United States v. Vaughn Alexander Cropper ( 2020 )


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  •            Case: 17-13619   Date Filed: 05/04/2020   Page: 1 of 14
    [DO NOT PUBLISH]
    IN THE UNITED STATES COURT OF APPEALS
    FOR THE ELEVENTH CIRCUIT
    ________________________
    No. 17-13619
    Non-Argument Calendar
    ________________________
    D.C. Docket No. 2:17-cr-00030-VEH-TMP-1
    UNITED STATES OF AMERICA,
    Plaintiff-Appellee,
    versus
    VAUGHN ALEXANDER CROPPER,
    Defendant-Appellant.
    ________________________
    Appeal from the United States District Court
    for the Northern District of Alabama
    ________________________
    (May 4, 2020)
    Before JILL PRYOR, GRANT and LUCK, Circuit Judges.
    PER CURIAM:
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    Vaughn Cropper, proceeding pro se, appeals his conviction and 188-month
    sentence for possession of a firearm as a convicted felon, in violation of 18 U.S.C.
    § 922(g). After careful consideration, we affirm.
    I.   BACKGROUND
    Cropper was convicted after a jury trial of possession of a firearm by a
    convicted felon, in violation of 18 U.S.C. § 922(g). At a pretrial status conference,
    the district court determined that Cropper had knowingly waived his right to
    counsel, and the court allowed him to proceed pro se. Cropper stipulated at the
    pretrial status conference that he had prior felony convictions.
    The following facts were established at trial. Christopher Mitchell, an on-
    duty security officer at the USA Economy Lodge in Irondale, Alabama called and
    requested that law enforcement come to the motel after a woman complained that
    she had been fighting in her motel room with a guest of hers, Cropper. Mitchell
    secured the woman in the main office lobby and then retrieved Cropper from the
    motel room. Law enforcement arrived at the motel and approached Cropper, who
    admitted to having a firearm in his pocket. The firearm was manufactured in
    Florida with parts made in Italy. Cropper was arrested and later released.
    A task force officer with the Bureau of Alcohol, Tobacco, Firearms and
    Explosives (“ATF”) interviewed Cropper the next day. After Cropper was read his
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    Miranda rights, 1 he admitted to possessing a firearm and acknowledged that he
    been convicted of a felony.
    At trial, Cropper stipulated that he previously had been convicted of a felony
    and that the jury could consider the fact of his prior state convictions as proven
    beyond a reasonable doubt. Despite the stipulation, Cropper stated in his closing
    argument that “[a]lthough [he has] a felony conviction” he has never been
    convicted of violence and the Constitution does not mention forbidding convicted
    felons from possessing firearms. Doc. 62 at 27, 32. 2
    Cropper requested a jury instruction on the defense of necessity and argued
    that he had a constitutional right to bear arms. The district court denied his
    requested jury instruction. In instructing the jury, the district court stated that the
    government had the burden of proving beyond a reasonable doubt that Cropper:
    (1) knowingly possessed a firearm in or affecting interstate or foreign commerce
    and (2) had been convicted of a felony prior to possessing the firearm. The district
    court did not instruct the jury that the government had to prove that Cropper knew
    that he had a prior felony conviction when he possessed the firearm. As to the
    element of the charged crime requiring a connection to interstate or foreign
    commerce, the district court stated that the government had to prove only that the
    1
    Miranda v. Arizona, 
    384 U.S. 436
    (1966).
    2
    “Doc. #” refers to the district court’s numbered docket entry.
    3
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    firearm moved from one state to another at some point. Cropper did not object to
    the district court’s instructions to the jury. The jury found Cropper guilty.
    In Cropper’s presentence investigation report (“PSR”), the probation officer
    noted that Cropper was subject to an offense-level enhancement under the Armed
    Career Criminal Act (“ACCA”) because he had three prior convictions that
    qualified as “serious drug offenses” under 18 U.S.C. § 924(e)(2). Section
    924(e)(1) requires a 15-year mandatory minimum sentence for individuals who
    violate § 922(g) and have three prior convictions for a violent felony or a serious
    drug offense. 18 U.S.C. § 924(e)(1).
    Because Cropper met the requirements for the ACCA enhancement, the PSR
    stated that his appropriate offense level was 33, under U.S.S.G. § 4B1.4(b)(3)(B),
    and his appropriate criminal history category was IV, under U.S.S.G.
    § 4B1.4(c)(3). Based on his total offense level and criminal history score,
    Cropper’s guideline range was 188 to 235 months’ imprisonment. Because
    Cropper was an armed career criminal under ACCA, the minimum imprisonment
    term was 15 years and the maximum imprisonment term was life, under 18 U.S.C.
    § 924(e)(1). Cropper filed objections to the PSR that are not relevant to this
    appeal.
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    At a sentencing hearing, the district court overruled Cropper’s objections to
    the PSR and sentenced him to 188 months’ imprisonment and 5 years’ supervised
    release.
    Cropper filed a pro se motion for release pending his appeal, arguing that the
    ACCA enhancement was inappropriate because the three felonies upon which it
    was based were part of the same offense. A magistrate judge denied Cropper’s
    motion, explaining that, although Cropper pled guilty on the same day to the three
    felonies underlying the enhancement, the felonies were still separate for sentencing
    purposes because they were committed on separate occasions. In a motion to
    review the magistrate judge’s order denying his request for release pending appeal,
    Cropper argued to the district court that one of the convictions upon which his
    ACCA enhancement was based was obtained in violation of the Fifth
    Amendment’s Double Jeopardy Clause. The district court denied Cropper’s
    motion for release.
    This is Cropper’s appeal.
    II.   STANDARD OF REVIEW
    We typically review the constitutionality of a federal statute de novo, United
    States v. Jackson, 
    111 F.3d 101
    , 101 (11th Cir. 1997), but constitutional objections
    that were not raised before the district court are reviewed only for plain error,
    United States v. Moriarty, 
    429 F.3d 1012
    , 1018 (11th Cir. 2005). We also review
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    for plain error challenges to an indictment or jury instructions raised for the first
    time on appeal. United States v. Reed, 
    941 F.3d 1018
    , 1020 (11th Cir. 2019).
    III.   DISCUSSION
    Cropper raises four issues on appeal. First, he argues that his conviction is
    plainly erroneous because § 922(g)(1) is unconstitutionally vague and violates
    principles of substantive due process by exceeding Congress’s authority to regulate
    interstate commerce. Second, he argues that § 922(g)(1) violates the Second
    Amendment as applied to him because he is a nonviolent felon and was carrying a
    firearm for self-defense purposes. Third, he argues that the district court erred in
    enhancing his sentence under ACCA because his predicate convictions were
    invalid on double jeopardy grounds. Fourth, he argues that the indictment and jury
    instructions in the proceedings below were plainly erroneous because they did not
    comply with Rehaif v. United States, 
    139 S. Ct. 2191
    (2019). We address each of
    these issues in turn.
    A.    Section 922(g)(1) is Constitutional.
    Cropper argues that § 922(g)(1) is both unconstitutionally vague and that it
    violates principles of substantive due process by exceeding Congress’s authority to
    regulate interstate commerce. Section 922(g) makes it unlawful for a convicted
    felon “to ship or transport in interstate or foreign commerce, or possess in or
    affecting commerce, any firearm or ammunition; or to receive any firearm or
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    ammunition which has been shipped or transported in interstate or foreign
    commerce.” 18 U.S.C. § 922(g)(1).
    Cropper argues, for the first time on appeal, that § 922(g)(1) is
    unconstitutionally vague because an ordinary person would read the clause
    “possess in or affecting commerce” as criminalizing a convicted felon from
    “operating in a commercial capacity while possessing a firearm.” Appellant Brief
    at 10. Because Cropper did not raise this argument to the district court, we review
    it only for plain error. 
    Moriarty, 429 F.3d at 1018
    . To establish plain error, a
    defendant must show: (1) there is an error; (2) that is plain; and (3) that affects his
    substantial rights.
    Id. at 1019.
    For an error to be plain, it must be obvious and
    clear under current law. United States v. Carpenter, 
    803 F.3d 1224
    , 1238 (11th
    Cir. 2015). Thus, to establish plain error, Cropper must present controlling
    authority that clearly establishes that the district court erred.
    Id. at 1238-39.
    A criminal statute is unconstitutionally vague if it fails to provide people of
    ordinary intelligence with a reasonable opportunity to understand what conduct it
    prohibits or authorizes or encourages arbitrary and discriminatory enforcement.
    United States v. Wayerski, 
    624 F.3d 1342
    , 1347 (11th Cir. 2010). Statutes have a
    strong presumption of validity.
    Id. Cropper is
    unable to establish plain error
    because he points to no controlling authority establishing that § 922(g) is
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    unconstitutionally vague. 
    Carpenter, 803 F.3d at 1238-39
    . Therefore, even
    assuming an error, it would not be plain.
    Cropper also argues that § 922(g) is unconstitutional because it exceeds
    Congress’s powers; however, this argument is foreclosed by our precedent. “[W]e
    have repeatedly held that [§] 922(g)(1) is not a facially unconstitutional exercise of
    Congress’s power under the Commerce Clause because it contains an express
    jurisdictional requirement.” United States v. Jordan, 
    635 F.3d 1181
    , 1189 (11th
    Cir. 2011); see, e.g., United States v. Scott, 
    263 F.3d 1270
    , 1273 (11th Cir. 2001)
    (“[T]he jurisdictional element of the statute, i.e., the requirement that the felon
    ‘possess in or affecting commerce, any firearm or ammunition,’ immunizes
    § 922(g)(1) from . . . facial constitutional attack.”) (quoting 18 U.S.C. § 922(g)(1)).
    Under our prior panel precedent rule, “a prior panel’s holding is binding on all
    subsequent panels unless and until it is overruled or undermined to the point of
    abrogation by the Supreme Court or by this court sitting en banc.” United States v.
    Archer, 
    531 F.3d 1347
    , 1352 (11th Cir. 2008). We therefore reject Cropper’s
    argument that § 922(g) exceeds Congress’s Commerce powers.
    B.    Section 922(g)(1) Does Not Violate the Second Amendment.
    Cropper also argues that § 922(g)(1) is unconstitutional as applied to him
    because it violates the Second Amendment. He argues that because he is a
    nonviolent felon and was carrying a firearm for self-defense, the application of
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    § 922(g) violates his Second Amendment rights. As Cropper acknowledges, we
    have held that statutes prohibiting felons from possessing firearms do not violate
    the Second Amendment. United States v. Rozier, 
    598 F.3d 768
    (11th Cir. 2010).
    In Rozier, we addressed § 922(g)(1) specifically, holding that it is constitutional
    even if the firearm was possessed purely for self-defense.
    Id. at 770.
    Cropper
    argues that if Rozier is controlling it should be overruled. Again, we are bound by
    our prior precedent. See 
    Archer, 531 F.3d at 1352
    . We therefore reject Cropper’s
    as-applied challenge.
    C.    Cropper Cannot Collaterally Attack His Prior State Convictions.
    Cropper also argues that the district court erred in enhancing his sentence
    under ACCA because one of his predicate convictions violated the Fifth
    Amendment’s Double Jeopardy Clause. Cropper’s PSR identified three prior state
    convictions that qualified as “serious drug offenses” under § 924(e)(2). 18 U.S.C.
    § 924(e)(2). These prior convictions included: (1) Possession of Marijuana, First
    Degree, No. CC-2009-00812; (2) Unlawful Distribution of a Controlled Substance,
    No. DC-2008-04344; and (3) Unlawful Distribution of a Controlled Substance, No.
    DC-2008-04345. Cropper argues that the first conviction identified, No. CC-2009-
    00812, was obtained in violation of the Double Jeopardy Clause because it was
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    based on the same conduct as a juvenile conviction for marijuana possession. 3
    Cropper asserts that, because his state-law marijuana conviction violated the
    prohibition against double jeopardy, the district court plainly erred by enhancing
    his sentence based on the conviction.
    The Supreme Court has held that, with the sole exception of convictions
    obtained in violation of the right to counsel, a defendant in a federal sentencing
    proceeding may not collaterally attack his prior state convictions that served as the
    predicate offenses for an enhancement under § 924(e). Custis v. United States, 
    511 U.S. 485
    , 496-97 (1994); see, e.g., Lewis v. United States, 
    445 U.S. 55
    , 67 (1980)
    (holding that a predecessor statute to § 924(e) did not allow collateral attacks on a
    predicate conviction).
    Cropper acknowledges Custis but argues that the Supreme Court did not
    specifically address a double jeopardy challenge brought against a predicate
    conviction, which he argues presents different concerns. Although Cropper is
    correct that a double jeopardy challenge was not at issue in Custis, the Court
    expressly declined to extend the right to collaterally attack a prior conviction used
    3
    Cropper filed a “Judicial Notice Motion” requesting that we take judicial notice of
    Exhibits A-E attached to his initial brief. We will take judicial notice of documents only when
    they are relevant. See Dippin’ Dots, Inc. v. Frosty Bites Distribution, LLC, 
    369 F.3d 1197
    , 1204
    (11th Cir. 2004) (requiring that facts subject to Fed. R. Evid. 201(b) be “relevant to a
    determination of the claims presented in a case”). Because we have determined that the
    documents at issue would not impact Cropper’s appeal, we deny his motion.
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    for an enhancement under § 924(e) beyond a right-to-counsel violation, which it
    recognized as a “unique constitutional defect.” 
    Custis, 511 U.S. at 496
    . Even if
    the state court erred in convicting Cropper of the predicate prior conviction,
    Cropper cannot obtain relief here based on this argument. The district court
    therefore did not err in enhancing Cropper’s sentence under § 924(e).
    D. The District Court Did Not Commit Plain Error Under Rehaif v. United
    States.
    In June 2019, after Cropper filed his initial brief in this appeal, the Supreme
    Court decided Rehaif v. United States, 
    139 S. Ct. 2191
    (2019). In Rehaif, the
    Supreme Court held that, “in a prosecution under 18 U.S.C. § 922(g) . . . the
    Government must prove both that the defendant knew he possessed a firearm and
    that he knew he belonged to the relevant category of persons barred from
    possessing a firearm.”
    Id. at 2200.
    At our direction, the parties filed supplemental
    briefs addressing the impact of Rehaif on Cropper’s appeal. Cropper asks that we
    vacate his conviction or, in the alternative, grant him a new trial because Rehaif
    made plain that errors occurred (1) when his indictment failed to allege that he
    knew of his prohibited status when he possessed a firearm and (2) when the jury
    instructions at trial omitted the element of knowledge of his prohibited status. The
    government concedes that these failures were plain errors under Rehaif but argues
    that these errors did not affect Cropper’s substantial rights.
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    We review Cropper’s new challenge based on Rehaif for plain error. 
    Reed, 941 F.3d at 1020
    . To obtain relief, Cropper must establish that any error both was
    plain and affected his substantial rights. United States v. Moore, 
    954 F.3d 1322
    (11th Cir. 2020). If he does so, we may correct the error if it “seriously affects the
    fairness, integrity, or public reputation of judicial proceedings.”
    Id. (quoting United
    States v. Olano, 
    507 U.S. 725
    , 732 (1993)) (alteration adopted). In
    evaluating whether the error affected Cropper’s substantial rights, we may consult
    the entire record.
    Id. Cropper has
    established that there were errors in his indictment and jury
    instructions that Rehaif made plain. 
    Reed, 941 F.3d at 1021
    . The Court in Rehaif
    made clear that in a prosecution under § 922 the government must prove that the
    defendant knew that he belonged to the relevant category of persons barred from
    possessing a firearm. 
    Rehaif, 139 S. Ct. at 2200
    . Cropper’s indictment did not
    allege, nor was the jury instructed that it had to find, that Cropper knew he was a
    convicted felon. Accordingly, Cropper has established plain error. 
    Reed, 941 F.3d at 1021
    .
    In United States v. Reed, we similarly determined that the defendant had
    established plain error under Rehaif.
    Id. We nonetheless
    concluded that the
    defendant could not prove that the error affected his substantial rights because he
    could not show a reasonable probability that the outcome of his trial would have
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    been different had the error not occurred.
    Id. at 1021-22
    (citation omitted). Reed,
    who had been convicted of eight prior felonies, admitted that he had served 18
    years in prison before his arrest; stipulated that he had been convicted of a felony
    offense and had not had his civil rights restored, including the right to possess and
    bear firearms; and testified at trial that he was not allowed to have a gun.
    Id. at 1020-22.
    We concluded that the record established that Reed knew he was a felon,
    and so he could not prove that the errors affected his substantial rights or the
    fairness, integrity, or public reputation of his proceedings.
    Id. at 1022.
    We likewise conclude that Cropper cannot establish that his substantial
    rights were affected. Cropper argues that because he was placed on probation only
    or sentenced to time served for his prior felony convictions, he falls within the
    category of individuals who, according to Rehaif, conceivably could be unaware of
    their status as convicted felons, 
    see 139 S. Ct. at 2198
    . Although the fact that
    Cropper served no time in prison could suggest that he was unaware of his status as
    a convicted felon, other portions of the record indicate that he was aware that his
    prior offenses were felonies. For example, Cropper stipulated during his trial that
    he had previously been convicted of a felony offense. He also acknowledged in his
    closing statement that he was a convicted felon. Other evidence in the record also
    indicates that Cropper was aware of his status as a felon when he possessed the
    firearm. For example, an ATF task force officer testified at trial that Cropper
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    acknowledged that he was a convicted felon in an interview that took place on the
    day after his arrest. cf. 
    Reed, 941 F.3d at 1022
    .
    Because there is ample evidence in the record showing that Cropper knew of
    his status as a convicted felon when he possessed the firearm, there is no
    reasonable likelihood that the outcome of his trial would have been different but
    for the errors in the indictment and the jury instructions. Thus, Cropper cannot
    establish that his substantial rights were affected by the errors. See 
    Reed, 941 F.3d at 1022
    .
    IV.    CONCLUSION
    For the above reasons, we affirm Cropper’s conviction and sentence.
    AFFIRMED.
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