United States v. Keenan Aubrey Davis , 841 F.3d 1253 ( 2016 )

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[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 15-10927
________________________
D.C. Docket No. 6:14-cr-146-ACC-TBS-1
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
KEENAN AUBREY DAVIS,
KELSEY VIDEL COFFEE,
Defendants-Appellants.
________________________
Appeals from the United States District Court
for the Middle District of Florida
________________________
(November 22, 2016)
Before MARTIN and JORDAN, Circuit Judges, and VINSON,∗ District Judge.
VINSON, District Judge:
∗
Honorable C. Roger Vinson, United States District Judge for the Northern District of
Florida, sitting by designation.
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The verdict form is one of the most important parts of a criminal jury trial, but
it often receives the least attention. This is a case in point.
The defendants here were charged (and found guilty of several counts) in an
eight-count superseding indictment. The verdict forms that were given to the jury
mistakenly listed one of the counts as “robbery” instead of “using a firearm during
and in relation to [a robbery].” Everyone missed the error---the defendants and the
government (who jointly submitted the verdict forms), the district court judge, and
court personnel---and the error was later transposed onto the defendants’ written
judgments, where it was not discovered until more than five months after the trial.
When the district court learned of the error, it gave the parties notice and amended the
judgments under Rule 36 of the Federal Rules of Criminal Procedure, which provides
in full: “After giving any notice it considers appropriate, the court may at any time
correct a clerical error in a judgment, order, or other part of the record, or correct an
error in the record arising from oversight or omission.” The defendants argue on
appeal that the amendment was improper and that the original (erroneous) judgments
should be reinstated, consistent with what the jurors found. 1 After close review and
oral argument, we conclude that the district court properly amended the judgments
and we affirm.
I.
1
The defendants have raised additional arguments as well, including sufficiency of the
evidence and sentencing challenges. We find that those other arguments lack merit and do not
require extended discussion. See note 9 infra. The error with the verdict forms and judgments
presents the only real issue on appeal.
2
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Between May and September 2013, there was a string of six retail robberies in
and near Orange County, Florida. The robbers wore gloves and hid their faces behind
masks. Eventually, Keenan Davis was arrested and charged with all six robberies,
while his friend Kelsey Coffee was charged in connection with five of the six. These
robberies were carried out with help from numerous accomplices, including, among
others, Tiandre Rogers, Moses Patterson, Danoris Scott, and Jamal Tillman, each of
whom pled guilty and (except for Tillman) agreed to testify for the government.
Davis and Coffee opted to go to trial, where the evidence against them (viewed in the
light most favorable to the government) showed the following with respect to the six
robberies.
(1) On the morning of May 10, 2013, Davis, Rogers, Patterson, and Scott
robbed the manager of Rack Room Shoes at an outlet mall in Orlando as she left the
store with a bank deposit. The robbery was Patterson’s idea as he worked at the store
and knew when the manager left for the bank. Patterson waited outside and alerted
the others when she exited the store, at which point Davis and Scott sprayed her with
mace and grabbed the deposit, while Rogers drove the getaway car. No firearm was
used during this first robbery, and there is no evidence that Coffee was involved.
(2) On May 26, 2013, Davis (carrying a shotgun) and Patterson (carrying an
“airsoft” gun that looked like a real pistol2) robbed a Levi’s store just a few doors
2
“Airsoft guns are replicas of firearms; they usually have the same color, dimensions, weight
and markings as real firearms.” Gibbs v. Lomas, 755 F.3d 529, 534 (7th Cir. 2014).
3
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down from the Rack Room Shoes. Scott served as lookout and Rogers drove the
getaway car. It was the government’s theory that this second robbery was carried out
with “inside help” from Coffee, who worked at the store and was friends with Davis,
Patterson, Scott, Rogers, and Tillman. After the robbery, Davis, Patterson, Scott, and
Rogers met at a hotel room to divide the $36,000 that they stole. Davis and Patterson
took pictures of themselves posing with the money. 3
(3) Early in the morning on July 30, 2013, Coffee, Davis, Patterson, and Rogers
robbed an Oshkosh b’Gosh store at the outlet mall. Coffee carried the shotgun and
Patterson carried the airsoft gun. They removed a 300-pound safe from the store,
which they later discovered contained only about $2,000 in cash, gift cards, and a
couple of iPads.
(4) On August 5, 2013, Coffee, Davis, and Patterson robbed a McDonald’s in
Apopka, Florida. Once again, Coffee carried the shotgun and Patterson carried the
airsoft gun. They tied up all the employees with “zipties” and took what they could
from the safe, which was only about $700.
(5) In early August 2013, Davis exchanged a series of text messages with
Cavoniss Lewis, a friend who worked at a Sweetbay Market grocery store. Davis
tried to convince Lewis to help them rob the store, and he assured her in one of his
texts that “we have all the answers and tools to perform the job perfectly,” but she
refused to participate. Thereafter, on August 20, 2013, Davis, Coffee, Patterson, and
3
As will be seen, Coffee was acquitted of the charges stemming from the Levi’s robbery, but
Davis was convicted.
4
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Scott robbed the Sweetbay Market without Lewis’s help. The group used the shotgun
and airsoft pistol for this robbery, which was confirmed by three employees who
testified at the trial and video from the store’s surveillance camera that was played to
the jury. When Lewis learned of the robbery afterward, she felt uncomfortable and
thought that she should say something. She contacted the store’s human resources
department, which, in turn, contacted the police. Lewis subsequently gave the police
access to her phone and previous text messages with Davis.
(6) Finally, on September 7, 2013, Coffee, Davis, and Patterson (with help
from Rogers, Scott, Tillman and others) robbed a Nike outlet at a mall in Ellenton,
Florida. The group drove to the outlet mall in two separate cars and, upon arrival,
they split up. Coffee walked past the Nike store to survey the area; Davis sat at a
nearby table to get prepared; and Patterson walked through the parking lot toward the
store with a dust broom, dust pan, and black plastic trash bag in order to avoid
suspicion. Unbeknownst to them, they were under police surveillance at the time.
While Patterson was on his way to the Nike store, one of the undercover officers on
the surveillance team saw him walk right in front of the officer’s car, sit down on the
curb, put on gloves, and start to pull a mask or “something” over his face.4 The
officer also noticed that Patterson was carrying what appeared to be a shotgun inside
the plastic trash bag. Patterson saw the undercover officer watching him and got
4
This officer, Detective Joseph Petta with the Manatee County Sheriff’s Office, did not know
for sure at the time (or at trial) who the person was. However, Patterson’s trial testimony makes
clear that he was the person Detective Petta saw.
5
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worried that “something was up,” so he went back to his car and put the dust broom,
dust pan, and trash bag inside the trunk and, in his words, “replaced” the shotgun. At
or around this point, there was a delay as the group began to have a disagreement
about whether they should go forward with the robbery. Because there were so many
people at the outlet mall and in the parking lot, some members of the group began to
think it was a “bad idea” and wanted to back out.5 Davis and Coffee insisted on
moving forward with the plan, however, and eventually the two men entered the Nike
store armed with only the airsoft pistol. They tied up all the employees with zipties
and emptied the safe of approximately $15,000. As they left, the police and members
of the SWAT team converged on the scene. Tillman was arrested in front of the Nike
store; Davis and Coffee were arrested after trying to flee on foot; and Patterson was
arrested while attempting to drive the getaway car with Rogers and Scott. The
shotgun was found in the trunk of the getaway car, along with a loaded Taurus
handgun on the floorboard.
The defendants were charged in a multi-count indictment. Counts 1, 2, 4, 5, 6,
and 8 charged robbery in violation of 18 U.S.C. § 1951(a) (for the Rack Room Shoes,
5
Davis’s attorney referenced certain of this evidence during her closing argument, when she
told the jury that:
[Patterson] had that shotgun in a plastic bag . . . fixing to mask up
when [he saw Detective Petta and said] oh, hold up. Don’t---let’s not
attack---let’s not do the take down. And they waited and it was 30
minutes while [Patterson] went back to the car and put it in the trunk.
* * * Detective Petta saw [Patterson] walking back and forth with a
shotgun in the bag.
6
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Levi’s, Oshkosh b’Gosh, McDonald’s, Sweetbay Market, and Nike store robberies,
respectively), while Counts 3 and 7 charged the possession and use of a firearm
during a crime of violence in violation of 18 U.S.C. § 924(c)(1)(A) (for the Levi’s and
Sweetbay Market robberies, respectively).6 As previously indicated, all of the other
co-defendants pled guilty and several agreed to testify for the government. Davis and
Coffee elected to go to trial, and their defense was that the others were lying and had
falsely accused them in order to get sentence reductions.
Throughout the trial, the jury was repeatedly told that there were two groups of
offenses. For example, the district court judge read the superseding indictment to the
jury pool during voir dire, which clearly delineated the robbery and firearm offenses.
Similarly, the government told the jury during its opening statement that the
defendants were both charged with several counts of robbery and “two counts of using
a firearm, brandishing a firearm in relation to or in furtherance of those robberies.”
Counsel for Coffee likewise told the jury during opening statement that there were
several counts, that the government had correctly “summarized” those counts, and that
careful attention should be paid to each one as “[t]here are some charges of robbery of
separate stores and there are some charges relating to the possession of firearms.”
The closing arguments to the jury similarly highlighted that the two firearm
offenses in Counts 3 and 7 were separate and distinct from the robbery charges. For
6
Davis was charged in all eight counts. Coffee was charged in every count except Count 1
(Rack Room Shoes) since there was no evidence that he played any role in that first robbery.
7
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example, after discussing the robberies themselves, the government told the jury about
“the two other crimes:”
[I]t’s a separate federal crime for anyone to use a firearm in
relation to or carry a firearm during and in relation to or
possess a firearm in furtherance of a crime of violence.
The elements you have to show there, the defendant
committed a violent crime as charged in counts 3 and 7.
There’s two counts of using the firearm.
The government further told the jurors that for those two counts they had to find, inter
alia, that a firearm was used during and in relation to the robberies that were charged
in Counts 2 and 6, namely, the Levi’s and Sweetbay Market robberies: “You have
seen the videos of the Sweetbay robbery. The robbery progressed and everybody
knew shotguns were going to be used from Levi’s to Sweetbay. Each of the
defendants actively participated in the violent crimes charged in Levi’s and Sweetbay
for the firearm counts.”
Coffee’s attorney noted the differences between the two groups of offenses
during his closing argument as well:
So you will see several instances referred to as 1951. That
would be the robbery of Levi’s, Oshkosh, McDonald’s,
Sweetbay, and Nike. All of those events are reflected in
the verdict format as 1951.
There are also two charges in the indictment and two
spaces on the verdict form. This would be count three that
relates to Levi’s and count seven. Those are completely
different criminal offenses. They have different elements.
They require different kinds of proof, and they are distinct
and separate. . . .
8
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So I’m going to ask you to pay close attention as you
review the verdict form, match it up with the indictment
and consider the evidence as it relates to each offense and
each element of each offense and see if indeed the
government has met its burden of proof, in fact, the highest
burden that exists in law.
Coffee’s counsel then proceeded to further discuss the “six [robbery] counts
that are effectively the same,” after which he told the jurors what was required for the
two firearm offenses “in counts three and seven.”
At the end of closing arguments, the district court instructed the jury on the law
to be applied and the elements that had to be proven, and it is undisputed that those
instructions were correct. After setting forth the elements for the robbery counts, the
district court instructed the jury that: “It’s a separate federal crime for anyone to use a
firearm in relation to or carry a firearm during and in relation to or possess a firearm
in furtherance of a crime of violence.” The district court gave lengthy instructions for
the two firearm charges “in counts three and seven”---and told the jury that those
charges related to the robberies “charged in counts two and six of the indictment,
respectively”---and each juror was given a written copy of the instructions, along with
at least one copy of the superseding indictment. The district court also sent back two
verdict forms (one for each defendant) that Davis, Coffee, and the government had
jointly submitted. However, both verdict forms contained an error with one of the two
firearm counts. Specifically, while Count 3 was correct, the verdicts mistakenly
identified Count 7 as charging the defendants with “robbery, in violation of 18 U.S.C.
9
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§ 924(c)(1)(A).” In other words, Count 7 was incorrectly named, but the statutory
citation was accurate. The verdict forms for the firearm offenses charged in Counts 3
and 7 thus read (emphasis added):
Count Three of the Indictment
As to the offense of using a firearm during and in relation to a crime
of violence, in violation of 18 U.S.C. § 924(c)(1)(A),
We, the Jury, find the defendant [Davis/Coffee]:
Not Guilty _____ Guilty _____
Count Seven of the Indictment
As to the offense of robbery, in violation of 18 U.S.C. § 924(c)(1)(A),
We, the Jury, find the defendant [Davis/Coffee]:
Not Guilty _____ Guilty _____
At the charging conference, the attorneys had been asked if they had objections to the
verdict form as written, and they all said “no objection.” Neither the parties nor the
district court noticed the error with Count 7 on the verdict forms before or while the
jurors deliberated. During deliberations, the jurors asked the following question:
“[Does] the offense of using a firearm which would violate 18 U.S.C. § 924 require
the person to have actual physical possession of the firearm[?] Is the mere knowledge
that a person is in possession of a firearm a violation of 18 U.S.C. § 924[?]” The
district court suggested responding to the question by referring the jurors to the
standard “possession” and “aiding and abetting” instructions (which were included in
10
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the already-given instructions). The parties agreed, and that is what the jury was told.
The jury continued their deliberations and subsequently reached a verdict. Pursuant to
that verdict, Davis was found guilty on all counts, while Coffee was found guilty of
Counts 4 through 8, but not guilty of Counts 2 and 3 (relating to the Levi’s store
robbery).
Three weeks after the trial, Davis filed a motion for judgment of acquittal with
respect to Counts 1 through 7, or, alternatively, for a new trial. 7 The district court
denied the motion, holding that the verdict was supported by the evidence. At that
point in time, neither Davis nor anyone else had noticed the problem with the verdict
forms.
The United States Probation Office subsequently prepared the defendants’
presentence investigation reports (“PSRs”), and it failed to notice the verdict form
error at that time as well. Indeed, the PSRs for both defendants represented that they
had been convicted on Count 7 of “Possession and Use of a Firearm During and in
Relation to a Crime of Violence” in violation of 18 U.S.C. § 924(c)(1)(A), and neither
side objected. In Coffee’s PSR, the probation office divided the robbery counts into
four groups. Group Four, which concerned the Nike robbery, carried the highest
7
Davis did not move with respect to Count 8 (the Nike robbery) as he was caught at the
scene. Indeed, his attorney told the jury during closing argument: “Ladies and gentlemen, I’m not
going to stand up here and tell you . . . that he was not guilty of the Nike robbery. . . . He was. So as
to that count, count 8, that’s decided. He was caught redhanded coming out of the Nike, he’s running
away with the money and a toy gun in his bag.”
11
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adjusted offense level (30) and included a five-level increase under USSG §
2B3.1(b)(2)(C) “[s]ince a firearm was brandished or possessed.”
Thereafter, at their sentencing hearings, the district court formally adjudged
both defendants guilty of the counts on which they had been convicted, including
“possession and use of a firearm during and in relation to a crime of violence” for
Count 7. Once again, no one objected. The district court proceeded to sentence
Coffee to concurrent terms of 150 months imprisonment on Counts 4, 5, 6, and 8,
followed by a statutorily-mandated consecutive term of 84 months on Count 7, for a
total of 234 months. Davis was sentenced to concurrent terms of 16 months on
Counts 1, 2, 4, 5, 6, and 8, followed by a statutorily-mandated consecutive term of 84
months on Count 3, and a statutorily-mandated consecutive term of 300 months on
Count 7, for a total of 400 months. Notably, the written judgments mirrored the
verdict forms, which means they correctly reflected that both defendants had been
convicted in Count 7 of violating Section 924(c)(1)(A), but, under the “Nature of
Offense” heading, the judgments erroneously described that count as “Robbery.” 8
Still, no one noticed the error. On March 3, 2015, the defendants filed this appeal.
Almost two months later, on April 27, 2015, while the defendants’ appeal was
pending---and before their briefs were filed---the district court learned of the error on
the verdict forms and in the judgments. However, it was not the parties who
discovered and advised the district court of the error; rather, it was brought to the
8
Presumably, whoever drafted the written judgments simply looked to the verdict forms for a
description of the offenses.
12
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district court’s attention by the U.S. Probation Office. The district judge, sua sponte,
invited the parties to advise if they had any objection to her amending the judgments
to correct this clerical or “scrivener’s” error. The defendants both filed objections,
arguing that the judgments should not be amended as to Count 7 but, rather, that count
should continue to read “robbery, in violation of 18 U.S.C. § 924(c)(1)(A).” While at
first blush it may appear unusual for a party to ask that a clearly incorrect judgment
remain uncorrected, there was a reason for this request: The defendants argued in their
objections that if the jury had found them guilty of “robbery” in Count 7 as opposed to
the Section 924(c) firearm charge (and if their written judgments continued to reflect a
“robbery” conviction for that count), then their statutorily-mandated consecutive
sentences were “illegal” and should entitle them to a new sentencing. In a thorough
14-page order, the district court rejected this argument and amended the judgments
over their objections. The defendants now appeal this ruling.9
9
The defendants have raised other arguments on appeal as well, but they can be disposed of
quickly. They first argue that the district court erred in denying Davis’s motion for judgment of
acquittal and/or motion for new trial based on sufficiency of the evidence grounds. Viewing the
evidence in the light most favorable to the government---as we must---we have no difficulty saying
that a reasonable jury could have found the defendants guilty and that a new trial is not warranted.
Indeed, the evidence of defendants’ guilt was overwhelming.
Their sentencing arguments fare no better. The defendants contend that their sentences were
substantively unreasonable as they received longer sentences than their co-defendants (all of whom
pled guilty); Coffee maintains that the district court improperly calculated his advisory guideline
range by applying the five-level enhancement for possession of the Taurus pistol in the getaway car
during the Nike robbery and for the shotgun that Patterson took out of the trunk, but then put back in,
during the course of that crime; and Davis argues that the district court erred in “stacking” his two
Section 924 convictions. These arguments find no support in the law. The latter argument in
particular---as Davis concedes---is foreclosed by binding circuit and Supreme Court precedent. See
Deal v. United States, 508 U.S. 129, 131, 113 S. Ct. 1993 (1993); United States v. Rawlings, 821
F.2d 1543, 1545 (11th Cir. 1987).
13
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II.
The first thing we have to do is determine our standard of review. Do we
review for plain error, or is our review de novo? To answer this question, it is
important to make clear exactly what the defendants are challenging on appeal.
If the defendants were directly challenging their verdict forms and seeking
reversal based on the errors therein, we would review for plain error because they did
not object to the verdict forms “before the jury retire[d] to deliberate.” Fed. R. Crim.
P. 30(d); see also, e.g., United States v. Mitchell, 146 F.3d 1338, 1342 (11th Cir.
1998) (“Because [the defendant] did not raise objections to the [verdict form] we
review . . . for plain error.”). In order to establish plain error, a defendant must show
that (1) an error existed, (2) it was plain, (3) the error affected his substantial rights,
and (4) it seriously affected the fairness, integrity or public reputation of the judicial
proceedings. See, e.g., United States v. DiFalco, 837 F.3d 1207, 1220-21 (11th Cir.
2016) (citations omitted). “The plain error test is ‘difficult to meet’ and places ‘a
daunting obstacle before the appellant.’” Id. at 1221 (citation omitted).10 Perhaps
believing they might not be able to satisfy this difficult-to-meet standard, the
defendants do not directly challenge the verdict form error itself. Rather, they have
10
This discussion of the plain error standard assumes, without deciding, that our review of
the verdict form error would not be barred entirely by the invited error doctrine given that the
defendants jointly submitted the verdict forms. See, e.g., United States v. James, 642 F.3d 1333,
1337 (11th Cir. 2011) (concluding that invited error barred review where defendant “submitted the
very instruction he now challenges”).
14
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focused their attention on the propriety of the district court amending their written
judgments pursuant to Rule 36. A district court’s application of Rule 36 is reviewed
de novo. United States v. Portillo, 363 F.3d 1161, 1164 (11th Cir. 2004). So, that is
the standard of review that we will apply.
III.
“It is clear in this Circuit that Rule 36 may not be used to make a substantive
alteration to a criminal sentence.” Id. (citation and quotation marks omitted). Our
precedent provides that while Rule 36 may be used to correct a “clerical” error in a
written judgment, “correction of the judgment [cannot] prejudice the defendant in any
reversible way.” United States v. Diaz, 190 F.3d 1247, 1252 (11th Cir. 1999); see
also United States v. Reeves, 742 F.3d 487, 507 n.12 (11th Cir. 2014).
The defendants argue that the amended judgment did not correct a clerical
error, but rather it constituted a substantive alteration that prejudiced them. They
contend that it was a “substantive alteration” as the jury may have been confused and
thought they were finding the defendants guilty of “robbery” in Count 7; and,
therefore, amending the judgments to reflect a Section 924(c) firearm conviction
“prejudiced” them to the extent they were exposed to a minimum mandatory (and
consecutive) sentence. The defendants thus ask that we reverse this case and remand
with instructions for the district court to strike the amended judgments and reinstate
the original judgments to accurately reflect what the jury found. We must decline this
request.
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Preliminarily, what the defendants claim the jury found, i.e., “robbery, in
violation of 18 U.S.C. § 924(c)(1)(A),” does not exist. There is no such crime in the
U.S. Code. It should go without saying that a district court cannot knowingly
reinstate a judgment that reflects an offense that does not exist and with which the
defendant was never charged. At oral argument, Coffee’s attorney was asked a
hypothetical that illustrates the problem with the relief that defendants seek. She was
asked to assume that in drafting the original judgment, the district court only
identified Count 7 as a violation of 18 U.S.C. § 924(c)(1)(A), without any further
description of the charge. Under those facts, counsel was asked, could defendants
have moved the district court to amend the original judgment to include “robbery”
before the statutory citation, consistent with how the verdict form read? Counsel
acknowledged that they could not have asked the district court to do that---and,
furthermore, that the district court would have had no authority and jurisdiction to do
it---“because robbery under 924(c) doesn’t exist.” That is the defendants’ dilemma
(as counsel recognized during oral argument): if the district court could not have
amended the judgment to track the verdict form by adding the “robbery” description
(because there is no such crime), how could it be error for the district court to amend
the judgment to omit “robbery” and replace it with the correct charge? On the unique
facts of this case, we hold that it was not error.
First, it does not appear that the jurors were confused and thought they were
convicting the defendants of “robbery” on Count 7. In the absence of any reason to
16
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believe otherwise (and none has been suggested), we presume the jury was paying
attention when: (a) the district court read the superseding indictment to the jury pool
during voir dire, and it correctly sets out that Count 7 was for “using a firearm during
and in relation to” robbery of the Sweetbay Market; (b) both the government and
defense counsel repeatedly told the jury during their opening statements and closing
arguments that the six robbery counts were separate and distinct---and required
different kinds of proof---from the two firearm counts in Counts 3 and 7 (the former
of which was correctly described on the verdict form); (c) the jurors were given a
copy of the superseding indictment and specifically told (by defense counsel) to be
sure and “match . . . up” the two groups of offenses; and (d) the district court gave
correct final instructions on the law and told the jurors yet again that the two firearm
charges “in counts three and seven” were different than the robbery counts (and each
juror received a written copy of the jury instructions). Moreover, the jury’s question
during deliberations (“[Does] the offense of using a firearm which would violate 18
U.S.C. § 924 require the person to have actual physical possession of the firearm?”)
suggests the jurors understood and appreciated the distinction between a Section 924
firearm violation and a Section 1951 robbery charge. On this record, it is doubtful
that the jurors were confused and thought they were convicting the defendants of a
“robbery” offense in Count 7. And if the jurors were not confused, and knew they
were finding the defendants guilty of a Section 924(c) charge, amending the written
17
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judgments to accurately reflect that offense was not a “substantive alteration” of the
jury’s verdict.11
Second, even if we were to agree with the defendants that the record is at least
ambiguous with respect to what the jurors found on Count 7, there was no prejudice
on the facts of this case. To sustain a conviction under Section 924(c) for robbery of
the Sweetbay Market, the government had to prove that (1) during and in relation to
that robbery, the defendants (2) used, carried, or possessed a firearm in furtherance
thereof. See, e.g., United States v. Miranda, 425 F.3d 953, 959 (11th Cir. 2005). The
defendants did not dispute at trial that the government proved its case with respect to
that charge if the jury found that they were two of the several men behind the masks at
11
It strikes us as more probable that the jury did not even notice that Count 7 had been
incorrectly described as “robbery” on the verdict form. We note once again that all of the attorneys,
the district judge, her law clerk, and court staff missed it. It seems unlikely that the jury noticed
something that the experienced attorneys and court personnel (including the probation office) missed
for several months. The jurors perhaps looked at the number of the count (but not closely at the
description) and just assumed that it said “using a firearm during and in relation to a crime of
violence,” as charged in the superseding indictment, described in the instructions, and as they had
been repeatedly told by the lawyers and the judge during the course of trial.
Despite this trial record, however, the defendants maintain that there is evidence of jury
confusion. Specifically, they note that the jury’s question during deliberations asked about the
“offense” of using a firearm in violation of Section 924, rather than using the plural “offenses.” They
suggest that this shows the jurors were confused and thought there was only one Section 924 charge.
We suspect the defendants are reading too much into the phrasing of the question. Indeed, the jurors
may have begun the question “[does] the offense of using a firearm” because they knew that
whatever answer the district court gave would obviously apply to both charged crimes, and,
consequently, the alternative “do the offenses of using a firearm” was unnecessary. Regardless, even
if we were to agree that the phrasing of the question indicated confusion on the jury’s part, as we will
discuss next, the defendants would still not be entitled to relief on the facts presented.
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the Sweetbay Market robbery. Their whole defense was that their co-defendants had
falsely accused them to get a reduction in their own sentences.12
Even if we assume that the jurors were confused by the error in the verdict
form and somehow---and inexplicably---thought Count 7 was a second “robbery”
charge relating to the Sweetbay Market, by finding the defendants guilty of that count
(and of Count 6), the jury necessarily found that they were part of the group that
robbed the store. And it is undisputed that the perpetrators of that robbery carried and
used the shotgun during and in relation thereto. The eyewitness victims testified to
that effect, and the store surveillance video confirms it. In fact, Davis’s attorney
admitted during her closing argument that “for Levi’s, Oshkosh, Sweetbay and
McDonald’s, [the] shotgun was used,” and both defendants have conceded in their
briefs on appeal that the shotgun was brought into the Sweetbay Market specifically
“to scare the store employees” during that robbery. 13 It is thus inarguable that the
shotgun was used in furtherance of the Sweetbay Market robbery. United States v.
Timmons, 283 F.3d 1246, 1252 (11th Cir. 2002) (concluding that the word
“furtherance” in Section 924(c) “should be given its plain meaning,” which means the
government need only establish that the firearm “helped, furthered, promoted, or
advanced” the robbery in some way). It flows therefrom that the jury found the
12
To highlight just one of numerous examples, Coffee’s attorney told the jury during closing
argument that the cooperating government witnesses each had a strong incentive to lie and, “frankly,
. . . it all circles back [to them] and whether or not you’re willing to accept what they say[.]”
13
Davis made this concession in his brief, and Coffee expressly adopted and joined Davis’s
brief.
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defendants guilty of the firearm charge in Count 7, even if they were “confused” by
the fact that the crime was incorrectly described on the verdict form. Consequently,
there was no prejudice in amending the judgments to reflect a violation of Section
924(c). The salient point is the defendants were not exposed to a longer prison term
because of the Rule 36 amendment but, rather, because the jury inescapably found
that they had used a gun for the Sweetbay Market robbery.
While we have not been able to locate any Eleventh Circuit case directly on
point, the conclusion we reach today is consistent with our prior opinion in United
States v. Diaz, supra, 190 F.3d at 1247. The defendant in that case was charged with
conspiracy to distribute cocaine, and the verdict form correctly identified and
described that offense. However, the jury was instructed on conspiracy to possess
with intent to distribute cocaine and, after he was convicted, his written judgment
reflected that erroneous charge. The defendant appealed the judgment, challenging its
validity on the ground that the district court had convicted him of a crime that was not
charged in the indictment. On review, this Court considered whether the error in the
judgment was merely clerical, or whether it was something more. If the error was
clerical, the case could be remanded with instructions for the district court to enter an
amended judgment under Rule 36. If it was something more, i.e., if it would
“prejudice the defendant in any reversible way,” then Rule 36 would not apply. See
id. at 1252. Diaz held that the error was clerical and that it was proper to remand the
case with instructions for the district court to amend the judgment in accordance with
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the indictment and the jury’s verdict. The panel identified seven reasons for its
decision, five of which are directly applicable here.
First, the court “reviewed all the other points of error as to the conviction
argued on this appeal and [found] them to be without merit. But for this error the
judgment would be affirmed.” Id. We have likewise considered all of the other
arguments that the defendants here have raised and find them to be without merit. See
supra note 9.
Second, Diaz found that “there was no apparent confusion as far as the jury was
concerned.” 190 F.3d at 1252. This finding was based, in relevant part, on the fact
that the jurors had been provided a copy of the indictment, they were “told to follow”
it, and the record (the closing arguments in particular) “made quite clear” to the jury
what the real charge was. Id. That, as previously noted, is exactly the same situation
in this case.
Third, Diaz said it was significant that “the thrust of the defense in this case
was the lack of credibility of the government’s witnesses. There was little, if any,
suggestion that the evidence they gave did not satisfy the elements of the crime
charged.” Id. That, too, is the same situation presented here. Davis and Coffee based
their defense on the argument that the government’s cooperating witnesses should not
be believed because their testimony was at times inconsistent and they were seeking
to curry favor with the government. There was (and is) no argument that the evidence
at trial did not otherwise prove the elements of the firearm charge in Count 7.
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Fourth, the Diaz court observed that “although the jury was not specifically
charged on the indictment crime of conspiracy to distribute, there was no objection or
request by defense counsel, although objections and requests were specifically invited
by the court, so that cannot be claimed as error on this appeal.” Id. at 1252-53. Of
course, that circumstance is also present here since the defendants not only said that
they had “no objection” to the verdict forms when asked, but they actually submitted
them.
Fifth, and importantly, the Diaz court stated:
[I]f the testimony of the government’s witnesses is true, the
evidence overwhelmingly proves that the defendant was
guilty of [the charged offense of] conspiracy to distribute
cocaine. Whether that testimony was true was squarely put
to the jury by both the instructions of the court and the
argument of both counsel. It was the jury’s job to
determine who was telling the truth, and who was not.
Id. at 1253. Again, that is the same situation in this case. There was (and can be) no
argument that if the jurors believed that the cooperating co-defendants told the truth to
the extent they testified that Davis and Coffee participated in the Sweetbay Market
robbery (and, with their verdict, they obviously did believe that testimony), then the
evidence overwhelming and irrefutably establishes that the defendants were guilty of
the firearm offense charged in Count 7.
For its sixth and seventh reasons, Diaz noted that both of the crimes at issue
there (conspiracy to distribute cocaine and conspiracy to possess with the intent to
distribute cocaine) were charged as conspiracies under the same statute and with the
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same underlying substantive offense statute, and they thus implicated the same
sentencing guidelines; consequently, the difference between the two offenses, from a
practical standpoint, was “a distinction without a difference.” See id. Seizing on this
portion of the Diaz opinion, Coffee argues in his reply brief that prejudice can be
inferred (and, therefore, the error was not merely clerical) because robbery and using
a firearm during and in relation to a crime of violence are controlled by different
statutes and are not subject to the same sentencing guidelines.14 And, further, robbery
and using a firearm during and in relation to a crime of violence require proof of
different and separate elements and do not have a single common element, like the
conspiracy crimes in Diaz. This is all true, but it does not help the defendants. While
this prejudice argument could have merit if it was possible that defendants might have
been acquitted on Count 7 if it were not for the error in the verdict form, the verdict
that the jury rendered on Count 6 and Count 7 makes clear that would not have
happened. The final two Diaz “reasons” are simply not applicable here.
Ultimately, if it was proper to use Rule 36 to amend the judgment in Diaz,
where the erroneous judgment arose out of an erroneous jury instruction that was
given to the jury, it was proper to use the rule here, where the erroneous judgment
arose out of an erroneous verdict form that (a) was not objected to, (b) did not in any
way confuse the jury, or, even if it did, (c) could not have possibly prejudiced the
defendants. Consistent with our analysis in Diaz, we conclude that the verdict form
14
In fact, once again, the offense of using a firearm during and in relation to a crime of
violence subjects a defendant to a minimum mandatory (and consecutive) sentence.
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error was harmless on the facts of this case, and amending the judgments that were
based on those verdict forms is the sort of clerical correction contemplated by Rule
36.15
IV.
For all these reasons, the judgment of the district court is AFFIRMED.
15
The district court recognized that many cases involving Rule 36 amendments involve
correcting a statutory citation, as opposed to correcting how a crime was named or listed on the
verdict form. However, the district court believed this was “a distinction without a difference”
because “Defendants do not identify, and the Court could not locate, a case specifically holding that
the correction of a clerical error is limited to the correction of the statute of conviction in a
judgment.” Incidentally, we note that the Third Circuit confronted this same factual situation in
Government of Virgin Islands v. Bedford, 671 F.2d 758 (3d Cir. 1982), and it said that Rule 36 can
be utilized to correct such “clerical errors.” The defendant there was charged by information with
unlawful possession of an unlicensed firearm during the commission of a crime of violence, but the
verdict form mistakenly described the crime as possession of a dangerous weapon during the
commission of a crime of violence, which was a separate statutory offense. No one noticed the error
before or after the verdict was read in open court. On appeal, the defendant argued for reversal
because, inter alia, he “was never charged with the offense he was convicted of” and the verdict was
“fatally flawed and at variance with the charge” set out in the information. See id. at 762-63. The
Court of Appeals wasted little time with this argument as it held that “the error in the verdict form
was merely clerical.” See id. at 763. After observing that “it was apparent from the information, the
Government’s evidence at trial, and the court’s instruction that [the charge] involved possession of a
firearm,” our sister circuit said: “It is clear to us that what occurred was a clerical mistake, which
could have been corrected at any time by the district court under Fed. R. Crim. P. 36.” See id. at 763-
64; cf. Pacheco v. Dugger, 850 F.2d 1493, 1495 (11th Cir. 1988) (holding in Section 2254 habeas
case that appellate counsel was not ineffective for failing to seek reversal based on the fact that the
verdict form listed a different crime (sexual battery with great force) than the one charged in the
indictment (sexual battery involving the use or threatened use of a deadly weapon); concluding “the
slight discrepancy in the title which was used to describe the crime was insignificant” and
“immaterial” since the jury was given a “complete” instruction for the offense charged in the
indictment).
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