United States v. Earnest Pearce Carpenter ( 2007 )

[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT FILED
________________________ U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
JANUARY 24, 2007
No. 06-13286
THOMAS K. KAHN
Non-Argument Calendar
CLERK
________________________
D. C. Docket No. 05-00316-CR-7-IPJ-PWG
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
EARNEST PEARCE CARPENTER,
Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Northern District of Alabama
_________________________
(January 24, 2007)
Before BIRCH, BARKETT and PRYOR, Circuit Judges.
PER CURIAM:
Earnest Pearce Carpenter appeals his convictions and sentences for drug and
firearm offenses. Carpenter argues that the evidence was not sufficient to convict
him of the firearm offense, the testimony of two government witnesses was
improperly admitted, his sentences are cruel and unusual punishment, and his
sentences violate the separation of powers. We affirm.
I. BACKGROUND
Carpenter was charged in a three-count indictment with conspiracy to
distribute five kilograms or more of cocaine, 21 U.S.C. §§ 841(a)(1), (b)(1)(A);
attempt to possess with intent to distribute five kilograms or more of cocaine, 21
U.S.C. §§ 841(a)(1), (b)(1)(A); and carrying a firearm during and in relation to a
drug trafficking crime, 18 U.S.C. § 924(c)(1)(A)(i). At trial, the government
introduced evidence that, on March 4, 2005, Carpenter was arrested at an Alabama
gas station after taking delivery of a shipment of cocaine from truck driver George
Jackson. Jackson had been arrested in Louisiana after he admitted to transporting
cocaine from California at the direction of David Smith, for whom Jackson had
transported drugs several times since 1995. Jackson agreed to cooperate with the
police by making a controlled delivery to Smith.
Jackson told police that he ordinarily delivered his drug shipments to Walter
Staples, but was told by Smith to call Carpenter if ever he was unable to reach
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Staples. Jackson called Carpenter and arranged the delivery. After Carpenter
accepted the suitcase containing drugs from Jackson and was arrested, police
found a semiautomatic handgun on Carpenter’s person.
Before trial, the government advised Carpenter of its intent to introduce
“similar acts” evidence against Carpenter through the testimony of Larry Bevelle
and John Henley. The two men, both incarcerated on unrelated drug convictions,
would testify that Smith had previously supplied cocaine to them through Jackson,
Staples, and Carpenter. Carpenter objected, but his motion to exclude the
testimony was denied after an evidentiary hearing. Carpenter objected to the
testimony again at trial, and the district court overruled Carpenter’s objection.
Carpenter moved for judgments of acquittal on all counts after the
government rested and then after the defense rested, and the district court denied
the motions. Carpenter argued in closing that he was unaware that the suitcase
contained drugs. The jury convicted Carpenter on all three counts.
The presentence investigation report set the offense level at 34, the criminal
history category at I, and the advisory Guidelines range at 151 to 188 months for
Counts One and Two, the drug offenses. Carpenter was subject to mandatory
minimum sentences of 120 months for Counts One and Two and 60 months, to be
served consecutively, for Count Three, the firearm charge. 21 U.S.C.
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§ 841(b)(1)(A); 18 U.S.C. § 924(c)(1)(A)(i). Carpenter objected and argued that
the mandatory minimum sentences violated the principle of separation of powers.
The district court sentenced Carpenter to concurrent sentences of 120 months on
the drug counts and a consecutive sentence of 60 months on the firearm count.
II. STANDARDS OF REVIEW
We review the sufficiency of the evidence de novo, drawing all reasonable
inferences in favor of the government. United States v. Castro, 89 F.3d 1443,
1450 (11th Cir. 1996). Evidentiary rulings of the district court are reviewed for
abuse of discretion. United States v. Breitweiser, 357 F.3d 1249, 1254 (11th Cir.
2004). Objections raised for the first time on appeal are reviewed for plain error.
United States v. Raad, 406 F.3d 1322, 1323 (11th Cir. 2005). We review
constitutional challenges to a sentence de novo. United States v. Pope, 461 F.3d
1331, 1333 (11th Cir. 2006).
III. DISCUSSION
Carpenter makes four arguments on appeal. First, he argues that the
evidence was not sufficient for a reasonable jury to find that he carried a firearm
during and in relation to a drug trafficking crime. Second, Carpenter argues that
the district court abused its discretion when it allowed the testimony of Bevelle
and Henley regarding Carpenter’s similar acts. Third, Carpenter argues that his
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sentences are cruel and unusual punishment because they are grossly
disproportionate to his offense. Fourth, Carpenter argues that the mandatory
minimum sentences violate the separation of powers between the executive and
judicial branches. Each argument fails.
A. The Evidence Was Sufficient to Support Carpenter’s Conviction for
Carrying a Firearm During and in Relation to a Drug Trafficking Crime.
Carpenter first argues that the evidence presented at trial would not allow a
reasonable jury to conclude that he “use[d] or carrie[d] a firearm” “during and in
relation to [a] drug trafficking crime.” 18 U.S.C. § 924(c)(1)(A). Under this
provision, the government had to establish both that the defendant carried a gun
and that he carried it “in relation to” the drug trafficking crime. United States v.
Timmons, 283 F.3d 1246, 1250 (11th Cir. 2002). There is no dispute that
Carpenter was carrying a gun during the commission of a drug trafficking crime;
the question is whether he was carrying it “in relation to” that crime. To establish
that a defendant carried a gun in relation to a drug trafficking crime, the
government had to establish only that the gun had “the potential of facilitating” the
drug offense. Id. at 1251.
Viewing the evidence in the light most favorable to the government, a
reasonable jury could have found that Carpenter’s gun had the potential of
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facilitating his acquisition of the drugs. Carpenter’s gun was not left in his car or
otherwise beyond his reach during the delivery of the drugs. Instead, the gun was
stored on his person and concealed well enough to escape the notice of the police
while they detained and handcuffed him. The evidence was sufficient to sustain
Carpenter’s conviction.
B. The District Court Did Not Abuse Its Discretion When It
Admitted the Testimony of Bevelle and Henley.
Carpenter argues that the testimony of Bevelle and Henley was improperly
admitted. He contends that their testimony was inadmissible under Federal Rule
of Evidence 404(b) and its prejudicial value greatly outweighed any probative
value. This argument fails.
The testimony of Bevelle and Henley satisfied the requirements of Rule
404(b), which bars the introduction of prior bad acts to prove character, but allows
evidence of prior bad acts “for other purposes, such as proof of motive, . . . intent
. . . , plan, . . . [or] knowledge.” When such evidence “is sufficient to support a
finding that the defendant actually committed the extrinsic act” and the probative
value of the evidence does not substantially outweigh any potential prejudice, it is
admissible. United States v. Calderon, 127 F.3d 1314, 1330 (11th Cir. 1997). The
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testimony of Bevelle and Henley established that Carpenter had knowledge of the
nature of the plan and intended to deliver drugs for Smith.
Carpenter argued at trial that he was unaware that Smith dealed in drugs and
knew Smith only because he performed maintenance work for him, but Bevelle
and Henley testified that they had previously contacted Carpenter when delivering
drugs for Smith. Because Carpenter averred ignorance of the nature of the
scheme, the testimonies of Bevelle and Henley had significant probative value that
outweighed any prejudice Carpenter may have suffered. The district court did not
abuse its discretion.
C. Carpenter’s Sentences Are Not Cruel and Unusual Punishment.
Carpenter argues that the statutory minimum sentences prevented him from
receiving an individualized sentence appropriate to his low level of culpability
and, as a result, his sentence violates the Eighth Amendment. Carpenter did not
raise this argument below, so we review it only for plain error. Raad, 406 F.3d at
1323. Carpenter’s argument fails.
Carpenter cannot establish that his sentences plainly violate the narrow
proportionality requirement of the Eighth Amendment. See United States v.
Reynolds, 215 F.3d 1210, 1214 (11th Cir. 2000). We have rejected the kind of
argument that Carpenter makes regarding his mandatory minimum sentence for a
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drug distribution offense. See, e.g., United States v. Holmes, 838 F.2d 1175,
1178-79 (11th Cir. 1988). We have even rejected this kind of argument when the
mandatory minimum sentence fell at the upper end of the applicable Guidelines
range. See Raad, 406 F.3d at 1324.
Carpenter’s statutory minimum sentence for the drug offenses is years
below the applicable Guidelines range. Carpenter argues that others guilty of the
same offense with a greater degree of culpability have received lower sentences,
but considerations of this nature are relevant only after “a threshold determination
that the sentence imposed is grossly disproportionate to the offense.” Reynolds,
215 F.3d at 1214. Carpenter has not made that showing. The district court did not
plainly err when it imposed the mandatory minimum sentence.
D. Carpenter’s Sentences Do Not Violate the Separation of Powers.
Carpenter argues that statutory mandatory minimum sentences violate the
separation of powers by divesting the judiciary of its independent role to
determine individualized sentences and by removing the power to sentence from
the judicial branch to the executive branch. This argument fails. In Holmes, we
stated that mandatory minimum sentences do not violate the separation of powers
because “[i]t is for Congress to say what a crime is and how that crime shall be
punished.” 838 F.2d at 1178 (citation omitted).
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Carpenter argues that Holmes is no longer good law after Mistretta v.
United States, in which the Supreme Court expressed concern about schemes that
“unite[] the power to prosecute and the power to sentence within one Branch.”
488 U.S. 361, 391 n.17, 109 S. Ct. 647, 664 n.17 (1989). The problem for
Carpenter is that Mistretta upheld the constitutionality of the Sentencing
Guidelines against a separation of powers challenge, and the Court recognized
that, under the federal system, “the scope of judicial discretion with respect to a
sentence is subject to congressional control.” Id. at 364, 109 S. Ct. at 651.
Holmes remains good law.
IV. CONCLUSION
Carpenter’s convictions and sentences are
AFFIRMED.
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