United States v. Carlos Alexander ( 2022 )


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  • USCA11 Case: 21-12234      Date Filed: 08/24/2022   Page: 1 of 9
    [DO NOT PUBLISH]
    In the
    United States Court of Appeals
    For the Eleventh Circuit
    ____________________
    No. 21-12234
    Non-Argument Calendar
    ____________________
    UNITED STATES OF AMERICA,
    Plaintiff-Appellee,
    versus
    CARLOS ALEXANDER,
    Defendant-Appellant.
    ____________________
    Appeal from the United States District Court
    for the Middle District of Georgia
    D.C. Docket No. 4:20-cr-00010-CDL-MSH-1
    ____________________
    USCA11 Case: 21-12234          Date Filed: 08/24/2022   Page: 2 of 9
    2                      Opinion of the Court                21-12234
    Before JILL PRYOR, BRANCH, and BRASHER, Circuit Judges.
    PER CURIAM:
    Carlos Alexander appeals his 90-month sentence imposed
    after he pleaded guilty to being a felon in possession of a firearm.
    On appeal, he argues that Georgia aggravated assault is not a crime
    of violence under the Sentencing Guidelines, and that the district
    court erred in not granting his request for a two-level downward
    departure. After review, we affirm the district court’s crime of
    violence determination, and we dismiss Alexander’s downward
    departure claim for lack of jurisdiction.
    I.      Background
    Alexander entered an open plea of guilty to possession of a
    firearm by a convicted felon in violation of 
    18 U.S.C. §§ 922
    (g)(1)
    and 924(a)(2). The United States Probation Office determined that
    Alexander’s base offense level was 24 under U.S.S.G. 2K2.1(a)(2)
    because he had two prior crimes of violence as that term is defined
    under U.S.S.G. § 4B1.2—namely, a 2000 and a 2011 conviction for
    Georgia aggravated assault. Alexander’s resulting guidelines range
    was 77 to 96 months’ imprisonment, and the offense carried a
    statutory maximum of 10 years’ imprisonment.
    Alexander objected to the guidelines calculation. First, he
    argued that Georgia aggravated assault does not qualify as a crime
    of violence under either the enumerated crimes clause or the
    elements clause of § 4B1.2 because it could be committed with a
    USCA11 Case: 21-12234            Date Filed: 08/24/2022         Page: 3 of 9
    21-12234                  Opinion of the Court                               3
    mens rea of recklessness, which rendered the offense overbroad for
    purposes of the enumerated crimes clause and categorically
    ineligible under the elements clause. Second, he argued that he
    was eligible for a two-level departure under U.S.S.G.
    § 5K2.0(a)(2)(B) because he entered a guilty plea during the
    COVID-19 pandemic while there was a jury trial moratorium in
    effect.1
    In response, the government argued, in relevant part, that
    Alexander’s challenge to the classification of his prior Georgia
    aggravated assault convictions as crimes of violence was foreclosed
    by this Court’s decision in United States v. Morales-Alonso, 
    878 F.3d 1311
    , 1320 (11th Cir. 2018), which held that Georgia
    aggravated assault under O.C.G.A. § 16-5-21(a)(2) qualified as a
    crime of violence under the enumerated crimes clause of U.S.S.G.
    § 2L1.2, which is materially identical to the enumerated crimes
    clause of § 4B1.2. With regard to the departure under § 5K2.0, the
    1
    U.S.S.G. § 5K2.0(a)(2)(B) authorizes a sentencing departure for “unidentified
    circumstances” and provides that “[a] departure may be warranted in the
    exceptional case in which there is present a circumstance that the Commission
    has not identified in the guidelines but that nevertheless is relevant to
    determining the appropriate sentence.” The government acknowledges in its
    brief that, in November 2020, in an effort to avoid a case backlog during the
    jury trial moratorium and to incentivize defendants to resolve cases, it
    “initiated a COVID-19 plea agreement policy, pursuant to which the United
    States would agree to recommend that the district court grant a two-level
    downward departure pursuant to U.S.S.G. § 5K2.0(a)(2)(B) on behalf of certain
    qualifying defendants who entered into plea agreements.”
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    4                      Opinion of the Court                21-12234
    government asserted that Alexander was not eligible because the
    departure policy applied only to defendants who entered a plea
    agreement, which Alexander did not, and that the circumstances
    surrounding Alexander’s arrest and his criminal history rendered
    him ineligible.
    At sentencing, Alexander noted that the Supreme Court had
    then recently held in Borden v. United States, 
    141 S. Ct. 1817
    , 1825,
    1834 (2021), that a criminal offense with a mens rea of recklessness
    does not qualify as a “violent felony” under the elements clause of
    the Armed Career Criminal Act (ACCA), which was identical to the
    elements clause of § 4B1.2. Accordingly, he argued that Georgia
    aggravated assault was no longer a crime of violence under § 4B1.2.
    The district court overruled the objection, explaining that it was
    bound by Circuit precedent to conclude that Georgia aggravated
    assault is a crime of violence under § 4B1.2’s enumerated crimes
    clause and the elements clause.
    Next, the district court acknowledged that it had the
    discretion to grant or deny the § 5K2.0 departure. However, it
    concluded that a departure was not appropriate because Alexander
    did not have a plea agreement, he had two prior crime of violence
    convictions, and there were aggravating circumstances
    surrounding his arrest. The district court asked the government to
    confirm with regard to the departure issue that Alexander was
    being treated similarly to other defendants with histories of crimes
    of violence who did not enter into plea agreements, and the
    government confirmed that he was being treated similarly. The
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    21-12234                Opinion of the Court                         5
    district court imposed a within-guidelines sentence of 90 months’
    imprisonment to be followed by three years’ supervised release.
    Alexander timely appealed.
    II.       Discussion
    A. Whether Georgia aggravated assault qualifies as a crime
    of violence under the Guidelines
    Alexander argues that Georgia aggravated assault is not a
    crime of violence under the Guidelines, §§ 2K2.1(a)(2), 4B1.2. He
    acknowledges that we held in Morales-Alonso that Georgia
    aggravated assault categorically qualifies as a crime of violence
    under the enumerated crimes clause, but he argues that Morales-
    Alonso does not control because it did not consider the mens rea
    of the offense in addressing whether Georgia aggravated assault
    was broader than the federal generic offense of aggravated assault.
    We review de novo whether a defendant’s prior conviction
    qualifies as a crime of violence under the Sentencing Guidelines.
    United States v. Palomino Garcia, 
    606 F.3d 1317
    , 1326 (11th Cir.
    2010).
    The base offense level for an offense involving the unlawful
    possession of firearms is 24 if the defendant committed any part of
    the offense after sustaining at least two felony convictions for a
    “crime of violence.” U.S.S.G. § 2K2.1(a)(2). For purposes of
    § 2K2.1, “crime of violence” is defined in § 4B1.2(a) and its
    commentary. Id. cmt. (n.1). Under § 4B1.2(a) a felony offense is a
    “crime of violence” if it satisfies either § 4B1.2(a)’s elements clause
    USCA11 Case: 21-12234        Date Filed: 08/24/2022    Page: 6 of 9
    6                      Opinion of the Court               21-12234
    or its enumerated crimes clause. Id. § 4B1.2(a). Aggravated assault
    is listed in the enumerated crimes clause. Id. § 4B1.2(a)(2).
    In Morales-Alonso, we held that a conviction for Georgia
    aggravated assault was a crime of violence under the commentary
    to U.S.S.G. § 2L1.2, which lists “aggravated assault” as an
    enumerated crime. 878 F.3d at 1320. Applying our decision in
    Palomino Garcia, 
    606 F.3d at 1332
    , we explained that generic
    aggravated assault has two elements: (1) a “criminal assault” that
    (2) is “accompanied by either the intent to cause serious bodily
    injury to the victim or the use of a deadly weapon.” Morales-
    Alonso, 878 F.3d at 1315 (quotation omitted). We then concluded
    that Georgia aggravated assault contained substantially the same
    elements, and, therefore, it satisfied the enumerated crimes clause.
    Id. at 1320.
    Although Morales-Alonso dealt with the enumerated crimes
    clause in § 2L1.2 and not § 4B1.2, we must interpret the definition
    of “crime of violence” consistently throughout the Guidelines. See
    United States v. Lockley, 
    632 F.3d 1238
    , 1241 (11th Cir. 2011). And
    both §§ 2L1.2 and 4B1.2 define the term “crime of violence” in the
    same way by enumerating “aggravated assault” as a covered
    offense. Compare U.S.S.G. § 2L1.2, cmt. (n.2), with id.
    § 4B1.2(a)(2). Accordingly, our decision in Morales-Alonso is
    controlling here.
    In an attempt to overcome Morales-Alonso, Alexander
    argues that it is not controlling because we did not consider the
    argument that the mens rea element of the Georgia aggravated
    USCA11 Case: 21-12234             Date Filed: 08/24/2022         Page: 7 of 9
    21-12234                   Opinion of the Court                               7
    assault statute is broader than the generic version of aggravated
    assault. His argument is unpersuasive. Under the prior-panel-
    precedent rule, “a prior panel’s holding is binding on all subsequent
    panels unless and until it is overruled or undermined to the point
    of abrogation by the Supreme Court or by this court sitting en
    banc.” United States v. Archer, 
    531 F.3d 1347
    , 1352 (11th Cir. 2008).
    The holding of the first panel to address an issue is binding, even if
    a later panel concludes that the prior case was wrongly decided.
    United States v. Steele, 
    147 F.3d 1316
    , 1318 (11th Cir. 1998).
    Additionally, “[w]e have held that a prior panel precedent cannot
    be circumvented or ignored on the basis of arguments not made to
    or considered by the prior panel. . . . In short, we have
    categorically rejected an overlooked reason or argument exception
    to the prior-panel-precedent rule.” See In re Lambrix, 
    776 F.3d 789
    ,
    794 (11th Cir. 2015) (quotations and internal citations omitted));
    Cohen v. Office Depot, Inc., 
    204 F.3d 1069
    , 1076 (11th Cir. 2000)
    (“Unless and until the holding of a prior decision is overruled by
    the Supreme Court or by the en banc court, that holding is the law
    of this Circuit regardless of what might have happened had other
    arguments been made to the panel that decided the issue first.”).
    Accordingly, Morales-Alonso remains binding and forecloses
    Alexander’s argument on appeal. 2
    2
    Borden did not abrogate Morales-Alonso because Borden addressed the
    ACCA’s elements clause, not the enumerated crimes clause of U.S.S.G.
    § 4B1.2. See United States v. Dudley, 
    5 F.4th 1249
    , 1265 (11th Cir. 2021), cert.
    denied, 
    142 S. Ct. 1376
     (2022) (“To conclude that we are not bound by a prior
    USCA11 Case: 21-12234             Date Filed: 08/24/2022         Page: 8 of 9
    8                          Opinion of the Court                      21-12234
    B. Whether the district court erred in denying the § 5K2.0
    departure
    Alexander contends that the district court erred in denying
    his motion for a downward departure based on a lack of a plea
    agreement and that he was treated dissimilarly because there were
    other cases in which the district court granted the departure for
    defendants who had not entered into plea agreements—although
    he acknowledges that in those case the defendants had a different
    criminal history score. The government asserts that we lack
    jurisdiction to review this claim.
    We have jurisdiction to review a district court’s refusal to
    grant a downward departure under § 5K2.0 only if the court
    incorrectly believed that it lacked the authority to do so. United
    States v. Hansen, 
    262 F.3d 1217
    , 1255 (11th Cir. 2004). Here, the
    record demonstrates that the district court understood that it had
    the authority to grant the departure, but that it declined to exercise
    that authority. Accordingly, we cannot review the denial of
    holding in light of a Supreme Court case, we must find that the case is ‘clearly
    on point’ and that it ‘actually abrogate[s] or directly conflict[s] with, as
    opposed to merely weaken[s], the holding of the prior panel.’” (quoting United
    States v. Kaley, 
    579 F.3d 1246
    , 1255 (11th Cir. 2009))).
    Further, because Alexander’s prior convictions qualify as crimes of
    violence under the enumerated offenses clause, we need not address whether
    § 4B1.2’s elements clause provides an additional basis for the enhancement.
    See Morales-Alonso, 878 F.3d at 1314 n.4.
    USCA11 Case: 21-12234           Date Filed: 08/24/2022       Page: 9 of 9
    21-12234                 Opinion of the Court                             9
    Alexander’s request for a downward departure, and we dismiss this
    portion of his appeal. 3 Id.
    AFFIRMED IN PART AND DISMISSED IN PART.
    3
    Moreover, even if we had jurisdiction, Alexander would not be entitled to
    relief because we have held that disparities in sentences is an “improper
    ground for departure” under § 5K2.0. United States v. Chotas, 
    968 F.2d 1193
    ,
    1197–98 (11th Cir. 1992).