Simpson v. Florida Department of Corrections ( 2005 )


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  •                                                          [DO NOT PUBLISH]
    IN THE UNITED STATES COURT OF APPEALS
    FILED
    FOR THE ELEVENTH CIRCUIT
    U.S. COURT OF APPEALS
    ELEVENTH CIRCUIT
    ______________________               May 19, 2005
    THOMAS K. KAHN
    No. 04-13499                     CLERK
    Non-Argument Calendar
    _______________________
    D. C. Docket No. 02-60236-CW-WJZ
    FAYE WRIGHT SIMPSON,
    Plaintiff-Appellant,
    versus
    FLORIDA DEPARTMENT OF CORRECTIONS,
    Defendant-Appellee.
    ______________________________
    Appeal from the United States District Court
    for the Southern District of Florida
    ______________________________
    (May 19, 2005)
    Before EDMONDSON, Chief Judge, BIRCH and BARKETT Circuit Judges.
    PER CURIUM:
    Faye Wright Simpson appeals the district court’s orders granting (1) partial
    summary judgment and (2) judgment as a matter of law in favor of her former
    employer, the Florida Department of Corrections (“DOC”), in this case alleging
    retaliation in violation of Title VII, 42 U.S.C. § 2000e et seq. No reversible error
    has been shown; we affirm.
    Simpson, an African-American woman who was a correctional probation
    specialist at the DOC, alleged that her supervisors overburdened her with
    excessive work after she filed an internal civil rights complaint, a charge of
    discrimination with the Equal Employment Opportunity Commission (“EEOC”),
    and a 1998 employment discrimination lawsuit against the DOC. Simpson
    asserted that, in early 2001, the DOC instituted office staffing changes that left her
    as the only specialist in her office. Simpson subsequently asserted in an affidavit
    that she worked at least five hours unpaid overtime per week for over a year to
    meet the job obligations caused by the increased workload.
    Based on Simpson’s allegations of working unpaid overtime, the DOC
    reported this conduct to the state inspector general’s office (“OIG”), which
    investigated her failure to disclose the alleged overtime on her attendance and
    2
    leave reports. The DOC terminated Simpson in August 2003 after the
    investigation.
    The Public Employees Relations Committee (“PERC”) held a post-
    termination hearing. The hearing officer determined that Simpson had not worked
    the overtime she claimed and thus did not falsify her time sheets. But the hearing
    officer opined that Simpson therefore had filed a false affidavit alleging she had
    worked unpaid overtime. The officer also determined that Simpson had refused to
    answer questions about her job duties and had failed to follow instructions during
    the investigation interview. The officer concluded that discipline, including
    termination, was warranted.
    Simpson supplemented her complaint to add a claim that the DOC
    terminated her in retaliation for her engaging in a protected activity. The district
    court granted summary judgment on the claim of retaliatory termination. The
    district court determined that Simpson had not rebutted as pretextual the DOC’s
    proffered reasons for her termination: that she had engaged in misconduct by
    falsifying either her time sheets or her affidavit and that she did not cooperate with
    the investigation about the time sheet discrepancy. But the district court allowed
    the claim about retaliatory increased workload to proceed to a jury trial. After the
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    close of Simpson’s case, the district court granted the DOC’s Fed.R.Civ.P. 50
    motion for judgment as a matter of law.
    Simpson argues that the district court erred in granting the DOC’s Rule 50
    motion: she contends a jury should have been permitted to decide the degree to
    which her workload increased after the staffing changes in her office and to decide
    whether the DOC intentionally increased her workload. But Simpson has not
    provided us with transcripts of the trial. Federal Rule of Appellate Procedure
    10(b) places on the appellant the burden of ensuring that the record on appeal --
    including the appropriate transcripts -- is provided to this Court. See
    Fed.R.App.P. 10(b); Loren v. Sasser, 
    309 F.3d 1296
    , 1304 (11th Cir. 2002)
    (writing that a pro se litigant “must provide trial transcripts in the appellate record
    to enable this court to review challenges to sufficiency of the evidence”), cert.
    denied, 
    123 S.Ct. 1589
    , 2219 (2003). And without transcripts of the trial, we
    cannot review whether the district court erred in granting the DOC’s Rule 50
    motion.1 So, due to Simpson’s failure to provide the necessary trial transcripts, we
    1
    Simpson has provided only the 18-page transcript of the oral argument on the Rule 50 motion.
    But she has not submitted the transcripts showing the testimony and evidence presented at trial, on
    which the district court based its ruling.
    4
    must affirm the district court’s grant of the DOC’s Rule 50 motion on her claim of
    retaliatory increased workload. See Loren, 
    309 F.3d at 1304
    .2
    Simpson also argues that the district court erred in granting summary
    judgment on her retaliatory termination claim. She asserts (1) that she established
    a prima facie case of retaliation and (2) that she rebutted as pretextual the DOC’s
    reasons for her termination by presenting affidavits and testimony showing she
    actually was terminated for filing EEOC charges and a lawsuit, not for filing false
    timesheets or a false affidavit.
    We review a district court’s grant of summary judgment de novo; and we
    view the evidence in the light most favorable to the party opposing the motion.
    Kelley v. Hicks, 
    400 F.3d 1282
    , 1284 (11th Cir. 2005). Summary judgment is
    appropriate when “there is no genuine issue as to any material fact and . . . the
    moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56(c).
    To evaluate claims of Title VII retaliation based on circumstantial, rather
    than direct, evidence of discrimination, we use the burden-shifting framework in
    2
    Simpson suggests that the magistrate judge should not have denied her motion to compel
    production of caseload printouts for other specialists: these printouts allegedly would have
    substantiated her claim. The magistrate judge abused no discretion in denying this motion: the
    magistrate determined that the motion was untimely and that the DOC attested that no such
    documents were in its possession. See Hinson v. Clinch County, Ga., Bd. of Educ., 
    231 F.3d 821
    ,
    826 (11th Cir. 2000) (no abuse of discretion for district court to deny motion to compel production
    due to plaintiff’s delay in filing motion).
    5
    McDonnell Douglas Corp. v. Green, 
    93 S.Ct. 1817
     (1973). See Rojas v. Florida,
    
    285 F.3d 1339
    , 1342 (11th Cir. 2002). Simpson first must establish a prima facie
    case of retaliation. The DOC then must offer a legitimate, nondiscriminatory
    reason for its employment acts. If the DOC successfully rebuts the presumption,
    the burden shifts back to Simpson to discredit the proffered nondiscriminatory
    reason as pretextual. See 
    id.
    We assume without deciding that Simpson can establish a prima facie case
    of retaliation. And the DOC offered legitimate, nondiscriminatory reasons for her
    termination: her submission of false time sheets and her later failure to cooperate
    with the OIG investigation. The DOC circuit administrator underscored the
    seriousness of a claim of unrecorded overtime: this exposed the DOC to liability
    for violations of the Fair Labor Standards Act. That the PERC determined that
    Simpson had not worked the alleged overtime does not save Simpson from
    summary judgment: a necessary inconsistency exists between Simpson’s affidavit
    claiming she worked overtime, and the time sheets reflecting no overtime.3
    3
    The DOC has submitted supplemental authority: the state court of appeals’ affirmance of the
    PERC decision upholding Simpson’s termination. The DOC contends that Simpson is collaterally
    estopped from arguing that she did not commit the violations that led to her termination. But the
    district court already had considered the PERC decision in determining that nondiscriminatory
    reasons existed for Simpson’s termination. And even though the state court decided that cause
    existed for Simpson’s termination, this does not preclude Simpson from arguing that her termination
    “was the product of . . . retaliation.” Maniccia v. Brown, 
    171 F.3d 1364
    , 1368 (11th Cir. 1999).
    6
    Simpson has not rebutted as pretextual the DOC’s reasons for her termination.
    She points to the affidavits of a coworker, Donald Campbell, and a supervisor,
    Larry Sullenger, that the DOC “made it known” that she would be terminated
    because she filed the EEOC charges and lawsuits. Sullenger’s affidavit contains
    nothing more than conclusory allegations that Simpson was terminated for an
    illegal reason. See Leigh v. Warner Bros., Inc., 
    212 F.3d 1210
    , 1217 (11th Cir.
    2000) (writing that conclusory allegations in affidavit are insufficient to defeat
    motion for summary judgment). Campbell indicated that in an October 2000
    telephone conversation with Stephanie Curd, an assistant attorney general for the
    State of Florida, Curd stated DOC administrators “hate[d]” Simpson for filing
    lawsuits and that these administrators said eventually they would fire Simpson.
    But Simpson was not fired until nearly three years after this conversation. And
    Curd’s comments indicated nothing more than her own opinion of the DOC’s
    attitude toward Simpson: these comments do not address the DOC’s proffered
    reasons for her termination.4
    4
    We do not consider Simpson’s contention that she established pretext because the DOC failed
    to terminate a specialist who committed, and was sentenced to probation for, a violent sexual battery.
    Simpson presented this evidence to the district court only after her trial: it was not before the court
    when the court ruled on the summary judgment motion. See Clinkscales v. Chevron U.S.A., Inc.,
    
    831 F.2d 1565
    , 1570 (11th Cir. 1987) (stating that appellate court does not consider evidence not part
    of record properly before district court in ruling on summary judgment motion). Simpson also refers
    to trial testimony that allegedly supports her argument on pretext. But we do not consider this
    evidence: it was not before the district court when it ruled on the DOC’s summary judgment motion,
    7
    In sum, Simpson has not met the DOC’s legitimate, nondiscriminatory
    reasons for her termination “head on” and rebutted them. Wilson v. B/E
    Aerospace, Inc., 
    376 F.3d 1079
    , 1088 (11th Cir. 2004) (Title VII discrimination
    case). The district court properly granted summary judgment in favor of the DOC
    on Simpson’s retaliatory termination claim.
    AFFIRMED.
    and in any event, she has not provided us with trial transcripts.
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