Gloria Sturdivant v. Social Security Administration, Commissioner ( 2023 )


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  • USCA11 Case: 22-13952    Document: 21-1      Date Filed: 05/18/2023   Page: 1 of 11
    [DO NOT PUBLISH]
    In the
    United States Court of Appeals
    For the Eleventh Circuit
    ____________________
    No. 22-13952
    Non-Argument Calendar
    ____________________
    GLORIA STURDIVANT,
    Plaintiff-Appellant,
    versus
    SOCIAL SECURITY ADMINISTRATION, COMMISSIONER,
    Defendant-Appellee.
    ____________________
    Appeal from the United States District Court
    for the Southern District of Alabama
    D.C. Docket No. 2:21-cv-00017-N
    ____________________
    USCA11 Case: 22-13952         Document: 21-1          Date Filed: 05/18/2023         Page: 2 of 11
    2                          Opinion of the Court                        22-13952
    Before WILSON, NEWSOM, and GRANT, Circuit Judges.
    PER CURIAM:
    Gloria Sturdivant appeals the district court’s order affirming
    the decision of the Social Security Administration (SSA) to deny her
    application for supplemental security income (SSI). After careful
    review of the record and the parties’ brief, we affirm.
    I.
    Sturdivant applied for SSI, alleging an onset date of Decem-
    ber 31, 2018 for the following disabilities: high blood pressure, dia-
    betes, carpal tunnel in the left hand, lower back problems, acid re-
    flux, and high cholesterol. Disability examiners denied Sturdivant’s
    application initially and on reconsideration. Sturdivant then re-
    quested and received a hearing before an Administrative Law
    Judge (ALJ), who found Sturdivant not disabled.
    The ALJ must follow five steps when evaluating a claim for
    disability. 1 
    20 C.F.R. § 416.920
    (a). First, if a claimant is engaged in
    substantial gainful activity, she is not disabled. 
    Id.
     § 416.920(b).
    Second, if a claimant does not have an impairment or combination
    of impairments that significantly limits her physical or mental abil-
    ity to perform basic work activities, she does not have a severe im-
    pairment and is not disabled. Id. § 416.920(c); see also McDaniel v.
    Bowen, 
    800 F.2d 1026
    , 1031 (11th Cir. 1986) (explaining that Step
    1 If the ALJ determines that the claimant is or is not disabled at any step of the
    sequential analysis, the analysis ends. 
    20 C.F.R. § 416.920
    (a)(4).
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    22-13952                 Opinion of the Court                             3
    Two acts as a filter, allowing “only claims based on the most trivial
    impairments to be rejected”). Third, if a claimant’s impairments
    meet or equal an impairment listed in a provided appendix (the
    “Listings”), she is disabled. 
    20 C.F.R. § 416.920
    (d); 20 C.F.R. pt.
    404, subpt. P, app. 1. Fourth, if a claimant’s impairments do not
    meet or equal an impairment in the Listings, the ALJ must assess
    the claimant’s Residual Functional Capacity (RFC). 
    20 C.F.R. § 416.920
    (e). 2 Fifth, using the claimant’s RFC, the ALJ will deter-
    mine whether the claimant can still perform past relevant work. If
    the claimant can do this type of work, she is not disabled. 
    Id.
    § 416.920(f). Finally, if a claimant’s impairments (considering her
    RFC, age, education, and past work) do not prevent her from per-
    forming other work that exists in the national economy, she is not
    disabled. Id. § 416.920(g).
    Considering Step One, the ALJ here determined Sturdivant
    had not engaged in substantial gainful activity since her alleged on-
    set date. The ALJ found Sturdivant possesses the following severe
    impairments: degenerative disc disease of the lumbar spine,
    chronic pain syndrome, diabetes mellitus, and obesity. 3 But the
    ALJ found Sturdivant’s impairments or combination of impair-
    ments fail to meet or medically equal the severity of an impairment
    2 A claimant’s RFC is the level of physical and mental work she can consist-
    ently perform despite her limitations. Id. § 416.945(a).
    3 The ALJ also found that Sturdivant had the following non-severe impair-
    ments: essential hypertension, hyperlipidemia, carpal tunnel syndrome, ulcer
    disease, reflux, allergic rhinitis, dysthymia, and anxiety.
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    4                        Opinion of the Court                     22-13952
    in the Listings. The ALJ then found Sturdivant has an RFC to per-
    form medium work4 with the following caveats: Sturdivant can
    frequently balance, stoop, kneel, crouch, crawl, and climb ramps
    and stairs, but she can never climb ladders, ropes, or scaffolds and
    must avoid all exposure to hazards.
    Based on these findings, the ALJ determined Sturdivant can
    perform her past relevant work as companion. The ALJ also deter-
    mined Sturdivant can perform other jobs existing in significant
    numbers in the national economy, specifically jobs for hand pack-
    ers; sorters/samplers/weighers; and hand packers/packagers. As
    a result, the ALJ found Sturdivant not disabled.
    Sturdivant then requested the Appeals Council review the
    ALJ’s decision. The Appeals Council denied Sturdivant’s request
    for review, making the ALJ’s decision the final decision of the Com-
    missioner. Sturdivant appealed to the district court, which af-
    firmed the ALJ’s denial of Sturdivant’s SSI. Sturdivant timely ap-
    pealed.
    II.
    When “an ALJ denies benefits and the Appeals Council de-
    nies review, we review the ALJ’s decision as the Commissioner’s
    final decision.” Viverette v. Comm’r of Soc. Sec., 
    13 F.4th 1309
    , 1313–
    4 “Medium work involves lifting no more than 50 pounds at a time with fre-
    quent lifting or carrying of objects weighing up to 25 pounds. If someone can
    do medium work, [the SSA can] determine that he or she can also do sedentary
    and light work.” 
    20 C.F.R. § 416.967
    (c).
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    22-13952               Opinion of the Court                         5
    14 (11th Cir. 2021) (alteration adopted) (internal quotation marks
    omitted). We review a social security disability case to determine
    whether the Commissioner’s decision is supported by substantial
    evidence and review de novo whether the ALJ applied the correct
    legal standards. 
    Id.
     “Our review is ‘the same as that of the district
    court,’ meaning we neither defer to nor consider errors in the dis-
    trict court’s opinion.” Henry v. Comm’r of Soc. Sec., 
    802 F.3d 1264
    ,
    1267 (11th Cir. 2015) (per curiam) (quoting Doughty v. Apfel, 
    245 F.3d 1274
    , 1278 (11th Cir. 2001)).
    Substantial evidence is relevant evidence, less than a prepon-
    derance but greater than a scintilla, that “a reasonable person
    would accept as adequate to support a conclusion.” Viverette, 13
    F.4th at 1314. In reviewing for substantial evidence, we “may not
    decide the facts anew, reweigh the evidence, or substitute our judg-
    ment for that of the ALJ.” Id. (alteration adopted). But a decision
    is not based on substantial evidence if it focuses on one aspect of
    the evidence while disregarding contrary evidence. McCruter v.
    Bowen, 
    791 F.2d 1544
    , 1548 (11th Cir. 1986). The ALJ need not refer
    to every piece of evidence in his decision, so long as a reviewing
    court can conclude that the ALJ considered the claimant’s medical
    condition as a whole. Mitchell v. Comm’r, Soc. Sec. Admin., 
    771 F.3d 780
    , 782 (11th Cir. 2014). We will not affirm merely because some
    rationale might support the ALJ’s conclusion if he “fails to state
    with at least some measure of clarity the grounds for his decision.”
    Winschel v. Comm’r of Soc. Sec., 
    631 F.3d 1176
    , 1179 (11th Cir. 2011)
    (internal quotation marks omitted).
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    6                         Opinion of the Court                       22-13952
    III.
    Sturdivant pushes back against two ALJ conclusions. First,
    the ALJ found unpersuasive the opinion of Sturdivant’s treating
    doctor that Sturdivant had severe physical limitations, which lim-
    ited her ability to work. Sturdivant argues that this finding violated
    SSA regulations and was unsupported by substantial evidence. Sec-
    ond, the ALJ found that Sturdivant’s RFC enabled her to perform
    medium work with certain limitations. Sturdivant contends that
    this finding was similarly unsupported by substantial evidence. We
    will address each argument in turn.
    A.
    Sturdivant contends the ALJ erred in two ways when as-
    sessing her treating doctor’s, Dr. Glenton Davis’s, opinion.5 First,
    the ALJ erred by not articulating good cause for his evaluation of
    Dr. Davis’s opinion. Second, the ALJ erred in finding that Dr. Da-
    vis’s opinion was unpersuasive, notably by misrepresenting the rec-
    ord to find the opinion inconsistent and unsupported by the medi-
    cal evidence.
    First, Sturdivant misunderstands how the ALJ must now
    evaluate medical opinions. Because Sturdivant filed her SSI
    5 To determine whether a claimant is disabled, the ALJ considers medical
    opinions from acceptable medical sources, including physicians. 
    20 C.F.R. §§ 416.902
    (a)(1), 416.913(a)(2). “A medical opinion is a statement from a med-
    ical source about what [a claimant] can still do despite [her] impairment(s) and
    whether [she has] one or more impairment-related limitations or restrictions.”
    
    Id.
     § 416.913(a)(2).
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    22-13952               Opinion of the Court                        7
    application on June 18, 2019, the ALJ had to assess Dr. Davis’s opin-
    ion under new regulations, different from what Sturdivant appar-
    ently contemplates. For claims filed on or after March 27, 2017, the
    ALJ “will not defer or give any specific evidentiary weight, includ-
    ing controlling weight, to any medical opinion(s) or prior adminis-
    trative medical finding(s).” 
    20 C.F.R. § 416
    .920c(a). This regulation
    abrogated our earlier precedents applying the treating-physician
    rule, which required good cause to discount a treating physician’s
    opinion. Harner v. Soc. Sec. Admin., Comm’r, 
    38 F.4th 892
    , 896 (11th
    Cir. 2022); 
    20 C.F.R. § 416.927
    . Thus, the ALJ was not required to
    provide good cause for discounting Dr. Davis’s opinion.
    Rather, under the new regulations, the ALJ must determine
    the persuasiveness of medical opinions and prior administrative
    medical findings by considering supportability, consistency, treat-
    ment relationship, specialization, and other factors. 
    20 C.F.R. § 416
    .920c(c)(1)–(5). Supportability and consistency are the most
    important factors. 
    Id.
     § 416.920c(b)(2). The ALJ is required to ar-
    ticulate how it considered the supportability and consistency fac-
    tors, but not the remaining factors. Id. As to supportability, the
    more relevant the objective medical evidence and explanations are
    to the medical opinions, the more persuasive the opinion is. Id.
    § 416.920c(c)(1). As to consistency, the more consistent a medical
    opinion is with evidence from other sources, the more persuasive
    the opinion is. Id. § 416.920c(c)(2).
    Here, the ALJ followed the new regulations and explained
    that he found that Dr. Davis’s opinion was both unsupported and
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    8                        Opinion of the Court                    22-13952
    inconsistent with the record. Sturdivant argues that the ALJ’s de-
    termination is not supported by substantial evidence. We disagree.
    Dr. Davis’s opinion was a pre-printed form on which Dr. Davis
    checked certain boxes and circled answers. Despite indicating that
    Sturdivant had significant physical limitations, Dr. Davis did not
    provide any medical basis for that opinion, nor did he reference any
    clinical observations or testing.
    Dr. Davis’s own treatment notes do not reflect those serious
    physical limitations. Rather, those treatment notes often found
    Sturdivant’s extremities to be stable. While Dr. Davis discussed
    Sturdivant’s diabetes within his treatment notes, Dr. Davis did not
    indicate that Sturdivant’s diabetes caused significant physical limi-
    tations. Dr. Davis’s opinion finds no support in other treatment
    notes, including Sturdivant’s endocrinologist. Notes from her en-
    docrinologist support Sturdivant’s diabetes as a severe impairment
    but those notes do not show the significant physical limitations
    noted in Dr. Davis’s opinion. Sturdivant’s physical exams with her
    endocrinologist reveal nothing out of the ordinary as to physical
    limitations. Sturdivant spills a lot of ink about her diabetes, and to
    be sure, the findings show that she had high glucose levels and gly-
    cated hemoglobin levels. But again, none of those findings trans-
    late to observations or testing to support a determination of signif-
    icant physical limitations. 6
    6Sturdivant argues that the ALJ improperly relied on only a subset of treat-
    ment notes to conclude that her diabetes had improved. True, those treat-
    ment notes do also show that Sturdivant’s glucose level increased, but they
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    22-13952                  Opinion of the Court                                9
    Dr. Davis’s status as a treating physician has no impact on
    his opinion’s persuasiveness under the new regulations. And sub-
    stantial evidence supported the ALJ’s finding that Dr. Davis’s opin-
    ion was unpersuasive, as his opinion was not accompanied by an
    explanation. And, aside from elevated glucose levels, neither Dr.
    Davis’s records nor other medical records showed Sturdivant had
    abnormal symptoms affecting her ability to work.
    B.
    Sturdivant argues that the ALJ’s RFC determination is not
    connected to the record and thus not supported by substantial evi-
    dence.
    A claimant’s RFC is the most she can still do despite her lim-
    itations and is based on all the relevant evidence in the case record,
    including her medical history, medical reports, medical source
    statements, and descriptions of limitations from the claimant and
    others. 
    20 C.F.R. § 416.945
    . The ALJ must consider all record evi-
    dence about all the claimant’s impairments, including those that
    are not severe. 
    Id.
     § 416.945(a)(1)–(2). The ALJ must consider state-
    ments about what a claimant can do from medical sources and the
    claimant. Id. § 416.945(a)(3).
    also show that her glycated hemoglobin had decreased. And either way, Stur-
    divant fails to show how those findings about her diabetes impact her physical
    limitations. McCruter, 
    791 F.2d at 1547
     (“[T]he ‘severity’ of a medically ascer-
    tained disability must be measured in terms of its effect upon ability to work,
    and not simply in terms of deviation from purely medical standards of bodily
    perfection or normality.”).
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    10                     Opinion of the Court                  22-13952
    Sturdivant’s argument on the RFC focuses again on Dr. Da-
    vis’s opinion. But as discussed above, the ALJ properly found that
    Dr. Davis’s opinion was unpersuasive because it was unsupported
    by and inconsistent with the record. After making that determina-
    tion, the ALJ considered Sturdivant’s medical evidence and testi-
    mony to determine her RFC. At the hearing, Sturdivant testified
    about her pain from her impairments and how that limited her abil-
    ity to work, but the ALJ found that Sturdivant’s statements were
    not consistent with the medical evidence. For instance, despite tes-
    tifying about her back pain, the medical records showed that Stur-
    divant treated that particular issue with medication and there were
    no significant symptoms. For example, a June 2020 treatment note
    showed normal alignment of the spin, no evidence of fracture, and
    only mild degenerative changes. The ALJ compared that testi-
    mony with Sturdivant’s Function Report where she detailed her
    abilities to cook, take care of others, do chores, and go out to stores
    and church.
    Sturdivant argues that the ALJ was required to link evidence
    to the RFC findings, but our case law only requires that the ALJ
    state with clarity his reasons for his decision. See Winschel, 
    631 F.3d at 1179
    . Here, the ALJ’s decision carefully addressed the medical
    evidence and explained how he came to the RFC, including finding
    a state medical consultant’s opinion with the same RFC to be sup-
    ported by the medical evidence.
    Substantial evidence supported the ALJ’s RFC finding that
    Sturdivant could do medium work because medical records
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    22-13952              Opinion of the Court                      11
    showed few symptoms, all of which were treated by medication;
    an ability to do many daily activities, and an opinion from a state
    medical consultant recommended that RFC finding. Accordingly,
    we affirm.
    AFFIRMED.