Duane Miller v. United States ( 2014 )

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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 12-13925
Non-Argument Calendar
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D.C. Docket Nos. 1:08-cr-20896-MGC-4; 1:11-cv-23080-MGC
DUANE MILLER,
Petitioner-Appellant,
versus
UNITED STATES OF AMERICA,
Respondent-Appellee.
________________________
Appeal from the United States District Court
for the Southern District of Florida
________________________
(April 3, 2014)
Before TJOFLAT, WILSON and ANDERSON, Circuit Judges.
PER CURIAM:
Duane Miller, a federal prisoner proceeding pro se, appeals the district
court’s denial of his motion to vacate, set aside, or correct his conviction and
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sentence under 28 U.S.C. § 2255. On appeal, Miller argues that the District Court
erred by denying his § 2255 motion in which he claimed in relevant part that his
trial counsel was ineffective for (1) failing to inform him of his right to testify at
trial, and (2) failing to move to strike a juror who had been present in the
courtroom during a hearing on Miller’s motion in limine to exclude evidence.
Although the District Court denied Miller’s § 2255 motion, it granted a certificate
of appealability (“COA”) as to those two issues. In his notice of appeal, Miller
requested that we also consider a third issue he had raised in his § 2255 motion—
that his trial counsel was ineffective at sentencing by failing to advise the District
Court that he was entitled to receive credit for time served in state custody. We
construed his notice of appeal as a motion to expand the COA and denied the
motion. In his appellate brief, Miller again argues that a COA was warranted as to
the additional issue in his § 2255 motion. 1
Upon review of the record and consideration of the parties’ briefs, we
affirm.
I.
As part of an investigation into activities at several drug operations in
Miami, separate wiretaps were established on the cellular telephones operated by
1
In his appellate brief, Miller again argues that a COA was warranted as to the
additional issue in his § 2255 motion. We do not consider the argument.
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John Ladson and Kilvin Jasmin. Ladson and Jasmin each operated separate drug
operations, but they discussed drugs sold, drug prices, and the presence of police in
the area. Jasmin employed several people in his business of selling drugs,
including defendant Duane Miller and Danny Glover. The intercepted phone calls
revealed numerous instances when Jasmin and Miller discussed the sale of drugs.
A grand jury indicted Miller for conspiracy to possess with intent to
distribute more than 50 grams of crack cocaine and detectable amounts of a
mixture and substance containing cocaine and marijuana, in violation of 21 U.S.C.
§ 846. The indictment alleged that the conspiracy began on or about March 1,
2007, and continued until on or about September 26, 2008.
Before trial, Miller filed a motion in limine to preclude the Government from
introducing evidence under Federal Rule of Evidence 404(b). The Government
opposed the motion. After jury selection, the District Court held a hearing, outside
the presence of the jury, to address Miller’s motion in limine. At the hearing, the
Government began with providing notice of its intent to rely on Miller’s prior state
conviction for the purpose of seeking a sentencing enhancement that would
increase the relevant statutory range under 21 U.S.C. § 841(b)(1)(A) to 20 years to
life imprisonment. Miller did not object to that notice. But Miller did object to the
Government’s notice that it would introduce certain evidence, including testimony
and recorded statements regarding related arrests and drug transactions that
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occurred outside the timeframe of the indictment. Miller argued that the evidence
was nothing more than propensity evidence that was not inextricably intertwined
with the charged offense and that the Government was simply attempting to
expand the indictment and the anticipated testimony.
At some point during the hearing, the Government advised the District Court
that a juror was in the courtroom. The court verified that the individual was a juror
in the case and excused her from the courtroom. The proceedings continued
without further discussion about the juror. The District Court allowed the
Government to introduce evidence of Miller’s prior drug transactions outside the
timeframe of the indictment in order to provide the relevant backstory regarding
Miller’s participation in the conspiracy for which he had been indicted. The court
also permitted the Government to introduce evidence regarding Miller’s September
2007, arrest for marijuana possession.
At the beginning of the trial, the District Court instructed the jury that: (1) it
was the jury’s duty to find the facts based on the evidence presented; (2) nothing
said during the trial should be taken to indicate a particular verdict; (3) the
evidence consisted of the witnesses’ testimony, documents and other items
received into evidence, and any facts agreed upon by the parties or instructed to be
found by the court; and (4) statements, arguments, and questions by the parties’
lawyers were not evidence.
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At trial, Jasmin, who was serving a 15-year prison sentence, testified about
Miller’s involvement with drug transactions both inside and outside the timeframe
of his indictment. Jasmin testified that he met Miller in 2001 or 2002. Miller
eventually began working for him selling drugs, and Jasmin continued to keep in
touch with Miller over the years, from 2001 to 2007. Miller’s work for Jasmin in
2007 consisted of him bagging cocaine, delivering drugs, and serving as a lookout
for the police. Jasmin testified about the events that transpired on December 6,
2007. On December 6, 2007, Jasmin was in his backyard with Miller and Glover
when Glover got a phone call from John Ladson, the leader of another drug
operation. After Glover got off the call, he asked Miller to go with him
somewhere. Glover had bagged drugs for Ladson before and Ladson had called
Jasmin earlier in the day looking for Glover so Ladson could ask him to bag drugs.
Jasmin thus assumed that Glover was going to go bag drugs and wanted Miller to
go with him so he could do the same. Jasmin testified that he advised Miller not
to go with Glover because Miller had just gotten out of jail the day before. Miller
did not heed Jasmin’s advice and left with Glover. Miller’s counsel objected to
Jasmin’s mention of Miller’s jail time, and the District Court sustained the
objection. The Government then asked Jasmin whether Miller had bagged drugs
for Ladson in the past, and Jasmin answered in the affirmative. Jasmin explained
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that knew about Miller’s history of bagging drugs for Ladson because Miller had
done the bagging for Ladson in Jasmin’s house.
Miller’s attorney moved for a mistrial on the grounds that Jasmin’s
testimony that Miller had just gotten out of jail and had been separately involved
with Ladson's drug organization was prejudicial and was not allowed by the court's
ruling on the motion in limine. The District Court denied the motion for a mistrial
but struck Jasmin's answer for inadequate foundation. The court also instructed the
Government to clarify its questions. The court asked Miller if he wanted a limiting
instruction, but Miller declined.
The Government also called as a witness a police officer with the City of
Miami Police Department, William Goins, who described Miller’s arrest for
marijuana possession in September 2007. Goins testified that on September 6,
2007, he was on patrol when he smelled marijuana and saw a car parked in the
middle of the road. He observed the occupants of the car, Miller and Glover, pass
a marijuana cigarette between each other. When Goins pulled up next to the car,
Miller dropped the marijuana cigarette to the ground. Goins approached the car,
asked them to get out, and placed them under arrest for marijuana possession.
Goins then searched the car and found in the glove compartment a bag of crack
cocaine that weighed 70.6 grams. Goins testified that Miller was not charged for
possession of crack cocaine; he was only charged with possession of marijuana.
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The Government’s cooperating witness, Jamal Pratt, also took the stand.
Pratt, who at the time was incarcerated for selling drugs for Jasmin, testified about
Miller’s participation in Jasmin’s drug organization. Pratt stated that Miller had to
stop bringing drugs to Pratt in 2008 because Miller got arrested. Miller’s attorney
successfully objected to this testimony.
Miller did not testify at trial. On request of Miller’s counsel, the District
Court gave the jury instruction that it should consider similar uncharged criminal
acts of Miller for the limited purpose of determining whether Miller had the state
of mind or intent necessary to commit the charged crime.
The jury found Miller guilty of conspiracy to possess with the intent to
distribute more than 50 grams of crack cocaine and detectable amounts of cocaine
and marijuana. The District Court sentenced Miller to 240 months’ imprisonment.
Miller timely appealed. On appeal, Miller argued that the District Court erred in
denying his motion in limine to preclude evidence of his history of drug dealing
with Jasmin as early as 2001 and his September 2007 arrest for marijuana
possession. United States v. Miller, 431 F. App’x 847, 854 (11th Cir. 2011). He
also argued that the District Court erred by not granting a mistrial after Jasmin and
Pratt testified that Miller had been to jail. Miller did not argue that his trial counsel
was ineffective. We rejected both claims and affirmed Miller’s conviction. See Id.7
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On August 28, 2011, Miller filed a motion to vacate, set aside, or correct his
conviction and sentence under 28 U.S.C. § 2255 based on five claims of ineffective
assistance of counsel. The two claims at issue in this appeal are that Miller’s trial
counsel was ineffective for failing to allow him to testify and for failing to move to
strike the juror who was present in the courtroom.. In support of his motion, Miller
filed a declaration, which he signed under penalty of perjury, stating that his
attorney never advised him that he had the right to testify and that he would have
chosen to testify had he been informed of this right. Miller also stated that his
attorney told him that the juror’s presence, though unusual, would not be an issue.
The District Court referred the § 2255 motion to a Magistrate Judge, who issued a
Report and Recommendation (“R&R”), recommending that the District Court deny
the motion. The judge also recommended that the District Court deny a certificate
of appealability. Over Miller’s objections, the District Court adopted the R&R
with respect to the merits. The court issued a COA as to the above two claims.
II.
In a proceeding on a motion to vacate, set aside, or correct sentence, we
review the district court’s factual findings for clear error, and we review legal
issues de novo. Lynn v. United States, 365 F.3d 1225, 1232 (11th Cir. 2004).
Whether counsel was ineffective is a mixed question of law and fact that we
review de novo. Gomez-Diaz v. United States, 433 F.3d 788, 790 (11th Cir. 2005).
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We review a district court’s decision to grant or deny an evidentiary hearing for
abuse of discretion. McNair v. Campbell, 416 F.3d 1291, 1297 (11th Cir. 2005).
A prisoner in federal custody may file a motion to vacate, set aside, or
correct sentence pursuant to 28 U.S.C. § 2255, “claiming the right to be released
upon the ground that the sentence was imposed in violation of the Constitution or
laws of the United States, or that the court was without jurisdiction to impose such
sentence, or that the sentence was in excess of the maximum authorized by law, or
is otherwise subject to collateral attack.” 28 U.S.C. § 2255(a). Unless the claimed
error involves lack of jurisdiction or a constitutional violation, however, § 2255
relief is limited. United States v. Addonizio, 442 U.S. 178, 185, 99 S.Ct. 2235,
2240, 60 L.Ed.2d 805 (1979).
The Sixth Amendment to the United States Constitution provides that “[i]n
all criminal prosecutions, the accused shall enjoy the right . . . to have the
Assistance of Counsel for his defense.” U.S. Const. amend. VI. To establish a
constitutional claim for ineffective assistance of counsel, a prisoner must prove
two things: (1) that counsel’s performance was deficient and (2) that the deficient
performance prejudiced the outcome of the case. Strickland v. Washington,
466 U.S. 668, 687, 104 S.Ct. 2052, 2064, 80 L.Ed.2d 674 (1984). Because both
prongs must be satisfied, we may decline to review either prong of this test if the
prisoner makes an insufficient showing on the other prong. Id. at 697, 104 S.Ct. at
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2069. To prove deficient performance, the prisoner must show that counsel made
errors so serious that he failed to function as the counsel guaranteed by the Sixth
Amendment. Id. at 687, 104 S.Ct. at 2064. We measure attorney performance
based on prevailing professional norms, and scrutiny of counsel’s performance is
highly deferential. Id. at 688-89, 104 S.Ct. at 2065. A strong presumption exists
that counsel’s performance fell within the range of reasonable professional
assistance. Id. at 689, 104 S.Ct. at 2065. If the record is incomplete or unclear
about counsel’s actions, then it is presumed that counsel exercised reasonable
professional judgment. Chandler v. United States, 218 F.3d 1305, 1314 n.15 (11th
Cir. 2000).
To establish prejudice under Strickland’s second prong, “[t]he defendant
must show that there is a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been different.”
Strickland, 466 U.S. at 694, 104 S.Ct. at 2068. A reasonable probability is one
sufficient to undermine confidence in the outcome. Id. The defendant cannot
merely show that the error had some conceivable effect on the outcome of the
proceeding. Id. at 693, 104 S.Ct. at 2067.
III.
A.
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Miller argues that he was denied effective assistance of counsel during trial
because his attorney failed to inform or otherwise advise him that he had the right
to testify on his own. In support of this argument, Miller asserts that his testimony
would have cleared up any misconceptions the jury would have had about the 70.6
grams of crack cocaine found in the car with him during his September 2007, arrest
for marijuana possession. Miller contends that the District Court erred in denying
an evidentiary hearing to resolve whether his attorney had advised him about his
right to testify.
“[A] criminal defendant has a fundamental constitutional right to testify in
his or her own behalf at trial.” United States v. Teague, 953 F.2d 1525, 1532 (11th
Cir. 1992) (en banc). Defense counsel invades this right by either refusing to
accept the defendant’s decision to testify or failing to inform the defendant of the
right to testify. Id. at 1534.
To establish the deficient performance prong of his ineffective counsel
claim, Miller presented his own self-serving statement that his attorney failed to
inform him of his right to testify. Miller, however, did sign this statement under
penalty of perjury, and there was no contrary evidence in the record indicating that
his attorney did inform him of his right to testify. Additionally, the content of
Miller’s affidavit was not clearly improbable, and failing to inform Miller of his
right to testify, if true, would have constituted deficient performance. When the
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record is unclear as to what took place, it is presumed that Miller’s attorney
exercised reasonable professional judgment, Chandler, 218 F.3d at 1315 n.15, but
in the absence of evidence contradicting Miller’s statements, Miller may be able to
establish deficient performance.
But even assuming, arguendo, that Miller establishes deficient performance,
his claim still fails because he cannot establish prejudice. See Strickland, 466 U.S.
at 687, 104 S.Ct. at 2064. Miller states that his testimony would have cleared the
misconceptions the jury had about the September 2007 arrest. The case against
Miller, however, consisted of other, significant testimony regarding his
involvement in the conspiracy. Jasmin testified that Miller bagged cocaine,
delivered drugs, and looked out for police. Pratt also testified about Miller’s
involvement in Jasmin’s drug organization. In light of this testimony from other
witnesses about Miller’s involvement in the conspiracy—testimony that
sufficiently established his guilt—the fact that Miller did not testify to clear up the
story surrounding a previous arrest was insufficient to undermine confidence in the
trial’s outcome. See Strickland, 466 U.S. at 694, 104S.Ct. at 2068. Because
Miller cannot demonstrate prejudice, an evidentiary hearing was unnecessary to
resolve the factual issues of whether Miller’s attorney in fact advised him of his
right to testify at trial. See Diaz v. United States, 930 F.2d 832, 834 (11th Cir.
1991) (holding that an evidentiary hearing is not necessary when the record
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conclusively shows that a habeas petitioner was not denied effective assistance of
counsel). Accordingly, the District Court did not err in refusing to grant an
evidentiary hearing on whether Miller’s attorney had advised him about his right to
testify and in ultimately denying § 2255 relief on the grounds that Miller’s attorney
provided ineffective assistance in failing to inform him about his right to testify on
his own behalf.
B.
Miller also argues that his attorney was ineffective for failing to move to
strike the juror that was in the courtroom during the hearing on Miller’s motion in
limine. He contends that the District Court erred for failing to grant an evidentiary
hearing to determine whether the juror was biased.
Unfortunately for Miller, he cannot establish deficient performance or
prejudice arising from his attorney’s failure to seek dismissal of the juror. When
the Government advised the District Court about the juror’s presence in the
courtroom, the District Court responded by dismissing the juror. Miller concedes
that the record does not contain any evidence establishing what, if anything, the
juror overheard or even how long the juror had been present. Additionally, at no
point during the hearing on the motion in limine, did any party express any concern
about the juror’s presence in the courtroom.
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A trial court possesses broad discretion in determining how to proceed when
confronted with allegations of juror bias. United States v. Yonn, 702 F.2d 1341,
1344-45 (11th Cir. 1983). The discretion extends to the initial decision of whether
or not to interrogate jurors regarding bias. Id. 1345. The more speculative or
unsubstantiated the allegation of juror misconduct, the lower the burden is for a
trial court to investigate. United States v. Caldwell, 776 F.2d 989, 998 (11th Cir.
1985). “In the absence of a colorable showing that the conduct complained of
impugned in any way the integrity of the trial process, the district court [is] not
required to make further inquiries or to conduct a hearing and its refusal to do so
did not constitute an abuse of discretion.” United States v. Barshov, 733 F.2d 842,
852 (11th Cir. 1984). Where, as here, Miller cannot establish whether the juror
was tainted by what she heard and the District Court enjoys wide discretion in
addressing such allegations, Miller cannot establish deficient performance on the
part of his attorney.
Even assuming that Miller could establish deficient performance, his
ineffective assistance claim would still fail because he cannot establish that failing
to strike the juror prejudiced the outcome of his trial. After dismissing the juror
from the hearing on the motion in limine, the District Court gave jury instructions
regarding what constituted evidence in the case and the proper consideration of
such evidence. Jurors are presumed to follow the trial court’s instructions. United
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States v. Ramirez, 426 F.3d 1344, 1352 (11th Cir. 2005). Thus, the jury
instructions mitigated any information that the juror might have overheard
concerning the potential sentence Miller was to receive or extrinsic evidence of
activity that took place outside of the charged conspiracy. Moreover, in light of
Jasmin and Pratt’s testimony establishing Miller’s guilt for his participation in the
conspiracy, Miller cannot show that failing to strike the juror undermined
confidence in the trial’s outcome. Accordingly, the failure to strike the juror was
simply insufficient to prejudice the outcome of the trial. See Strickland, 466 U.S.
at 694, 104S.Ct. at 2068.
For the foregoing reasons, the District Court’s decision is
AFFIRMED.
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