Igor Polshyn v. United States ( 2021 )


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  • USCA11 Case: 20-11844      Date Filed: 12/14/2021   Page: 1 of 8
    [DO NOT PUBLISH]
    In the
    United States Court of Appeals
    For the Eleventh Circuit
    ____________________
    No. 20-11844
    Non-Argument Calendar
    ____________________
    IGOR POLSHYN,
    Petitioner-Appellant,
    versus
    UNITED STATES OF AMERICA,
    Respondent-Appellee.
    ____________________
    Appeal from the United States District Court
    for the Middle District of Florida
    D.C. Docket No. 8:19-cv-00963-SCB-JSS
    ____________________
    USCA11 Case: 20-11844             Date Filed: 12/14/2021         Page: 2 of 8
    2                          Opinion of the Court                      20-11844
    Before LUCK, ANDERSON, and EDMONDSON, Circuit Judges.
    PER CURIAM:
    Igor Polshyn, a federal prisoner proceeding pro se, 1 appeals
    the district court’s denial of his 
    28 U.S.C. § 2255
     motion to vacate.
    We granted Polshyn a certificate of appealability on two issues: (1)
    whether Polshyn’s trial lawyer rendered ineffective assistance by
    failing to communicate a December 2015 plea offer to Polshyn; and
    (2) whether the district court abused its discretion when it denied
    that ineffective-assistance-of-counsel claim without holding an evi-
    dentiary hearing.2 No reversible error has been shown; we affirm.
    We review the district court’s denial of an evidentiary hear-
    ing in a section 2255 proceeding for abuse of discretion. See Griffith
    v. United States, 
    871 F.3d 1321
    , 1329 (11th Cir. 2017). “A district
    court abuses its discretion if it applies an incorrect legal standard,
    applies the law in an unreasonable or incorrect manner, follows
    1 We read liberally briefs filed by pro se litigants. See Timson v. Sampson, 
    518 F.3d 870
    , 874 (11th Cir. 2008).
    2 To the extent Polshyn seeks to adopt arguments made by his co-defendant
    in a separate 
    28 U.S.C. § 2255
     proceeding or asserts arguments on behalf of his
    co-defendant, those arguments are outside the scope of the certificate of ap-
    pealability. The arguments are not properly before us in this appeal. See
    McKay v. United States, 
    657 F.3d 1190
    , 1195 (11th Cir. 2011).
    USCA11 Case: 20-11844          Date Filed: 12/14/2021      Page: 3 of 8
    20-11844                Opinion of the Court                           3
    improper procedures in making a determination, or makes findings
    of fact that are clearly erroneous.” 
    Id.
    Generally speaking, a district court should hold an eviden-
    tiary hearing on a section 2255 motion to vacate “[u]nless the mo-
    tion and the files and records of the case conclusively show that the
    prisoner is entitled to no relief.” See 
    28 U.S.C. § 2255
    (b); Griffith,
    871 F.3d at 1329. A petitioner is entitled to an evidentiary hearing
    if he alleges “reasonably specific, non-conclusory facts that, if true,
    would entitle him to relief.” Griffith, 871 F.3d at 1329. A hearing
    is unnecessary, however, when the petitioner’s “allegations are pa-
    tently frivolous, based upon unsupported generalizations, or af-
    firmatively contradicted by the record.” Winthrop-Redin v. United
    States, 
    767 F.3d 1210
    , 1216 (11th Cir. 2014) (quotations omitted).
    In the context of an ineffective-assistance-of-counsel claim, a
    petitioner is entitled to an evidentiary hearing if he alleges facts that
    show both (1) that his lawyer’s performance was deficient and (2)
    that the deficient performance prejudiced his defense. Griffith, 871
    F.3d at 1329 (citing Strickland v. Washington, 
    466 U.S. 668
     (1984)).
    To show deficient performance, “a petitioner must establish that
    no competent counsel would have taken the action that his counsel
    did take.” United States v. Freixas, 
    332 F.3d 1314
    , 1319-20 (11th Cir.
    2003). To establish prejudice, a petitioner “must show that there is
    a reasonable probability that, but for counsel’s unprofessional er-
    rors, the result of the proceeding would have been different.”
    Strickland, 
    466 U.S. at 694
    . “A reasonable probability is a probabil-
    ity sufficient to undermine confidence in the outcome.” 
    Id.
    USCA11 Case: 20-11844             Date Filed: 12/14/2021         Page: 4 of 8
    4                          Opinion of the Court                       20-11844
    In his pro se section 2255 motion,3 Polshyn alleged that his
    lawyer never notified him about a plea offer made by the prosecu-
    tion in December 2015. Polshyn says he first learned of the plea
    offer after trial and sentencing when reviewing his lawyer’s files. 4
    Had his lawyer conveyed properly the plea offer, Polshyn says a
    reasonable probability exists that he would have pleaded guilty. 5
    A criminal defense lawyer “has the duty to communicate
    formal offers from the prosecution to accept a plea on terms and
    conditions that may be favorable to the accused.” Missouri v. Frye,
    
    566 U.S. 134
    , 145 (2012). A lawyer’s failure to convey a plea agree-
    ment thus constitutes deficient performance under Strickland. 
    Id.
    3 We construe liberally pro se pleadings. See Tannenbaum v. United States,
    
    148 F.3d 1262
    , 1263 (11th Cir. 1998).
    4 As an exhibit to his section 2255 motion, Polshyn submitted a letter (dated
    14 December 2015) sent by the prosecutor to Polshyn’s lawyer and to the law-
    yer for Polshyn’s co-defendant. In pertinent part, the letter references “plea
    agreements” and “proffer agreements” purportedly enclosed with the letter.
    The letter also directs each lawyer to review the agreements with his client.
    The record contains no copy of the referenced plea agreements and no evi-
    dence about the proposed terms (for example, years to be served) of those
    agreements.
    5 In his section 2255 motion, Polshyn says there was a “reasonable probability”
    and a “high probability” that he would have accepted a plea agreement that
    allowed him to avoid a 25-year sentence. In a later-filed affidavit, Polshyn said
    he would have pleaded guilty had the government presented a “reasonable”
    offer, which he says could have been an offer for “anything from 8 to 10, 12
    years.” On appeal, Polshyn makes no argument that he would have accepted
    a plea offer had it been conveyed to him.
    USCA11 Case: 20-11844             Date Filed: 12/14/2021         Page: 5 of 8
    20-11844                   Opinion of the Court                               5
    at 145, 147. Accepting Polshyn’s factual allegations as true, 6 Pol-
    shyn has alleged facts sufficient to show that his lawyer’s perfor-
    mance was deficient.
    Even if Polshyn can satisfy the first element under Strick-
    land, Polshyn has failed to satisfy his burden of showing prejudice.
    To establish his entitlement to an evidentiary hearing, Polshyn had
    to make a credible allegation that -- but for his lawyer’s alleged fail-
    ure to convey the government’s plea offer -- Polshyn would have
    accepted the plea offer and pleaded guilty. See Rosin v. United
    States, 
    786 F.3d 873
    , 878 (11th Cir. 2015). Although not dispositive,
    we have said that a defendant’s denial of guilt is a pertinent factor
    to consider in determining whether a defendant would have ac-
    cepted a plea offer. See Osley, 751 F.3d at 1224-25 (concluding that
    petitioner established no prejudice in part because petitioner’s “in-
    sistence on his innocence, both before and after trial, makes it more
    difficult to accept his claim that he would have taken a fifteen-year
    plea deal.”).
    In Rosin, we concluded that the district court abused no dis-
    cretion in denying -- without an evidentiary hearing -- Rosin’s sec-
    tion 2255 motion. 786 F.3d at 879. We determined that Rosin’s
    “conclusory after-the-fact assertion” that he would have accepted a
    guilty plea but for his trial lawyer’s alleged errors was “affirma-
    tively contradict[ed]” by the record. Id. at 878-79. In making that
    6 For purposes of this appeal, we accept as true Polshyn’s assertion that a plea
    offer existed and that his lawyer failed to convey that plea offer.
    USCA11 Case: 20-11844              Date Filed: 12/14/2021         Page: 6 of 8
    6                          Opinion of the Court                        20-11844
    determination, we considered this record evidence: (1) affidavits
    from Rosin’s lawyers describing Rosin’s insistence on going to trial
    and on maintaining his innocence; (2) Rosin’s trial testimony blam-
    ing others for his situation and claiming he was the victim of a “set
    up”: testimony we said “reflected an infinite resolve to proclaim his
    innocence” and manifested no intention to accept responsibility;
    and (3) Rosin’s refusal at the sentencing hearing to accept personal
    responsibility for the alleged conduct. Id.
    As in Rosin, the record in this case contradicts affirmatively
    Polshyn’s assertion that he would have pleaded guilty and accepted
    a plea offer had one been conveyed to him. Throughout the ex-
    tended criminal proceedings -- proceedings that included two dif-
    ferent full jury trials 7 -- Polshyn asserted consistently that he was
    innocent of the drug-trafficking offenses and wanted to proceed to
    trial. Affidavits filed by both of Polshyn’s trial lawyers describe Pol-
    shyn’s insistence on going to trial and on maintaining his inno-
    cence. According to one of Polshyn’s lawyers, Polshyn also refused
    to debrief with the government in exchange for a possible down-
    ward departure under U.S.S.G. § 5K1.1.
    At both his first and second jury trials, Polshyn testified in
    his own defense and under oath maintained his innocence. Accord-
    ing to Polshyn’s trial testimony, he and his co-defendant -- while
    sailing at night in the open sea -- discovered by accident the illegal
    7 The first trial resulted in a mistrial after the jury was unable to reach a ver-
    dict.
    USCA11 Case: 20-11844          Date Filed: 12/14/2021      Page: 7 of 8
    20-11844                Opinion of the Court                           7
    drugs when their rented sailboat became ensnared in ropes at-
    tached to wrapped packages of cocaine.
    Polshyn also continued to assert his innocence after the jury
    found him guilty. Polshyn filed objections to the Presentence In-
    vestigation Report, in which he objected both to the factual de-
    scription of the offense conduct and to the application of an ob-
    struction-of-justice sentencing enhancement for committing per-
    jury at trial. Polshyn maintained that he testified truthfully at trial
    and that he was innocent of the charged offense. During his com-
    ments at the sentencing hearing, Polshyn indicated that he was the
    victim of injustice; Polshyn took no responsibility for his conduct.
    This record evidence is enough to refute Polshyn’s “conclu-
    sory after-the-fact assertion” that he would have accepted the pro-
    posed plea offer. See Rosin, 786 F.3d at 878-79 (concluding that the
    record “patently contradict[ed]” petitioner’s claim that he would
    have accepted a plea when the evidence showed that petitioner
    “persistently refused to accept responsibility and adamantly pro-
    fessed his innocence during all stages of his criminal proceedings”).
    On this record, Polshyn has made no credible allegation that he
    was prejudiced by his lawyer’s alleged failure to convey the plea
    offer.
    Because Polshyn has failed to allege facts sufficient to show
    that he is entitled to relief, the district court abused no discretion in
    denying Polshyn’s ineffective-assistance-of-counsel claim without
    holding an evidentiary hearing.
    USCA11 Case: 20-11844   Date Filed: 12/14/2021   Page: 8 of 8
    8                 Opinion of the Court              20-11844
    AFFIRMED.