Marvin K. Speigner, Jr. v. Willie A. Alexander , 248 F.3d 1292 ( 2001 )

Marvin K. SPEIGNER, Jr., retired, Plaintiff-Appellant,
v.
Willie A. ALEXANDER, Major General, Alabama Army National Guard, The Adjutant General, Clyde
A. Hennies, Major General, former Adjutant General, Alabama Army National Guard, et al., Defendants-
Appellees.
No. 00-13616.
United States Court of Appeals,
Eleventh Circuit.
April 24, 2001.
Appeal from the United States District Court for the Middle District of Alabama.(No. 99-00846-CV-C-N),
John L. Carroll, Magistrate Judge.
Before BIRCH and HULL, Circuit Judges, and TIDWELL*, District Judge.
BIRCH, Circuit Judge:
In this opinion, we decide whether a suit for injunctive relief based on a personnel decision can be
brought against the Alabama National Guard ("Alabama Guard"). The district court dismissed the claim as
nonjusticiable. We AFFIRM.
I. BACKGROUND
Plaintiff-Appellant Marvin K. Speigner, Jr., a white male, was removed from the Alabama Guard
after 25 years of service. He had reached the rank of Lieutenant Colonel. Because he was an officer with
at least 20 years of service, Speigner was subject to annual review by the Selective Retention Board ("SRB").
The SRB considers an officer's record in light of United States National Guard ("National Guard") selection
criteria, and either recommends that an officer be retained, be retained for a limited period, or not be retained
at all. In 1997, the SRB recommended that Speigner be retained for one year, and in 1998, it recommended
that Speigner not be retained. Defendant Clyde Hennies, then Adjutant General, approved both of these
recommendations. Accordingly, Speigner was separated from the Alabama Guard in 1998.
Speigner identifies two regulations that were not followed during his SRB reviews. First, both the
1997 and 1998 SRBs had five members, rather than the mandated three or nine. Also, defendant Willie
Alexander, a black colonel, sat on both boards, though regulations preclude a member of an SRB from sitting
on consecutive panels that consider the same officers. Hennies, then Adjutant General of the Alabama Guard,
*
Honorable G. Ernest Tidwell, U.S. District Judge for the Northern District of Georgia, sitting by
designation.
had received special permission each year from the National Guard to make both of these changes. Speigner
alleged that he heard Hennies lament the lack of black colonels on his staff and express a desire to address
racism in the Alabama Guard. The 1996—1999 SRBs removed 41 white male officers, 1 female, 1 "other"
male, and 0 black males from the Alabama Guard. These statistics, combined with Hennies's statements and
Alexander's presence on consecutive SRBs form the basis for Speigner's claim of racial bias.
Speigner filed a complaint, alleging racial discrimination under 42 U.S.C. § 1981, a denial of equal
protection under 42 U.S.C. § 1983, a denial of due process under 42 U.S.C. § 1983, and race-based
conspiracy, in violation of 42 U.S.C. § 1985.1 He requested an injunction against racial discrimination in the
Alabama State Military Department, reinstatement, back pay, compensatory and punitive damages, and
attorneys' fees. Because Speigner voluntarily dismissed his claims for compensatory and punitive damages,2
the district court considered only his claims for declaratory and injunctive relief against the Alabama Military
Department and against Alexander in his official capacity. The district court granted summary judgment
against Speigner on the grounds that his case was nonjusticiable under Feres v. United States, 340 U.S. 135,
71 S.Ct. 153, 95 L.Ed. 152 (1950), Chappell v. Wallace, 462 U.S. 296, 103 S.Ct. 2362, 76 L.Ed.2d 586(1983), and United States v. Stanley, 483 U.S. 669, 107 S.Ct. 3054, 97 L.Ed.2d 550 (1987).
II. DISCUSSION
We review a grant of summary judgment de novo, viewing all the facts in the light most favorable
to the non-moving party. Harbert Int'l, Inc. v. James, 157 F.3d 1271, 1277 (11th Cir.1998). Summary
judgment is proper when "there is no genuine issue as to any material fact and ... the moving party is entitled
to a judgment as a matter of law." FED. R. CIV. P. 56(c).
A. Feres and Its Progeny
The district court correctly granted summary judgment in this case based on the Supreme Court
precedent set forth in Feres, Chappell, and Stanley. In Feres, the Supreme Court held that "the Government
is not liable under the Federal Tort Claims Act for injuries to servicemen where the injuries arise out of or
are in the course of activity incident to service." 340 U.S. at 146, 71 S.Ct. at 159. This remained a limited
1
In a later filing, Speigner agreed that his claim of race-based conspiracy under § 1985 was barred by
the intracorporate conspiracy doctrine. R1-33-15. See McAndrew v. Lockheed Martin Corp., 206 F.3d
1031 (11th Cir.2000) (en banc).
2
As discussed in section IIA of this opinion, Speigner's claims for monetary damages were clearly
nonjusticiable under United States v. Stanley, 483 U.S. 669, 107 S.Ct. 3054, 97 L.Ed.2d 550 (1987).
doctrine until 1983, when the Supreme Court expanded the holding to include all suits for damages.
Chappell, 462 U.S. at 305, 103 S.Ct. at 2368 ("We hold that enlisted military personnel may not maintain a
suit to recover damages from a superior officer for alleged constitutional violations.").3 The impetus behind
this decision was an acknowledgment of the "special nature of military life [and] the need for unhesitating
and decisive action by military officers and equally disciplined responses by enlisted personnel [that] would
be undermined by a judicially created remedy exposing officers to personal liability at the hands of those they
are charged to command." Id. at 304, 103 S.Ct. at 2367.
Because the circuits were inconsistent in their application of Chappell, the Court granted certiorari
in Stanley. Stanley, 483 U.S. at 676, 107 S.Ct. at 3059-60. In Stanley, the Court reiterated the importance
of the Feres "incident to service" test, and extended the nonjusticiability doctrine to include Bivens actions.4
Id. at 683-84, 107 S.Ct. at 3064. Later cases in several of the circuits extended the application of the Feres
"incident to service" test to cases brought under § 1983, an interpretation that grants state actors the same
degree of immunity from civil suits as federal actors would be afforded under Stanley. See, e.g., Watson v.
Arkansas Nat'l Guard, 886 F.2d 1004, 1007 (8th Cir.1989) ("This circuit, along with the majority of circuits
that have considered the question, has extended the logic of Chappell to actions brought against National
Guard officers under § 1983 [because] [t]he concern for the disruption of military discipline upon which
Feres, Chappell, and Stanley are based applies equally when a court is asked to entertain an intra-military suit
under § 1983."); accord Bowen v. Oistead, 125 F.3d 800, 803 n. 2 (9th Cir.1997); Wright v. Park, 5 F.3d
586, 591 (1st Cir.1993). As a result of this line of cases, there is no recognized cause of action for a member
of the armed forces to request monetary damages from the military if the claim is based on an injury that is
incident to service.5
3
The doctrine was further expanded to include suits for non-constitutional violations in United States
v. Shearer, 473 U.S. 52, 59, 105 S.Ct. 3039, 3044, 87 L.Ed.2d 38 (1985).
4
Under Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619(1971), an individual can seek monetary damages from a federal official for a violation of constitutional
rights.
5
We no longer apply the test in Mindes v. Seaman, 453 F.2d 197 (5th Cir.1971) to determine
justiciability in cases by members of the armed forces brought against the military if the claim is based on
an injury incident to service. See Stanley, 483 U.S. 669, 107 S.Ct. 3054, 97 L.Ed.2d 550 (1987)
(establishing a broader test for nonjusticiability); Kitowski v. United States, 931 F.2d 1526 (11th
Cir.1991) (applying the "incident to service" test without mention of Mindes); Doe v. Garrett, 903 F.2d
1455, 1463 n. 15 (11th Cir.1990) ("[I]t appears well established that Mindes need not be applied before
reaching the merits of a statutory claim against the military."). But see Stinson v. Hornsby, 821 F.2d
At issue in this case is whether this doctrine of nonjusticiability extends to cases for injunctive relief.
Based on the policy behind the Supreme Court decisions, and consistent with the majority of the circuits that
have addressed this issue, we hold that, with certain exceptions, it does. The Supreme Court has made clear
that,
[c]ivilian courts must, at the very least, hesitate long before entertaining a suit which asks the court
to tamper with the established relationship between enlisted military personnel and their superior
officers; that relationship is at the heart of the necessarily unique structure of the Military
Establishment.
Chappell, 462 U.S. at 300, 103 S.Ct. at 2366. It is this basic premise that underlies the string of cases finding
suits by enlisted personnel against the military for an injury incident to service nonjusticiable for injunctive
relief as well as damages.
B. Circuit Approaches
Despite the Supreme Court's attempt in Stanley to harmonize the approaches of the courts of appeal,
implementation of Stanley has been inconsistent in cases for injunctive relief. A discussion of the differences
is helpful to explain our rationale for agreeing with the majority of circuits that have addressed this issue.
The Seventh Circuit, in Knutson v. Wisconsin Air Nat'l Guard, 995 F.2d 765 (7th Cir.1993), found
cases for reinstatement against the military nonjusticiable. According to the court, "[t]hese sorts of
reinstatement claims, often pending for several years in civilian courts, may well leave WIANG in limbo
awaiting the outcome of litigation and thus significantly hamper its ability to staff properly and to fulfill its
mission." Id. at 771. The result of review of military personnel decisions by civilian courts would be to
"undermine military discipline and decision-making or impair training programs and operational readiness."
Id.In Watson, the Eighth Circuit found a case nonjusticiable for similar reasons. As does Speigner,
Watson brought a 42 U.S.C. § 1983 action seeking damages, back pay, correction of his record, and
reinstatement of the National Guard.6 Watson, 886 F.2d at 1007. The Eighth Circuit dismissed his case
1537, 1540 (11th Cir.1987) (remanding case against the military to district court to apply Mindes factors).
In this case, we expressly do not address the applicability of Mindes to other situations. See, e.g., Meister
v. Texas Adjutant General's Dep't, 233 F.3d 332, 341 (5th Cir.2000) ("It is true that Stanley blocks claims
brought by servicemen incident to their military service, which therefore preempts Mindes with respect to
such claims. But claims still fall within Mindes that Stanley does not encompass-those involving 'internal
military decisions' that are 'not incident to [a serviceman's] military service.' ").
6
While Watson's case was pending, the Supreme Court decided Stanley, causing Watson to abandon
his claim for monetary damages. See Watson, 886 F.2d at 1007.
because "the policies upon which the Feres doctrine, and subsequent case law in that doctrine's development,
are premised weigh heavily in favor of precluding claims for equitable relief." Id. at 1008. The court
explained its decision by stressing that "[t]he judiciary does not acquire competence in this area merely
because the remedy sought is an injunction rather than damages.... To disallow claims for damages while
agreeing to review claims for injunctive relief arising from the same facts would be to exalt form over
substance." Id. at 1009. The court wanted to avoid "a highly intrusive judicial inquiry into personnel
decisions that bear upon the readiness of the military to perform its mission." Id. at 1008.
The Fifth Circuit approaches cases against the military in a similar manner. Though it was not
necessary to apply the Feres line of cases to the facts, the Fifth Circuit outlined the rationale and policy
behind the nonjusticiability doctrine in Meister v. Texas Adjutant General's Dep't, 233 F.3d 332 (5th
Cir.2000). The court emphasized that "courts should not interfere with military discipline and management.
These are areas where we have little competence or authority to proceed." Id. at 338. In Meister, the court
cited Crawford v. Texas Army Nat'l Guard, 794 F.2d 1034, 1036 (5th Cir.1986), a pre-Stanley decision that,
consistent with Chappell, applied the same rationale as Meister.
In Crawford, plaintiffs requested, inter alia, injunctive relief in the form of reinstatement of their
eligibility for all available retirement benefits and the removal of certain information from their personnel
files. The Fifth Circuit held that their case was nonjusticiable because "[t]he injunctive-relief exception to
Chappell advocated by appellants could swallow Chappell's rule of deference" to the military establishment.
Id. at 1036. In conclusion, the Fifth Circuit stated its belief that "suits for injunctive relief, like those for
monetary damages, must be carefully regulated in order to prevent intrusion of the courts into the military
structure." Id. at 1036-37. The Fifth Circuit noticed an exception to this rule for cases involving "challenges
to the facial validity of military regulations" that are distinct from "discrete personnel matters." Id. at 1036.
The Second Circuit also follows the same approach to cases by enlisted personnel against the military
when the injury is incident to service. The court opined that "allowing service members to sue their superiors
would unacceptably compromise military discipline and readiness for combat." Jones v. New York State Div.
of Military and Naval Affairs, 166 F.3d 45, 52 (2nd Cir.1999).
Relying on the same quote from Stanley that Speigner relies on in this case, the minority of circuits
have held that injunctive relief is attainable against the military. To make the argument that he could sue the
military for monetary damages, Stanley relied on the sentence in Chappell that states, "[t]his Court has never
held, nor do we now hold, that military personnel are barred from all redress in civilian courts for
constitutional wrongs suffered in the course of military service." Chappell, 462 U.S. at 304, 103 S.Ct. at
2368. In Stanley, the Supreme Court called this argument "irrelevant," and pointed out that, "[a]s the citations
immediately following that statement suggest, it referred to redress designed to halt or prevent the
constitutional violation rather than the award of money damages." Stanley, 483 U.S. at 683, 107 S.Ct. at
3063. From this sentence, Speigner and the First Circuit see a window for claims for injunctive relief against
the military. See Wigginton v. Centracchio, 205 F.3d 504, 512 (1st Cir.2000) ("[T]aken together, Chappell
and Stanley ... make it clear that intramilitary suits alleging constitutional violations but not seeking damages
are justiciable."). Before the Supreme Court decided Stanley, the Third Circuit, in a case that has been relied
upon post-Stanley, also held that injunctive relief claims for reinstatement were justiciable based on Chappell.
See Jorden v. Nat'l Guard Bureau, 799 F.2d 99, 111 (3d Cir.1986) ("[I]f Jorden establishes a constitutional
violation, the remedy will be a court-ordered reinstatement, rather than the kind of ongoing judicial oversight
held inappropriate in Gilligan. ... Jorden's claims for reinstatement are reviewable.").
We do not find this argument persuasive, however, because the "citations immediately following"
the Chappell quote that the Court referred to in Stanley are all cases challenging military regulations on their
faces, rather than their application to discrete personnel decisions. See, e.g., Goldman v. Weinberger, 475
U.S. 503, 106 S.Ct. 1310, 89 L.Ed.2d 478 (1986) (First Amendment challenge to dress code in Air Force);
Rostker v. Goldberg, 453 U.S. 57, 101 S.Ct. 2646, 69 L.Ed.2d 478 (1981) (Fifth Amendment challenge to
all-male draft registration); Brown v. Glines, 444 U.S. 348, 100 S.Ct. 594, 62 L.Ed.2d 540 (1980) (First
Amendment challenge to regulation of petitions); Parker v. Levy, 417 U.S. 733, 94 S.Ct. 2547, 41 L.Ed.2d
439 (1974) (Fifth Amendment challenge that criminal provisions in the military code were overbroad and
vague); Frontiero v. Richardson, 411 U.S. 677, 93 S.Ct. 1764, 36 L.Ed.2d 583 (1973) (Fifth Amendment
challenge to military benefits statute that discriminated against women).
In contrast, however, "civilian courts have traditionally deferred to the superior experience of the
military in matters of duty orders, promotions, demotions, and retentions." Knutson, 995 F.2d at 771. In
cases where claims by enlisted personnel against the military have been heard, it was "[t]he nature of the
lawsuits, rather than the relief sought, [that] rendered them justiciable." Crawford, 794 F.2d at 1036. See
also Watson, 886 F.2d at 1010 ("There is a vast difference between judicial review of the constitutionality
of a regulation or statute of general applicability and judicial review of a discrete military personnel
decision."). Therefore, we now hold that cases brought by enlisted personnel against the military for injuries
incident to service are nonjusticiable, whether the claims request monetary damages or injunctive relief.
Consistent with Supreme Court precedent, this holding in no way bars facial challenges to military
regulations.
C. Incident to Service Test
Accordingly, if Speigner's injury was incident to service in the Alabama Guard, it is nonjusticiable.
We apply a three-part test to determine whether an injury is incident to service. When undertaking such an
analysis, we consider, "(1) the duty status of the service member, (2) the place where the injury occurred, and
(3) the activity the serviceman was engaged in at the time of injury." Pierce v. United States, 813 F.2d 349,
352-53 (11th Cir.1987) (per curiam); see also Whitley v. United States, 170 F.3d 1061, 1070 (11th Cir.1999).
The rationale behind this test is to separate cases that may interfere with military discipline and command
decisions from those that do not. See Whitley, 170 F.3d at 1069.
Speigner was on active duty with the Alabama Guard, and the injury took place at a formal review
by the SRB and as a consequence of this review. The district court correctly held that the decision whether
or not to retain Speigner meets the Pierce test and, therefore, is nonjusticiable. Accord Mier v. Owens, 57
F.3d 747, 751 (9th Cir.1995) ("Military promotion is one of the most obvious examples of a personnel
decision that is integrally related to the military's structure."). Because there are a limited number of positions
available at the higher levels of command, it is imperative to the military that only those officers determined
to be competent to serve are retained. To dictate to the military which officers should be considered
competent would be to interfere in just the way that Feres and its progeny preclude.
III. CONCLUSION
Because Speigner's complaint arises from an injury that was incident to his service as an officer in
the Alabama Guard, we AFFIRM the judgment of the district court that his case in nonjusticiable.