Chandler v. Miller ( 1996 )

United States Court of Appeals,
Eleventh Circuit.
No. 95-8230.
Walker L. CHANDLER; Sharon T. Harris; James D. Walker,
Plaintiffs-Appellants,
v.
Zell D. MILLER, Governor; Max Cleland, Secretary of State of
Georgia; James G. Ledbetter, Commissioner, Department of Human
Resources, State of Georgia, Defendants-Appellees.
Jan. 22, 1996.
Appeal from the United States District Court for the Northern
District of Georgia. (No. 1:94-cv-1298-ODE), Orinda D. Evans,
Judge.
Before EDMONDSON, DUBINA and BARKETT, Circuit Judges.
EDMONDSON, Circuit Judge:
This case requires us to determine the constitutionality of a
Georgia statute requiring drug testing of political candidates and
nominees for state offices. We hold that Georgia's rule violates
no federal constitutional provision and affirm the district court's
judgment.
I.
In 1990, the Georgia legislature enacted O.C.G.A. § 21-2-140.1
The offices to which the statute applies include, among others,
those of the Governor, Lieutenant Governor, Secretary of State,
1
O.C.G.A. § 21-2-140 provides:
At the time a candidate for state office qualifies for
nomination or election, each such candidate shall file
a certificate ... stating that such candidate has been
tested for illegal drugs ... and that the results of
such test are negative.... No candidate shall be
allowed to qualify for nomination or election to a
state office unless he or she presents such
certificate....
Attorney General, the heads of several agencies, all state judges
in courts of general jurisdiction, and all state legislators. Id.
§ 21-2-140(a)(4). Plaintiff-appellants are members of the
Libertarian Party seeking the offices of Lieutenant Governor,
Commissioner of Agriculture, and member of the House of
Representatives.
As the language quoted in the margin indicates, anyone who
declines to take the test, or who tests positive, is basically
barred from holding office. Additional aspects of the drug-testing
scheme were outlined by the district court: testing may, at the
option of the candidate, be performed either at an approved medical
testing laboratory or at the office of the candidate's physician.
Laboratory procedures concerning privacy follow the Mandatory
Guidelines for Federal Workplace Drug Testing Programs, set out at
53 Fed.Reg. 11,979 (1988). The test is designed to reveal the
presence or absence of the indicia of five illegal drugs. No
information unrelated to drug use is contemplated by the statute;
the test simply indicates that the candidate tested positive or
negative.
The appellants' arguments comprise three identifiable claims.2
First, appellants argue the tests violate the Fourth Amendment
prohibition on unreasonable searches and seizures. Second,
2
Appellants' brief refers to almost every right enumerated
in the Constitution. Many of these textual provisions are
touched on only in passing, with no citations of authority. The
district court focused exclusively on appellants' Fourth
Amendment claim, and Appellants asserted at argument here that
they chiefly advanced their First and Fourteenth Amendment
claims. We regard all federal constitutional arguments except
these (First, Fourth, and Fourteenth Amendments) as either
abandoned or without merit.
appellants categorize the statute as affecting the Fourteenth
Amendment rights of candidates to run and of voters to choose them.
Third, they categorize their refusal to submit to the test as a
protected speech act that cannot, under the First Amendment, be the
basis for barring a candidate from the ballot.
II.
That the tests at issue are searches within the meaning of
the Fourth Amendment seems settled. See Skinner v. Railway Labor
Executives' Ass'n, 489 U.S. 602, 617, 109 S. Ct. 1402, 1413, 103
L. Ed. 2d 639 (1989). Like the test at issue in National Treasury
Employees Union v. Von Raab, 489 U.S. 656, 109 S. Ct. 1384, 103
L. Ed. 2d 685 (1989), this test "is not designed to serve the
ordinary needs of law enforcement." 489 U.S. at 666, 109 S.Ct. at
1391. That is, the test is not designed to prosecute crime: no
party before us contends otherwise. Special needs are involved.
In this circumstance, the courts must "balance the individual's
privacy expectations against the Government's interests to
determine whether it is impractical to require a warrant or some
level of individualized suspicion in the particular context." 489
U.S. at 665-66, 109 S.Ct. at 1390-91. Another federal appeals
court considering suspicionless drug testing has noted that "Von
Raab 's balancing test is inherently, and doubtless intentionally,
imprecise. The Court did not purport to list all of the factors
that should be weighed or to identify which factors should be
considered more weighty than others." Willner v. Thornburgh, 928
F.2d 1185, 1187 (D.C.Cir.1991).
No federal court seems to have entertained a Fourth Amendment
challenge to a state law requiring testing of candidates for high
state office. Thus we observe at the outset the special concerns
affecting the Von Raab balancing test where the state's interest is
in setting qualifications for its own officers.
American history is especially important in a case like this
one; and the Supreme Court observed nearly a century ago:
It is obviously essential to the independence of the States,
and to their peace and tranquility, that their power to
prescribe the qualifications of their own officers ... should
be exclusive and free from external interference, except so
far as plainly provided by the Constitution of the United
States.
Taylor v. Beckham, 178 U.S. 548, 570-71, 20 S. Ct. 890, 898, 44
L. Ed. 1187 (1900); (cited in Gregory v. Ashcroft, 501 U.S. 452,
460, 111 S. Ct. 2395, 2400, 115 L. Ed. 2d 410 (1991)). In the light
of this command, we regard the states as entitled to considerable
deference in the characterization of their own interests.
Under the Skinner-Von Raab framework, the state's interest is
calculated mainly by reference to two factors: the level of
documented evidence of a past problem and the fundamental
inconsistency of drug use with the demands of the position. In
Skinner, the Court approved suspicionless drug testing where there
was a documented showing of widespread substance abuse among
employees in the position to be subjected to testing. 489 U.S. at
607, 109 S.Ct. at 1407-08.
In Von Raab, the Customs office did not demonstrate a past of
drug abuse among the employees to be tested. The Court approved
the search anyway, however, when confronted with evidence that
physical and ethical demands on customs agents were so great as to
render drug use totally incompatible with the nature of the
position. 489 U.S. at 669-70, 109 S.Ct. at 1393. Thus, because
Georgia has not argued that her elected officials have in the past
abused drugs, the issue on Georgia's interest is whether unlawful
drug use is similarly fundamentally incompatible with high state
office.
We think that to ask this question is also to answer it. The
people of Georgia place in the trust of their elected officials
that which people value most highly: their liberty, their safety,
their economic well-being, ultimate responsibility for law
enforcement, and so on. The Supreme Court has recognized that
"drug abuse is one of the most serious problems confronting our
society today," Von Raab, 489 U.S. at 674, 109 S.Ct. at 1395, and
therefore has approved the drug testing of Customs officers in part
because "the national interest [in eradicating drug use] could be
irreparably damaged if those charged with safeguarding it were,
because of their own drug use, unsympathetic to their mission of
interdicting narcotics." 489 U.S. at 670, 109 S.Ct. at 1393. That
said, it follows, even more forcefully, that those vested with the
highest executive authority to make public policy in general and
frequently to supervise Georgia's drug interdiction efforts in
particular must be persons appreciative of the perils of drug use.3
3
The Von Raab situation might be distinguished on the basis
that Congress can define the Customs Department's mission and
demand sympathy to that mission as a condition of employment,
whereas the executive officers here are members of a branch
coequal to the Georgia legislature. We regard this distinction
as involving a pure question of state law.
Appellants asserted in their complaint that the testing
violates the Georgia Constitution, but the district court
decided no issues of state law. 28 U.S.C. § 1367 provides
that the district courts "may decline to exercise
But drug use poses significant dangers beyond rendering
elected officials unsympathetic to drug interdiction efforts. The
nature of high public office in itself demands the highest levels
of honesty, clear-sightedness, and clear-thinking. For example,
the Lieutenant Governor is the President of the Senate and has
other executive duties posed by law; more important, though, the
Lieutenant Governor is to replace the Governor should the top
executive office become vacant. O.C.G.A. § 45-12-7. The Governor
must respond to state emergencies, id. § 45-12-30, and if necessary
call out the state militia. Id. §§ 45-12-27; 45-12-28. He can
direct state law enforcement agencies. See O.C.G.A. §§ 35-3-8.1;
35-2-33(b). The Governor has broad powers of appointment to
important offices, boards, commissions, and so forth. See
generally id. § 45-12-50; see also Ga. Const. Art. I, § 2, par. 1
(Governor appoints members of State Board of Pardons and Paroles).
It goes without saying that clear judgment is imperative to the
position. Likewise, members of the House of Representatives enact
laws of general applicability for the state, while the Commissioner
supplemental jurisdiction over a claim" which they otherwise
have power to hear if "the claim raises a novel or complex
issue of state law...." Id. The decision not to exercise
supplemental jurisdiction is reviewed for abuse of
discretion. Faucher v. Rodziewicz, 891 F.2d 864, 872 (11th
Cir.1990). In view of the complex state constitutional
issues presented here and the interests of comity in this
sensitive area of federal-state relations, we cannot
conclude the district court abused its discretion. See,
e.g., Grant v. Seminole County, Fla., 817 F.2d 731, 732
(11th Cir.1987) (finding no abuse of discretion where
district court failed to explain dismissal of state claim,
because "[e]xercising pendent jurisdiction over the claim
would have required the district court to decide a novel
question of state law ..."). We also decline to decide the
issues of state law raised by appellants.
of Agriculture leads an agency with broad regulatory powers. See
generally id. § 2-2-7 (Commissioner of Agriculture); Ga. Const.
Art. III (House of Representatives). The positions are
particularly susceptible to the "risks of bribery and blackmail
against which the Government is entitled to guard." Von Raab, 489
U.S. at 674, 109 S.Ct. at 1395. Simply put, the state's interest
in filling these positions with drug-free people is great.4
Also, we note that our conclusion is strengthened by our
deferential reading of Georgia's appraisal of its own interests.
Evaluating the governmental interest is necessarily a policy-based
inquiry; and while the importance of electing officials whose
probity and judgment are unclouded by the use of unlawful drugs may
be self-evident to us, we—whatever our own views might be—would be
slow to disregard Georgia's appraisal of that need in the light of
cases like Taylor, supra, reminding us that a state's sovereign
interests are at stake.
Against Georgia's interests must be balanced
plaintiff-appellants' privacy interests. The Supreme Court in
Skinner, 489 U.S. at 626, 109 S.Ct. at 1418, noted that drug tests
4
Appellants contend that because the test is administered
after substantial notice, drug users may simply discontinue their
indulgence for a brief period before testing and, thus, defeat
the purpose of the test. They say the testing is just
ineffective. But, in balancing the Fourth Amendment interests,
there is no requirement that a search be the single most
effective one a legislature could design. Also, as the Supreme
Court noted in Von Raab, "addicts may be unable to abstain for
even a limited period of time, or may be unaware of the
"fade-away effect' of certain drugs." 489 U.S. at 676, 109 S.Ct.
at 1396 (citations omitted). Persons who would be caught by
Georgia's limited testing would seem to be people who are out of
control about drugs; these worst cases might be the most
dangerous in public office. The testing is not so ineffective as
to be unreasonable or irrational in itself.
"require employees to perform an excretory function traditionally
shielded by great privacy," and Justice Scalia wrote in Von Raab
that the drug tests there were "particularly destructive of privacy
and offensive to personal dignity." 489 U.S. at 680, 109 S.Ct. at
1398 (Scalia, J., dissenting).
But, we think that the intrusion here is even less than that
approved in Von Raab. Here, the test can be taken at the office of
the candidate's physician, whereas in Von Raab, the test had to be
taken in the company of an (auditory) observer employed by an
"independent contractor." Other aspects bearing on the
individual's interests are similar to those approved in Von Raab.
The district court noted that federally-approved privacy
guidelines, such as those at 53 Fed.Reg. 11,979 et seq. (1988),
serve as the benchmark for laboratory procedures. The test reveals
only the presence or absence of the indicia of the use of illegal
drugs. The results are not made available to law enforcement
officers in the event a candidate chooses not to file them (if
taken through one's own physician, no state agent need know that
the test was administered). And, much like the Customs agents
whose privacy expectations are diminished because physical
conditioning and ethical behavior are central to job performance,
see Von Raab, 489 U.S. at 679, 109 S.Ct. at 1398, candidates for
high office must expect the voters to demand some disclosures about
their physical, emotional, and mental fitness for the position.
Because the governmental interests of the state of Georgia
outweigh the intrusions on privacy effected by the challenged
testing, we hold that O.C.G.A. § 21-2-140, as applied to the
appellants, does not violate the Fourth Amendment.
III.
Appellants also contend that by barring from the ballot a
class of persons (those who refuse to take drug tests), the Georgia
legislature has violated the rights of the candidates to run for
office and the people to vote for whom they please. In their
briefs and at argument, appellants indicated they would
characterize the Fourteenth Amendment as creating a nearly absolute
barrier to excluding a defined group of persons from the ballot.
The Supreme Court, however, has rejected that argument, most
recently in Gregory v. Ashcroft, 501 U.S. 452, 111 S. Ct. 2395, 115
L. Ed. 2d 410 (1991). There, the Court recognized Missouri's
prerogative to exclude from the ballot most candidates for the
state judiciary over a mandatory retirement age of seventy years.
The Court acknowledged that when states bar a class of candidates
from the ballot, "the Equal Protection Clause provides a check on
such state authority," but cited Article IV, section 4 and the
Tenth Amendment for the proposition that
our scrutiny will not be so demanding where we deal with
matters resting firmly within a State's constitutional
prerogatives. This rule is no more than a recognition of a
State's constitutional responsibility for the establishment
and operation of its own government, as well as the
qualifications of an appropriately designated class of public
office holders.
501 U.S. at 462, 111 S.Ct. at 2402 (citations and internal
quotation marks omitted).
Gregory guides us in our disposition of the appellants' equal
protection claim. There, the Court held that rational basis
scrutiny applies to state electoral qualifications not involving a
suspect classification. 501 U.S. at 470, 111 S.Ct. at 2406. Under
rational basis scrutiny, courts "will not overturn such a statute
unless the varying treatment of different groups or persons is so
unrelated to the achievement of any combination of legitimate
purposes that we can only conclude that the legislature's actions
were irrational." Vance v. Bradley, 440 U.S. 93, 97, 99 S. Ct. 939,
943, 59 L. Ed. 2d 171 (1979).
Considering the importance of the mental, emotional, and
physical health of high public officials, we cannot conclude that
the Georgia legislature acted irrationally. Also, the Georgia
statute creates less of a barrier than the one upheld in Gregory:
whereas Missouri judicial candidates past the mandatory retirement
age were permanently barred from the ballot, Georgia candidates are
only barred so long as they cannot (or will not) demonstrate that
they are drug-free. Thus we hold that O.C.G.A. § 21-2-140 does not
improperly infringe on the rights of people to run and of voters to
choose the candidate of their choice.
IV.
Appellants' First Amendment claim is based on their assertion
that the "refusal tamely to submit to the government's drug testing
edict is itself a protected free speech act similar in nature to
refusing to salute a flag or the king's hat set upon a post in the
village square." We read this argument as an appeal to the
rationale of cases like Communist Party of Indiana v. Whitcomb, 414
U.S. 441, 94 S. Ct. 656, 38 L. Ed. 2d 635 (1974), which invalidated a
state statute conditioning ballot access on the filing of an
affidavit disavowing the overthrow of state and national
governments, and Bond v. Floyd, 385 U.S. 116, 87 S. Ct. 339, 17
L. Ed. 2d 235 (1966), which held that exclusion of a member of the
Georgia House of Representatives based on his stated opposition to
the Vietnam war violated the First Amendment. We think these cases
are distinguishable in that they involve pure speech acts, divorced
from unlawful conduct.
In that respect, this case is more like United States v.
O'Brien, 391 U.S. 367, 88 S. Ct. 1673, 20 L. Ed. 2d 672 (1968), where
the court upheld against a First Amendment challenge the
prosecution of a young man who burned his draft card, ostensibly in
an effort to persuade others to oppose the Vietnam War. There, the
Court stated, "[w]e cannot accept the view that an apparently
limitless variety of conduct can be labeled speech whenever the
person engaging in the conduct intends thereby to express an idea."
391 U.S. at 376, 88 S.Ct. at 1678. The Court went on, however, to
entertain the "assumption that the alleged communicative element in
O'Brien's conduct is sufficient to bring into play the First
Amendment." Id. Against this backdrop, the Court held that
government regulation of conduct containing "speech and nonspeech"
elements is "sufficiently justified if it is within the
constitutional power of the Government; if it furthers an
important or substantial government interest; if the governmental
interest is unrelated to the suppression of free expression; and
if the incidental restriction on alleged First Amendment freedoms
is no greater than is essential to the furtherance of that
interest." 391 U.S. at 377, 88 S.Ct. at 1679.
Georgia's drug-testing statute passes muster under the
framework of O'Brien. First, it is generally within the power of
the state of Georgia to prescribe qualifications for its elected
officials. See Gregory, 501 U.S. at 463, 111 S.Ct. at 2402.
Second, the statute furthers a substantial governmental
interest, as described in the Fourth Amendment analysis above.
Third, the government's purpose is not suppression of free
expression. The purpose, as we concluded above, is ensuring that
high public officials to whom immense responsibilities are
entrusted possess the judgment, probity, and alertness required of
them. Anyway, it is doubtful whether the statute has even the
effect, let alone purpose, of restricting speech rights. We think
an audience would much more clearly perceive the intended message
of one who burns a draft card than the message of one who declines
to take a drug test. See generally Clark v. Community for Creative
Non-Violence, 468 U.S. 288, 294, 104 S. Ct. 3065, 3069, 82 L. Ed. 2d
221 (1984) (noting that First Amendment protection of conduct
depends on whether conduct "would reasonably be understood by the
viewer to be communicative").
Fourth, the regulation is no more restrictive of expression
than is necessary. If Georgia's goal is to preclude the nomination
or election of people addicted to drugs then it must require,
rather than simply advise, that prospective candidates submit to
testing. Appellants have not suggested a less restrictive way for
Georgia to accomplish its stated objective of keeping drug users
out of office. Therefore, we conclude that whatever impact the
Georgia statute has on speech does not violate the First Amendment.
V.
No party contends in this appeal that the drug testing in
this case is for normal law enforcement. The controversy is about
Georgia's rights and the special need Georgia believes it has to
take a step to deter illicit drug users from filling important
state offices. Especially in the light of federalism and the Tenth
Amendment, we are cautious in interfering with the states on
matters central to their governance.5 O.C.G.A. § 21-2-140 does not
violate the First, Fourth, or Fourteenth Amendment rights of
candidates for high office in Georgia; we affirm the judgment of
the district court.6
AFFIRMED.
BARKETT, Circuit Judge, dissenting:
As the majority recognizes, there is no question that the
mandatory drug testing in this case is an unreasonable search
5
By the way, Georgia publishes almost no official
legislative history. And, we do not accept an academic law
journal's summary of a post-enactment telephone interview (not
conducted under oath) with a single legislator (even one of the
sponsors of a bill) as competent legislative history. See, e.g.,
Blanchette v. Connecticut General Ins. Corp., 419 U.S. 102, 132,
95 S. Ct. 335, 353, 42 L. Ed. 2d 320 (1974) (rejecting use of
"subsequent legislative history" because "[P]ost-passage remarks
of legislators, however explicit, cannot serve to change the
legislative intent.... Such statements represent only the
personal views of these legislators."). Nor do we—on the basis
of such "history"—accept that Georgia's drug testing law is
merely or chiefly symbolic, although that which is symbolic may
still have great significance. In their brief,
plaintiff-appellants cited to no such law review summaries; and
we think they—given the lack of true legislative history
available—were right not to do so.
6
We are aware that qualifying to run for the pertinent
public offices is only a few months away. We also recognize that
plaintiff-appellants will likely seek review of our decision.
For that reason, we have tried to be expeditious in announcing
the decision. Because speed seems important, we have perhaps not
said all that we could—especially about history; but we think we
have said enough to indicate our general point of view.
prohibited by the Fourth Amendment unless it is required by
"special governmental needs beyond the normal need for law
enforcement," and those needs outweigh the candidates' privacy
interests. National Treasury Employees v. Von Raab, 489 U.S. 656,
665-66, 109 S. Ct. 1384, 1390-91, 103 L. Ed. 2d 685 (1989) (citing
Skinner v. Railway Labor Executives' Ass'n, 489 U.S. 602, 109 S. Ct.
1402, 1413-14 (1989)). I dissent because I do not believe that the
suspicionless search in these circumstances serves any special
governmental need beyond the normal need for law enforcement, and,
if it did, I believe that the candidates' privacy interests
outweigh the governmental interests when the factors of Von Raab
are properly considered.
Before balancing the candidates' privacy expectations against
the government's interests in conducting suspicionless
drug-screening, the court must first ascertain whether this case
presents a special governmental need beyond the normal need for law
enforcement.1 In simpler terms, before the court can balance the
competing interests in this case, it must first ask what is so
impractical about requiring a warrant or individualized suspicion
in the circumstances presented here. It is in this threshold
inquiry that I believe the majority first errs.
The majority frames its analysis in terms of whether "unlawful
drug use is ... fundamentally incompatible with high state office."
1
Whether "[s]pecial needs are involved" in this case is
determined not by how urine test results will be used against any
particular candidate, but by whether the "need" for such testing
is already served by ordinary law enforcement, and is of such a
"special" nature as to render the Fourth Amendment's warrant
requirement impracticable.
Certainly, the answer to that question is patently obvious, but the
question assumes unlawful drug use.2 This case is not about the
incompatibility of drug use and elected office, but rather about
whether Fourth Amendment protections can be constitutionally
suspended when there is no individualized suspicion, when there is
no immediate or direct threat to public safety, when those being
searched are not directly involved in the frontlines of drug
interdiction, when there is no institutional setting involved such
as a prison or public school requiring swift and informal
discipline, and when there are no dire consequences as a result of
waiting to obtain a warrant if a candidate, or anyone else for that
matter, is suspected of violating the law. The first question for
the court is not whether the state's interest is great enough and
its chosen method effective enough to outweigh the privacy
interests involved. Rather, it is whether, under Von Raab, the
circumstances in this case give rise to a special governmental need
beyond the ordinary needs of law enforcement in the first place.
I think not, and the majority's analysis does not support its
conclusion to the contrary.3
Essentially, the majority's justification for suspending the
2
O.C.G.A. § 21-2-140 bars from public office either
candidates who refuse to take the test because they are
ideologically opposed to the government's intrusion upon their
privacy, or candidates who fail the test and are thereby only
suspected of having committed a crime.
3
The majority's reference to the Tenth Amendment interest in
setting qualifications for public office misses the point.
Georgia's power under the Tenth Amendment to regulate its
electoral process is not absolute. As the majority notes, the
state's power to do so is subject to federal constitutional
limitations, the extent of which are at issue here.
requirements of the Fourth Amendment is the state's interest in
officeholders who are "drug free," "honest[ ], clear-sighted[ ],
and clear-thinking," as well as "appreciative of the perils of drug
use" and "[ ]sympathetic to drug interdiction efforts." Putting
aside First Amendment concerns as to whether these subjective
traits, as desirable as they may be, can be legislated as valid
qualifications for public office, this standard not only fails to
address why ordinary law enforcement methods are insufficient to
protect these interests, but it makes suspicionless searches the
rule and obtaining a warrant almost always irrelevant.4 Moreover,
this rationale seriously erodes the Fourth Amendment's protections
for many people beyond the parties involved here.
The Supreme Court has rejected such an overbroad standard in
assessing the reasonableness of various governmental drug-testing
schemes. In Skinner and Von Raab, the Court suspended Fourth
Amendment protections only when the risks of drug impairment
affected those directly on the frontline of drug interdiction
efforts, or those who, if under the influence of drugs, could pose
an imminent physical threat to the public. The Court found a nexus
between the risks of drug use and imminent hazards to public
safety, for example, where government employees "discharge duties
fraught with such risks of injury to others that even a momentary
lapse of attention can have disastrous consequences." Skinner, 489
4
Under this standard, what Fourth Amendment protections
would candidates retain to prevent suspicionless testing to
research for a physical or mental impairment, AIDS, alcohol or
prescription drug abuse, screening DNA for genetic information,
or to prevent warrantless invasions of homes to search for drugs,
pornography, or other contraband?
U.S. at 628, 109 S. Ct. at 1419. The Court held that railway safety
is a special governmental need beyond the normal need for law
enforcement and justifies the suspicionless urine testing of those
employees whose drug and alcohol abuse can "cause great human
loss," but noted that the regulations "narrowly and specifically"
limited testing to the aftermath of a serious accident when
individualized suspicion is "most impracticable," or when employees
are otherwise directly involved in safety-rules violations. Id. at
622, 631, 109 S. Ct. at 1416, 1420-21. Moreover, the Court upheld
drug testing only after a showing of past history linking drug and
alcohol abuse with serious train accidents. Id. at 606-08, 109
S.Ct. at 1407-08.
In Von Raab, the Court likewise required such a nexus in
upholding suspicionless urine testing of Customs employees who are
involved directly in enforcing drug laws, or are required to carry
firearms. Von Raab, 489 U.S. at 670-71, 109 S.Ct. at 1393. While
the Court found compelling the Customs Service's interest in
"ensuring that front-line interdiction personnel are physically
fit, and have unimpeachable integrity and judgment," it also
specifically explained how that compelling interest would be
undermined by unlawful drug use among such front-line personnel:
"A drug user's indifference to the Service's basic mission, or,
even worse, his active complicity with malefactors, can facilitate
importation of sizable drug shipments or block apprehension of
dangerous criminals." Von Raab, 489 U.S. at 670, 109 S. Ct. at
1393. The Court recognized that "the public should not bear the
risk that employees who may suffer from impaired perception and
judgment will be promoted to positions where they may need to
employ deadly force." Id. at 671, 109 S.Ct. at 1393 (emphasis
added).
The narrow focus of these exceptions was reaffirmed in
Vernonia School District 47J v. Acton, --- U.S. ----, 115 S. Ct.
2386, 132 L. Ed. 2d 564 (1995). The Court held that special
governmental needs justify randomly testing the urine of
schoolchildren, who hold a diminished expectation of privacy in the
public school custodial setting, but noted that "it must not be
lost sight of that this program is directed more narrowly to drug
use by school athletes, where the risk of immediate physical harm
to the drug user or those with whom he is playing his sport is
particularly high." Acton, --- U.S. at ----, 115 S. Ct. at 2395
(emphasis added). Thus, it appears that even (unathletic)
schoolchildren enjoy greater Fourth Amendment protections than the
majority accords the candidates in this case.
There is nothing so special or immediate about the generalized
governmental interests involved here as to warrant suspension of
the Fourth Amendment's requirement of individualized suspicion for
searches and seizures. There are no exigent circumstances. There
is no imminent threat of grave physical harm. The prospective
candidates are not on the frontlines of drug interdiction. And, we
cannot ignore that candidates are subjected to the ultimate
screening program—the voice of the electorate. Thus, I believe the
majority errs in concluding that a special governmental need beyond
the normal need of law enforcement is present in this case.
In addition to being troubled by the majority's assumption
that a special governmental need beyond the normal need for law
enforcement exists which makes obtaining a warrant impractical in
this case, I am troubled by the majority's assessment and balancing
of the competing interests involved. This case presents a more
serious constitutional question than that in Von Raab and Skinner
because of the nature and magnitude of the individual rights
involved.
Even if privacy interests are viewed in the narrowest sense,
a candidate's legitimate expectation of privacy in his or her
bodily fluids is greater than the employees in Von Raab or Skinner.
In balancing the privacy interests of the employees in Von Raab,
the Court recognized that Customs officers already agree to undergo
intrusive screening as a condition of employment: " Unlike most
private citizens or government employees in general, employees
involved in drug interdiction reasonably should expect effective
inquiry into their fitness and probity." Von Raab, 489 U.S. at
672, 109 S.Ct. at 1394 (emphasis added). The Court likened the
necessity in those circumstances to the "extraordinary assurances
of trustworthiness and probity" and "intrusive inquiries into ...
physical fitness" required of those who undertake "special
positions" such as in our military or intelligence services. Id.
at 671, 109 S.Ct. at 1394. In Skinner, the Court likewise
recognized that "the expectations of privacy of covered employees
are diminished by reason of their participation in an industry that
is regulated pervasively to ensure safety, a goal dependent, in
substantial part, on the health and fitness of covered employees."
Skinner, 489 U.S. at 627, 109 S.Ct. at 1418.
I recognize that employment choices may indeed diminish
expectations of privacy. An individual need not choose to become
a drug interdiction agent, military intelligence officer, or
railway engineer, thereby avoiding the intensive training and
intrusive screening required by that particular job. But, an
individual does not have a constitutional right to a specific kind
of employment. The Constitution, however, protects participation
in government. While candidates relinquish to the people a great
deal of their privacy in choosing to run for public office, the
price should not include sacrificing one's Fourth Amendment right
to be free from unreasonable searches and seizures.
In conducting the Von Raab balancing test, the majority fails
to adequately consider the totality of the government's
"interference with individual liberty." Von Raab, 489 U.S. at 671,
109 S. Ct. at 1393. Not only is the privacy surrounding an
individual's bodily functions at stake, but all of the rights
associated with participating in a democracy—rights of association,
freedom of speech, ballot access, and the right to cast an
effective ballot. We are not dealing merely with the denial of a
job opportunity, but with the denial of opportunity to participate
in our democratic form of government. In light of the interference
with these liberty interests, giving the governmental interests
here the greater weight seems especially unreasonable.
Finally, I am concerned about the majority's conclusion that
the government's actions in this case do not violate the First
Amendment. The majority maintains that the government's purpose is
not suppression of free expression. Yet, it supports its holding
by citing the importance of ensuring that elected officials are
"persons appreciative of the perils of drug use" and "[
]sympathetic to drug interdiction efforts." Establishing a certain
ideology as a "qualification" for holding public office appears to
be a content-based restriction on free expression.5 Drug policy is
a politically charged issue confronting many government officials
who have disparate points of view regarding the "Drug War" and the
efficacy of the means employed in fighting it. It is the function
of public office holders to write, enforce, and interpret the laws,
including drug laws. By conditioning holding public office upon
submission to drug screening, however, the Georgia legislature
effectively bans from positions of political power not only those
candidates who might disagree with the current policy criminalizing
drug use, but also those who challenge the intrusive governmental
means to detect such use among its citizenry. This statute is
neither neutral nor procedural, but, in the majority's own
characterization, attempts to ensure that only candidates with a
certain point of view qualify for public office.
It is beyond peradventure that a bodily search is
significantly intrusive. It is almost equally obvious that the
means utilized here would not accomplish the goals purportedly
5
The Supreme Court struck down a previous attempt by the
Georgia legislature to disqualify a citizen from public office on
the basis of his ideology, noting that: "Madison and Hamilton
anticipated the oppressive effect on freedom of expression which
would result if the legislature could utilize its power of
judging qualifications to pass judgment on a legislator's
political views." Bond v. Floyd, 385 U.S. 116, 135-37 n. 13, 87
S. Ct. 339, 349-50 n. 13, 17 L. Ed. 2d 235 (1966) (holding
legislature's use of oath provisions to exclude from its ranks
one with whom its majority disagreed on federal government's
policy in Vietnam War violated First Amendment).
6
justifying the search. Thus, this search is more a symbolic
gesture than an effective tool to ferret out drug-users or assure
exemplary public officials.7 Surely, symbolic gestures are not
6
The majority recognizes that, considering the notice given,
any drug user could disguise drug use, and that "[p]ersons who
would be caught by Georgia's limited testing would seem to be
people who are out of control about drugs...." It also seems
that these "worst cases" would be ideal candidates for some form
of individualized suspicion.
7
The majority has delineated the government's purported
interest in ensuring that candidates "have what it takes" to hold
public office as justification for the suspicionless urine
testing of candidates. However, the available subsequent
legislative history indicates that in passing O.C.G.A. § 21-2-
140, the Georgia General Assembly did not appear to be motivated
by concerns that state politicians exercise their "best judgment
and skill," but rather by the desire to enact a symbolic measure:
"One of the sponsor's of the original 1990 legislation
... proposed the legislation out of a sense of fairness
rather than any genuine fear that state politicians
were not drug free. The sponsor of the 1990
legislation felt that if city council or state
politicians require drug testing of state employees,
they too should undergo drug testing. Additionally, if
in order to appease public concern about the use of
illegal drugs politicians must infringe upon the rights
of government employees, the politicians themselves
should be treated similarly."
Edith M. Shine, Legislative Review, 9 Ga.St.U.L.Rev. 212,
218 (1992) (citing Telephone Interview with Rep. Bob Holmes,
House District No. 28 (Apr. 10, 1992)) (footnotes omitted).
Representative Holmes stated that the legislation was
proposed in response to similar legislation that required
school teachers to undergo urine testing because it was
unfair to subject teachers to urine tests unless the
politicians enacting such a law also were tested. Id. at
218 n. 61. Nonetheless, the law did not apply to
politicians who were already in office, but only to
prospective candidates for those offices. In any event, the
Applicant Drug Screening Act, which precipitated the mandate
for suspicionless testing of political candidates, was
struck down later as an unconstitutional infringement of
employment applicants' Fourth and Fourteenth Amendment
rights. Georgia Ass'n of Educators v. Harris, 749 F. Supp.
1110, 1114 (N.D.Ga.1990) (holding generalized governmental
interest in maintaining drug-free workplace not sufficiently
compelling so as to outweigh applicants' Fourth Amendment
enough to trump the constitutional imperatives of the Fourth
Amendment or the right to participate in government.
rights).
On a final note, Representative Holmes' comments are
incapable of "chang[ing] the legislative intent ...
expressed before the Act's passage," as in Blanchette v.
Connecticut General Insurance Corp., 419 U.S. 102, 132, 95
S. Ct. 335, 353, 42 L. Ed. 2d 320 (1974) because, as the
majority notes, no "official" history of legislative intent
exists. Rather, this case is closer to Galvan v. Press, 347
U.S. 522, 526-27, 74 S. Ct. 737, 740, 98 L. Ed. 911 (1954)
(relying on 1951 memorandum by Senator McCarran in
interpreting ambiguous legislative intent of 1950 statute he
sponsored). We are left, therefore, with the wisdom of Mr.
Chief Justice John Marshall that "[w]here the mind labours
to discover the design of the legislature, it seizes
everything from which aid can be derived." United States v.
Fisher, 6 U.S. (2 Cranch) 358, 386, 2 L. Ed. 304 (1805)
(quoted in Consumer Product Safety Commission v. GTE
Sylvania, Inc., 447 U.S. 102, 100 S. Ct. 2051, 64 L. Ed. 2d 766
(1980)).