United States v. Maurice Fayne ( 2022 )


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  • USCA11 Case: 21-13194       Date Filed: 07/25/2022   Page: 1 of 6
    [DO NOT PUBLISH]
    In the
    United States Court of Appeals
    For the Eleventh Circuit
    ____________________
    No. 21-13194
    Non-Argument Calendar
    ____________________
    UNITED STATES OF AMERICA,
    Plaintiff-Appellee,
    versus
    MAURICE FAYNE,
    a.k.a. Arkansas Mo,
    Defendant-Appellant.
    ____________________
    Appeal from the United States District Court
    for the Northern District of Georgia
    D.C. Docket No. 1:20-cr-00228-MHC-JKL-1
    ____________________
    USCA11 Case: 21-13194          Date Filed: 07/25/2022      Page: 2 of 6
    2                       Opinion of the Court                   21-13194
    Before LUCK, LAGOA, and ANDERSON, Circuit Judges.
    PER CURIAM:
    Maurice Fayne appeals from his 210-month sentence im-
    posed after he pled guilty pursuant to a plea agreement that re-
    quired the government to recommend a 151-month sentence.
    Fayne argues that the government breached the plea agreement at
    sentencing when it emphasized his criminal history and the details
    of his offense and failed to meaningfully argue for the sentence that
    it agreed to recommend.
    Whether the government breached a plea agreement is a
    question of law that we generally review de novo. United States v.
    Hunter, 
    835 F.3d 1320
    , 1324 (11th Cir. 2016). But where the de-
    fendant failed to raise the issue before the district court, we apply
    plain error review. United States v. De La Garza, 
    516 F.3d 1266
    ,
    1269 (11th Cir. 2008). “To establish plain error, a defendant must
    show there is (1) error, (2) that is plain, and (3) that affects substan-
    tial rights.” United States v. Moriarty, 
    429 F.3d 1012
    , 1019 (11th
    Cir. 2005). If all three factors are established, we may exercise our
    discretion to correct the error if it “seriously affects the fairness,
    integrity[,] or public reputation of judicial proceedings.” Rosales-
    Mireles v. United States, 
    138 S. Ct. 1897
    , 1905 (2018).
    An error is plain if it is clearly contrary to settled law. United
    States v. Shelton, 
    400 F.3d 1325
    , 1331 (11th Cir. 2005). For an error
    to affect substantial rights, it must have been prejudicial, meaning
    USCA11 Case: 21-13194        Date Filed: 07/25/2022     Page: 3 of 6
    21-13194               Opinion of the Court                        3
    that “[i]t must have affected the outcome of the district court pro-
    ceedings.” De La Garza, 
    516 F.3d at 1269
     (quoting United States v.
    Olano, 
    507 U.S. 725
    , 734 (1993)). The defendant has the burden of
    persuasion as to prejudice. United States v. Rodriguez, 
    398 F.3d 1291
    , 1299 (11th Cir. 2005); Shelton, 
    400 F.3d at
    1331–32. If it is
    unclear whether the government’s breach of a plea agreement af-
    fected the defendant’s sentence, the defendant cannot show plain
    error. See De La Garza, 
    516 F.3d at
    1270–71.
    A plea agreement is analyzed according to the defendant’s
    reasonable understanding in executing the agreement. United
    States v. Rewis, 
    969 F.2d 985
    , 988 (11th Cir. 1992). To determine
    whether the government breached a plea agreement, the court
    must determine the scope of the government’s promises. United
    States v. Copeland, 
    381 F.3d 1101
    , 1105 (11th Cir. 2004). The gov-
    ernment is bound to any material promise that induces the defend-
    ant to plead guilty. United States v. Hunter, 
    835 F.3d 1320
    ,
    1324 (11th Cir. 2016). Nevertheless, implied obligations not agreed
    to by the parties will not be inferred. See United States v.
    Benchimol, 
    471 U.S. 453
    , 455 (1985) (“[O]ur view of [Federal Rule
    of Civil Procedure] 11(e) is that it speaks in terms of what the par-
    ties in fact agree to, and does not suggest that . . . implied-in-law
    terms [be] read into [a plea] agreement.”). There is generally no
    limitation about what information a district court may receive for
    sentencing purposes concerning the background, character, and
    conduct of a person convicted of a federal offense. 
    18 U.S.C. § 3661
    .
    USCA11 Case: 21-13194        Date Filed: 07/25/2022     Page: 4 of 6
    4                      Opinion of the Court                21-13194
    For example, in United States v. Levy, we held that the gov-
    ernment did not breach a plea agreement that required it to recom-
    mend concurrent sentences when it made “grudging and apolo-
    getic” references to the agreement, asserted that its hands were
    “tied,” and that its sentencing recommendation was given “with a
    heavy heart.” 
    374 F.3d 1023
    , 1030–32 (11th Cir. 2004), vacated and
    remanded on other grounds, 
    545 U.S. 1101
     (2005) (vacating and re-
    manding because of the intervening decision in United States v.
    Booker, 
    543 U.S. 220
     (2005)). We concluded that because nothing
    in the agreement prevented the government from providing infor-
    mation about Levy’s offenses, it had fulfilled its obligation to rec-
    ommend a particular sentence. Id. at 1030.
    Similarly, in United States v. Carranza, we held that the gov-
    ernment did not breach its promise in the plea agreement to not
    recommend a sentence when it argued against defense counsel’s
    recommendation of twenty years’ imprisonment on the ground
    that Carranza was the “kingpin” in the criminal enterprise. 
    921 F.2d 1557
    , 1569 (11th Cir. 1991). We found that the government’s
    characterization of Carranza was relevant conduct for sentencing
    purposes, the plea agreement reserved the government’s right to
    inform the court “of all facts relevant to the sentencing process,”
    and the government never agreed that it would refrain from char-
    acterizing Carranza as a kingpin. 
    Id.
    In contrast, in United States v. Johnson, we held that the
    government breached a plea agreement that bound it to represent
    that “an amount of marijuana not greater than 100 pounds should
    USCA11 Case: 21-13194         Date Filed: 07/25/2022     Page: 5 of 6
    21-13194                Opinion of the Court                         5
    be attributed to this defendant.” 
    132 F.3d 628
    , 630 (11th Cir. 1998).
    The Presentence Investigation Report, however, recommended
    that Johnson be held accountable for 1,400 pounds of marijuana.
    
    Id.
     When the district court inquired into the difference in amounts,
    the government explained that a co-conspirator had not been inter-
    viewed until the day after the plea agreement was made and that
    the co-conspirator’s credible testimony “substantially and drasti-
    cally” changed the amount of marijuana involved. 
    Id.
     We deter-
    mined that the government violated the plea agreement when it
    failed to represent that Johnson was responsible for only 100
    pounds of marijuana and instead “became an enthusiastic advocate
    for a ‘fact’ at odds with the ‘fact’ to which [it] had stipulated.” Id.
    at 631.
    Here, even if the alleged error was plain, Fayne cannot show
    that the district court erred by not finding that the government
    breached the plea agreement. The government’s remarks about
    Fayne’s criminal history and the details of his offense were made
    pursuant to a reservation of rights in the plea agreement, and the
    plea agreement did not preclude the government from arguing
    against Fayne’s request for a 120-month sentence. Regardless of
    whether the government grudgingly honored its recommendation
    after learning about Fayne’s criminal history, it nevertheless ful-
    filled its obligations under the plea agreement when it opened and
    closed its sentencing argument by reiterating that it stood by its
    recommendation.
    USCA11 Case: 21-13194        Date Filed: 07/25/2022     Page: 6 of 6
    6                      Opinion of the Court                21-13194
    Further, assuming arguendo that Fayne could establish er-
    ror, he cannot meet his burden of showing that it affected his sub-
    stantial rights. Based on the district court’s statements at sentenc-
    ing, it is unclear, at best, whether the government’s alleged breach
    of the plea agreement affected Fayne’s sentence and, thus, he can-
    not show that any error prejudiced him.
    Accordingly, we affirm.
    AFFIRMED.