United States v. Edgar Vallejo , 463 F. App'x 849 ( 2012 )

[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________ FILED
U.S. COURT OF APPEALS
No. 11-13135 ELEVENTH CIRCUIT
Non-Argument Calendar MARCH 26, 2012
________________________ JOHN LEY
CLERK
D.C. Docket No. 1:99-cr-00433-PAS-6
UNITED STATES OF AMERICA,
lllllllllllllllllllllllllllllllllllllll lPlaintiff-Appellee,
versus
EDGAR VALLEJO,
a.k.a. Beto,
a.k.a. Gitano,
llllllllllllllllllllllllllllllllllllllll Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Southern District of Florida
________________________
(March 26, 2012)
Before TJOFLAT, EDMONDSON, and FAY, Circuit Judges.
PER CURIAM:
Edgar Vallejo appeals his sentence imposed after he pleaded guilty to
engaging in a continuing criminal enterprise by violating federal narcotics laws,
21 U.S.C. § 848. On appeal, he argues that the district court breached the binding
plea agreement by imposing a term of supervised release. For the reasons set forth
below, we vacate and remand for resentencing without supervised release.
I.
In a superseding indictment, Vallejo was charged with conspiring to possess
with intent to distribute more than five kilograms of a mixture and substance
containing cocaine, in violation of 46 U.S.C. app. § 1903(a), (h), (j) (recodified in
2006 at 46 U.S.C. § 70503, 70506) (Count 1); possessing with intent to distribute
more than five kilograms of a mixture and substance containing cocaine, in
violation of 46 U.S.C. app. § 1903(a) (recodified in 2006 at 46 U.S.C. § 70503)
(Count 2); and engaging in a continuing criminal enterprise by violating federal
narcotics laws, in violation of 21 U.S.C. § 848 (Count 3).
Pursuant to a written plea agreement under Fed.R.Crim.P. 11(c)(1)(C),
Vallejo agreed to plead guilty to Count 3, and the government agreed to dismiss
Counts 1 and 2. Vallejo and the government agreed “that the appropriate
disposition” was a sentence consisting of 22 years’ imprisonment and a $1 million
fine and that Vallejo should get credit for time served since his 2008 arrest. The
plea agreement also contained a forfeiture provision.
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At the change of plea hearing, the district court reviewed the Rule
11(c)(1)(C) plea agreement and ultimately accepted it. The government and
Vallejo’s attorney agreed that the court was bound by the entire plea agreement.
Vallejo testified that he understood that he would not receive a trial and would
simply be sentenced to 22 years’ imprisonment. The court then further reviewed
possible sentencing ranges, explaining that, “under the law,” it had the power to
sentence Vallejo to a term of imprisonment of 20 years to life. Vallejo testified
that he understood that sentencing range. The court then explained that a term of
imprisonment would be followed by a term of supervised release, which the
government stated was five years to life. Vallejo testified that he understood that
he could be imprisoned for violating the terms of supervised release. The court
noted that Vallejo had agreed to a $1 million fine, but also noted that the statutory
maximum fine was $2 million. Finally, the court reviewed the forfeiture provision
in the plea agreement and explained that Vallejo had to pay a $100 special
assessment when he was sentenced. Vallejo testified that he understood the
forfeiture provision and that he was required to pay the special assessment. The
court then stated that it would be imposing a 22-year term of imprisonment and
accepted Vallejo’s guilty plea.
At sentencing, the court sentenced Vallejo to 264 months’ imprisonment, a
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$1 million fine, and 5 years’ supervised release. Vallejo, through counsel,
objected to the term of supervised release because supervised release was not
mandatory, nor was it included in the plea agreement. The court responded that
the plea agreement, which did not discuss supervised release, did not prevent the
court from imposing a term of supervised release. The probation officer noted that
there was no minimum required term of supervised release. Vallejo argued that
the parties had not included a term of supervised release in the recommended
sentence. Vallejo disagreed with the court’s interpretation of the plea agreement,
arguing that the court was bound to accept the recommended sentence of 22 years’
imprisonment and a $1 million fine as the entire sentence. The court overruled
Vallejo’s objection.
II.
We review de novo the construction of plea agreements. United States v.
Young, 131 F.3d 1437, 1438 (11th Cir. 1997). We review “the district court’s
factual findings regarding the scope of the agreement” for clear error. United
States v. Al-Arian, 514 F.3d 1184, 1191 (11th Cir. 2008).
The government and a defendant can “agree that a specific sentence or
sentencing range is the appropriate disposition of the case.” Fed.R.Crim.P.
11(c)(1)(C). If the court accepts a Rule 11(c)(1)(C) plea agreement, the court is
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bound by the recommendation. Id. The acceptance of a Rule 11(c)(1)(C) plea
“agreement is identical to imposition of punishment; if the court does not consider
the agreement fair, it simply rejects the entire plea agreement.” United States v.
Dean, 80 F.3d 1535, 1541 (11th Cir.) (addressing Rule 11(c)(1)(C)’s precursor),
modified, 87 F.3d 1212 (1996). Like the government and defendant, the court is
bound by a plea agreement that it accepts. United States v. Yesil, 991 F.2d 1527,
1532 (11th Cir. 1992). A district court has no power to modify a plea agreement
that it has approved. Dean, 80 F.3d at 1541. If the court rejects a Rule
11(c)(1)(C) plea agreement, it must “give the defendant an opportunity to
withdraw the plea.” Fed.R.Crim.P. 11(c)(5)(B).
The first step in construing a plea agreement is to determine the scope of the
agreement. United States v. Copeland, 381 F.3d 1101, 1105 (11th Cir. 2004)
(reviewing appellant’s argument that the government breached the plea
agreement). In so doing, we apply an objective standard to determine “whether
the [court’s] actions [were] inconsistent with what the defendant reasonably
understood when he entered his guilty plea.” Al-Arian, 514 F.3d at 1191(quotation omitted) (reviewing appellant’s argument that the government breached
the plea agreement). Where a plea agreement is unambiguous, we will not
consider extrinsic evidence of the agreement’s meaning. Copeland, 381 F.3d at
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1105-06. If an agreement is ambiguous, however, “we will consider extrinsic
evidence of the parties’ intent.” Id. at 1106. An ambiguous agreement “must be
read against the government.” Id. at 1105-06 (quotation omitted). When a court
accepts a plea agreement, but then denies the defendant the benefit of that
agreement, the defendant is entitled to “specific performance of the plea agreement
or . . . the opportunity to withdraw the guilty plea.” Yesil, 991 F.2d at 1532-33.
Here, the plea agreement was unambiguous. Vallejo and the government
explicitly agreed that, under Rule 11(c)(1)(C), “the appropriate disposition” was a
sentence consisting of a 22-year term of imprisonment and a $1 million fine. The
plea agreement does not include a term of supervised release in its disposition, nor
does it indicate that the court retains the power to impose a term of supervised
release that the court deems appropriate. The court was not allowed to modify the
plea agreement by adding a term of supervised release to the agreed-upon
disposition. See Fed.R.Crim.P. 11(c)(1)(C); Dean, 80 F.3d at 1541. Accordingly,
the district court clearly erred in determining that, under the plea agreement, it
could impose a term of supervised release. See Al-Arian, 514 F.3d at 1191.
Moreover, even if the plea agreement was ambiguous, the court’s
imposition of supervised release would be erroneous. When the court discussed
the sentencing procedures ordinarily used in criminal cases, it had already
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accepted Vallejo’s plea agreement and explained to Vallejo that he would not
receive a trial and would instead simply be sentenced to 22 years’ imprisonment.
Vallejo would not have reasonably understood the court’s subsequent discussion
of the statutory sentencing ranges to mean that the Court was going to override the
terms of the plea agreement it had already accepted and impose a term of
supervised release. See Al-Arian, 514 F.3d at 1191. Finally, if the plea agreement
was ambiguous, it would be read against the government. See Copeland, 381 F.3d
at 1105-06. Reading the agreement against the government, Vallejo and the
government agreed to a sentence of 22 years’ imprisonment and a $1 million fine,
nothing else.
Based on the above, the district court breached the plea agreement, and we
vacate and remand. Vallejo seeks specific performance of the plea agreement, and
we, therefore, order the district court to resentence him in compliance with the
plea agreement—that is, without a term of supervised release. See Yesil, 991 F.2d
at 1532-33.
For the foregoing reasons, we vacate and remand for resentencing without
supervised release.
VACATED AND REMANDED.
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