Castillo v. United States , 200 F.3d 735 ( 2000 )

Braulio CASTILLO, Petitioner-Appellant,
v.
UNITED STATES of America, Respondent-Appellee.
No. 97-3195.
United States Court of Appeals,
Eleventh Circuit.
Jan. 11, 2000.
Appeal from the United States District Court for the Northern District of Florida. (No. 96-00193-3-CV-RV)
Before BLACK, Circuit Judge, and FAY and GODBOLD, Senior Circuit Judges.
PER CURIAM:
Braulio Castillo, a federal prisoner, appeals the district court's denial of his pro se motion to vacate,
set aside, or correct his sentence under 28 U.S.C. § 2255. Castillo argues that the Supreme Court decision
in Bailey v. United States, 516 U.S. 137, 116 S. Ct. 501, 133 L. Ed. 2d 472 (1995), constitutes grounds for
reversing his conviction for possession of a firearm during a drug offense in violation of 18 U.S.C. § 924(c).
Castillo's conviction is unaffected by the Bailey decision and therefore affirmed. Castillo also asserts that a
prior state court conviction has been reversed and subsequently nolle prossed, thus warranting a recalculation
of his criminal history and resentencing. However, Castillo's state court conviction was reversed in a ruling
adverse to Castillo; thus, Castillo's criminal history points should not be recalculated.
"In a § 2255 proceeding, factual findings are reviewed for clear error while legal issues are reviewed
de novo." Martin v. United States, 81 F.3d 1083, 1084 (11th Cir.1996).
Castillo's attack on his § 924(c) conviction for using and carrying a firearm during the commission
of a drug offense is unaffected by the Bailey decision.1 In Bailey, the Supreme Court held that a conviction
under the "use" prong of § 924(c) requires evidence that the defendant actively used a firearm during and in
1
The relevant part of § 924(c) imposes a 5-year minimum term of imprisonment upon a person who
"during and in relation to any crime of violence or drug trafficking crime ... uses or carries a firearm." 18
U.S.C. § 924(c)(1).
relation to a drug felony. Bailey v. United States, 516 U.S. 137, 149, 116 S. Ct. 501, 133 L. Ed. 2d 472 (1995).
Castillo argues that he could not be convicted under the use prong because he did not actively use a firearm
during the drug offense. Although the evidence may not have been sufficient to convict Castillo under the
"use" prong of § 924(c), the evidence was sufficient to convict Castillo under the "carry" prong of § 924(c).2
The Supreme Court expressly recognized that a defendant may be convicted under the "carry" prong of §
924(c) even though the evidence is insufficient to convict under the "use" prong of § 924(c). Id. at 150, 116
S. Ct. 501. We have since held that, so long as the defendant was charged under both the "use" and "carry"
prongs of the statute, the conviction may be sustained if the evidence proves carrying but not use. See United
States v. Range, 94 F.3d 614, 616-20 (11th Cir.1996). Therefore, because the indictment charged Castillo
under both the use and the carry prongs of 18 U.S.C. § 924(c), the court instructed the jury on both prongs,
and the evidence showed that Castillo's codefendant carried a firearm during and in relation to the underlying
drug offense, Castillo's conviction under § 924(c) is affirmed.
Castillo also argues that his criminal history points should be recalculated because four of his six
points were the result of a Florida state conviction that was reversed and subsequently nolle prossed.3 He
argues that according to the United States Sentencing Guidelines, sentences that result from convictions that
have been reversed, vacated, or ruled constitutionally invalid are not to be counted. U.S.S.G. § 4A1.2,
2
It is undisputed that Castillo's codefendant, Carbajal, possessed a firearm when Carbajal and Castillo
were arrested. Castillo is liable for all foreseeable acts of his co-conspirator committed in furtherance of
the conspiracy. See United States v. Bell, 137 F.3d 1274, 1275 (11th Cir.1998) (holding that liability
under Pinkerton v. United States, 328 U.S. 640, 646-47, 66 S. Ct. 1180, 90 L. Ed. 1489 (1946), continues
to apply to § 924(c) offenses subsequent to Bailey ). It was reasonably foreseeable that Carbajal would
carry a firearm because, as we have previously stated, "weapons have become tools of the trade for those
involved in the distribution of illicit drugs." United States v. Alvarez, 755 F.2d 830, 849 (11th Cir.1985)
(citation omitted).
3
Castillo was originally charged in state court with two counts of trafficking in cocaine. The state trial
court granted a pretrial motion to dismiss, reducing the charges from trafficking to simple possession.
Castillo plead nolo contendre to the two possession charges. The Third District Court of Appeal found
the trial court's ruling on the motion to dismiss to be in error and reversed "the trial court's reduction of
the charges, as well as the proceedings that followed thereafter, and remanded for further proceedings."
State v. Garcia, 596 So. 2d 1237, 1239 (Fla.Dist.Ct.App.1992). The trafficking charges against Castillo
were reinstated, but subsequently nolle prossed.
Application Note 6. However, the Guidelines also state that convictions set aside "for reasons unrelated to
innocence or errors of law" are to be counted. U.S.S.G. § 4A1.2, Application Note 10. Castillo's state court
conviction was certainly not set aside due to Castillo's innocence, but instead in a ruling that was adverse to
Castillo.4 In fact, the state court reinstated more serious trafficking charges against Castillo.
Castillo argues that the state's decision to nolle prosse the reinstated trafficking charges is relevant
in the determination of whether his sentence should be recalculated.5 However, the state's decision not to try
Castillo on the reinstated charges is irrelevant. Castillo pled nolo contendere to the possession charges and
the district court could properly consider the conduct underlying those charges in determining Castillo's
criminal history score. See U.S.S.G. § 4A1.3. Therefore, because Castillo's previous conviction was reversed
in a ruling adverse to him and Castillo admitted that he was guilty of the conduct underlying the prior charges,
Castillo's criminal history points should not be recalculated.
The judgment of the district court is AFFIRMED.
4
The fact that the Florida state court vacated Castillo's conviction in a ruling adverse to Castillo
distinguishes this case from the Ninth Circuit decision in United States v. Guthrie, 931 F.2d 564 (9th
Cir.1991). Guthrie challenged his sentence on constitutional grounds and his sentence was vacated in a
decision favorable to him. Even in that case where the ruling was in favor of the defendant, the court
noted that the district court had the discretion to decide "whether the conduct underlying the vacated
conviction warrants an upward departure pursuant to section 4A1.3 because it provides 'reliable
information' regarding the defendant's criminal past." Id. at 573.
5
Although there is nothing in the record to indicate why the trafficking charges were subsequently
nolle prossed, the United States indicated in oral arguments that the state prosecutor may not have
followed up on the charges because the state prosecutor may have believed that Castillo was already
imprisoned on federal charges.