Estate of Geraldine F. Jennings v. Gulf Shore Private Home Care, LLC ( 2021 )


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  • USCA11 Case: 20-14415    Date Filed: 10/15/2021    Page: 1 of 7
    [DO NOT PUBLISH]
    In the
    United States Court of Appeals
    For the Eleventh Circuit
    ____________________
    No. 20-14415
    Non-Argument Calendar
    ____________________
    ESTATE OF GERALDINE F. JENNINGS,
    ROBERT J. JENNINGS,
    CHERYL FAZO,
    KIM S. JENNINGS,
    Plaintiffs-Appellants,
    versus
    GULFSHORE PRIVATE HOME CARE, LLC,
    Defendant-Third Party Plaintiff-Appellee.
    USCA11 Case: 20-14415        Date Filed: 10/15/2021    Page: 2 of 7
    2                      Opinion of the Court               20-14415
    ____________________
    Appeal from the United States District Court
    for the Middle District of Florida
    D.C. Docket No. 2:19-cv-00072-SPC-NPM
    ____________________
    Before JORDAN, GRANT, and BLACK, Circuit Judges.
    PER CURIAM:
    This Court requested that the Estate of Geraldine F.
    Jennings, Robert J. Jennings, Cheryl Fazo, and Kim S. Jennings
    (collectively, Jennings) and Gulfshore Private Home Care, LLC
    (Gulfshore) respond to jurisdictional questions raised by Jennings’s
    appeal of the district court’s November 23, 2020 judgment. We
    asked them to address (1) given that the November 23, 2020 order
    and judgment granting summary judgment to Gulfshore were
    vacated, whether any challenge to that order and judgment was
    now moot; and (2) whether the notice of appeal was effective to
    appeal from the district court’s November 24, 2020 order and
    judgment.       Both parties filed responses, and Gulfshore
    incorporated a motion to dismiss Jennings’s appeal for lack of
    appellate jurisdiction.
    The facts relevant to the motion to dismiss occurred over a
    two-day period. On November 23, 2020, the following events
    occurred: (1) the district court entered an opinion and order
    granting Gulfshore’s fourth motion for summary judgment,
    USCA11 Case: 20-14415        Date Filed: 10/15/2021     Page: 3 of 7
    20-14415               Opinion of the Court                        3
    dismissing Jennings’s amended complaint with prejudice, and
    directing the clerk to enter judgment accordingly and to terminate
    all remaining deadlines and motions; (2) the clerk entered a
    document setting out the judgment pursuant to the district court’s
    order; and (3) the district court then entered an endorsed order
    vacating its opinion and order granting the motion for summary
    judgment and stating it would “enter an amended decision under
    separate cover.”
    On November 24, 2020, Jennings, through counsel, filed a
    notice of appeal stating Jennings was seeking an appeal “from the
    judgment of this Court entered on November 23, 2020, which,
    upon a motion for summary judgment, dismissed the action with
    prejudice.” The district court transmitted the “initial appeal
    package” to this Court as well. The same day, after the district
    court had docketed and transmitted Jennings’s notice of appeal, the
    district court entered a new opinion and order which granted
    Gulfshore’s fourth motion for summary judgment, denied
    Jennings’s discovery motions as untimely, and directed the clerk to
    enter judgment accordingly. The clerk entered judgment pursuant
    to the new opinion and order.
    This Court will not dismiss an appeal “for informality of
    form or title of the notice of appeal, or for failure to name a party
    whose intent to appeal is otherwise clear,” Fed. R. App. P. 3(c)(4);
    and “embraces ‘a policy of liberal construction of notices of appeal’
    when (1) unnoticed claims or issues are inextricably intertwined
    with noticed ones and (2) the adverse party is not prejudiced,” Hill
    USCA11 Case: 20-14415        Date Filed: 10/15/2021     Page: 4 of 7
    4                      Opinion of the Court                20-14415
    v. BellSouth Telecomm., Inc., 
    364 F.3d 1308
    , 1313 (11th Cir. 2004)
    (quoting C.A. May Marine Supply Co. v. Brunswick Corp., 
    649 F.2d 1049
    , 1056 (5th Cir.1981)). However, this case does not present the
    circumstances of a notice of appeal that is merely lacking formality
    or contains a simple mistake of omitting an intended party or
    order, nor does this case warrant this Court exercising liberal
    construction of the notice of appeal because (1) Jennings is not
    proceeding pro se and the notice of appeal was filed by Jennings’s
    counsel; (2) the notice of appeal clearly and unambiguously states
    it is seeking an appeal from the judgment entered on November
    23, 2020; and (3) the notice of appeal was filed before the existence
    of the November 24, 2020 final order and judgment, so there was
    no possibility that the wrong judgment date was entered by
    mistake.
    Jennings’s counseled notice of appeal sought to appeal the
    judgment from an already vacated final order. The district court
    vacated only the November 23 opinion and order granting
    summary judgment but did not vacate the November 23 clerk-
    entered judgment. Jennings asserts that because the district court
    vacated only the opinion and order, but not the judgment, his
    notice of appeal deprived the district court of jurisdiction to enter
    the November 24 opinion and order and judgment. The flaw in
    this argument is that the November 23 judgment was dependent
    on the November 23 opinion and order granting Gulfshore’s
    motion for summary judgment. Without the November 23
    opinion and order, there is no final order disposing of the case and
    USCA11 Case: 20-14415             Date Filed: 10/15/2021         Page: 5 of 7
    20-14415                   Opinion of the Court                               5
    no final judgment and nothing to appeal. 
    28 U.S.C. § 1291
    ; see also
    Barfield v. Brierton, 
    883 F.2d 923
    , 931 (11th Cir. 1989) (explaining
    this court usually cannot hear appeals from non-final orders).
    Jennings’s notice of appeal of a non-appealable order did not divest
    the district court of jurisdiction to enter the November 24 order
    and judgment. United States v. Hitchmon, 
    602 F.2d 689
    , 694 (5th
    Cir. 1979) (en banc), 1 superseded by statue on other grounds as
    recognized by United States v. Martinez, 
    763 F.2d 1297
    , 1308 &
    n.11 (11th Cir. 1985) (holding that filing a notice of appeal from a
    non-appealable order does not divest the district court of
    jurisdiction).
    We conclude that by the time the notice of appeal was filed,
    the November 23 judgment was null and void because the
    November 23 opinion and order, upon which the judgment was
    entered, was vacated by the district court. See United States v.
    Ayres, 
    76 U.S. 608
    , 610 (1869) (holding an order granting a new trial
    had the effect of vacating the former judgment and rendering it null
    and void, leaving the parties in the same situation as if no trial had
    ever taken place). Because the November 23 opinion and order
    was vacated, there is no live controversy with respect to which this
    Court may grant meaningful relief and Jennings is no longer
    aggrieved by the November 23 final order and judgment.
    Jennings’s challenge of the vacated order and judgment is moot.
    1 In Bonner v. City of Prichard, 
    661 F.2d 1206
    , 1209 (11th Cir. 1981) (en banc),
    this Court adopted as binding precedent all decisions of the former Fifth
    Circuit handed down prior to close of business on September 30, 1981.
    USCA11 Case: 20-14415         Date Filed: 10/15/2021     Page: 6 of 7
    6                       Opinion of the Court                 20-14415
    See Christian Coal. of Fla., Inc. v. United States, 
    662 F.3d 1182
    , 1189
    (11th Cir. 2011) (stating an “issue is moot when it no longer
    presents a live controversy with respect to which the court can give
    meaningful relief”); Wolff v. Cash 4 Titles, 
    351 F.3d 1348
    , 1353-54
    (11th Cir. 2003) (explaining a party to the lawsuit must be aggrieved
    by the judgment or order to sustain an appeal); see also Fort Knox
    Music, Inc. v. Baptiste, 
    257 F.3d 108
    , 110 (2d Cir. 2001) (stating
    because a vacated judgment has no effect, a party can no longer be
    aggrieved by that judgment and an appeal from the vacated
    judgment is moot).
    Further, Jennings’s counseled notice of appeal is invalid to
    appeal from the November 24 final judgment because it was filed
    and entered on the docket before the existence of the November
    24 final order and judgment. See Bogle v. Orange Cty. Bd. of Cty.
    Comm’rs, 
    162 F.3d 653
    , 661 (11th Cir. 1998) (stating under Federal
    Rule of Appellate Procedure 3(c), a notice of appeal must designate
    an existent judgment or order, not one that is merely expected or
    within the appellant’s contemplation when the notice of appeal is
    filed). Moreover, the notice of appeal is invalid to challenge the
    November 24 final order and judgment because it specifically
    designated that it was seeking an appeal from the final judgment
    entered on November 23 which, as discussed above, was vacated.
    See Fed. R. App. P. 3(c)(1)(B) (providing a notice of appeal “must .
    . . designate the judgment, order, or part thereof being appealed”);
    Osterneck v. E.T. Barwick Indus., Inc., 
    825 F.2d 1521
    , 1528 (11th
    Cir. 1987) (explaining that ordinarily, the failure to abide by the
    USCA11 Case: 20-14415         Date Filed: 10/15/2021     Page: 7 of 7
    20-14415                Opinion of the Court                         7
    requirement a notice of appeal “designate the judgment, order or
    part thereof appealed from” will preclude the appellate court from
    reviewing any judgment or order not so specified).
    Nor was the district court’s vacating of the November 23
    order a sua sponte reconsideration under Federal Rule of Civil
    Procedure 59(e), making the notice of appeal effective when the
    district court entered the November 24 final order. Jennings did
    not file a notice of appeal from an order or judgment which was
    still valid and was later revisited and vacated or amended by the
    district court, but instead filed a notice of appeal from an order and
    judgment that had already been vacated. Even if we considered
    the district court’s actions to constitute a sua sponte
    reconsideration pursuant to Rule 59(e), Jennings was required to
    file a new or amended notice of appeal to challenge the November
    24 order which resolved the sua sponte Rule 59(e) reconsideration.
    See Fed. R. App. 4(a)(4)(B)(ii); Weatherly v. Alabama State Univ.,
    
    728 F.3d 1263
    , 1271 (11th Cir. 2013) (stating to seek appellate
    review of an order entered after the notice of appeal was filed
    disposing of a tolling motion, the appealing party is required to file
    a separate notice of appeal or amend its original notice to designate
    the order on the motion as subject to appeal).
    Accordingly, we GRANT Gulfshore’s motion to dismiss
    Jennings’s appeal for lack of appellate jurisdiction and this appeal is
    hereby DISMISSED.