Joseph Harvey v. USA , 681 F. App'x 850 ( 2017 )

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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 16-10176
Non-Argument Calendar
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D.C. Docket No. 1:15-cv-24012-PCH
JOSEPH HARVEY,
Plaintiff-Appellant,
versus
UNITED STATES OF AMERICA,
CLAUDIA ANGEL,
individually and in official capacity as Officer,
United States Postal Service,
JAN SMITH,
individually, and in official capacity, United States
Public Defender’s Office,
LEONARDO SPITOLE,
individually, and in official capacity, United States
Public Defender’s Office,
THOMAS AUSTIN WATTS-FITZGERALD,
individually, and in official capacity, United States
Attorney’s Office, et al.,
Defendants-Appellees.
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________________________
Appeal from the United States District Court
for the Southern District of Florida
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(March 8, 2017)
Before TJOFLAT, WILLIAM PRYOR, and MARTIN, Circuit Judges.
PER CURIAM:
Joseph Harvey, a pro se prisoner proceeding in forma pauperis, appeals the
dismissal of his Bivens action.1 The district court dismissed the action as frivolous
and for failing to state a claim upon which relief could be granted under 28 U.S.C.
§§ 1915(e)(2)(B)(i) and (ii). On appeal, Harvey argues the district court erred in
relying on Heck v. Humphrey, 512 U.S. 477, 114 S. Ct. 2364 (1994), to dismiss his
claims for illegal search and seizure under the Fourth Amendment and for abuse of
process. After careful review, we hold the district court erred in dismissing these
claims. We therefore reverse.
I.
Harvey, a federal prisoner, brought a Bivens action against several federal
employees on October 26, 2015. In his complaint, Harvey alleged the following
facts: Harvey was arrested on October 5, 2011. On October 22, while Harvey was
in jail, a criminal investigator for the United States Postal Service named Claudia
1
Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, 403 U.S. 388, 91
S. Ct. 1999 (1971).
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Angel called the Public Storage facility where Harvey had a rental storage unit.
She told the facility that Harvey was under federal investigation and had been
arrested. She asked the storage facility to prevent anyone from accessing Harvey’s
unit because of its interest to the government. She also told the storage facility she
would provide the documents necessary to support her request within a week. In
response, the storage unit employee disabled the gate code and locked Harvey’s
unit. Angel never provided the promised documents. On the same day Angel
called, Harvey’s daughter contacted the storage facility with Harvey on the line.
Harvey explained that he needed his daughter to retrieve some items from the unit,
and requested the lock be cut. The storage facility denied his request.
When Harvey next contacted the storage unit on December 26, 2011, he was
informed that the items stored within the unit would be auctioned off due to non-
payment of the rental fees. Harvey responded that he would send the facility a
check to cover any past due amounts. He then attempted to have two checks sent
from his commissary account to the storage facility. They were never processed—
despite the fact that other checks Harvey sent to other recipients during this time
were successfully transmitted. Neither did the prison notify Harvey that the checks
had not issued, although prison policy requires that notice be given to him.
Based on this sequence of events, Harvey claims that Angel and the federal
prosecutor on his case, Thomas Watts-Fitzgerald, conspired to prevent his checks
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from being sent to the storage facility in order to cause his account to default. He
argues they did this because they lacked probable cause to lawfully seize the items
in his storage unit. Thus, they planned to purchase the items at the auction
following Harvey’s default instead. On January 17, 2012, the items were
auctioned, and came into the possession of the postal inspectors.
Harvey’s defense attorneys (two Assistant Federal Public Defenders named
Jan Smith and Leonardo Spitale) informed him that the government had prevented
his checks from being mailed to the storage facility to satisfy his outstanding
balance at the storage facility. However, when Harvey asked whether they
intended to do anything about the government’s actions, they responded that they
would not file any pre-trial motions, seek discovery to reveal the government’s
actions, or otherwise litigate the issue.
In his complaint, Harvey also alleged that an employee with the Bureau of
Prisons (“BOP”) Trust Fund Department and the Unit Counselor at the Federal
Detention Center in Miami, Florida both failed to follow BOP procedures for
issuing a check from his inmate account fund. He also alleges that Elaine Soma, a
United States Court Reporter, conspired with the government to destroy the grand
jury transcripts from his prosecution. Harvey brought his Bivens action against all
of these federal employees, asserting claims of negligence, illegal search and
seizure, conspiracy, due process, and abuse of process. He sought declaratory
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relief and compensatory, punitive, and treble damages.
Because Harvey brought his action in forma pauperis, the district court could
dismiss his case “at any time” pursuant to 28 U.S.C. § 1915(e)(2) if it determined
that his action was frivolous or failed to state a claim. See 28 U.S.C. §§
1915(e)(2)(B)(i) & (ii). Harvey’s case was assigned to a magistrate judge, who
recommended that Harvey’s complaint be dismissed with prejudice for failing to
state a claim. 2 The magistrate judge reasoned that Heck bars Harvey’s civil rights
action so long as Harvey’s underlying conviction remains valid. Specifically, the
magistrate judge said Heck requires dismissal of any claim that, if successful,
“would necessarily imply the invalidity of [the plaintiff’s] conviction or sentence,”
unless the conviction has already been invalidated. The magistrate judge stated
that Harvey’s Bivens action “challenges the constitutionality of his conviction and
resultant confinement,” so any ruling in Harvey’s favor would necessarily imply
the invalidity of Harvey’s conviction. As a result, he recommended that Harvey’s
complaint be dismissed under Heck.
Harvey filed objections to the magistrate judge’s report and
recommendation. He argued that Heck does not bar either his abuse of process
claim or his Fourth Amendment illegal search and seizure claim. Over these
2
Before reaching this conclusion, the magistrate judge took judicial notice of Harvey’s
unsuccessful postconviction challenge to his conviction and sentence pursuant to 28 U.S.C.
§ 2255. See Harvey v. United States, No. 1:14-cv-21939-JLK (S.D. Fla.).
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objections, the district court adopted the magistrate judge’s report and
recommendation as the opinion of the court.
II.
On appeal, Harvey says the district court was wrong to dismiss the entirety
of his Bivens action as frivolous and for failing to state a claim because his abuse
of process and Fourth Amendment claims are not barred by Heck. The standard
for determining whether a complaint states a claim upon which relief may be
granted is the same whether under 28 U.S.C. § 1915(e)(2)(B)(ii) or Federal Rule of
Civil Procedure 12(b)(6). See Mitchell v. Farcass, 112 F.3d 1483, 1490 (11th Cir.
1997). A district court’s sua sponte dismissal for failure to state a claim is
reviewed de novo, viewing the allegations in the complaint as true. Hughes v.
Lott, 350 F.3d 1157, 1159–60 (11th Cir. 2003).
In Bivens, the Supreme Court held that victims of a constitutional violation
by a federal official or someone acting under color of federal law may recover
damages against that person despite the absence of any statute conferring such a
right of action. 403 U.S. at 397, 91 S. Ct. at 2005. Plaintiffs may pursue both
Fourth Amendment and Due Process claims for damages under Bivens. 403 U.S.
at 392, 91 S. Ct. at 2002; Davis v. Passman, 442 U.S. 228, 243–44, 99 S. Ct. 2264,
2276 (1979). Important to our analysis here, courts generally apply 42 U.S.C.
§ 1983 law to Bivens cases. Abella v. Rubino, 63 F.3d 1063, 1065 (11th Cir.
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1995).
Under Heck, a § 1983 plaintiff seeking to recover damages for an “allegedly
unconstitutional conviction or imprisonment” or “for other harm caused by actions
whose unlawfulness would render a conviction or sentence invalid” must first
prove that his conviction or sentence has been invalidated. 512 U.S. at 486–87,
114 S. Ct. at 2372. Thus, a § 1983 damages suit is due to be dismissed if “a
judgment in favor of the plaintiff would necessarily imply the invalidity of his
conviction or sentence,” unless the plaintiff’s conviction or sentence has been
invalidated. Heck, 512 U.S. at 487, 114 S. Ct. at 2372. But at the same time, if the
plaintiff’s action would “not demonstrate the invalidity of any outstanding criminal
judgment,” then it should not be dismissed. Id. (emphasis omitted). “[A]s long as
it is possible that a § 1983 suit would not negate the underlying conviction, then
the suit is not Heck-barred.” Dyer v. Lee, 488 F.3d 876, 879–80 (11th Cir. 2007).
In a footnote in Heck, the Supreme Court addressed a suit for damages
arising out of an allegedly unreasonable search and noted that this type of suit may
proceed even if evidence from the challenged search was introduced in the
criminal trial that resulted in the plaintiff’s conviction. 512 U.S. at 487 n.7, 114 S.
Ct. at 2372 n.7. The Court reasoned that, “[b]ecause of doctrines like independent
source and inevitable discovery, and especially harmless error, such a § 1983
action, even if successful, would not necessarily imply that the plaintiff’s
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conviction was unlawful.” Id. (citations omitted). In another footnote, the Heck
Court recognized that an abuse of process claim under § 1983 also does not
necessarily imply that the plaintiff’s conviction is invalid. Id. at 486 n.5, 114 S. Ct.
at 2372 n.5. The Court said the “gravamen of [abuse of process] is not the
wrongfulness of the prosecution, but some extortionate perversion of lawfully
initiated process to illegitimate ends.” Id.In keeping with this language from Heck, this court has recognized that
Heck does not necessarily bar § 1983 damages actions for Fourth Amendment
violations because illegal searches may be followed by valid convictions. In other
words, a successful § 1983 action for search and seizure violations does not
necessarily imply that a conviction is invalid. Hughes, 350 F.3d at 1160. And we
have recognized that in a § 1983 action, the Fourth Amendment can serve as the
basis for malicious prosecution claims, which are very similar to abuse of process
claims. Uboh v. Reno, 141 F.3d 1000, 1003 & n.4 (11th Cir. 1998). To determine
whether a Fourth Amendment claim necessarily implies that the plaintiff’s
conviction was unlawful, the court must “look both to the claims raised under
§ 1983 and to the specific offenses for which the § 1983 claimant was convicted.”
Hughes, 350 F.3d at 1160 n.2. When the circumstances surrounding a conviction
cannot be discerned from the record, it is impossible for a court to determine
whether a successful § 1983 damages action for unreasonable search and seizure
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would necessarily imply that the conviction is invalid. Id. at 1161. Thus, any
determination that such a § 1983 damages action is barred by Heck is error. Id.
Finally, this court held in Abella that the Heck rule applies to Bivens actions. 63
F.3d at 1065.
Here, neither the magistrate judge nor the district court made any findings
about or provided any reasoning for why Harvey’s abuse of process and illegal
search and seizure claims would necessarily imply that his underlying conviction
was invalid. We therefore cannot determine on this record whether those claims
are barred by Heck. Hughes, 350 F.3d at 1167. Indeed, the adjudication of
Harvey’s postconviction challenge to his conviction and sentence, of which the
magistrate judge took judicial notice, seems to weigh in Harvey’s favor on this
point. One of Harvey’s postconviction arguments was that his lawyer was
ineffective for failing to suppress the evidence obtained from the storage facility.
See Harvey v. United States, No. 1:14-cv-21939-JLK, Doc. 25 at 3 (S.D. Fla. June
17, 2015). The magistrate judge in Harvey’s postconviction challenge—who is the
same magistrate judge in this Bivens challenge—rejected Harvey’s claim, stating
“it is hardly likely that the jury’s verdicts of guilt turned on the evidence contained
in the storage unit. The other evidence of [Harvey’s] guilt overwhelmingly
supported the jury’s guilty verdicts.” Id. at 36. Thus, Harvey’s abuse of process
and illegal search and seizure claims may not imply that his underlying conviction
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is invalid. We therefore reverse and remand to the district court for additional
consideration of Harvey’s abuse of process and unreasonable search and seizure
claims.
REVERSED AND REMANDED.
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