William Van Poyck v. Florida Department of Correct ( 2002 )

[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
FILED
------------------------------------------- U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
No. 99-14734 MAY 9, 2002
-------------------------------------------- THOMAS K. KAHN
D.C. Docket No. 99-08091-CV-WPD CLERK
WILLIAM VAN POYCK,
Petitioner-Appellant,
versus
FLORIDA DEPARTMENT OF CORRECTIONS,
MICHAEL W. MOORE, Secretary of Florida
Department of Corrections,
Respondents-Appellees.
----------------------------------------------------------------
Appeal from the United States District Court
for the Southern District of Florida
----------------------------------------------------------------
(May 9, 2002)
Before EDMONDSON, BLACK and MARCUS, Circuit Judges.
PER CURIAM:
In 1988, Petitioner William Van Poyck was convicted of murder and
sentenced to death by a Florida court.1 Van Poyck brought this petition for habeas
corpus in federal district court, pursuant to 28 U.S.C. § 2254. The district court
rejected his petition. These issues were certified for appeal: 1) whether Petitioner
received ineffective assistance of counsel during the penalty phase of his trial; 2)
whether the trial court erred when it denied Petitioner a continuance between the
guilt and penalty phases of his trial; 3) whether Petitioner received ineffective
assistance of counsel during appellate proceedings; 4) whether the trial court failed
to consider properly all of the mitigating evidence before it; 5) whether Petitioner’s
sentence is based on an invalid aggravating factor; and 6) whether the state
1
Petitioner’s conviction and sentence were affirmed on direct appeal.
See Van Poyck v. State, 564 So. 2d 1066 (Fla. 1990), cert. denied, Van Poyck v.
Florida, 111 S. Ct. 1339 (1991) (hereinafter “Van Poyck I”). Petitioner sought
post-conviction relief in Florida state court, but was unsuccessful. See Van Poyck
v. State, 694 So. 2d 686 (Fla. 1997) (rejecting Petitioner’s motion, brought under
Fla. R. Crim. P. 3.850, to vacate his conviction and sentence), cert. denied, Van
Poyck v. Florida, 118 S. Ct. 559 (1997) (hereinafter “Van Poyck II”); Van Poyck
v. Singletary, 715 So. 2d 930 (Fla. 1998) (rejecting Petitioner’s petition for habeas
corpus), cert. denied, 119 S. Ct. 1252 (1999) (hereinafter “Van Poyck III”).
2
withheld exculpatory evidence, in violation of Brady v. Maryland, 83 S. Ct. 1194
(1963). We affirm the district court’s ruling on each of the issues.2
BACKGROUND
The facts giving rise to Petitioner’s conviction and sentence are discussed in
the Florida Supreme Court’s opinions dealing with this case. See Van Poyck I, 564
So. 2d at 1067-68. We will summarize the facts briefly. In June 1987, Florida
inmate James O’Brien -- a friend of Petitioner -- was scheduled to be transported to
a doctor’s office by two Florida corrections officers: Steven Turner and Fred
Griffis. When the van in which these three men were traveling reached the
doctor’s office, Petitioner and an accomplice (Frank Valdes) -- who were both
armed -- approached the vehicle. Petitioner took Officer Turner’s gun and forced
him under the van. While he was under the van, Officer Turner saw Officer Griffis
get out of the van and saw Valdes force Officer Griffis to the back of the van.
Then, Officer Griffis was shot and killed.
2
We see no merit to Petitioner’s argument on issue 4, the failure to consider
mitigating evidence, or on issue 6, the withholding of exculpatory evidence. We
therefore affirm the district court on these issues without further discussion.
3
Petitioner was charged with and tried for first-degree murder.3 The
prosecution argued two different theories to support the charge: 1) that Petitioner
had committed premeditated murder against Officer Griffis and 2) a felony murder
theory. The jury convicted Petitioner of first-degree murder and recommended the
imposition of the death penalty. The trial court accepted the recommendation and
sentenced Petitioner to death. On appeal, the Florida Supreme Court decided that
insufficient evidence existed to prove beyond a reasonable doubt that Petitioner
was the one who actually killed Officer Griffis (that is, that he was the
“triggerman”). And the Florida Supreme Court decided the conviction on the
basis of premeditation could not be sustained. Nevertheless, the court upheld the
conviction on the basis of felony murder and the sentence. See id. at 1069.
3
Florida law provides for a three-part process in capital cases. The first stage
is the guilt phase. If a defendant is convicted of a capital crime, the prosecution
and the defendant then present aggravating and mitigating evidence. After hearing
the evidence, the jury makes a recommendation on whether life imprisonment or
execution is the proper punishment. Although it is entitled to “great weight,” the
jury’s recommendation is not binding upon the trial court. Instead, the trial court
conducts its own sentencing hearing and ultimately decides for itself whether the
imposition of the death penalty is appropriate. See Fla. Stat. Ann. § 921.141(1)-(3);
Bolender v. Singletary, 16 F.3d 1547, 1556 (11th Cir. 1994).
4
STANDARD OF REVIEW
This petition for habeas corpus was filed on 3 February 1999, well after the
effective date of the Anti-Terrorism and Effective Death Penalty Act (“AEDPA”).
Therefore, pursuant to 28 U.S.C. § 2254(d), a petition for a writ of habeas corpus
can only be issued if the state court’s ruling “was contrary to, or involved an
unreasonable application of, clearly established Federal law, as determined by the
Supreme Court of the United States” or “was based on an unreasonable
determination of the facts in light of the evidence presented in the State court
proceeding.” 28 U.S.C. § 2254(d)(1)-(2); see also Williams v. Taylor, 120 S. Ct.
1495, 1518 (2000), cert. denied, 22 S. Ct. 1367 (2002). Unless a state court
decision is directly contrary to Supreme Court case law, we review state court
findings of fact and conclusions of law for reasonableness. The district court’s
determination of whether this standard has been met is subject to a de novo review.
See Harrell v. Butterworth, 251 F.3d 926, 930 (11th Cir. 2001). A district court’s
findings of fact are reviewed for clear error. See Nyland v. Moore, 216 F.3d 1264,
1266 (11th Cir. 2000).
5
I. Ineffective Assistance of Counsel at the Penalty Phase
Petitioner argues that his lawyer (“Counsel”) provided ineffective assistance
during the penalty phase of his trial. He contends that several omissions by
Counsel rendered his assistance ineffective: 1) evidence that Petitioner suffered
from a mental disorder; 2) evidence of Petitioner’s life history; and 3) evidence
that Petitioner was not the triggerman.
The standard for reviewing ineffective assistance claims was well-
established when the Florida Supreme Court decided Petitioner’s ineffectiveness
arguments: a petitioner must show that his lawyer’s performance fell below an
“objective standard of reasonableness” and that the lawyer’s deficient performance
prejudiced the petitioner. See Strickland v. Washington, 104 S. Ct. 2052, 2064
(1984). Establishing these two elements is not easy: “the cases in which habeas
petitioners can properly prevail on the ground of ineffective assistance of counsel
are few and far between.” Waters v. Thomas, 46 F.3d 1506, 1511 (11th Cir. 1995)
(en banc)4 (quoting Rogers v. Zant, 13 F.3d 384, 386 (11th Cir. 1994)).
4
We realize that -- in the context of a habeas review of a state court’s
decision -- only Supreme Court precedent can clearly establish the law. We cite
Eleventh Circuit case law to demonstrate some applications of the relevant
Supreme Court precedent that we believe are among the reasonable applications.
6
For assessing a lawyer’s performance, Chandler v. United States, 218 F.3d
1305 (11th Cir. 2000) (en banc) cert. denied, 121 S. Ct. 1217 (2001), sets out the
basic law: “Courts must indulge the strong presumption that counsel’s performance
was reasonable and that counsel made all significant decisions in the exercise of
reasonable professional judgment.” Id. at 1314 (internal marks omitted). This
presumption of correctness applies when a petitioner is challenging his lawyer’s
act in not presenting certain mitigating evidence. See Bolender v. Singletary, 16
F.3d 1547, 1557 (11th Cir. 1994) (“A lawyer’s election not to present mitigating
evidence is a tactical choice accorded a strong presumption of correctness which is
virtually unchallengeable.”) (emphasis added) (internal marks omitted). Our role
in reviewing an ineffective assistance claim is not to “grade” a lawyer’s
performance; instead, we determine only whether a lawyer’s performance was
within “the wide range of professionally competent assistance.” See Strickland,
104 S. Ct. at 2066.
The inquiry into whether a lawyer has provided effective assistance is an
objective one: a petitioner must establish that no objectively competent lawyer
would have taken the action that his lawyer did take. See Chandler, 218 F.3d at
1315. Because the standard is objective, Petitioner’s argument that his counsel
would have done more investigation if the trial court had granted a continuance
7
between the guilt and penalty phases of the trial5 and that his counsel, during a
post-conviction evidentiary hearing, claimed to have been “caught with his pants
down” in preparing for the penalty phase is not determinative. See id. at 1313
(stating that “lawyers, in every case, could have done something more”); Tarver v.
Hopper, 169 F.3d 710, 716 (11th Cir. 1999) (stating that lawyer’s “admissions of
deficient performance” were not persuasive).
A petitioner’s burden of establishing that his lawyer’s deficient performance
prejudiced his case is also high. “It is not enough for the [petitioner] to show that
the errors had some conceivable effect on the outcome of the proceeding. Virtually
every act or omission of counsel would meet that test.” Strickland, 104 S. Ct. at
2067. Instead, a petitioner must establish that a reasonable probability exists that
the outcome of the case would have been different if his lawyer had given adequate
assistance. See id. at 2068.
A. Mental Health History
Petitioner argues that Counsel was deficient for failing to introduce evidence
that Petitioner suffered from various disorders. Petitioner specifically claims that
5
This denial of a continuation does, however, raise other issues and will be
discussed in Part II below.
8
he suffers from “a serious thought disorder,” and argues that the jury should have
heard evidence of “multiple diagnoses of paranoid schizophrenia, [a] lengthy
history of treatment with antipsychotic medications, the two admissions to the
Florida State Hospital, and . . . attempts at self harm.” (Petition for Habeas Corpus
at 24.) In addition, he claims to suffer from “a personality disorder with immature
and dependent features.” (Id.)
Petitioner cannot prevail on these claims. The Florida Supreme Court
determined that Counsel “had clear tactical reasons” for not presenting mental
health evidence. See Van Poyck II, 694 So. 2d at 692. That determination and the
conclusion that Counsel’s performance therefore was not deficient are not
unreasonable.
During a post-conviction evidentiary hearing, Counsel identified a number
of reasons for not arguing Petitioner’s mental health as a mitigating factor. First,
Petitioner had spent most of his adult life in prison; and most evidence of
Petitioner’s mental health would have been based upon prison records. Counsel
concluded that the use of such records would have opened the door to a
considerable amount of damaging evidence: many disciplinary reports, weapons
offenses, and escape attempts. Second, in discussions between Petitioner and
9
Counsel before trial, Petitioner claimed to have faked many of the episodes that led
to his being sent to the Florida mental hospital.
These considerations give strong support to Counsel’s decision not to
present mental health evidence. First, a lawyer need not embrace his client’s fraud.
See, e.g., Davis v. Singletary, 119 F.3d 1471, 1475 (11th Cir. 1997) (lawyer has
“ethical duty not to present a defense based upon what he personally knew to be a
lie”). And, the harm from the jury learning of these other factors could have
outweighed the benefits of the evidence Petitioner now says should have been
presented. A reasonable tactic, such as the one followed by Counsel, cannot form
the basis for an ineffective assistance claim.
B. Life History
Petitioner also claims that Counsel’s failure to present evidence of
Petitioner’s life history deprived him of the effective assistance of counsel. He
specifically points to evidence of a difficult childhood, abuse at the hands of
caretakers, and abuse suffered in juvenile prison. Petitioner identifies several
additional witnesses who he says could have testified to the early death of
Petitioner’s mother, the emotional withdrawal of his father, physical abuse at the
10
hands of a housekeeper, the fact that the Van Poyck children were looked after for
a time by a mentally unstable aunt (Aunt Phyllis), and further abuse at the hands of
Petitioner’s stepmother (the father’s second wife). Petitioner points to evidence of
conditions Petitioner suffered at the Florida School for Boys at Okeechobee, where
he was allegedly beaten and witnessed sexual abuse of other children.
In resolving this issue, the Florida Supreme Court concluded that
“[e]vidence of [Petitioner’s] life history was adequately presented by [Counsel].”
Van Poyck II, 694 So. 2d at 692. We accept that conclusion and the findings that
support it; they are reasonable.
During the post-conviction evidentiary hearing, Counsel testified that he and
Petitioner had discussed the penalty phase and the presentation of mitigating
evidence “constantly.” At the penalty phase hearing itself, Counsel called five
witnesses. These witnesses testified to much of what Petitioner now claims
Counsel failed to show the jury.
At trial, Jeff Van Poyck, Petitioner’s brother, testified to their mother’s early
death, abuse from the housekeeper, and the strict discipline imposed by their
stepmother. He also testified about how he had involved Petitioner in crime and in
alcohol use at an early age. Petitioner’s stepmother testified to the mental
instability of Aunt Phyllis and to the negative influence Jeff had over Petitioner.
11
Another aunt also testified to the mental instability of Aunt Phyllis. Finally,
Counsel called a nurse who had met Petitioner while he was in prison. She
testified that Van Poyck was a caring and friendly person and that he had expressed
remorse over the death of Officer Griffis. Petitioner also testified on his own
behalf. He testified to his close relationship with O’Brien, his educational pursuits
in prison, and his regret of the death of Officer Griffis.
The presentation of life-history evidence at the trial satisfied the
performance element of the Strickland test. That additional evidence might exist
does not establish defective performance. It is well-settled in this Circuit that a
petitioner cannot establish an ineffective assistance claim simply by pointing to
additional evidence that could have been presented. See Waters, 46 F.3d at
1518.6
Moreover, the omission at trial of the specific evidence that Petitioner says
should have been introduced was not so unreasonable as to give rise to a valid
ineffective-assistance claim. The only non-cumulative, mitigating life history
6
We note what is well-established in this circuit because, if this circuit’s law
has developed in a certain way, we are hard-pressed to say that that development
was unreasonable.
12
evidence7 Petitioner identifies is abuse from his stepmother and abuse suffered in
juvenile prison. The failure to present this evidence was not, however, ineffective
assistance.
First, the additional evidence was not so powerful that every objectively
reasonable lawyer who had the evidence would have used it. And, even if the
evidence was that powerful, the evidence was not known to Counsel at the time of
the penalty phase; and the failure to know of it was not the result of a
constitutionally deficient investigation. Counsel and Petitioner talked “constantly”
about potential mitigating evidence. During these conversations, the question of
abuse was discussed “on a number of occasions,” according to Counsel’s post-
conviction testimony. Petitioner stated that he did not think he had been abused as
a child. Furthermore, Petitioner specifically denied that he was ever raped in
prison and told Counsel that he generally got along fine in prison. Although
Petitioner’s experiences in the juvenile prison were never explicitly discussed, at
7
As noted above, much of the additional evidence Petitioner says should
have been presented was presented. See Van Poyck II, 694 So. 2d at 692 (“[T]he
jury was actually aware of most aspects of Van Poyck’s life that he now argues
should have been presented.”). A petitioner cannot establish ineffective assistance
by identifying additional evidence that could have been presented when that
evidence is merely cumulative. See Glock v. Moore, 195 F.3d 625, 636 (11th Cir.
1999) (finding that, “where much of the new evidence that [petitioner] presents is
merely repetitive and cumulative to that which was presented at trial,” petitioner
could not show prejudice), cert. denied, 121 S. Ct. 213 (2000).
13
no time during the many conversations Petitioner and Counsel had about potential
mitigating factors did Petitioner suggest abuse in juvenile prison.
Information supplied by a petitioner is extremely important in determining
whether a lawyer’s performance is constitutionally adequate. In Strickland, the
Supreme Court wrote “[c]ounsel’s actions are usually based, quite properly, on
informed strategic choices made by the defendant and on information supplied by
the defendant.” Strickland, 104 S. Ct. at 2066 (emphasis added). When a
petitioner (or family members petitioner directs his lawyer to talk to) do not
mention a history of physical abuse, a lawyer is not ineffective for failing to
discover or to offer evidence of abuse as mitigation. See Williams v. Head, 185
F.3d 1223, 1237 (11th Cir. 1999) (“An attorney does not render ineffective
assistance by failing to discover and develop evidence of childhood abuse that his
client does not mention to him.”), cert. denied, 120 S. Ct. 2696 (2000). Therefore,
the Florida Supreme Court’s rejection of this claim was not unreasonable.
C. Triggerman Evidence
Petitioner argues that Counsel’s performance was constitutionally defective
because he failed to present evidence that Petitioner was not the triggerman. He
14
identifies two such pieces of evidence: that Valdes had blood on his clothes
matching Officer Griffis’s blood type, but that Petitioner did not; and that the
murder weapon had been purchased by Valdes’s girlfriend and that Valdes had
been in possession of the gun when he and Petitioner left to commit the crime.
The Florida Supreme Court in its opinions has not discussed this particular
ineffectiveness claim. The lack of words in the Florida Supreme Court opinions,
however, does not lessen the deference that is to be given the Florida Supreme
Court’s rejection of Petitioner’s contention: we still can only grant relief if the
Florida Supreme Court’s rejection of the claim was directly contrary to, or was an
unreasonable application of, clearly established federal law. See Wright v.
Secretary for the Dept. of Corrections, 278 F.3d 1245, 1253-56 (11th Cir. 2002).
We conclude that the Florida Supreme Court’s decision on the issue was not
unreasonable.
We -- in this instance -- do not discuss the performance element of
ineffective assistance of counsel because we conclude that the Florida Supreme
Court could have reasonably concluded that no prejudice had been shown. A
review of the penalty phase transcripts convinces us that Petitioner cannot establish
that he was prejudiced by Counsel’s failure to introduce this evidence. During the
penalty phase, the witnesses called by the prosecutor only testified about Van
15
Poyck’s past crimes and about the fact that he was on parole when the instant
offense was committed. The prosecutor did not present additional evidence
suggesting that Petitioner was the triggerman.
Even more telling is the prosecutor’s closing argument. Petitioner’s being
the triggerman played only a very minor role in the prosecutor’s argument. As
aggravating factors, the prosecutor advanced these things: 1) that Petitioner was on
parole when the crime was committed; 2) that the crime was committed for the
purposes of effectuating an escape from prison; 3) that Petitioner knowingly
created a great risk of death to many persons; and 4) that Petitioner had previously
been convicted of a violent felony. The establishment of these elements did not
require arguing that Petitioner was the triggerman. The prosecutor never argued
that it had been established beyond a reasonable doubt that Petitioner was the
triggerman.
The only time the prosecutor did argue that the evidence tended to show that
Petitioner was the triggerman was in rebutting Petitioner’s argument that he was
only an accomplice and played only a minor role in the crime.8 Even in rebutting
that argument, however, the prosecutor relied heavily on the idea that, “[r]egardless
8
Florida law provides that a mitigating circumstance exists where “[t]he
defendant was an accomplice in the capital felony committed by another person
and his or her participation was relatively minor.” Fla. Stat. Ann. § 921.141(6)(d).
16
of who the triggerman is,” death would still be appropriate. Rather than focusing
the jury on who the triggerman was, the prosecutor stressed that Petitioner could
not be considered a minor participant because he had been the one to come up with
the idea of breaking O’Brien out of custody and had planned the crime. While the
prosecutor did, on a few occasions in his closing argument, say that evidence in the
case suggested that Petitioner was the triggerman, the main argument made by the
prosecutor was that the death penalty -- because of the four aggravating factors and
because Petitioner was not a minor participant in the underlying violent felony --
was an appropriate sentence for Petitioner, regardless of who actually shot Officer
Griffis.
Especially because the prosecutor’s main argument was that the death
penalty was appropriate regardless of who the triggerman was, we see no
reasonable probability that, if Counsel had presented the additional evidence that
Petitioner was not the triggerman, the outcome of the sentencing phase would have
been different. The Florida Supreme Court could reasonably conclude that no
prejudice existed. The Florida Supreme Court did reasonably conclude that the
triggerman-evidence claim entitled Petitioner to no relief.
17
II. Denial of Continuance
Second, Petitioner argues that the trial court deprived him Due Process and
his right to counsel and a particularized death sentence when the court failed to
provide a continuance between the guilt and penalty phases of his trial. Petitioner
claims that Counsel had relied upon the trial court’s earlier promises to grant such
a continuance and that Counsel had planned to conduct more extensive penalty
phase investigations during the promised continuance. This claim is another one
that is denied without discussion in the Florida Supreme Court’s opinions. Giving
the Florida Supreme Court’s decision on this issue the proper deference, we
conclude that the rejection of this claim was not unreasonable.
The decision of whether to grant a continuance is reserved to the sound
discretion of the trial court. See United States v. Bowe, 221 F.3d 1183, 1189 (11th
Cir. 2000); Gorby v. State, 630 So. 2d 544, 546 (Fla. 1993). Furthermore, to
establish that a denial of a continuance was reversible error, a defendant must show
that the denial caused “specific substantial prejudice.” United States v. Verderame,
51 F.3d 249, 251 (11th Cir. 1995); see also Fennie v. State, 648 So. 2d 95, 97-98
(Fla. 1994).
18
We agree with the district court that the Florida Supreme Court was not
unreasonable in rejecting this claim, because the Florida Supreme Court could
conclude that the trial court did not abuse its discretion in denying the motion for a
continuance. This case is not one in which the trial court had been promising a
continuance all along, only to pull the rug out from under Petitioner at the last
minute. Nor is it a case in which a defendant has been brought to trial shortly after
being charged and defendant has simply lacked sufficient time to prepare a
defense. The only indication that the trial court ever promised a lengthy (1-3
week) continuance comes from the testimony of Petitioner’s trial lawyers. This
supposed promise, however, was made off the record. Furthermore, the promise
stands in contrast to the record statements made by the trial court throughout the
proceedings.
The district court in this case found that “[d]efense counsel were aware
during the guilt phase that the penalty phase would commence virtually
immediately after the guilt phase.” (District Court Order at 21). Counsels’ acts
suggest that they knew the penalty phase would begin shortly after the guilt phase.
The district court found many indications from the trial court to the Petitioner that
only a short time between the guilt and penalty phase would be given. Moreover,
at the end of the guilt phase, it was Counsel who insisted that the jury be
19
“sequestered tonight in the event they have to come back tomorrow.” The
sequestration was made on the assumption that the jury would return the next day
for sentencing, and Counsel made no indication that he objected to beginning the
penalty phase the next day. The district court’s finding that Petitioner’s lawyers
understood that little time would be given between the guilt and penalty phases
was not clearly erroneous.9 Given those facts, the Florida Supreme Court could
have reasonably concluded that the trial court did not abuse its discretion in
denying the continuance. Therefore, the Florida Supreme Court’s rejection of the
claim based on the denial of a continuance was reasonable.
III. Ineffective Assistance on Direct Appeal
Petitioner further argues that he received ineffective assistance of counsel
because his lawyer on direct appeal (“appellate counsel”) failed to present properly
a state law claim based on peremptory challenges to jurors. Under Florida law,
9
In this case, we need not address the proper deference to give the implicit or
unexpressed factual determinations made by the state court when it summarily
denied this claim. Here, the state embraces the findings of the district court, so we
will not decide whether federal courts are required to presume that the state courts,
in rejecting Petitioner’s claim, resolved all factual questions in the government’s
favor.
20
“the general rule [is] that it is reversible error for a court to force a party to use
peremptory challenges on persons who should have been excused for cause,
provided the party subsequently exhausts all of his or her peremptory challenges
and an additional challenge is sought and denied.” Cummings v. State, 715 So. 2d
944, 948 (Fla. 1998).10
In this case, Petitioner identifies seven jurors who he says should have been
dismissed for cause, but on whom he was forced to use peremptory challenges. To
make out a claim like this one, a defendant, however, must also identify at least
one juror who he wanted to challenge, but who he was forced to accept on the jury
because he had run out of peremptory challenges. The alleged lawyer error here is
that appellate counsel named the wrong two jurors. While appellate counsel
should have named jurors Moody and Bradford (who did, in fact, sit on the jury),
he instead named jurors Bruschi and Abefarmis. Bruschi and Abefarmis had,
however, been dismissed for other reasons. Therefore, the Florida Supreme Court
10
We recognize that federal law does not require reversal where a defendant
is forced to use a peremptory challenge on a juror who should have been dismissed
for cause. See Ross v. Oklahoma, 108 S. Ct. 2273, 2278 (1988). Petitioner,
however, is not claiming a direct violation of federal law with respect to jury
composition. Instead, Petitioner is raising an ineffective assistance claim and
arguing that he was prejudiced by his appellate lawyer’s failure to assert properly a
valid state-law claim.
21
ruled that petitioner’s challenge to jury composition was “moot.” Van Poyck I,
564 So. 2d at 1070.
In denying Petitioner’s state habeas corpus petition, the Florida Supreme
Court rejected Petitioner’s argument that appellate counsel was ineffective in
presenting the jury-composition claim. In rejecting the ineffective-assistance-of-
appellate-counsel claim, the Florida Supreme Court determined that Petitioner
failed to establish the necessary prejudice: after reviewing the voir dire, the Florida
Supreme Court wrote that “each of the seven persons repeatedly and unequivocally
stated that he or she could render a verdict based solely on the evidence and the
instructions given by the trial judge. We find nothing in this record that mandates
that any of these venirepersons should have been excused for cause.” Van Poyck
III, 715 So. 2d at 932-34.11 We accept that conclusion; Petitioner has not met his
heavy burden of showing that it is unreasonable, either in fact or in law.12
11
Although the Florida Supreme Court did not explicitly address the venire
of Bradford and Moody, the district court did. The district court wrote that “both
Moody and Bradford were appropriately on the jury.” (District Court Order at 16.)
For the reasons discussed below with respect to the other challenged jurors, we
agree with that ruling.
12
Petitioner argues that the Florida Supreme Court’s statement on direct
appeal that jurors Bruschi and Abefarmis should have been dismissed for cause
required that court to hold, in the state habeas proceedings, that the jurors who are
relevant to the claim should also have been dismissed for cause. This argument is
without merit. The Florida Supreme Court’s statement that jurors Bruschi and
22
In Morgan v. Illinois, 112 S. Ct. 2222 (1992), the Supreme Court wrote that
a trial court must exclude “those biased persons on the venire who as jurors would
unwaveringly impose death after a finding of guilt.” Id. at 2232. And, a trial court
has a duty to question (or allow questioning of) prospective jurors to ensure that a
person who would automatically vote for the death penalty is disqualified. See id.
at 2230-31.
Critical to the resolution of this claim is the Morgan court’s discussion of the
kinds of questions that a defendant must be allowed to ask to allow the defendant
to illustrate for the court which jurors were inalterably in favor of the death
penalty. The extent of the Morgan court’s holding on this issue is only that
generalized “can you be fair?” and “can you follow the law?” questions are
insufficient. See id. at 2233-34. The jurors in Morgan were never specifically
asked whether they understood that “being fair” and “following the law” might
mean returning a life verdict.
Abefarmis should have been dismissed for cause is only dicta, unnecessary to the
decision. The Florida Supreme Court stated that the claim was “moot” because
Bruschi and Abefarmis had been dismissed for other reasons. See Van Poyck I,
564 So. 2d at 1070. The “law of the case” doctrine does not apply to dicta. See
Myers v. Atlantic Coast Line R.R. Co., 112 So. 2d 263, 267 n.6 (Fla. 1959); see
also Golden v. State, 528 So. 2d 50, 51 (Fla. Ct. App. 1988) (“The doctrine of the
law of the case applies only to issues actually or impliedly presented and decided
on appeal, and not to mere dicta.”) (emphasis added).
23
This case presents different facts. It is true that many of the challenged
jurors expressed strong support for the death penalty; and some even initially
suggested that, for certain crimes, they thought they would always return a death
recommendation. Each juror, however, upon being instructed by the trial court on
the law of Florida, not only said that he or she could be fair and follow the law, but
also stated that he or she could return a life imprisonment recommendation if the
facts and the law warranted it. In addition, each juror indicated, in response to
questioning by the prosecution, that it would not be fair to defendants if juries
returned a death recommendation in every case. We are aware of no Supreme
Court case, and Petitioner has cited none, that has held that such a fact pattern
requires reversal. And, we do not consider the Florida Supreme Court’s conclusion
to have been an unreasonable application of Morgan or any other Supreme Court
case decided before the Florida Supreme Court’s decision.
IV. Consideration of Invalid Aggravating Factor
Petitioner also claims that the trial court committed error by considering, and
allowing the jury to consider, that he was the triggerman. Error does exist where
the sentencer relies upon an invalid factor. See Mills v. Maryland, 108 S. Ct. 1860,
24
1866 (1988). In this case, Petitioner argues that his being the triggerman was an
invalid consideration because it is not supported by the evidence. In making this
argument, Petitioner relies upon the Florida Supreme Court’s ruling on his direct
appeal, where the court ruled that insufficient evidence existed to prove that Van
Poyck was the triggerman. See Van Poyck I, 564 So. 2d at 1069.
As the Florida Supreme Court noted, however, another basis for the
imposition of the death penalty existed: felony murder. The felony murder
argument was supported by the evidence and is a sufficient basis for imposing the
death penalty. See id. at 1070-71. The Florida Supreme Court’s ruling sustaining
the imposition of the death penalty was not unreasonable.
Where, as here, a jury is presented with two theories of the case, one
supported by the evidence and the other not, we should presume that the jury relied
on the supported theory. See Sochor v. Florida, 112 S. Ct. 2114, 2122 (1992). We
have no good reason to think that the jury relied on something more than the
factually supported theory of felony murder. Petitioner points to the jury’s verdict
form from the guilt phase of the trial, which indicates that at least one -- but not all
-- of the jurors would have convicted Petitioner on the basis of premeditated
murder. The question, however, is what the jury considered at the penalty phase of
the trial.
25
In deciding this question, it seems useful to look at the closing arguments
made during the penalty phase. As discussed above, whether Petitioner was
actually the triggerman was of only minimal importance during the prosecutor’s
closing. Never did the prosecutor argue triggerman status as an aggravating factor
that would justify the death penalty. And, in rebutting Petitioner’s argument that
Petitioner’s minor role in the crime should be considered a mitigating factor, the
prosecutor focused chiefly on Petitioner’s role in orchestrating and planning the
crime, not on whether Petitioner was the triggerman. The prosecutor’s expressed
argument was that Petitioner deserved death whether or not Petitioner was the
triggerman.
Petitioner also argues that the trial court improperly relied upon his being the
triggerman. Again, the Florida Supreme Court’s rejection of these claims was not
unreasonable.
The sole indicator that the trial court considered Petitioner to be the
triggerman is a passage in the order imposing the death penalty, in which the trial
court stated “the State clearly presented competent and substantial evidence as to
the crime of first degree felony murder and/or first degree pre-meditated murder
and in reality presented competent evidence that [Petitioner] may have in fact been
the individual who pulled the trigger and shot Fred Griffis.” The trial court never
26
stated that it found Petitioner, in fact, to have been the triggerman or that the court
considered Petitioner’s triggerman status to be an aggravating factor justifying the
death penalty. The only aggravating factors the trial court found to exist were the
four argued by the prosecutor in his closing, and none of those factors is based
upon triggerman status.
In arguing that the trial court’s alleged error requires reversal of the death
penalty, Petitioner relies heavily on our decision in Delap v. Dugger, 890 F.2d 285
(11th Cir. 1989). In Delap, the trial court at defendant’s first trial had rendered a
judgment of acquittal on a charge of felony murder. Then at the sentencing phase
of the defendant’s retrial (at which he had been convicted of premeditated murder),
the court had imposed a death sentence. The trial court explicitly relied on the
specific statutory factor that the murder occurred during the commission of a
felony. See Delap, 890 F.2d at 307. The elements and burden of proof for felony
murder as a basis for conviction and for “murder in the course of a felony” as an
aggravating factor were almost identical. We declared that the imposition of the
death penalty on such a basis violated the double jeopardy clause. See id. at 317-
19.
27
Here, the facts are significantly different.13 The prosecutor did not argue
triggerman status as an aggravating factor. And in listing the aggravating factors it
had determined to be present, the trial court only listed the four factors argued by
the prosecutor; triggerman status was not mentioned as an aggravating factor. That
the trial court concluded that the prosecution had “presented competent evidence
that [Petitioner] may have in fact been the individual who pulled the trigger and
shot Fred Griffis” does not mean that the trial court had found, beyond a
reasonable doubt, that Petitioner was the triggerman. And, it certainly does not
mean that the trial court relied upon Petitioner’s role as triggerman as some kind of
aggravating factor. As such, the rule of Delap has not been violated, and Petitioner
has made no showing that the Florida Supreme Court’s rejection of his claim was
unreasonable. Petitioner’s petition for a writ of habeas corpus on this ground must
therefore be denied.
13
We again stress that, even if the underlying facts of Delap were identical to
the underlying facts of this case, Petitioner would still not necessarily prevail.
Petitioner’s burden is to show that the Florida Supreme Court’s opinion was an
unreasonable application of federal law according to the United States Supreme
Court. Reasonable judges can disagree on the proper interpretation of the United
States Supreme Court’s precedents; a state court ruling that is contrary to Eleventh
Circuit law might still be a reasonable application of Supreme Court precedent.
28
Based upon the above considerations, we conclude that the district court’s
denial of a writ of habeas corpus was proper. The judgment of the district court is
affirmed.
AFFIRMED.
29