Independent Party of Florida v. Secretary, State of Florida ( 2020 )


Menu:
  •            Case: 20-12107   Date Filed: 08/03/2020   Page: 1 of 15
    [PUBLISH]
    IN THE UNITED STATES COURT OF APPEALS
    FOR THE ELEVENTH CIRCUIT
    ________________________
    No. 20-12107
    ________________________
    D.C. Docket No. 4:20-cv-00110-MW-MAF
    INDEPENDENT PARTY OF FLORIDA,
    PARTY FOR SOCIALISM AND LIBERATION,
    Plaintiffs-Appellants,
    versus
    SECRETARY, STATE OF FLORIDA, In Her Official Capacity,
    Defendant-Appellee.
    ________________________
    Appeal from the United States District Court
    for the Northern District of Florida
    ________________________
    (August 3, 2020)
    Before WILLIAM PRYOR, Chief Judge, ROSENBAUM and LUCK, Circuit
    Judges.
    WILLIAM PRYOR, Chief Judge:
    Case: 20-12107      Date Filed: 08/03/2020    Page: 2 of 15
    This appeal requires us to decide whether a Florida ballot-access law for
    presidential elections complies with the United States Constitution. Decades ago,
    we upheld a Florida law that required minor parties to submit a petition signed by
    three percent of registered voters to access the ballot in statewide elections.
    Libertarian Party of Fla. v. Florida, 
    710 F.2d 790
    , 792 (11th Cir. 1983). But
    Florida now makes it easier for minor parties to gain access to the ballot. Under
    current law, minor parties may access the presidential ballot either by satisfying a
    one-percent signature requirement or by affiliating with a qualified national party.
    
    Fla. Stat. § 103.021
    (4)(a)–(b). The Independent Party of Florida and the Party for
    Socialism and Liberation seek to place their presidential candidates on the ballot in
    Florida without satisfying either requirement. The district court denied their motion
    for a preliminary injunction against the enforcement of these requirements. We
    affirm because we conclude that the minor parties are unlikely to succeed on their
    claims that the ballot-access requirements unconstitutionally burden their First
    Amendment rights and deny them equal protection of the laws.
    I. BACKGROUND
    Florida offers minor political parties two ways to access the ballot in
    presidential elections. If a minor party affiliates with a national party that
    nominates candidates for President and Vice President at a national convention, the
    minor party may have those candidates listed on the ballot by sending the
    2
    Case: 20-12107     Date Filed: 08/03/2020    Page: 3 of 15
    Department of State a certificate naming the candidates. 
    Fla. Stat. § 103.021
    (4)(a).
    To qualify as a “national party,” a party must successfully register as a national
    committee with the Federal Election Commission. 
    Id.
     If a minor party does not
    affiliate with a qualified national party, its candidates for President and Vice
    President may appear on the ballot if the party submits a petition signed by one
    percent of registered voters in Florida. 
    Id.
     § 103.021(4)(b).
    This ballot-access regime has governed presidential elections in Florida
    since 2012. Ten minor parties accessed the ballot using the affiliation method in
    the 2012 election and four did so in 2016. Minor parties also accessed the ballot
    using a similar affiliation method between 2000 and 2008. It appears that no party
    has attempted to access the presidential ballot by the petition method since Florida
    first adopted an affiliation method in 1999. The last time minor-party presidential
    candidates accessed the ballot using the petition method was in 1996.
    The Independent Party of Florida and the Party for Socialism and Liberation
    seek to place their presidential candidates on the ballot in the upcoming election.
    The Party for Socialism and Liberation has already chosen its candidate for
    President; the Independent Party of Florida is still in the selection process. Neither
    party affiliates with a qualified national party. And neither party has complied with
    the one-percent signature requirement, which they contend burdens their
    constitutional rights.
    3
    Case: 20-12107     Date Filed: 08/03/2020    Page: 4 of 15
    The minor parties filed a complaint against the Florida Secretary of State
    and moved for a preliminary injunction. They alleged that the one-percent
    signature requirement is an unconstitutional restriction on their First and
    Fourteenth Amendment rights. See generally Anderson v. Celebrezze, 
    460 U.S. 780
    (1983); Burdick v. Takushi, 
    504 U.S. 428
     (1992). They also alleged that Florida
    violated the Equal Protection Clause by providing an alternative, easier method of
    ballot access for minor parties that affiliate with a national party.
    The district court denied the motion for a preliminary injunction. It ruled that
    the parties had standing to challenge the ballot-access measures but that they were
    unlikely to succeed on the merits of their claims. The district court evaluated the
    claims using the balancing test employed in Anderson, 
    460 U.S. 780
    , and Burdick,
    
    504 U.S. 428
    , which requires courts to weigh the burdens imposed by an election
    regulation against the state interests that justify the measure. It concluded that the
    ballot-access law does not impose a severe restriction on First and Fourteenth
    Amendment rights and that the State’s interest in requiring minor parties to prove a
    modicum of state or national support before appearing on the ballot was sufficient
    to justify the law.
    II. STANDARDS OF REVIEW
    We review the denial of a preliminary injunction for abuse of discretion.
    Horton v. City of St. Augustine, 
    272 F.3d 1318
    , 1326 (11th Cir. 2001). We review
    4
    Case: 20-12107     Date Filed: 08/03/2020     Page: 5 of 15
    any underlying legal conclusions de novo and any factual findings for clear error.
    
    Id.
    III. DISCUSSION
    We divide our discussion in two parts. We first explain that at least one of
    the minor parties has standing to challenge both ballot-access requirements. We
    then explain that the district court correctly denied the motion for a preliminary
    injunction because the parties are unlikely to succeed on the merits of their claims.
    A. The Party for Socialism and Liberation Has Standing.
    We must begin by ensuring that at least one plaintiff has standing under
    Article III of the Constitution to challenge the ballot-access requirements. See
    Jacobson v. Fla. Sec’y of State, 
    957 F.3d 1193
    , 1201 (11th Cir. 2020). To have
    standing, a plaintiff must establish an injury in fact that is fairly traceable to the
    challenged action of the defendant and likely to be redressed by a favorable
    decision. 
    Id.
     When a plaintiff seeks prospective relief to prevent a future injury, it
    must establish that the threatened injury is “certainly impending.” 
    Id.
     (internal
    quotation marks omitted).
    The Party for Socialism and Liberation has standing. It has chosen its
    candidate for President and seeks to place that candidate on the ballot in the
    upcoming presidential election. The Secretary of State previously rejected the
    party’s application for ballot access in the 2016 presidential election because it
    5
    Case: 20-12107     Date Filed: 08/03/2020    Page: 6 of 15
    failed to comply with the statutory requirements, and the party has every reason to
    believe the Secretary will continue to enforce those requirements in the upcoming
    2020 election. The party will be injured if its candidate is denied access to the
    ballot. See Swanson v. Worley, 
    490 F.3d 894
    , 903 n.10 (11th Cir. 2007). That
    future injury is “certainly impending”—it will occur only months from now. And
    because the party has neither affiliated with a qualified national party nor complied
    with the one-percent signature requirement, its injury is fairly traceable to the
    challenged ballot-access provisions, both of which the Secretary enforces. 
    Fla. Stat. §§ 20.10
    (1), 103.021(4)(a)–(b); see also Jacobson, 957 F.3d at 1211. Finally,
    its injury could be redressed by an injunction forbidding the Secretary to deny the
    party access to the ballot based on the challenged provisions. See Jacobson, 957
    F.3d at 1208–09.
    The Secretary contends that the reasoning of Bernbeck v. Gale, 
    829 F.3d 643
    (8th Cir. 2016), supports that the minor parties lack standing, but we disagree. In
    Bernbeck a petition circulator alleged that he was injured by a signature-
    distribution requirement for voter initiatives because the requirement allegedly
    gave the signatures of voters in rural counties greater weight than other signatures.
    
    Id. at 647
    , 648 n.4. The Eighth Circuit held that the petition circulator lacked
    standing because he never attempted to collect or submit a single signature for the
    initiative at issue and had no immediate plans to do so in the future. 
    Id.
     at 648 &
    6
    Case: 20-12107      Date Filed: 08/03/2020    Page: 7 of 15
    n.3. Without any efforts or imminent plans to collect signatures, the petition
    circulator could not establish that any signatures were at imminent risk of being
    unequally valued under the signature-distribution requirement. 
    Id.
     at 648 & n.4.
    Because the alleged injury in Bernbeck was not denial of access to the ballot but
    instead a failure to value all signatures equally, the decision is inapposite.
    B. The District Court Correctly Denied a Preliminary Injunction.
    To obtain a preliminary injunction, a party must establish that it is
    substantially likely to succeed on the merits; that it will suffer irreparable injury
    absent an injunction; that the threatened injury to the movant outweighs any harm
    the injunction would cause the opposing party; and that the injunction would not be
    adverse to the public interest. Swain v. Junior, 
    961 F.3d 1276
    , 1284–85 (11th Cir.
    2020). We can begin and end with the first requirement. Because the minor parties
    failed to establish a substantial likelihood of success on their claims, the district
    court correctly denied their motion for a preliminary injunction.
    In our Circuit, the balancing test of Anderson, 
    460 U.S. 780
    , and Burdick,
    
    504 U.S. 428
    , “controls challenges to ballot access requirements.” Green v.
    Mortham, 
    155 F.3d 1332
    , 1337 (11th Cir. 1998). This test applies whether a
    plaintiff challenges a ballot-access requirement under the First Amendment or the
    Equal Protection Clause of the Fourteenth Amendment. Fulani v. Krivanek, 
    973 F.2d 1539
    , 1542–43 (11th Cir. 1992).
    7
    Case: 20-12107     Date Filed: 08/03/2020    Page: 8 of 15
    Under this framework, the level of scrutiny we apply to a ballot-access law
    depends on the severity of the burdens it imposes. Severe restrictions on ballot
    access must be narrowly tailored to advance a compelling state interest. Grizzle v.
    Kemp, 
    634 F.3d 1314
    , 1322 (11th Cir. 2011). But reasonable, nondiscriminatory
    restrictions are usually justified by “a State’s important regulatory interests” in
    conducting orderly elections. 
    Id.
     (internal quotation marks omitted); see also
    Timmons v. Twin Cities Area New Party, 
    520 U.S. 351
    , 358 (1997) (“Lesser
    burdens . . . trigger less exacting review . . . .”). However severe the burden, we
    must ensure it is warranted “by relevant and legitimate state interests sufficiently
    weighty to justify the limitation.” Common Cause/Ga. v. Billups, 
    554 F.3d 1340
    ,
    1352 (11th Cir. 2009) (internal quotation marks omitted).
    We applied this framework to uphold an earlier version of Florida’s ballot-
    access regime in 1983. Libertarian Party, 
    710 F.2d at
    792–93. At that time, Florida
    offered minor political parties only one path to the ballot: submitting a petition
    signed by three percent of registered voters, which at the time amounted to 144,492
    signatures. 
    Id. at 792
    . We held that this requirement did not “unreasonably
    encroach[] on ballot access” because Florida law alleviated the burden of gathering
    signatures in several ways. 
    Id.
     at 793–94. Voters could sign a petition regardless of
    party affiliation, voting history, or whether they had previously signed a petition
    for another minor party. 
    Id. at 794
    . Florida law imposed no geographic-distribution
    8
    Case: 20-12107     Date Filed: 08/03/2020    Page: 9 of 15
    requirements for collecting signatures, and parties could submit more signatures
    than necessary to ensure that a petition contained enough valid signatures. 
    Id.
    Parties had 188 days to collect the required signatures, which “compare[d]
    favorably” to other time limits courts had upheld. 
    Id.
     And although Florida charged
    10 cents per signature to verify petitions and did not allow the charge to be waived,
    the law still was not “impermissibly burdensome as to cost.” 
    Id.
     These burdens on
    ballot access, we concluded, were justified by the State’s important interest in
    ensuring that political parties have a significant modicum of support before
    appearing on the ballot. 
    Id. at 793
    .
    Florida’s current ballot-access regime is less restrictive than the one we
    upheld in Libertarian Party, and it serves the same state interest. Minor parties
    now have two ways to access the ballot: affiliating with a qualified national party
    or satisfying a one-percent signature requirement. 
    Fla. Stat. § 103.021
    (4)(a)–(b).
    The current signature requirement is less onerous than the earlier one in both
    relative and absolute terms: one percent of registered voters amounts to only
    132,781 signatures instead of 144,492. Minor parties now have nearly four years to
    collect the signatures instead of only 188 days. And Florida law now allows
    election officials to waive the signature-verification fee upon a showing of need.
    
    Fla. Stat. §§ 99.097
    (4), 103.021(4)(b). All the “alleviating factors that eased the
    burden of gathering signatures in Libertarian Party”—and more—are present here.
    9
    Case: 20-12107     Date Filed: 08/03/2020   Page: 10 of 15
    Swanson, 
    490 F.3d at 904
    . And Florida continues to invoke its well-established
    interest in requiring candidates to “make a preliminary showing of substantial
    support” before appearing on the ballot, an interest the signature requirement
    plainly advances. Munro v. Socialist Workers Party, 
    479 U.S. 189
    , 194 (1986)
    (internal quotation marks omitted); see also Libertarian Party, 
    710 F.2d at 793
    .
    Despite previously upholding a more restrictive ballot-access regime in
    Florida, we still must consider whether any changed circumstances require a
    different result under the Anderson-Burdick test. See Cowen v. Ga. Sec’y of State,
    
    960 F.3d 1339
    , 1342 n.1 (11th Cir. 2020). After we decided Libertarian Party,
    Florida added a second method for minor parties to access the ballot. In addition to
    the petition method, minor parties may also access the ballot by affiliating with a
    qualified national party—a party that nominates candidates for President and Vice
    President at a national convention and successfully registers as a national
    committee with the Federal Election Commission. 
    Fla. Stat. § 103.021
    (4)(a). The
    minor parties contend that the affiliation method renders the ballot-access regime
    unconstitutional because it undermines the State’s asserted interest for the one-
    percent signature requirement and treats minor parties differently based on whether
    they choose to associate with a qualified national party. We are unpersuaded.
    The affiliation method does not undermine the state interest that justifies the
    one-percent signature requirement. Together, the affiliation and petition methods
    10
    Case: 20-12107     Date Filed: 08/03/2020    Page: 11 of 15
    serve the important state interest of limiting ballot access to presidential candidates
    that have a modicum of support somewhere—either nationally or in Florida. The
    minor parties contend that a State may not consider national support in setting
    ballot-access requirements for presidential elections, but presidential elections
    implicate a unique “national interest” because they are decided by voters from
    across the nation. Anderson, 
    460 U.S. at
    794–95. For this reason, States have “a
    less important interest” in limiting ballot access in presidential elections than in
    state and local contests. 
    Id. at 795
    ; accord Cowen, 960 F.3d at 1344. By providing
    an additional method of ballot access for minor parties whose presidential
    candidates have national support, Florida respects the “national interest” in
    presidential elections. Anderson, 
    460 U.S. at 795
    . It has not undermined its interest
    in requiring parties that have no demonstrated national support to prove some
    modicum of support in Florida. That States have a lesser interest regulating ballot
    access in presidential elections does not mean they have no interest.
    The minor parties dispute the premise that the affiliation method reliably
    measures national support, but their own evidence belies this argument. The minor
    parties submitted evidence that the Federal Election Commission will not grant
    national committee status to a party unless it has placed candidates for President
    and Congress on the ballot in several States and is organized across the United
    States, both of which reflect national support.
    11
    Case: 20-12107     Date Filed: 08/03/2020    Page: 12 of 15
    To be sure, the minor parties also offered evidence that candidates of
    qualified national parties do not always receive more votes in presidential elections
    than other minor-party candidates. But a State’s proxy for measuring a modicum of
    support need not be perfect, especially where the State seeks to balance “the desire
    for liberal ballot access with the need to ensure that candidates achieve some
    modicum of support.” See Rockefeller v. Powers, 
    74 F.3d 1367
    , 1382 (2d Cir.
    1995). The district court did not err in concluding that the affiliation method
    reasonably advances the State’s interest in granting ballot access to presidential
    candidates with a modicum of national support.
    The minor parties also challenge the ballot-access law under the Equal
    Protection Clause because it treats minor parties differently based on whether they
    affiliate with a qualified national party. Only minor parties that affiliate with a
    national party can avoid the one-percent signature requirement. 
    Fla. Stat. § 103.021
    (4)(a)–(b). And the decision whether to affiliate may be based on the
    exercise of associational freedoms. For example, the Independent Party of Florida,
    true to its name, desires to remain independent and not associate with any national
    party. The minor parties contend that subjecting them to a signature requirement
    that does not apply to minor parties that affiliate with a national party denies them
    equal protection of the laws.
    12
    Case: 20-12107     Date Filed: 08/03/2020     Page: 13 of 15
    We apply the Anderson-Burdick test to resolve equal-protection challenges
    to a ballot-access requirement. Fulani, 
    973 F.2d at
    1542–43. We first consider “the
    character and magnitude” of the asserted denial of equal treatment. 
    Id. at 1544
    (quoting Anderson, 
    460 U.S. at 789
    ). We then identify “the precise interests put
    forward by the State” to justify its rule and determine “the legitimacy and strength”
    of each interest. Id. at 1546 (quoting Anderson, 
    460 U.S. at 789
    ). We conclude that
    Florida’s goal of accounting for the national interest in presidential elections
    justifies its decision to provide different paths to the ballot for minor parties that
    affiliate with a qualified national party and those that do not.
    The minor parties’ asserted injury is that they “were forced to bear an
    unequal burden in order to gain access to the ballot” based on the exercise of their
    associational freedom. See id. at 1544. We agree that treating political parties
    differently may impermissibly burden constitutional rights when no legitimate
    reason exists for the distinction. In Fulani, for example, we held unconstitutional a
    law that excluded minor parties from a fee-waiver provision because the State
    failed to explain how its discriminatory treatment of minor parties advanced any
    relevant state interest in regulating ballot access. Id. But the Supreme Court has
    made clear that States may account for relevant differences among political parties
    and candidates when regulating ballot access. See, e.g., Jenness v. Fortson, 
    403 U.S. 431
    , 441–42 (1971) (explaining that Georgia was not “guilty of invidious
    13
    Case: 20-12107     Date Filed: 08/03/2020     Page: 14 of 15
    discrimination” by acknowledging “obvious differences” between established and
    new political parties and “providing different routes to the . . . ballot” based on
    those differences); accord Libertarian Party, 
    710 F.2d at 795
    .
    Florida’s interest in accounting for the national interest in presidential
    elections justifies its decision to provide minor parties that affiliate with a qualified
    national party a different path to the ballot. The presidential candidates of qualified
    national parties are likely to appear on the ballot in multiple other States besides
    Florida and to enjoy some level of national organization. In that respect, they are
    not similarly situated to minor parties in Florida that have no proven national
    support. Although the extent to which States must accommodate the national
    interest in presidential elections is unclear, see Stein v. Ala. Sec’y of State, 
    774 F.3d 689
    , 691 (11th Cir. 2014), they are certainly permitted to account for this interest
    by tailoring ballot-access restrictions for candidates with a modicum of national
    support. And the burden this disparate treatment imposes on minor parties that do
    not affiliate with a national party is not severe. As explained above, Florida has
    provided them an alternative path to the ballot that is not overly burdensome. For
    these reasons, we conclude that the provision of “different routes to the . . . ballot”
    for differently situated minor parties is justified by sufficiently weighty state
    interests. Jenness, 
    403 U.S. at 442
    ; see also Common Cause/Ga., 
    554 F.3d at 1352
    .
    14
    Case: 20-12107   Date Filed: 08/03/2020   Page: 15 of 15
    IV. CONCLUSION
    We AFFIRM the denial of the motion for a preliminary injunction.
    15