      not   preclude    a     finding    of
    procedural       default,”    however.     Julius   v.
    Johnson, 
    840 F.2d 1533
    , 1546 (11th Cir. 1988).
    Likewise, state post-conviction proceedings
    do not preclude a finding of procedural
    default.    Tarver’s argument would allow
    federal review of procedurally defaulted
    claims in every state with state post-
    conviction       proceedings.       This   result   is
    12
    clearly against our precedent and practice.
    See Sims v. Singletary, 
    155 F.3d 1297
    , 1311 (11th
    Cir. 1998) (we cannot review procedurally-
    defaulted claims absent a showing of “cause
    and prejudice” or “actual innocence”).
    Second, Tarver says we should decide his
    Batson claim because Alabama has not
    consistently applied the procedural default
    rule on Batson claims.         He relies on our
    statement in Cochran v. Herring, 
    43 F.3d 1404
    , 1409 (11th Cir. 1995):   “Alabama courts
    have not consistently applied a procedural
    13
    bar     to    Batson        claims   in    cases   like
    Cochran’s.”      We think, however, that “cases
    like    Cochran’s”     are        cases   where     the
    defendant (like Cochran) made a Swain
    1
    objection at trial.          Cochran distinguished
    Tarver, 629 So.2d at 18-19, on this ground.
    See Cochran, 
    43 F.3d at 1409
    .             The Cochran
    court’s       later   statement       that    Tarver
    1
    Swain v. Alabama, 
    380 U.S. 202
     (1965),
    was the predecessor to Batson.             To prove
    a Swain violation, a defendant had to
    show a systematic exclusion of blacks
    from juries over time.            See 
    id. at 223
    ;
    Love v. Jones, 
    923 F.2d 816
    , 819-20 (11th
    Cir. 1991).
    14
    “suggest[s]” that the Alabama procedural
    default   rule   is   applied     inconsistently
    cannot sustain the weight Tarver places
    upon it, in the light of the panel’s explicit
    statement that “Alabama courts have not
    consistently applied a procedural bar to
    Batson claims asserted in state collateral
    petitions where the defendant had raised a
    Swain     objection   at     trial.”   
    Id.
       More
    important, the Cochran court was not
    faced with a case where no Swain objection
    was made at trial; and, therefore, they
    15
    could make no binding decision about such
    a case. See New Port Largo, Inc. v. Monroe
    County, 
    985 F.2d 1488
    , 1500 (11th Cir. 1993)
    (Edmondson,       J.,   concurring),     cited    with
    approval in Combs v. Plantation Patterns,
    
    106 F.3d 1519
    , 1533 (11th Cir. 1997).
    We cannot say that Alabama courts
    have been inconsistent in applying the
    procedural     default     rule    to    cases,   like
    Tarver’s, that is, where no Swain objection
    was made at trial. Tarver cites to no case
    (and   we   can    find    none)    in    which    an
    16
    Alabama court ignored the procedural bar
    and decided a Batson claim when no Swain
    2
    objection was made at trial.             Batson
    claims   not   raised   at   trial   have   been
    procedurally defaulted. See, e.g., Ross v. State,
    
    581 So.2d 495
    , 496 (Ala. 1991) (citing cases);
    2
    Tarver cites Watkins v. State, 
    632 So.2d 555
     (Ala. Crim. App. 1992), and cases
    cited by Watkins, to say that “Alabama
    courts have not strictly or consistently
    applied the procedural default rule to
    Batson claims.”    The pertinent cases are
    distinguishable because they all involved
    Batson claims raised on direct appeal,
    and most involved plain error review.
    17
    Bonner v. State, 
    564 So.2d 99
    , 99 (Ala.
    Crim. App. 1990).
    We also reject Tarver’s argument that
    his case is like Morrison v. Jones, 
    952 F. Supp. 729
     (M.D. Ala. 1996), and Floyd v. State,
    
    571 So.2d 1234
     (Ala. 1990).   The petitioners
    in Morrison and Floyd both raised Swain
    objections at trial, dropped the claim on
    appeal, but got a review on the merits of
    their   Batson      claim.    Tarver   argues,
    according to Smith v. Murray, 
    477 U.S. 527
     (1986), that the appellate defaults in
    18
    Morrison and Floyd are indistinguishable
    from his default “at the trial level.”       But
    Alabama can pick its own procedural rules
    and has done so here.       For some reason
    (like the chance for trial courts to cure
    errors in the first instance) Alabama has
    chosen to allow Swain claims defaulted on
    appeal, but not those defaulted at trial, to
    proceed to collateral review on the merits
    if the case was on direct appeal when
    Batson   was     decided.   Smith     does   not
    command     --   as   Tarver   says    it    does
    19
    command -- that Alabama treat its trial
    and appellate defaults the same.            Smith
    requires that we treat trial and appellate
    defaults equally, if Alabama does so.         We
    cannot require Alabama to treat trial
    and     appellate   defaults   the   same   when
    3
    Alabama has not chosen to do so.
    3
    Tarver’s argument that Griffith v.
    Kentucky, 
    479 U.S. 314
     (1987), allows him to
    raise his Batson claim in post-
    conviction proceedings is foreclosed by
    Pitts v. Cook, 
    923 F.2d 1568
    , 1571 & n.3 (11th
    Cir. 1991).   We decline his invitation to
    “revisit” Pitts.
    20
    B.   The Ineffective Assistance of Counsel
    Claims
    We       review    Tarver’s             ineffective
    assistance of counsel claims de novo.                 See
    Holsomback v. White, 
    133 F.3d 1382
    , 1385 (11th
    Cir. 1998).
    Tarver argues that his trial counsel was
    constitutionally ineffective for failing to
    raise a Batson-type objection at trial. We
    have      said,   however,        that   a   lawyer   who
    failed to make a Batson challenge before
    21
    Batson     did   not    provide     ineffective
    assistance of counsel.       See Pitts, 
    923 F.2d at 1574
    ; see also Poole v. United States, 
    832 F.2d 561
    , 565 (11th Cir. 1987).
    Tarver says three facts distinguish his
    case from Pitts and Poole, but we disagree.
    First, Tarver says his trial counsel knew of
    “the systematic use by the prosecutor of
    [per]emptories to exclude blacks from the
    jury.”   Our examination of the record,
    however, shows that Tarver’s trial counsel
    never     said   that    blacks   were   struck
    22
    “routinely” because of their race alone.
    During        state        collateral   proceedings,
    Tarver’s      trial   counsel’s    testimony       was
    that “on occasion,” when he had been a
    prosecutor,           he     had    struck     black
    4
    veniremembers based on race alone.
    4
    These facts distinguish Tarver’s case
    from Jackson v. Herring, 
    42 F.3d 1350
     (11th
    Cir. 1995).   In Jackson, the petitioner
    introduced “overwhelming” evidence of a
    Swain violation, including the
    prosecutor’s testimony that there was
    widespread and systematic misuse of
    peremptory challenges by the state.           
    Id. at 1359-60
    .
    23
    Second, Tarver says his trial counsel
    could   give   no   tactical   reason   for   his
    failure to object to the discriminatory use
    of peremptory challenges.       This argument
    misses the point:     to be effective, Tarver’s
    lawyer did not need a reason because he
    was not obligated to have anticipated the
    Batson decision.       See Pitts, 
    923 F.2d at 1573
    .    Tarver might complain that his
    lawyer was unimaginative, but a lack of
    creativity does not constitute ineffective
    assistance.    See 
    id. at 1574
    .   Futility also
    24
    justifies Tarver’s lawyer’s refusal to object
    because no evidence in this case would have
    5
    supported a Swain violation:          the only
    valid objection available at that time. See
    Lindsey v. Smith, 
    820 F.2d 1137
    , 1152 (11th Cir.
    1987); see also Reece v. United States, 
    119 F.3d 1462
    , 1465 (11th Cir. 1997) (lawyer’s failure to
    5
    For reasons explained elsewhere, we
    are unpersuaded by the anecdotal
    evidence of two defense lawyers (who had
    practiced in Russell County) about the use
    of Batson-type challenges and by the
    practice of one prosecutor who struck
    jurors for race alone “on occasion,” as
    evidence of a Swain violation.
    25
    challenge kind of methamphetamine for
    sentencing     was   not    prejudicial      when
    evidence shows court used correct kind of
    methamphetamine).
    Third, Tarver presents the testimony of
    two   lawyers     that     lawyers      in    the
    community were at the pertinent time
    routinely raising Batson-type objections
    at trial.   The Rule 20 court in this case,
    however, found that making a Batson-type
    challenge   before   Batson    was   “not     the
    normal      generalized    practice.”        And,
    26
    Alabama courts have said that failure to
    make a Batson challenge before Batson is
    not ineffective. See Horsley v. State, 
    527 So.2d 1355
    , 1357-58 (Ala. Crim. App. 1988).
    Tarver       says    his     trial      lawyer    was
    constitutionally ineffective by failing to
    prepare      adequately         for    the   sentencing
    phase.    Tarver says his trial counsel should
    have devoted more time to preparation
    and      should    have      presented        additional
    witnesses in the penalty phase of the trial.
    We    think,      however,      that    Tarver’s      trial
    27
    lawyer provided the assistance of counsel
    required by the Constitution.
    Tarver’s trial lawyer testified that he
    consulted with a lawyer at the Southern
    Poverty Law Center about how to proceed
    with   Tarver’s     case        and   concluded    that
    focusing    on     Tarver’s       acquittal   of    the
    capital offense was the best approach to
    defending Tarver.          He met with Tarver
    almost     daily   from         the   time    he   was
    appointed until the trial. And he testified
    28
    that   either   he,   his    co-counsel,    or   an
    investigator interviewed every witness
    Tarver    thought     would     be   helpful      as
    mitigation witnesses, including Tarver’s
    mother,    grandmother,          aunt,      cousin,
    girlfriends,    former        employers,         and
    members    of   the   community.           Tarver’s
    lawyer said he presented every witness he
    thought would be helpful. Tarver’s lawyer did
    present the testimony of Tarver’s Uncle.
    Tarver’s uncle said they were like brothers,
    29
    that Tarver was no troublemaker, and had
    6
    no criminal “bent.”            Tarver’s lawyer also
    presented    an   expert         to   testify   about
    Tarver’s successful polygraph test result, a
    test in which Tarver denied killing Kite.
    Tarver’s     lawyer’s         preparation     for
    sentencing was, at least, within the broad
    range of reasonable performance we have
    recognized in other cases. See, e.g., Waters
    v. Thomas, 
    46 F.3d 1506
    , 1510-11 (11th Cir. 1995)
    6
    This testimony was substantially
    refuted by Tarver’s criminal record.
    30
    (en   banc)     (holding        no   ineffectiveness
    shown under the circumstances and saying
    we “have held counsel’s performance to be
    constitutionally        sufficient         when   no
    mitigating        evidence            at    all   was
    introduced”).    Dobbs v. Kemp, 
    790 F.2d 1499
    (11th Cir. 1986) (no ineffective assistance
    for   failure      to      present         mitigating
    evidence because counsel feared damaging
    counter evidence); Stanley v. Zant, 
    697 F.2d 955
     (11th Cir. 1983) (no ineffective
    31
    assistance for talking only to defendant
    and defendant’s mother and presenting
    no   mitigating     evidence).      Tarver’s
    lawyer’s effectiveness at the sentencing
    stage is strongly evidenced by the jury’s
    decision to recommend not death, but life
    without parole.   We think Tarver’s trial
    lawyer’s efforts toward sentencing are
    constitutionally adequate.    See Burger v.
    Kemp, 
    107 S. Ct. 3114
    , 3126 (1987) (lawyer not
    required to investigate and present all
    32
    available     mitigating       evidence     to    be
    reasonable).
    Tarver relies on the fact that Tarver’s
    lawyer only spent four hours on Tarver’s
    case     between       the    conviction         and
    sentencing to argue that Tarver’s lawyer
    did    not   adequately       prepare     for    the
    sentencing stage.       Like the district court,
    we believe this argument is “inaccurate
    and misleading,” because of the overlap in
    preparation      for    the    sentencing        and
    33
    guilt/innocence stages of the trial.             For
    example, Tarver’s lawyer’s meeting with
    the potential witnesses took place before
    sentencing.
    The record shows that Tarver’s lawyer
    tried to create sufficient residual doubt
    about   Tarver’s    guilt      during   trial    and
    sentencing    to   add,    in    reality,   another
    mitigating factor to the jury’s sentencing
    deliberations.      That        the   creation    of
    lingering doubt was part of the strategy of
    34
    Tarver’s       lawyer    is    evidenced    by   the
    polygraph          examiner’s     testimony      at
    sentencing and Tarver’s lawyer’s closing
    sentencing          argument.      The    polygraph
    examiner testified that Tarver did not lie
    when asked, in different ways, if he killed
    7
    Hugh   Kite.         During    Tarver’s    lawyer’s
    7
    At the time of Tarver’s trial, how a
    sentencing jury might consider residual
    doubt about the defendant’s guilt had not
    been directly addressed by Alabama
    courts.   At any rate, Tarver’s lawyer was
    not unreasonable to believe that the use
    of evidence and argument linked to
    lingering doubt was sound strategy.
    Tarver’s trial judge accepted that
    35
    closing   argument      at   the   sentencing
    hearing he said repeatedly that he did not
    want to “challenge the verdict.”      But he --
    without drawing objection -- added:
    I   would   hope   that   the   evidence
    presented both in the case-in-chief
    last week and anything that you
    Tarver’s lawyer could present the
    polygraph test results to the jury at
    sentencing.
    The jury recommended against death.
    Although in Alabama the judge is the
    ultimate sentencer, the jury’s
    recommendation must be considered; and
    having the jury on the side of life is
    bound to help a defendant some.
    36
    have heard today might be sufficient
    to raise in your mind at least a
    shadow   of    a    doubt   about   the
    defendant’s guilt, and if that doubt
    exists in your mind, I would pray
    that you would resolve it in favor
    of the defendant.
    A   lawyer’s   time      and   effort     in
    preparing to defend his client in the guilt
    phase of a capital case continues to count
    37
    at      the   sentencing            phase.       Creating
    lingering doubt has been recognized as an
    effective strategy for avoiding the death
    penalty.         We have written about it.               See,
    e.g., Stewart v. Dugger, 
    877 F.2d 851
    , 855-56
    (11th     Cir.     1989).           In       addition,     a
    comprehensive study on the opinions of
    jurors in capital cases concluded:
    “Residual         doubt”        over      the
    defendant’s            guilt    is   the    most
    powerful        “mitigating”            fact.--[The
    38
    study] suggests that the best thing a
    capital      defendant     can    do   to
    improve his chances of receiving a
    life sentence has nothing to do with
    mitigating         evidence      strictly
    speaking.     The best thing he can do,
    all else being equal, is to raise doubt
    about his guilt.
    Stephen   P.   Garvey,     Aggravation    and
    Mitigation in Capital Cases:         What do
    39
    Jurors Think?, 
    98 Colum. L. Rev. 1538
    , 1563
    (1998) (footnotes omitted); see William S.
    Geimer     &    Jonathan           Amsterdam,      Why
    Jurors Vote Life or Death:                Operative
    Factors in Ten Florida Death Penalty Cases,
    
    15 Am. J. Crim. L. 1
    ,   28   (1988)   (“[t]he
    existence of some degree of doubt about the
    guilt of the accused was the most often
    recurring explanatory factor in the life
    recommendation cases studied.”); see also
    Jennifer Treadway, Note, ‘Residual Doubt’
    40
    in Capital Sentencing:      No Doubt it is an
    Appropriate Mitigating Factor, 
    43 Case W. Res. L. Rev. 215
     (1992).    Furthermore, the
    American Law Institute, in a proposed
    model penal code, similarly recognized the
    importance       of   residual      doubt    in
    sentencing by including residual doubt as a
    mitigating circumstance.       So, the efforts
    of   Tarver’s   lawyer,    during   trial   and
    sentencing, to create doubt about Tarver’s
    guilt may not only have represented an
    41
    adequate performance, but evidenced the
    most effective performance in defense to
    the death penalty.
    We   are   also   unpersuaded     by   the
    admission     (during     state    collateral
    proceedings) of Tarver’s lawyer that he had
    not prepared adequately for sentencing.
    See Atkins v. Singletary, 
    965 F.2d 952
    , 960
    (11th Cir. 1992) (admissions of deficient
    performance are not significant).         As
    noted by the Rule 20 court and the District
    42
    Court, Tarver’s lawyer’s decision to focus
    on       an   acquittal     at      the   expense        of
    sentencing       was   “a        deliberate       decision.”
    State v. Tarver, 
    629 So.2d 14
    , 21 (Ala. Crim.
    App. 1993) (quoting Tarver’s lawyer).                   The
    decision to focus on acquittal of capital
    8
    murder was not unreasonable.                        Despite
    8
    Tarver was indicted for committing
    one capital offense:             a murder during a
    robbery in the first degree, in violation
    of Ala. Code. § 13A-5-40(a)(2).           To prove this
    crime, the state had to prove two lesser
    included offenses: murder, see id. § 13A-6-
    2(a)(1), and robbery in the first degree,
    see id. § 13A-8-41.   The jury could acquit on
    murder or robbery in the first degree
    43
    overwhelming evidence that Tarver or his
    associate, Richardson, actually killed Hugh
    Kite, very little evidence made Tarver a
    better candidate than Richardson to be
    found to be the actual killer. See Tarver v.
    and still convict Tarver of the
    remaining lesser offense.      Tarver’s
    lawyer tried to convince the jury that
    Richardson, not Tarver, was the actual
    killer.   If believed, Tarver would have been
    acquitted of murder and, therefore,
    murder during a robbery in the first
    degree.    Tarver’s jury was told they had to
    find that Tarver committed the killing.
    They were not instructed that Tarver
    could be found guilty if Richardson
    committed the killing.
    44
    State, 
    500 So.2d 1232
    , 1235-41 (Ala. Crim.
    App.   1986)   (describing     evidence   against
    Tarver); see also Stewart, 
    877 F.2d at
    855-
    56     (lawyer’s     decision    to   focus   on
    innocence, even when evidence of guilt
    was great, rather than other forms of
    mitigation         did   not     make     counsel
    constitutionally ineffective).
    C.   The Giglio Claim
    45
    Tarver argues that, when he was tried,
    a   plea   agreement     existed    between   his
    associate, Richardson, and the prosecution.
    The government’s failure to disclose that
    agreement, says Tarver, violates Giglio v.
    United States, 
    405 U.S. 150
     (1972).       Giglio
    requires the government to disclose an
    agreement between a witness and the
    government       that   might   motivate      the
    witness     to   testify.     See    Brown     v.
    Wainwright, 
    785 F.2d 1457
    , 1464-65 (11th Cir.
    46
    1986).    The district court found that no
    agreement existed when Tarver was tried.
    Richardson’s       attorney,      Loftin,     has
    testified   on   his    understanding        of   the
    alleged   agreement:          “if   Mr.   Richardson
    testified against Mr. Tarver . . . he would
    receive some consideration for that in
    that he would get a reduced sentence from
    the standpoint of not pleading to murder
    or capital murder.”
    47
    In    contrast,    Davis,     the    district
    attorney who prosecuted Richardson and
    Tarver, testified that he told Loftin only
    this: “any cooperation [Richardson] gave us
    and if he told the truth in this matter
    would be taken into consideration.” Davis
    added   that    he   did   not    “reach     an
    understanding with Mr. Loftin regarding
    a favorable disposition of Mr. Richardson’s
    indictment      in    exchange         for   his
    testimony.”    In his own mind said Davis,
    48
    he believed that Richardson would not be
    tried for capital murder if Richardson
    testified for the prosecution; but he did not
    say that to Loftin. Loftin could not recall
    when he and Davis specifically agreed that
    Richardson would plead guilty to robbery, but
    Davis was certain the plea agreement was
    decided after Tarver’s trial.
    We accept the district court’s finding --
    because it is not clearly erroneous -- that
    whatever exchange may have taken place
    49
    between Loftin and Davis did not ripen
    into a sufficiently definite agreement
    before Tarver’s trial: no disclosure under
    Giglio was required.    We have said:
    The [Giglio] rule does not address nor
    require the disclosure of all factors
    which may motivate a witness to
    cooperate.      The simple belief by a
    defense    attorney       that   his   client
    may   be   in   a   better   position     to
    negotiate a reduced penalty should he
    50
    testify against a codefendant is
    not    an    agreement             within      the
    purview of Giglio.
    Alderman v. Zant, 
    22 F.3d 1541
    , 1555 (11th
    Cir. 1994) (alternate holding).             We have,
    however, recognized that a promise in this
    context is not “a word of art that must be
    specifically      employed.”              Brown          v.
    Wainwright, 
    785 F.2d 1457
    , 1464-65 (11th Cir.
    1986).    And,   “[e]ven        mere    ‘advice’    by   a
    51
    prosecutor       concerning            the   future
    prosecution of a key government witness
    may fall into the category of discoverable
    evidence.”    Haber v. Wainwright, 
    756 F.2d 1520
    , 1524 (11th Cir. 1985).
    But not everything said to a witness
    or to his lawyer must be disclosed.             For
    example, a promise to “speak a word” on
    the witness’s behalf does not need to be
    disclosed.   See McCleskey v. Kemp, 
    753 F.2d 877
    ,   884    (11th   Cir.    1985).    Likewise,   a
    52
    prosecutor’s statement that he would “take
    care” of the witness does not need to be
    disclosed.   See Depree v. Thomas, 
    946 F.2d 784
    , 797-98 (11th Cir. 1991).       Some promises,
    agreements,      or   understandings            do   not
    need to be disclosed, because they are too
    ambiguous,    or    too   loose     or    are   of   too
    marginal     a   benefit       to   the   witness     to
    count.
    The   district     court’s       finding     of   no
    “agreement or understanding . . . between
    53
    the District Attorney and Richardson or
    Richardson’s     attorney”   is   not   clearly
    9
    erroneous.          Compare       Spaziano   v.
    Singletary, 
    36 F.3d 1028
    , 1032 (11th Cir. 1994)
    (standard of review) with United States v.
    Cain, 
    587 F.2d 678
    , 680 (5th Cir. 1979)
    (existence of plea agreement is a factual
    issue).   Loftin said that he only told his
    client, Richardson, that “if he would testify
    . . . it would be beneficial to him with
    9
    We note that the state court also
    denied relief to Tarver on his Giglio
    claim in state collateral proceedings.
    54
    respect to reducing the charge.” And Davis
    testified     unequivocally        at    the   Rule    20
    hearing that no “arrangement or deal”
    existed. He testified only that Richardson’s
    testimony        would        be        “taken        into
    consideration,” and such a statement is
    too preliminary and ambiguous to demand
    disclosure.    See Depree, 
    946 F.2d at 797
    (promise to “take care” of witness does not
    require disclosure).
    55
    Richardson testified at trial that he
    was not promised a deal. We think Loftin
    and   his   client   were     merely    trying    to
    cooperate in hopes of improving their
    bargaining      position       later.         Giglio,
    therefore,    required    no    disclosure.      See
    Alderman, 
    22 F.3d at 1555
    .
    If Loftin really believed an agreement
    existed with the district attorney, then his
    client committed perjury by testifying
    that no agreement existed; and Loftin
    56
    would   have   been   required   to   call   upon
    Richardson to correct his testimony or
    withdraw from representation.            Loftin
    said he did not advise his client to change
    his testimony nor did Loftin withdraw
    from representation.
    57
    For the reasons we have discussed, we
    conclude   that   Tarver’s   claims    were
    properly rejected by the district court.
    AFFIRMED.
    58
    

Document Info

Docket Number: 97-6998

Citation Numbers: 169 F.3d 710

Filed Date: 3/11/1999

Precedential Status: Precedential

Modified Date: 12/21/2014

Authorities (34)

Betty Lou Haber v. Louie L. Wainwright , 756 F.2d 1520 ( 1985 )

Griffith v. Kentucky , 107 S. Ct. 708 ( 1987 )

Ross v. State , 581 So. 2d 495 ( 1991 )

Eurus Kelly Waters v. Albert G. Thomas, Warden Georgia ... , 46 F.3d 1506 ( 1995 )

Reece v. United States , 119 F.3d 1462 ( 1997 )

Horsley v. State , 1988 Ala. Crim. App. LEXIS 404 ( 1988 )

Roy Allen Stewart v. Richard L. Dugger, as Secretary ... , 877 F.2d 851 ( 1989 )

Wilburn Dobbs, Cross-Appellee v. Ralph Kemp, Cross-Appellant , 790 F.2d 1499 ( 1986 )

Bernard Depree v. A.G. Thomas, Warden and Michael J. Bowers , 946 F.2d 784 ( 1991 )

Joseph R. Spaziano v. Harry K. Singletary, Secretary, ... , 36 F.3d 1028 ( 1994 )

James Willie Cochran v. Tommy Herring, Commissioner, ... , 43 F.3d 1404 ( 1995 )

State v. Tarver , 629 So. 2d 14 ( 1993 )

Sims v. Singletary , 155 F.3d 1297 ( 1998 )

Giglio v. United States , 92 S. Ct. 763 ( 1972 )

John Wayne Holsomback v. J.D. White, Warden, Attorney ... , 133 F.3d 1382 ( 1998 )

Reginald Lacroix Poole v. United States , 832 F.2d 561 ( 1987 )

United States v. Richard Anthony Cain , 587 F.2d 678 ( 1979 )

Jack E. Alderman v. Walter D. Zant , 22 F.3d 1541 ( 1994 )

Phillip Alexander Atkins v. Harry K. Singletary , 965 F.2d 952 ( 1992 )

Patricia Ann Thomas Jackson v. Tommy Herring, Cross-Appellee , 42 F.3d 1350 ( 1995 )

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