United States v. Luis Gerardo Valdez ( 2021 )


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  • USCA11 Case: 21-11056         Date Filed: 11/04/2021   Page: 1 of 9
    [DO NOT PUBLISH]
    In the
    United States Court of Appeals
    For the Eleventh Circuit
    ____________________
    No. 21-11056
    Non-Argument Calendar
    ____________________
    UNITED STATES OF AMERICA,
    Plaintiff-Appellee,
    versus
    LUIS GERARDO VALDEZ,
    a.k.a. Luis Geraldo Valdez,
    a.k.a. Luis Gerrado Valdez,
    Defendant-Appellant.
    USCA11 Case: 21-11056         Date Filed: 11/04/2021     Page: 2 of 9
    2                       Opinion of the Court                 21-11056
    ____________________
    Appeal from the United States District Court
    for the Middle District of Florida
    D.C. Docket No. 8:21-cr-00079-KKM-JSS-1
    ____________________
    Before GRANT, LAGOA, and BRASHER, Circuit Judges.
    PER CURIAM:
    Luis Gerardo Valdez appeals his sentence of eight months of
    imprisonment followed by one year of supervised release, imposed
    upon revocation of his supervised release. On appeal, Valdez ar-
    gues that the district court imposed a procedurally and substan-
    tively unreasonable sentence. He also argues that there was a con-
    flict between the district court’s oral pronouncement recommend-
    ing inpatient substance abuse treatment and its written judgment
    requiring inpatient treatment. We affirm but remand with instruc-
    tions for the district court to conform its written order with its oral
    pronouncement of sentence.
    I.
    In December 2020, Valdez began serving a term of super-
    vised release as part of his sentence for conspiring to transport an
    undocumented alien. Two months later, Valdez’s probation of-
    ficer filed a petition alleging that Valdez had violated the conditions
    of his supervised release on at least nine occasions by using illegal
    drugs, failing to notify the probation officer within 72 hours after
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    21-11056               Opinion of the Court                         3
    being questioned by law enforcement, lying in response to a pro-
    bation officer’s inquiry, and repeatedly refusing to comply with his
    home detention program.
    Valdez admitted to all nine violations. The district court ad-
    judicated Valdez guilty of violating the conditions of his supervised
    release, revoked the previously imposed term of supervised re-
    lease, and sentenced Valdez to eight months in prison followed by
    one year of supervised release. Valdez appeals, arguing that his
    sentence is procedurally and substantively unreasonable and that
    the district court erred by entering a written judgment that con-
    flicted with its oral pronouncement at his sentencing hearing.
    II.
    We turn first to Valdez’s argument that his sentence was un-
    reasonable. We review his claim of procedural unreasonableness
    only for plain error because Valdez did not object to his sentence
    on that ground in the district court. United States v. Vandergrift,
    
    754 F.3d 1303
    , 1307 (11th Cir. 2014). Under the plain error stand-
    ard, an appellant must show that (1) the district court erred; (2) the
    error was plain or obvious; and (3) the error affected his substantial
    rights. 
    Id.
     If all three conditions are met, we may reverse if the
    error seriously affected the integrity, fairness, or public reputation
    of judicial proceedings. 
    Id.
     We review the substantive reasonable-
    ness of Valdez’s sentence using an abuse of-discretion standard.
    United States v. Irey, 
    612 F.3d 1160
    , 1188–89 (11th Cir. 2010) (en
    banc).
    USCA11 Case: 21-11056        Date Filed: 11/04/2021    Page: 4 of 9
    4                      Opinion of the Court               21-11056
    A.
    Valdez argues that the district court made procedural errors
    by relying on two impermissible factors when imposing his sen-
    tence. First, Valdez points to the district court’s acknowledgment
    of his need for drug treatment, arguing that the court improperly
    considered his need for rehabilitation in determining the length of
    his sentence of imprisonment. See Tapia v. United States, 
    564 U.S. 319
    , 321, 334–35 (2011). We find no reversible plain error in this
    regard. As an initial matter, we are not convinced that the district
    court considered the need for drug treatment in determining the
    appropriate term of imprisonment for Valdez. Although the dis-
    trict court noted that Valdez had asked for drug treatment and
    stated its intention to fashion a sentence that provided drug reha-
    bilitation assistance, it included the requirement for substance
    abuse treatment as a condition of supervised release, and did not
    make any provision or recommendation for such rehabilitation
    during his term of incarceration.
    And in any event, even if we assume that the district court
    did err in considering Valdez’s request for drug treatment, the er-
    ror is not reversible under the plain-error standard because Valdez
    has not shown that it affected his substantial rights. To show that
    an error affected his substantial rights, a defendant generally must
    show that the error “affected the outcome of the district court pro-
    ceedings.” United States v. Olano, 
    507 U.S. 725
    , 734 (1993). The
    district court explained its sentence at length, and it gave several
    reasons for the term of imprisonment it imposed that were
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    21-11056                Opinion of the Court                          5
    unrelated to Valdez’s drug addiction or his need for rehabilitation.
    For example, the court emphasized the “multitude and immedi-
    acy” of Valdez’s violations during his first term of supervised re-
    lease, and it referred to Valdez’s criminal history and the need to
    deter further criminal activity. It also found “particularly relevant”
    the Sentencing Commission policy statement advising against a
    sentence of home confinement or less restrictive sanction where
    (as here) the revocation of supervised release is based in part on the
    defendant’s violation of previously imposed home-confinement
    conditions. See U.S.S.G. § 7B1.3(c)(3). At most, therefore, any con-
    sideration of Valdez’s need for drug treatment formed only a small
    part of the court’s reasoning in deciding to impose an eight-month
    term of imprisonment, and Valdez has not shown that his sentence
    would have been any different in the absence of that consideration.
    See Vandergrift, 754 F.3d at 1312.
    Second, Valdez argues that the district court erred in consid-
    ering the sentencing factors identified in 
    18 U.S.C. § 3553
    (a)(2)(A)
    when revoking his supervised release. The statute providing for
    the modification or revocation of supervised release requires
    courts to consider several specific § 3553(a) sentencing factors: the
    nature and circumstances of the offense and the history and char-
    acteristics of the defendant; the need for deterrence, protection of
    the public, and correctional treatment; the applicable Sentencing
    Guidelines and policy statements; the need to avoid sentencing dis-
    parities; and the need to provide restitution to any victims. 
    18 U.S.C. § 3583
    (e); see 
    18 U.S.C. § 3553
    (a)(1), (a)(2)(B)–(D), (a)(4)–(7).
    USCA11 Case: 21-11056        Date Filed: 11/04/2021     Page: 6 of 9
    6                      Opinion of the Court                21-11056
    Notably absent from this list is § 3553(a)(2)(A), which instructs
    courts initially imposing sentence to consider the need for the sen-
    tence “to reflect the seriousness of the offense, to promote respect
    for the law, and to provide just punishment for the offense.” The
    statute does not explicitly forbid consideration of those factors,
    however, and neither this Court nor the Supreme Court has de-
    cided whether the omission of § 3553(a)(2)(A) from the list of fac-
    tors to be considered on the revocation of supervised release effec-
    tively prohibits their consideration. Other circuits are split on the
    issue. See Vandergrift, 754 F.3d at 1308–09. And we need not de-
    cide the issue today, because—as we have explained before—the
    unsettled state of the law means that any error in this regard is not
    clear and obvious and therefore does not meet the requirements
    for reversal under the plain-error standard. See Olano, 
    507 U.S. at 734
    ; Vandergrift, 754 F.3d at 1309.
    B.
    Valdez also argues that the district court’s total sentence of
    eight months in prison followed by a term of supervised release
    that includes three months in a halfway house and potentially in-
    patient substance-abuse and mental-health treatment is substan-
    tively unreasonable. We examine the substantive reasonableness
    of a sentence by considering the “totality of the circumstances” and
    whether the sentence achieves the purposes outlined in 
    18 U.S.C. § 3553
    (a). United States v. Sarras, 
    575 F.3d 1191
    , 1219 (11th Cir.
    2009). “The party challenging the sentence bears the burden to
    show that it is unreasonable in light of the record and the § 3553(a)
    USCA11 Case: 21-11056         Date Filed: 11/04/2021     Page: 7 of 9
    21-11056                Opinion of the Court                         7
    factors.” United States v. Tome, 
    611 F.3d 1371
    , 1378 (11th Cir.
    2010). “A district court abuses its considerable discretion and im-
    poses a substantively unreasonable sentence only when it (1) fails
    to afford consideration to relevant factors that were due significant
    weight, (2) gives significant weight to an improper or irrelevant fac-
    tor, or (3) commits a clear error of judgment in considering the
    proper factors.” United States v. Rosales-Bruno, 
    789 F.3d 1249
    ,
    1256 (11th Cir. 2015) (citation and quotation marks omitted). Ap-
    plying the abuse-of-discretion standard, we will reverse only if we
    are “left with the definite and firm conviction that the district court
    arrived at a sentence falling outside the range of reasonable sen-
    tences.” United States v. McQueen, 
    727 F.3d 1144
    , 1156 (11th Cir.
    2013).
    We are not left with that conviction here. The district court
    explained its sentencing decision by reference to relevant § 3553(a)
    factors, including Valdez’s history and characteristics, the need for
    deterrence, and the Guidelines sentencing range and applicable
    policy statements. To the extent that the court’s consideration of
    the sentencing factors in § 3553(a)(2)(A) was improper—a question
    that, again, we need not decide today—the court did not appear to
    give undue weight to those factors. The sentence that the court
    imposed was squarely in the middle of the advisory Guidelines
    range of 5–11 months’ imprisonment and well below the statutory
    maximum of two years’ imprisonment and up to three years (mi-
    nus the term of imprisonment imposed) of supervised release, both
    of which are indicators of the substantive reasonableness of the
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    8                      Opinion of the Court                21-11056
    sentence. See 
    18 U.S.C. § 3583
    (e)(3) & (h); United States v. Gonza-
    lez, 
    550 F.3d 1319
    , 1324 (11th Cir. 2008); United States v. Hunt, 
    526 F.3d 739
    , 746 (11th Cir. 2008). And the court’s conditions of super-
    vised release requiring Valdez to live in a halfway house and par-
    ticipate in substance-abuse and mental-health treatment could
    hardly be deemed unreasonable when Valdez complained at the
    hearing that his violations resulted from the lack of a reentry pro-
    gram and inadequate treatment for his drug addiction after his pre-
    vious term of imprisonment. We therefore reject Valdez’s argu-
    ment that his sentence was substantively unreasonable.
    III.
    We are compelled to remand to the district court, however,
    based on an inconsistency between the court’s oral pronounce-
    ment of sentence and its written order of judgment. As Valdez
    points out, the district court stated at sentencing that it would re-
    quire Valdez to participate in substance-abuse treatment as a con-
    dition of supervised release, and that it would “recommend” that
    the treatment be inpatient. But the court’s written judgment states
    that Valdez “shall participate in a substance abuse program (inpa-
    tient).” We have held that when “a sentence pronounced orally
    and unambiguously conflicts with the written order of judgment,
    the oral pronouncement governs.” United States v. Bates, 
    213 F.3d 1336
    , 1340 (11th Cir. 2000); see also United States v. Chavez, 
    204 F.3d 1305
    , 1316 (11th Cir. 2000). The remedy in such a situation is
    a limited remand with instructions for the district court to enter an
    amended judgment that conforms to its earlier oral
    USCA11 Case: 21-11056       Date Filed: 11/04/2021   Page: 9 of 9
    21-11056              Opinion of the Court                      9
    pronouncement. Chavez, 
    204 F.3d at 1316
    . Because the district
    court’s oral pronouncement of Valdez’s sentence conflicts with its
    written judgment as to whether the required drug treatment must
    be completed on an inpatient basis, we remand with instructions
    for the district court to enter an amended judgment that conforms
    to its earlier oral pronouncement regarding the substance abuse
    program.
    AFFIRMED and REMANDED with instructions.