United States v. Eulalio Martinez ( 2022 )


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  • USCA11 Case: 18-15167     Date Filed: 08/03/2022   Page: 1 of 17
    [DO NOT PUBLISH]
    In the
    United States Court of Appeals
    For the Eleventh Circuit
    ____________________
    No. 18-15167
    ____________________
    UNITED STATES OF AMERICA,
    Plaintiff-Appellee,
    versus
    EULALIO MARTINEZ,
    Defendant-Appellant.
    ____________________
    Appeal from the United States District Court
    for the Middle District of Georgia
    D.C. Docket No. 7:17-cr-00018-HL-TQL-1
    ____________________
    USCA11 Case: 18-15167         Date Filed: 08/03/2022     Page: 2 of 17
    2                       Opinion of the Court                  18-15167
    Before ROSENBAUM, LUCK, and ANDERSON, Circuit Judges.
    LUCK, Circuit Judge:
    Eulalio Martinez appeals his convictions for knowingly pos-
    sessing methamphetamine with the intent to distribute it and ille-
    gally reentering the United States. On appeal, Martinez argues that
    the district court abused its discretion by dismissing a juror after
    deliberations began. After careful review, and with the benefit of
    oral argument, we affirm.
    FACTUAL BACKGROUND AND PROCEDURAL HISTORY
    In 2017, Martinez was indicted for possession with intent to
    distribute more than fifty grams of methamphetamine, in violation
    of 21 U.S.C. sections 841(a)(1) and (b)(1)(A)(viii), and illegal reentry
    into the United States, in violation of 8 U.S.C. section 1326(a). He
    pleaded not guilty, and the case went to trial.
    About an hour into the jury’s deliberations, the district court
    learned that a juror, C.B., was “in tears,” “having paroxysm[s] of
    weeping,” and had told the courtroom deputy that she could not
    “go on with the deliberations.” The district court discussed the sit-
    uation with the parties. It noted that “counsel for both sides and
    possibly [Martinez] himself would have the right to be present”
    when it interviewed C.B. But the district court proposed speaking
    to C.B. privately because, given her emotional state, interviewing
    her “with a crowd present would be counterproductive.”
    The parties agreed that the district court should interview
    C.B. in chambers, but Martinez “ask[ed] that before [the district
    USCA11 Case: 18-15167          Date Filed: 08/03/2022        Page: 3 of 17
    18-15167                 Opinion of the Court                             3
    court] ma[de] any final decision . . . [it] come back and inform [the
    parties] generally about the conversation so [they could] be heard
    at that point.” The district court said it would do so. The district
    court then brought C.B. into chambers: 1
    THE COURT:             Come in and have a seat Ms.
    [C.B.], I’m [the judge] as I assume
    you know. This is the court re-
    porter and you know [the court-
    room deputy]. Tell me what
    your problem is.
    THE JUROR:             I can’t like—(emotionally upset)
    THE COURT:             Would you like some water?
    Take a minute and compose
    yourself.
    THE JUROR:             I can’t put someone else’s life in
    my decision and I feel as though
    [Martinez] wasn’t guilty and eve-
    rybody is like—
    THE COURT:             Wait a minute. I can’t under-
    stand what you’re saying. You’ve
    got to compose yourself. Can
    1
    The government moved to supplement the record with the audio recording
    of this conversation to “fully illustrate[]” C.B.’s emotional state. Because
    C.B.’s emotional state is apparent from the transcript, the government’s mo-
    tion is DENIED.
    USCA11 Case: 18-15167    Date Filed: 08/03/2022    Page: 4 of 17
    4                  Opinion of the Court                18-15167
    you stop weeping[?] Where are
    you from?
    THE JUROR:         Eatonton.
    THE COURT:         Eatonton?
    THE JUROR:         Yes.
    THE COURT:         What do you do up there?
    THE JUROR:         I work at [a bank] as the opera-
    tions and tele-coordinator man-
    ager.
    THE COURT:         Are you married?
    THE JUROR:         No.
    THE COURT:         You’re not married. No children?
    THE JUROR:         No.
    THE COURT:         Have you ever been to court be-
    fore?
    THE JUROR:         No.
    THE COURT:         You’ve never been to the state
    courthouse there in Eatonton?
    THE JUROR:         Only to vote.
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    18-15167           Opinion of the Court                         5
    THE COURT:        That’s good. I’m glad you vote.
    Catch your breath. Has some-
    thing frightened you?
    THE JUROR:        No. I just can’t be responsible. I
    thought I could but I just can’t be
    responsible for someone else’s
    life. I feel like it’s— I have a say
    so and I just can’t make that deci-
    sion. I can’t about someone
    else’s life. I thought I could, but
    when we’re all around that table
    and everyone—I just can’t.
    THE COURT:        Well, listen, you are able to make
    decisions in the everyday affairs
    of your life, are you not?
    THE JUROR:        Yes, sir.
    THE COURT:        You are not being called on to de-
    cide what happens to [Martinez].
    You are called on to make deci-
    sions about the facts of this case
    under the evidence that you’ve
    heard during the trial.
    You know, somebody has got to
    do it and all citizens are obligated
    to perform this kind of service.
    But, you know, if he should be
    found not guilty why that is not
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    6                  Opinion of the Court                 18-15167
    your fault as an individual, and if
    he is found guilty that’s not your
    fault as an individual.
    If he is found guilty you are not
    going to be called on to pass sen-
    tence on him. I agree with you
    that it may be an unpleasant pro-
    cess but, you know, from time to
    time all of us are called on to do
    things we don’t want to do, and
    I’m sure that is true for you as it
    is for me.
    Ultimately, I’m not going to look
    you in the eye and say I’m going
    to force you to do this, but at the
    same time I am not going to
    lightly release you from your jury
    service. But you’ve got to tell
    me—now you’ve calmed down a
    little bit. Do you think you can
    go on with this deliberation or
    not?
    THE JUROR:         (Nodding head negatively).
    THE COURT:         You do not?
    THE JUROR:         No, sir.
    THE COURT:         Okay.
    USCA11 Case: 18-15167       Date Filed: 08/03/2022      Page: 7 of 17
    18-15167               Opinion of the Court                        7
    The district court asked C.B. to remain in chambers and then
    told the parties in open court:
    [C.B. was] very upset. I have done what I could to
    calm her down and to talk with her calmly and hope-
    fully with some sense about her jury service. I have
    explained to her that the decision of the jury, what-
    ever it may be, is not her personal fault and that all of
    us are called on from time to time to perform unpleas-
    ant duties which may involve things which we find
    personally repugnant. But at the end of our conver-
    sation I’m convinced that she cannot go on with jury
    service and that if she stays in the jury room we will,
    at best, have a hung jury. So I propose to excuse her
    and bring in the first alternate.
    The government agreed with the district court’s proposal.
    Martinez objected, “primarily” because “it ha[d] been ap-
    proximately [an] hour since the jury went out” and “that[ wa]s just
    too short of a time.” Martinez “ask[ed] the [district c]ourt to in-
    struct [C.B.] to do her best.” He argued that, “with the passage of
    time and generosity of the other jurors[,] she might find a comfort-
    able way to participate.” The district court said that it “appreci-
    ate[d] [Martinez’s] point of view” but “differ[ed] with it” and de-
    cided to replace C.B. with an alternate. Neither party raised any
    further objections.
    The district court then brought in the remaining jurors (with
    the alternate), informed them of C.B.’s excusal, and instructed
    them to start deliberations anew. About an hour after the
    USCA11 Case: 18-15167         Date Filed: 08/03/2022     Page: 8 of 17
    8                       Opinion of the Court                  18-15167
    deliberations restarted, the jury returned a verdict convicting Mar-
    tinez of both charges. The district court sentenced Martinez to 166
    months’ imprisonment to be followed by five years of supervised
    release. Martinez timely appealed.
    STANDARD OF REVIEW
    We review for abuse of discretion a district court’s decision
    to remove a juror after deliberations have begun. United States v.
    Brown, 
    996 F.3d 1171
    , 1182 (11th Cir. 2021) (en banc). “We will
    reverse the district court only if we find that it discharged the juror
    without factual support, or for a legally irrelevant reason.” United
    States v. Register, 
    182 F.3d 820
    , 840 (11th Cir. 1999) (quotation
    omitted). If the district court “determines as a matter of fact that
    no substantial possibility exists that the pertinent juror is basing her
    decision on the sufficiency of the evidence, we will review that
    finding only for clear error.” United States v. Abbell, 
    271 F.3d 1286
    ,
    1303 (11th Cir. 2001). “A finding is ‘clearly erroneous’ when[,] alt-
    hough there is evidence to support it, the reviewing court on the
    entire evidence is left with the definite and firm conviction that a
    mistake has been committed.” United States v. U.S. Gypsum Co.,
    
    333 U.S. 364
    , 395 (1948).
    The government contends that we should review most of
    the issues on appeal only for plain error because Martinez did not
    argue them to the district court. But we “need not resolve whether
    plain error review applies here because, even under the lower
    abuse-of-discretion standard, the district court did not abuse its
    USCA11 Case: 18-15167           Date Filed: 08/03/2022        Page: 9 of 17
    18-15167                  Opinion of the Court                              9
    discretion.” United States v. Moore, 
    22 F.4th 1258
    , 1271 n.13 (11th
    Cir. 2022).
    DISCUSSION
    Martinez argues that the district court abused its discretion
    in four ways: (1) the district court lacked a legally sufficient basis
    in the record to remove a juror after deliberations had begun; (2)
    the district court “did not make the appropriate findings or apply
    the appropriate standard”; (3) the district court did not allow the
    parties to participate meaningfully in the decision to dismiss C.B.;
    and (4) the district court “resolved the issue based on an apparent
    concern that the jury would deadlock.”
    Under Federal Rule of Criminal Procedure 23(b)(3), a district
    court may excuse a juror after deliberations have begun upon a
    finding of “good cause.” 2 Fed. R. Crim. P. 23(b)(3). “Good cause”
    exists, for example, when a juror “refuses to apply the law or to
    follow the [district] court’s instructions.” See Abbell, 
    271 F.3d at 1302
    . “Because of the danger that a dissenting juror might be ex-
    cused under the mistaken view that the juror is engaging in imper-
    missible nullification, . . . a juror should be excused only when no
    2
    The rule was amended in 2002 to require “good cause,” rather than “just
    cause,” but this amendment did not “change [the] substance” of the rule. Fed.
    R. Crim. P. 23 advisory committee’s note to 2002 amendments. So pre-2002
    cases analyzing “just cause” are equally applicable. See United States v.
    Ginyard, 
    444 F.3d 648
    , 652–53 (D.C. Cir. 2006) (explaining that the shift from
    “just cause” to “good cause” was “not intended to reflect a change in sub-
    stance”).
    USCA11 Case: 18-15167        Date Filed: 08/03/2022     Page: 10 of 17
    10                      Opinion of the Court                 18-15167
    ‘substantial possibility’ exists that she is basing her decision on the
    sufficiency of the evidence.” 
    Id.
    The District Court Had a Legally Sufficient Basis in the Record for
    Its Decision
    Martinez asserts that, under the appropriate standard, the
    record does not support C.B.’s dismissal. The district court found
    that C.B. “[could not] go on with jury service,” and could not de-
    liberate, because of her emotional state. That finding is supported
    by the record.
    “It is well settled that good cause exists to dismiss a juror
    when that juror refuses to apply the law or to follow the [district]
    court’s instructions” because “[s]uch a juror abdicates [her] consti-
    tutional responsibility” and “violates [her] solemn oath.” Brown,
    996 F.3d at 1184 (quotations omitted). Here, C.B. couldn’t follow
    the district court’s instructions to deliberate. She was emotionally
    distraught—“not only weeping” but “having paroxysm[s] of weep-
    ing”—and she repeatedly said that she couldn’t render any verdict
    because she couldn’t “make that decision” and “be responsible.”
    The district court explained to her that she was only “called on to
    make decisions about the facts of th[e] case under the evidence that
    [she] heard during the trial,” not to decide what would happen to
    Martinez. But she still insisted that she couldn’t deliberate or ren-
    der a verdict. After trying (and failing) to calm her down, the dis-
    trict court asked her directly: “Do you think you can go on with
    this deliberation or not?” She responded, “No.”
    USCA11 Case: 18-15167        Date Filed: 08/03/2022     Page: 11 of 17
    18-15167                Opinion of the Court                        11
    On this record, we can’t say that the district court clearly
    erred in finding that C.B. was too emotional to follow its instruc-
    tions to deliberate. See United States v. Augustin, 
    661 F.3d 1105
    ,
    1132 (11th Cir. 2011) (affirming the dismissal of a juror who “be-
    came upset and began crying” and said she was “really unwilling”
    to deliberate with the other jurors because she was “making
    [her]self very ill”); United States v. Oscar, 
    877 F.3d 1270
    , 1288 (11th
    Cir. 2017) (affirming the dismissal of a juror who “was too emo-
    tional to follow the law” because she “began crying when discuss-
    ing the prospect of the defendants going to prison”); see also United
    States v. Godwin, 
    765 F.3d 1306
    , 1317 (11th Cir. 2014) (noting that
    “[a] distraught juror is unlikely to be an attentive one”).
    Against this, Martinez argues that there was a tangible pos-
    sibility that the district court dismissed C.B. based on the suffi-
    ciency of the evidence because she believed Martinez was not
    guilty. There are two problems with this argument.
    First, while C.B. did say that she felt Martinez “wasn’t
    guilty,” the record is clear that the district court couldn’t under-
    stand C.B.’s comment. C.B. made the comment while she was
    “weeping” uncontrollably, and the district court immediately re-
    sponded: “Wait a minute. I can’t understand what you’re saying.
    You’ve got to compose yourself. Can you stop weeping[?]” The
    district court couldn’t have dismissed C.B. based on a comment it
    couldn’t hear or understand.
    Second, even if the district court had understood C.B.’s com-
    ment, there was nothing in the record to suggest that C.B. based
    USCA11 Case: 18-15167        Date Filed: 08/03/2022      Page: 12 of 17
    12                      Opinion of the Court                  18-15167
    her decision on the sufficiency of the evidence. Although C.B. told
    the district court that she felt Martinez “wasn’t guilty,” she never
    suggested that this feeling was based on the evidence adduced at
    trial. Instead, when the district court questioned C.B., she repeat-
    edly explained that she couldn’t go on because she couldn’t “be re-
    sponsible for someone else’s life.” That explanation—being unable
    to handle the weight of the decision—has nothing to do with the
    sufficiency of the evidence. As a result, we can’t say that the district
    court, which is “uniquely situated to make the credibility determi-
    nations that must be made whenever a juror’s motivations and in-
    tentions are at issue,” made any clear error. See Godwin, 765 F.3d
    at 1318 (quotations omitted).
    The record was sufficient for the district court to find that
    C.B. could not follow its instructions to deliberate and needed to
    be dismissed.
    The District Court Applied the Correct Standard and Made the
    Appropriate Findings
    Martinez contends that the district court didn’t “apply the
    correct standard” and that “[t]he district court merely found that
    the juror ‘was very upset’ and that leaving her on the jury might
    lead to a hung jury.” We disagree.
    First, although the district court did not use the magic words
    “no substantial possibility,” it didn’t have to. See Oscar, 877 F.3d
    at 1288 n.16 (“A district court is not required to use the magic
    words ‘substantial possibility’ or ‘beyond a reasonable doubt’ when
    USCA11 Case: 18-15167        Date Filed: 08/03/2022      Page: 13 of 17
    18-15167                Opinion of the Court                         13
    dismissing a juror.”). The district court said that it was “convinced”
    that C.B. could not “go on with jury service.” The “clear import of
    the district court’s ruling was that there was no substantial possi-
    bility” that C.B. could participate in deliberations and render a ver-
    dict. Id. That was sufficient.
    Second, the district court did not “merely” find that C.B.
    “was very upset.” The district court found that C.B. was so dis-
    traught that she could not fulfill her duties as a juror. C.B. was clear
    that she could not “be responsible” or “make that decision”; she
    was “not only weeping” but “having paroxysm[s] of weeping.”
    The district court, unable to calm her down, found that her emo-
    tional state prevented her from completing her jury service. The
    district court’s finding was not clearly erroneous. See Godwin, 765
    F.3d at 1318 (explaining that “[i]t is seldom easy to establish clear
    error” and is “especially difficult to do so” where “the district court
    was on the scene” and “viewed the juror[] as [she] described the
    problem”).
    Martinez asserts that the district court should have investi-
    gated further by asking more questions of C.B. and questioning the
    other jurors. But “[a]ny challenge to the district court’s investiga-
    tion [of a juror] must be viewed in the context of the broad discre-
    tion afforded a trial judge confronted with” the issue. Augustin,
    661 F.3d at 1129 (quotation omitted). This “discretion extends
    even to the initial decision of whether to interrogate the jurors.”
    Id. (quotation omitted). And we have “caution[ed] district courts
    to be careful about invading the secrecy of the jury’s deliberations
    USCA11 Case: 18-15167        Date Filed: 08/03/2022     Page: 14 of 17
    14                      Opinion of the Court                 18-15167
    and to err on the side of too little inquiry as opposed to too much.”
    Abbell, 
    271 F.3d at
    1304 n.20; accord Brown, 996 F.3d at 1186 (“Of
    course, we do not mean to suggest that a district [court] should
    ordinarily interview several jurors or conduct a lengthy investiga-
    tion of alleged juror misconduct.”). Because the district court ob-
    served C.B. for itself and was “convinced” that she could not “go
    on with jury service,” it was not an abuse of discretion to dismiss
    her without further investigation. See United States v. Geffrard, 
    87 F.3d 448
    , 452 (11th Cir. 1996) (affirming the dismissal of a juror,
    despite the district court’s reliance on only a letter from the juror
    and its refusal to interview any of the other jurors, because the ju-
    ror’s “strong statements in the letter . . . [made] it a certainty that
    [the] juror could not reach a verdict following the [district court]’s
    instructions as applied to the facts”).
    The Parties Meaningfully Participated in the Decision
    Martinez argues that the district court “did not permit mean-
    ingful participation of the parties before deciding to dismiss the ju-
    ror” because it “did not summarize to the parties what [C.B.] said.”
    Martinez is mistaken. The district court told the parties that they
    “would have the right to be present at [C.B.’s] interview,” but Mar-
    tinez and the government agreed it would be best for the district
    court to interview her alone. Martinez asked only that the district
    court “come back and inform [the parties] generally about the con-
    versation.” And that is what the district court did.
    The district court accurately described what happened in
    chambers: C.B. was “very upset.” The district court did “what [it]
    USCA11 Case: 18-15167       Date Filed: 08/03/2022     Page: 15 of 17
    18-15167               Opinion of the Court                        15
    could to calm her down” and talked with her “calmly and hopefully
    with some sense about her jury service.” The district court “ex-
    plained to her that the decision of the jury” would not be “her per-
    sonal fault.” “[A]ll of us,” the district court reminded her, “are
    called on from time to time to perform unpleasant duties which
    may involve things which we find personally repugnant.” But,
    even after all of that, the district court was “convinced” that C.B.
    could not “go on with jury service.” Martinez didn’t ask for any-
    thing more specific.
    Martinez now contends that the district court should have
    told the parties more about what C.B. said. He relies on Augustin,
    pointing out that “there, the district court did not dismiss the juror
    until after it had disclosed to the parties what she said,” “gave them
    full access to the notes,” and “consulted with the parties about
    what to do.” But in Augustin, the parties had “full access” because,
    unlike here, the juror was questioned in open court. 661 F.3d at
    1131. Here, Martinez agreed that it was best for the district court
    to question C.B. privately and then to relay “generally” what “the
    conversation” was about. The district court did so and, like the
    district court in Augustin, then consulted the parties on what to do.
    The district court did not, as Martinez says, prevent “mean-
    ingful participation of the parties.” In line with Augustin, the dis-
    trict court kept the parties in the loop, consulted them as the situa-
    tion with C.B. developed, and followed the investigative procedure
    they agreed to. See id. at 1131–34. Thus, the district court did not
    abuse its discretion.
    USCA11 Case: 18-15167       Date Filed: 08/03/2022     Page: 16 of 17
    16                     Opinion of the Court                 18-15167
    The District Court Did Not Dismiss C.B. to Break a Deadlock
    Finally, Martinez argues that the district court erred when it
    expressed “concern[] that [C.B.] would cause a hung jury” because
    a district court “cannot replace a juror for the purpose of achieving
    unanimity.” We agree that a district court cannot dismiss a juror
    simply to break a deadlock. See United States v. Thomas, 
    116 F.3d 606
    , 624 (2d Cir. 1997) (“[A] district court may under no circum-
    stances remove a juror in an effort to break a deadlock.”). But
    that’s not what happened here.
    The district court said that, “if [C.B.] stay[ed] in the jury
    room,” there would, “at best,” be “a hung jury.” That is because
    the district court was “convinced” that C.B. could not “go on with
    jury service”—i.e., deliberate and render a verdict (any verdict)—
    not because the rest of the jury had decided one way and she had
    decided another based on the sufficiency of the evidence. The dis-
    trict court explained that C.B. refused to render a verdict and that
    her emotional state made her unable to deliberate—not that she
    was a holdout juror.
    Martinez cites United States v. Hernandez, 
    862 F.2d 17
     (2d
    Cir. 1988), but that case does not help him. In Hernandez, the dis-
    trict court faced multiple issues with a juror, but decided to “wait
    and see what [it was] going to do if there [was] a hung jury.” 
    Id. at 21
     (alteration adopted). There was a hung jury, and then the dis-
    trict court dismissed the juror. 
    Id. at 22
    . The Second Circuit re-
    versed because the district court dismissed the juror “[o]nly when
    the jury deadlocked.” 
    Id. at 23
    . Here, the district court did not take
    USCA11 Case: 18-15167      Date Filed: 08/03/2022     Page: 17 of 17
    18-15167               Opinion of the Court                      17
    this “wait and see” approach. It removed C.B. right after finding
    that she could not follow its instructions to deliberate. That was
    not an abuse of discretion.
    CONCLUSION
    Because the district court didn’t abuse its discretion in dis-
    missing C.B., we affirm Martinez’s convictions.
    AFFIRMED.