Kirk Dixon v. Nathan S. Pollock ( 2018 )

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[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 16-15040
Non-Argument Calendar
________________________
D.C. Docket No. 1:15-cv-22910-UU
KIRK DIXON,
Plaintiff – Appellant,
versus
CAPTAIN JAMES HODGES,
Everglades Correctional Institution, et al.,
Defendants,
NATHAN S. POLLOCK,
Everglades Correctional Institution,
Defendant – Appellee.
________________________
Appeal from the United States District Court
for the Southern District of Florida
________________________
(April 23, 2018)
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Before TJOFLAT, MARCUS, and ROSENBAUM, Circuit Judges.
PER CURIAM:
Kirk Dixon, a Florida prisoner proceeding pro se, appeals from the District
Court’s grant of a motion to dismiss his civil rights complaint (filed pursuant to 42
U.S.C. § 1983) for lack of subject matter jurisdiction under Heck v. Humphrey, 512
U.S. 477, 114 S. Ct. 2364 (1994). The Heck rule, as extended by Edwards v.
Balisok, strips a district court of jurisdiction in a § 1983 suit brought by an
imprisoned plaintiff “if ‘a judgment in favor of the plaintiff would necessarily
imply the invalidity’” of a punishment that “deprive[d] him of good-time credits,”
also referred to as gain time. 520 U.S. 641, 643, 117 S. Ct. 1584, 1586 (1997)
(quoting Heck, 512 U.S. at 487, 114 S. Ct. at 2372).
Dixon was punished and lost gain time, but his § 1983 suit, if successful,
would not necessarily imply that his punishment is invalid. Because success in
this § 1983 suit would not necessarily be “logically contradictory” with the
underlying punishment, this suit is not barred by Heck. See Dyer v. Lee, 488 F.3d
876, 884 (11th Cir. 2007). The District Court erred by concluding otherwise and
dismissing the complaint. We accordingly vacate the judgment and remand.
I.
A district court’s dismissal for lack of subject matter jurisdiction presents a
legal question that we review de novo. Miccosukee Tribe of Indians v. U.S. Army
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Corps of Eng’rs, 619 F.3d 1289, 1296 (11th Cir. 2010). On review, the allegations
in the complaint must be accepted as true and construed in the light most favorable
to the plaintiff. Maradiaga v. United States, 679 F.3d 1286, 1291 (11th Cir. 2012).
We also construe pro se pleadings liberally. Timson v. Sampson, 518 F.3d 870,
874 (11th Cir. 2008). Therefore, we state the facts as alleged in Dixon’s liberally-
construed complaint, viewed in the light most favorable to him.
II.
In 2013, prison officials at Everglades Correctional Institution in Miami
assigned an elderly, handicapped inmate to the top bunk in Dixon’s cell. This
inmate was unable to reach the top bunk due to his disability. Dixon went to the
officers’ station to discuss this issue on August 12, 2013. Officer Nathan Pollock
was present, among others.
Dixon tried to explain the problem to the officers, but they refused to listen
to him. As Dixon continued to speak, Pollock began to shout at him. Dixon asked
Pollock why he was shouting, and Pollock leapt out of his chair, approached Dixon
threateningly, and told him to return to his assigned dormitory. Dixon turned to
leave. After that, Pollock stepped on his right heel, tripping him. Pollock then
picked Dixon up from the cement floor and slammed him down into it. Pollock
proceeded to kick Dixon in his face and body for about two minutes before other
officers approached and handcuffed Dixon. Dixon suffered serious injuries as a
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result. His shirt was soaked in blood and his face became unrecognizable from
swelling. He fractured his ribs, bruised his sternum, lost eyesight and was unable
to walk for a time, and suffered a concussion.
Pollock’s version of events differs significantly from Dixon’s. Pollock
claims that Dixon ignored several orders to leave the officers’ station. After Dixon
finally did turn to leave, he made a fist with his hand and turned back to lunge at
Pollock. Pollock contends that he used appropriate force in a manner necessary to
subdue Dixon and that no medical professional ever found evidence of any trauma
or injury suffered by Dixon as a result of this incident.1 On August 23, 2013,
Dixon received a disciplinary report including one charge of Battery or Attempted
Battery on a Correctional Officer. He was found guilty, and his punishment
included a loss of gain time.
On August 4, 2015, Dixon filed a lawsuit pursuant to 42 U.S.C § 1983
alleging, inter alia, that Pollock used excessive force against him on August 12,
2013, in violation of his constitutional rights. Pollock moved to dismiss the
complaint for a failure to exhaust administrative remedies and for lack of subject
matter jurisdiction under Heck, and Pollock further moved for summary judgment.
The Magistrate Judge issued a Report and Recommendation (“R&R”)
1
Indeed, Dixon has not provided evidence at this stage of a medical professional
verifying any of the injuries in his complaint, other than some alleged unverified hearsay
statements from a prison nurse.
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recommending that Pollock’s motion to dismiss be granted on the basis of Heck
(but that it was due to be denied on exhaustion grounds) and recommending that
Pollock’s motion for summary judgment be denied as moot. The District Court
adopted the R&R and dismissed the complaint, and Dixon filed this appeal.
III.
“[A]s long as it is possible that a § 1983 suit would not negate the
underlying [punishment], then the suit is not Heck-barred.” Dyer, 488 F.3d at 879–
80. Heck bars a § 1983 suit only when it is a “logical necessity” that judgment for
the plaintiff in that suit would contradict the existing punishment. Id. at 879. So
long as “there would still exist a construction of the facts that would allow the
underlying [punishment] to stand,” a § 1983 suit may proceed. Id. at 880.
Pollock admits, in an accurate statement of the law, that “[i]t is possible for
an excessive-force action and a battery conviction to coexist without running afoul
of Heck.” Appellee Br. at 5; see also Willingham v. Loughnan, 261 F.3d 1178,
1183 (11th Cir. 2001), rev’d on other grounds, 537 U.S. 801, 123 S. Ct. 68 (2002).
A prisoner may be punished for battery on a prison guard, and that prison guard
may be held liable for using excessive force on the prisoner in subduing him; both
may be true. At first glance, then, it appears Heck is inapposite.
Pollock contends that Heck nonetheless applies here because Dixon alleges
that he did not lunge at Pollock before Pollock used force against him. Because
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Dixon’s disciplinary punishment is grounded in those facts, and Dixon is alleging
contrary facts in his § 1983 complaint, Pollock claims that Heck should bar the
suit.
We have recognized that, in some cases, Heck may bar a prisoner’s suit “if
his § 1983 complaint makes specific factual allegations that are inconsistent with
the facts upon which his [punishment was] based.” Dyer, 488 F.3d at 883 n.9. This
footnote in Dyer, relied upon by Pollock, is a recitation of the inconsistent-factual-
allegations rule from McCann v. Neilsen, 466 F.3d 619 (7th Cir. 2006).
McCann is a Seventh Circuit decision that reversed a district court’s
dismissal of a § 1983 complaint under Heck. 2 It approvingly discusses the
2
In that case, the police sought McCann for allegations of violence against his estranged
girlfriend. McCann, 466 F.3d at 620. A police deputy encountered McCann walking along
some railroad tracks. Id. McCann began to run from the deputy, then “stopped, turned,
produced a ‘spike-type’ weapon from his pocket, and began walking directly toward the deputy.”
Id. The deputy commanded him to stop, but McCann continued to advance. Id. The deputy
fired a single shot that struck McCann. Id. McCann was later convicted of aggravated assault on
the deputy. Id.
McCann then brought a § 1983 suit against the deputy. In his complaint, he made the
following allegations:
5. On November 9, 2001, the plaintiff was lawfully present at the
approximate location of Ridgefield Road and Country Club Drive
at or about the railroad tracks in Ridgefield, in the Northern
District of Illinois.
6. At the time and date aforesaid, the plaintiff did not pose a threat
of violence or great bodily harm to the defendant, was not in the
commission of a forcible felony nor was he attempting to resist,
escape or defeat an arrest otherwise [sic] acting so as to justify the
use of deadly force by the defendant.
7. That on the date and time aforesaid, the defendant, without
justification, shot the plaintiff causing serious injury.
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inconsistent-factual-allegations rule, an “additional gloss on the Heck analysis,”
only in the context of one case: Okoro v. Callaghan, 324 F.3d 488, 490 (7th Cir.
2003). McCann, 466 F.3d at 621.
In Okoro, the plaintiff brought a § 1983 suit following his conviction of a
drug crime after heroin was discovered in a search of his home. Id. at 622. His
defense in the criminal drug case was that he sold gems, not heroin, and that police
officers had stolen his gems during their search. Id. After his drug conviction, he
alleged in his § 1983 complaint that the police officers who searched his home had
violated his civil rights by illegally seizing his gems. Id. The Seventh Circuit
determined that the plaintiff’s suit was barred under Heck because his § 1983 suit
had the effect of “challenging the validity of the guilty verdict by denying that
there were any drugs and arguing that he was framed.” Okoro, 324 F.3d at 490.
Id. The district court determined that Heck barred McCann’s suit because he “had voluntarily
steered the action into Heck territory by making specific factual allegations in the complaint that
were inconsistent with the facts upon which” his conviction was based. Id. at 621. Because
McCann chose to plead that he did not pose a threat of violence, that he did not act in a manner
that justified the use of deadly force, and that the deputy shot him without justification, the
district court determined that he created a complaint impossibly inconsistent with his assault
conviction, and Heck barred it. Id.
The Seventh Circuit reversed. It determined that the district court did not give McCann
“the benefit of all reasonable inferences” and did not appropriately view his complaint in the
light most favorable to him. Id. at 622. Had the court done so, it could have read the complaint
as a claim that McCann “never posed a threat of violence, attempted escape, or resisted arrest to
a degree that would have justified the use of deadly force as a response.” Id. This claim, when
so construed, was not necessarily inconsistent with McCann’s assault conviction. Heck did not
bar the § 1983 suit.
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To the extent we adopted the inconsistent-factual-allegation gloss on Heck in
our Dyer decision, we agree with the Seventh Circuit that it is only apposite in the
narrow category of cases like Okoro: where the allegation in the § 1983 complaint
is a specific one that both necessarily implies the earlier decision is invalid and is
necessary to the success of the § 1983 suit itself. The “logical necessity” of
conflict between the punishment and the § 1983 suit, itself “at the heart of the Heck
opinion,” is present only in these circumstances. Dyer, 488 F.3d at 879. When a
plaintiff alleges a fact that, if true, would conflict with the earlier punishment, but
that fact is not necessary to the success of his § 1983 suit, the Heck bar does not
apply.
Such is the case here. The gravamen of Dixon’s § 1983 complaint is that
Pollock used excessive force against him. The success of this claim is not
necessarily dependent on whether Dixon lunged at Pollock or not. His disciplinary
punishment, of course, establishes that he did. 3 But that factual finding is not
determinative of whether Pollock used excessive force against Dixon. It is
logically possible both that Dixon lunged at Pollock and that Pollock used
excessive force against him. Because “there is a version of the facts which would
3
At this stage, a court may determine that Dixon does not dispute this fact in his
complaint. Construing Dixon’s complaint in the light most favorable to him, it is possible to
read the Statement of Facts as silent on what transpired between the time he turned to walk away
from the officers’ station and the time that Pollock began to use force against him. Pollock
contends that it was during this period that Dixon formed a fist with his hand and lunged at him.
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allow the [punishment] to stand” alongside a successful § 1983 suit, Heck does not
control. Id. at 883.
IV.
We conclude that Heck and its progeny, including Balisok, do not bar this
lawsuit. On the contrary, Dyer requires that the suit be allowed to proceed through
the threshold gates of Heck. We therefore vacate the judgment of the District
Court and remand for further proceedings not inconsistent with this opinion.
VACATED AND REMANDED.
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