Case: 18-11727 Date Filed: 08/12/2019 Page: 1 of 11
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 18-11727
Non-Argument Calendar
________________________
D.C. Docket No. 0:17-cv-61870-JEM
INNOCENT CHINWEZE,
Plaintiff - Appellant,
versus
BANK OF AMERICA, N.A.,
FEDERAL NATIONAL MORTGAGE ASSOCIATION,
MANSFIELD BRONSTEIN, P.A.,
Defendants - Appellees.
________________________
Appeal from the United States District Court
for the Southern District of Florida
________________________
(August 12, 2019)
Before MARCUS, ROSENBAUM, and ANDERSON, Circuit Judges.
PER CURIAM:
Case: 18-11727 Date Filed: 08/12/2019 Page: 2 of 11
Innocent Chinweze filed a lawsuit against Bank of America, N.A. (“BANA”),
the Federal National Mortgage Association (“Fannie Mae”), and Mansfield
Bronstein, P.A. (“Mansfield”), arising out of the foreclosure sale of his Miramar,
Florida, home by public auction in May 2013. Chinweze alleged that Mansfield, his
prior foreclosure counsel, wrongfully paved the way for the foreclosure sale and that
BANA and Fannie Mae conspired to manipulate the auction and, in doing so,
violated his constitutional rights and federal and Florida laws against anticompetitive
and deceptive behavior.
The district court granted BANA and Fannie Mae’s motion to dismiss the
claims against them for lack of subject-matter jurisdiction under the Rooker-
Feldman doctrine, which, broadly speaking, prevents federal district courts from
reviewing state-court decisions. See Nicholson v. Shafe,
558 F.3d 1266, 1270 (11th
Cir. 2009). The court then dismissed the claims against Mansfield for failure to
prosecute. Chinweze appeals.
I.
The relevant facts are largely undisputed. In August 2010, after Chinweze
defaulted on a promissory note secured by a mortgage on real properly located in
Miramar, Florida, BANA initiated foreclosure proceedings, during which Chinweze
was represented by Mansfield. In November 2012, a Florida state trial court entered
a final foreclosure judgment in favor of BANA. The judgment determined that
2
Case: 18-11727 Date Filed: 08/12/2019 Page: 3 of 11
Chinweze owed BANA nearly $440,000 and ordered the property to be sold at a
foreclosure sale on February 5, 2013. In late January 2013, BANA assigned its right
to bid at the sale to Fannie Mae.
Chinweze prevented the foreclosure sale from going forward by filing a
bankruptcy petition on February 4, 2013. After the bankruptcy court dismissed
Chinweze’s petition with prejudice for 180 days, a state trial court rescheduled the
sale for May 28, 2013.
Chinweze objected to the sale and moved to vacate the foreclosure judgment.
He asserted that BANA lacked standing to compel the sale of the property because
it had assigned its right to bid to Fannie Mae. He also alleged violations of his due-
process rights. The trial court denied the motion and the clerk of court conducted
the sale on May 28, 2013. During the sale, BANA placed a proxy credit bid for
Fannie Mae. Fannie Mae was the high bidder and was issued a certificate of sale.
Soon after, Chinweze filed an emergency motion to cancel and vacate the sale.
In that motion, Chinweze argued that the sale should be vacated because, as he had
previously argued, BANA failed to provide adequate notice of the sale and because
BANA could not participate in the public auction or purchase the property because
it had assigned its bid to Fannie Mae. In July 2013, the state court denied this motion
and directed the clerk of court to issue a certificate of title. Chinweze took an
3
Case: 18-11727 Date Filed: 08/12/2019 Page: 4 of 11
unsuccessful appeal to the Fourth District Court of Appeal, which issued a per
curiam affirmance in April 2015.
Chinweze continued to try to prevent the issuance of a certificate of title. He
filed another bankruptcy petition; he filed objections raising antitrust and civil rights
violations; and he appealed a state trial court order granting BANA’s motion to issue
a certificate of title over his objections. The state appellate court eventually affirmed
the trial court’s ruling in December 2017.
II.
Facing eviction, Chinweze filed this lawsuit against BANA, Fannie Mae, and
Mansfield in September 2017. Chinweze alleged that BANA and Fannie Mae
conspired to “monopolize the foreclosure action” by using their combined financial
resources to effectively exclude the public—through the assignment of BANA’s
right to bid and the proxy credit bid—and ensure that Fannie Mae was the high
bidder at the auction. Chinweze further alleged that Mansfield, his prior foreclosure
counsel, paved the way for the foreclosure sale by failing to inform him of the
foreclosure judgment and then abandoning him without notice.
Chinweze alleged violations of the Sherman Act, 15 U.S.C. §§ 1 & 2; the
Florida Antitrust Act, Fla. Stat. § 542.18; the Florida Deceptive and Unfair Trade
Practices Act, Fla. Stat. § 501.204; and his civil and constitutional rights. For these
alleged violations, Chinweze requested “that the entire foreclosure auction . . . [and]
4
Case: 18-11727 Date Filed: 08/12/2019 Page: 5 of 11
that the final judgment of mortgage foreclosure . . . be set aside.” He also sought
damages “caused by the Defendants in the illegal foreclosure and sale,” injunctive
and equitable relief, and other civil damages and penalties.
After BANA and Fannie Mae filed a motion to dismiss, the magistrate judge
recommended that the claims against BANA and Fannie Mae be dismissed for lack
of subject-matter jurisdiction under the Rooker-Feldman doctrine. According to the
magistrate judge’s report and recommendation (the “BANA R&R”), Chinweze’s
claims were inextricably intertwined with the state-court foreclosure judgment and
related proceedings and were, therefore, barred by Rooker-Feldman.
The BANA R&R informed Chinweze that he had fourteen days in which to
file objections and that the failure to file timely objections would bar him from
“attacking on appeal unobjected-to factual and legal conclusions contained [in the
R&R], except upon grounds of plain error if necessary in the interest of justice.”
Chinweze did not file timely objections or otherwise respond to the BANA R&R.
Accordingly, the district court adopted the BANA R&R and dismissed the claims
against BANA and FNMA “with prejudice.”
With regard to the claims against Mansfield, the magistrate judge issued a
show-cause order on March 19, 2018. In the order, the magistrate judge noted that
Mansfield, despite being served in December 2017, had not responded to the
complaint and that Chinweze had not moved for entry of default. So, the magistrate
5
Case: 18-11727 Date Filed: 08/12/2019 Page: 6 of 11
judge directed Chinweze to show cause, on or before March 29, why the claims
against Mansfield should not be dismissed for lack of prosecution. That deadline
came and went without a response from Chinweze, so the magistrate judge issued
another report and recommendation (the “Mansfield R&R”) on April 4, 2018,
recommending dismissal for failure to prosecute. Chinweze finally filed a response
to the show-cause order on April 18, the date on which objections to the R&R were
due, explaining that he had been sick and also wanted to give Mansfield additional
time to respond to the complaint. The district court adopted the Mansfield R&R two
days later.
III.
We first consider the district court’s dismissal of Chinweze’s claims against
BANA and FNMA under the Rooker-Feldman doctrine. We ordinarily review de
novo the application of this doctrine. Lozman v. City of Riviera Beach, Fla.,
713
F.3d 1066, 1069–70 (11th Cir. 2013).
The de novo standard does not apply in this case, however, because Chinweze
did not file timely objections to the R&R despite being warned about the
consequences for failing to do so. This Court’s general rule is this:
A party failing to object to a magistrate judge’s findings or
recommendations contained in a report and recommendation in
accordance with the provisions of 28 U.S.C. § 636(b)(1) waives the
right to challenge on appeal the district court's order based on
unobjected-to factual and legal conclusions if the party was informed
6
Case: 18-11727 Date Filed: 08/12/2019 Page: 7 of 11
of the time period for objecting and the consequences on appeal for
failing to object.
11th Cir. R. 3-1. “In the absence of a proper objection, however, the court may
review on appeal for plain error if necessary in the interests of justice.”
Id.
Because Chinweze failed to object to the BANA R&R, we review the
dismissal of Chinweze’s claims against BANA and FNMA for plain error at most.
This doctrine “rarely applies in civil cases,” Ledford v. Peeples,
657 F.3d 1222, 1258
(11th Cir. 2011), and will ordinarily be invoked only where an error “resulted in a
miscarriage of justice,” Sec. & Exch. Comm’n v. Diversified Corp. Consulting Grp.,
378 F.3d 1219, 1227 n.14 (11th Cir. 2004).
This is not a “rare case” in which reversal for plain error is warranted. See
id.
at 1227. According to the Supreme Court, the Rooker-Feldman doctrine applies to
“cases brought by state-court losers complaining of injuries caused by state-court
judgments rendered before the district court proceedings commenced and inviting
district court review and rejection of those judgments.” Exxon Mobil Corp. v. Saudi
Basic Indus. Corp.,
544 U.S. 280, 284 (2005). Although Rooker-Feldman is a
narrow doctrine, “a state court loser cannot avoid Rooker-Feldman’s bar by cleverly
cloaking her pleadings in the cloth of a different claim.” May v. Morgan Cty. Ga.,
878 F.3d 1001, 1004 (11th Cir. 2017). We apply the doctrine “both to federal claims
raised in the state court and to those ‘inextricably intertwined’ with the state court’s
judgment.”
Id. at 1005 (quoting Casale v. Tillman,
558 F.3d 1258, 1260–61 (11th
7
Case: 18-11727 Date Filed: 08/12/2019 Page: 8 of 11
Cir. 2009)). “A claim is inextricably intertwined if it would effectively nullify the
state court judgment, or [if] it succeeds only to the extent that the state court wrongly
decided the issues.”
Casale, 558 F.3d at 1260 (quotation marks omitted).
Here, Chinweze has not shown that the district court plainly erred by
concluding that his claims against BANA and FNMA were barred by Rooker-
Feldman. A review of Chinweze’s complaint shows that he alleged harm stemming
from the foreclosure sale and subsequent orders refusing to vacate it, and that he was
attempting to “set aside” that sale, if not the underlying foreclosure judgment itself,
despite state trial and appellate decisions upholding it. In other words, Chinweze
complained of injuries caused by state-court decisions and invited review and
rejection of those decisions. See
May, 878 F.3d at 1005. Even if his federal
complaint raised new federal claims that were not addressed by the state courts, the
Rooker-Feldman doctrine applies “both to federal claims raised in the state court and
to those ‘inextricably intertwined’ with the state court’s judgment.”
Id.
Accordingly, we are not convinced that the district court committed a plain error that
“resulted in a miscarriage of justice.” 1 Diversified
Corp., 378 F.3d at 1227 n.14.
Next, Chinweze argues that the district court abused its discretion in
dismissing his claims against Mansfield for lack of prosecution. The decision to
1
To the extent Chinweze relies on a fraud exception to Rooker-Feldman, the district court
did not plainly err because this Court has not recognized such an exception in a published opinion.
See United States v. Lejarde-Rada,
319 F.3d 1288, 1291 (11th Cir. 2003).
8
Case: 18-11727 Date Filed: 08/12/2019 Page: 9 of 11
dismiss a case for lack of prosecution “lies within the trial court’s discretion and can
be reversed only for an abuse of discretion.” McKelvey v. AT&T Techs., Inc.,
789
F.2d 1518, 1520 (11th Cir. 1986); Dynes v. Army Air Force Exchange Serv.,
720
F.2d 1495, 1499 (11th Cir. 1983). “A district court has inherent authority to manage
its own docket so as to achieve the orderly and expeditious disposition of cases.”
Equity Lifestyle Props., Inc. v. Fla. Mowing & Landscape Serv., Inc.,
556 F.3d 1232,
1240 (11th Cir. 2009) (quotation marks omitted). And “[t]he court may dismiss a
claim if the plaintiff fails to prosecute it or comply with a court order.”
Id. (citing
Fed. R. Civ. P. 41(b)). Sua sponte dismissal is authorized under both Rule 41(b) and
the court’s inherent powers. Betty K Agencies, Ltd. v. M/V MONADA,
432 F.3d
1333, 1337 (11th Cir. 2005).
Chinweze argues that dismissal was not warranted under Rule 41, Fed. R. Civ.
P., because, in his view, that rule permits dismissal for lack of prosecution only
where the plaintiff’s failure to prosecute extends for more than two years. He is
incorrect. Rule 41(b) states, in full,
If the plaintiff fails to prosecute or to comply with these rules or a court
order, a defendant may move to dismiss the action or any claim against
it. Unless the dismissal order states otherwise, a dismissal under this
subdivision (b) and any dismissal not under this rule—except one for
lack of jurisdiction, improper venue, or failure to join a party under
Rule 19—operates as an adjudication on the merits.
Fed. R. Civ. P. 41(b). Nothing in this rule requires that a case be pending for two
years before dismissal is authorized.
9
Case: 18-11727 Date Filed: 08/12/2019 Page: 10 of 11
Nor has Chinweze otherwise shown that the district court abused its discretion
by dismissing the claims against Mansfield without prejudice. True, the record does
not support a dismissal with prejudice for failure to prosecute, which requires a
“clear record of ‘willful’ contempt and an implicit or explicit finding that lesser
sanctions would not suffice.” Gratton v. Great Am. Commc’ns,
178 F.3d 1373, 1374
(11th Cir. 1999). Nothing of the sort is present here.
But we “apply a less stringent standard of review” to a dismissal without
prejudice, “because the plaintiff would be able to file his suit again.” Boazman v.
Econ. Lab., Inc.,
537 F.2d 210, 212–13 (5th Cir. 1976) 2; see Dynes v. Army Air
Force Exh. Serv.,
720 F.2d 1495, 1499 (11th Cir. 1983) (“Although this case does
not involve a series of violation of court rules or pretrial orders, because the case
was dismissed without prejudice, we cannot say that the district court abused its
discretion.”). Given that Chinweze failed to diligently prosecute his claims against
Mansfield and then failed to timely respond to an order to show cause why his claims
should not be dismissed for failure to prosecute, we cannot say that the court abused
its discretion in dismissing the case without prejudice, notwithstanding Chinweze’s
eventual response to the order to show cause and the explanation provided therein.
2
This Court adopted as binding precedent all Fifth Circuit decisions prior to October 1,
1981. Bonner v. City of Prichard,
661 F.2d 1206, 1209 (11th Cir. 1981) (en banc).
10
Case: 18-11727 Date Filed: 08/12/2019 Page: 11 of 11
Finally, we note that the district court purported to dismiss Chinweze’s claims
against BANA and Fannie Mae under Rooker-Feldman with prejudice. But a
Rooker-Feldman dismissal is a dismissal for lack of subject-matter jurisdiction, and
“[a] dismissal for lack of subject matter jurisdiction is not a judgment on the merits
and is entered without prejudice.” Stalley ex rel. U.S. v. Orlando Reg’l Healthcare
Sys., Inc.,
524 F.3d 1229, 1232 (11th Cir. 2008). We therefore remand this action
for the district court to reenter its judgment accordingly.
AFFIRMED in part; REMANDED in part.
11